# Profoundd archive — Epstein Files
# Bates number: EFTA00169752
# Title:        Deutsche Bank
# Dataset:      9
# Pages:        5
# Images:       5 detected
# Tags:         epstein, doj, dataset-9, image-described
# Source PDF:   https://profoundd.com/epstein-docs/EFTA00169752/download
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# 'ocr-enriched' tag means OCR was applied to scan-only pages.
# Image descriptions are AI-generated factual captions (llava:13b).
#----------------------------------------------------------------------

=== SUMMARY ===
Deutsche Bank Private Wealth Management Option Agreement and Approval Form Please Complete All Sections Account No. Account Name Southern Trust Company Inc Cash Account Type Account Registration ENTITY O Managed Account O Discretionary Account O other Name(s) of persOn(sl other than account owner(s) authorized to place orders for the account: Jeffrey Epstein, Jeanne Brennen a] Account and Owrer information (Provide requested intormation for each account owner (-Client"). Attach supplement to thi


=== EXTRACTED TEXT ===
Deutsche Bank 
Private Wealth Management 
Option Agreement and Approval Form 
Please Complete All Sections 
Account No.   Account Name Southern Trust Company Inc 
Cash Account Type   Account Registration ENTITY 
O Managed Account O Discretionary Account O other 
Name(s) of persOn(sl other than account owner(s) authorized to place orders for the account: 
Jeffrey Epstein, Jeanne Brennen a]
Account and Owrer information (Provide requested intormation for each account owner (-Client"). Attach supplement to this Agreement if 
necessary.) 
Name Southern  Trust Company Inc 
Address 8100 Red Hook Quarter. B3, St mamas. 00802 
Pima_ Cct.ntry Virgin Islands 
Number of Dependents WA  Marital Status WA  Birtmata 11/10/2011 
Employer     Business Phone  
Business Address  
Type of Bus.ness  Position • Years Held — — — —   `— —
Present Brokerage Accounts with: Jnifirilin 
Does the individual or entity tnat controls this account have the power to control any other Option Accounts) with Deutsche Bank Securities Inc 7
yes O No If veS. Please provide the account number(a): Will Provide list 
Client(s) Financial Information 
Approximate Aggregate Annual Income 
of Account Owner(s) from All Sources 
❑ Less than $60.000 
1.j 550.000 -599.999 
o SI 00,000 - r249.999 
❑ 5250.000 -5499.999 
El $500.000 -$999.999 
❑ 51,0000M -52.499.999 
52,500.000 - 54.999.999 
▪ 57.000.000 end over Sources of Income (Approximate) 
Salary/Bonus 50 % 
Interest/Dividends Op 96 
Other (specify): 
16 Approximate Aggregate Net Worth 
awe Peet wen 
O Less than 557,000 
os50.000 -599,999 
5100,000- $249,999 
❑ $250,000 -5419.999 
❑ Sb00.000 - 5999,999 
❑ 51,000,000 - 1,2,499.999 
❑ $2,500.000 - 54.999.999 
$5,000.003 and over Ammons Not Viva% 
ksdkesttrer 'lee! 
O Less than 550,000 
$50,000 -$89.999 
$100,000-$249.999 
$260,000-5499,999 
$500.000-$999,999 
51.000,000 -52,499.999 
52.500,000 -54.999.999 
55,000.000 and over 
Investment Experience of Account Owner(s) 
Year rust I Average *Trades 
Traded Per Year Avvenoo Soo of 
Trade; In S 10S090 Sue 
Snares/ Connects Twos of PferiouisCptiOn ExpOnenCo 
I Options 2011 10 $1,000,00000 1,000 Covered Call Writing 
Stocks 2$11 $1,000,000.00 1,000 Purchased Options 
Bonds 2011 -4.10 
10 I $1,000.000.00 1,000 121 Option spreads 
Commodities 2011 lto Ist000poo.00 000 El Uncovered Put Writing 
Listed Stock Index 2011 001,000 ❑ Uncovered Call Writing 
OTC Deovaiives 2011 10 _Lsi,00kose.00 
I stook000.00 “Oo O None 
i.. Structured Products 
i-Other (Specify) 2011 —II-' to 51,000,000.00 1,000 
Noma. Bork Sec:mons Inc /I subsidiary of tuned,. Bank AG. conducts investment banning ano socunties savings in the tin tan States 
I!IIYIIp1IInMllOPT' 
09-MAC-0127 0.41 14 (0.(1 11) 
006404 052711 
CONFIDENTIAL — PURSUANT TO FED R GRIM. P. 6(e) Walabitl15.5 
EFFA_00020025 
EFTA00169752
• 
Option Objectives (check ALL that apply): 
. ID Income (covered call writing) al Portfolio Protection (protective puts) ID Speculation (spreads & uncovered wnting) 
Ckont(s) Strategy Requests (Meese check as many of the following strategies sought to be employed) 
ID I. Covered Cell Writing 
Moderate Risk Calls fully covered by underlying stock. Stock may be called at any time or at expiration. requiring owner to sell at stoke price. 
a 2 Purchasing Options 
Involves SutstanuaLflisk. Entire proniorn is at risk. Profit or loss usually deumn.ned by selling position. If position is not closed or exorcised by 
exc ration date, options will expire worthless. 
a 3 Option SPrOOda - Margin account required. 
invotxes Substanbal Risk. In addition to risk of purchasing puts or calls if long side is closed out, leaving only a short Oosition, the financial risk 
becomes unlimited. Option assignments lemma purchase of the underlying stuck in the open market to effect delivery to purchaser of option. 
a 4 Uncovered Put Writing — Margin account and special statement for uncovered option writers required. 
latitixas Substantial R sc. If assigned. the client must purchase the underlying stock at the silk° price, which may be substantially higher than the 
thencurrent market price. 
E 5. Uncovered Cell Writing — Margin account and special statement for uncovered option writers required. 
Involves Subcctantscii Risk. Writing uncovered cells involwks unlimited financial risk. Option assignments require purchase of the undedyng stock in 
open rner<et to effect delivery to purchaser of option. 
I have read and understand all of the 
in options s suitable ill light of my investment 
attest to the accost-lir of the above 
verily any representation contained 
abovostated information. I acknov 
I have resew d and read 
Standardiz Options." conditions arid stipulations on the reverse sole of this form in regard to tracing in options and represent that trading 
obsectives, (Mamiel stunnon, risk tokvan and knowledge. I hereby confirm that I am the tattoo of end 
information and authorize Deutsche Bank Securities Inc. {also referred to herein as "Deutsche Bark Alex. Brown') to 
therein, at ifs discretion. I will promptly notif tr Bank Alex. Brown. in writing, cf any material change in the 
lodge that I may obtain an options corporation prospectus upon request. 
Options ring Corporation Disclosure Document entitled 'Characteristics and Risks of 
Tign:Tail; :Oats;I 012-g 1 i -3 
Signed Oate 
Print Client Advisor Name CA I r-r5 _ 
Client Advisor Signature Dote to/2,11/4i 
ROP Approval Date A sue*77,2 
OPTION DEPT. APPROVAL: 
On 
Covered Call Writing DATE Comments. 
Purchasing Options g 
1 &Option Spreads 1 i'-fcrt) _ 
aUncovered Put Writing 
Li Uncovered Call Writing 
09-PV&I-0127 OM 14 (05f11) 
001404.05 to 1 i 
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Iplat9A111156 EFTA_00020026 
EFTA00169753
Risks, Prohibitions and General Information Concerning Option Trading 
I wierstand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance against loss. Accordingly, I understand that frior to engaging in 
any option transaction, I should review my present financial situation and determine whether ing advisable to incur the risk of loss associated with that particular investment. 
1. I understand that wren I engage in option meting I txvose myself to certain, potentially substantial financial asks in addition to those identified on the front side of this form 
under the heading tienes) Strategy Repots," Intl ding the nnt emitted to the figlowing: 
— I understand that I should net buy an option unless I am able to sustain A total lame/IN pre men and transaction cods. 
— If I sell (write) coveted °peeps. I eiederdrulo that I may Need Pertickunkin in capital gains but retain flak of parocipatiee in capital 'Oates in the onderlyisig security. I 
understand that if an exercese is assigned to me, I may to forced to 'Societe my position in the underhang seventy at which may be unfatable to metaled" 
understand that I should not sal twat.) a covered CM option unless I am pi pered to chewer the underlying security (or a security comenaile. exchangeable. or exercisolka 
into such uncleffene Seeurfee upon IN exercise or the Option. 
— If t sell (write) uncovered (mks* options. I risk aubstandel capital loss if, and to the extent that, tie market ono of the underlying security Increases above the strike price 
d atal or decreases below the Erase price damn. If an exercise is assigned to me. it will, in all likeli hoof. be statist vitich vet force me to assume such e capital loss. 
I understand Mal I should not sea OSA $ PO OPUS a an uneereted cal option. OpeColly an index option. unless 1 tarn able to sustain potentially urtignited losses. 
— I am :mere that mews factors may affect the prim of an option contract, such as the relationship between the Nesse price and market price of the undcrOlng mosey. 
the time period remaining until the option expires, and the price fluctuation or other characteristics of the underlying:, security. 
— I am aware that the respoethe option exchanges ("Exchanges") may, in their discretion and Iron time to time, restrict transaction.; in perdoear options or the exercise of 
option castrato in the interest el maintaining a fair and elderly market in option contracts or in the underlying seemly, for the protection of investors. I understand that I 
may not be Se to close a position in the soot Mat a secondary market In the option item sos to exist or toe listing exchzurlgc Nadas a  wawa a the ophos 
— lam swore that the Exchanges have estattislied restrictions on certain opening purchase and sale transachens on the Exchanges which are elardelefed to be restricted 
options. 
P. I understand and agree Wet my lee0trillSI veth Dotes: Bank Socageties Inc (two referred to ow in ea "Deoisehn flank Alex. Brown) well be handled in scorer:mese with the 
Rules ol the Financial Industry Regulatory Authority ('RNRA'l and the Exchanges on which Med options are traded arid col the Options Casing Corporation MCC"). es 
expressed in its prospectus I arn aware of end see to be bound by such fetes In accordance with such See. 
— I will not attempt to acµire at any lime. either by myself or in concert wee others. a motion in excess of the limits prescribed from liras to time by dr EcchanOos Fee 
the purpose of computing sad) limits. I understand that total long call options and short put options of the same underlying stock must be added to compute the position 
Snit &meetly. total long put optons and short call options of tre same endears Stock must be added tb compute the position Omit. 
— I Mil not attempt to otercise, either by myscll or in canton with others. Wend any period of fire consecutive business days. a quantity in excess of the limit pieserleed by 
the Eichenges. 
— I unbent:end that if loud in violation of either the position limit or the exercise limit I may be subsea to sanctions imposed by the Exchange involved and that these 
sanctions may include liquidation of the positions in violation. 
3. I understand that Deutsonc Back Alex. Brows has policies which may le mote reset :eve then or impose reqUiirinlentS in aceition Miles of to hirlaseges, SOMA or the New 
York Stock Exchange. I aorta to abide by such policies as a ondelon of doing business with Deutsche Bank Alex. Brown. I understand that these policies inchide but are not 
limited to the Noosing: 
— Settlement date for all option trades is the business day following trade date. Notwithstanding this prevision. DeutSche Hank Aker. Brown so, in its discretion. elect not 
to argoet purchase orders in options unites cash atria to the purchase Price has last been deposited in my account, and may Sect not to accept operiing sale otters In 
options uriieet I hen firm deposited in my account either the required merges or unrestricted negotiable shorts of the enderlying stock in an sincere specified by 
Deutsche Bank Alex. Brown 
- DeutsChe Bank No. Brown may refuse orders to trade option, in my account it there are restrictions against my account, meluting restrictions regarding tracing in the 
underlying security. or for any other resters at its diecretion. 
— Deutsche Bank Alex. Brown has set trading and exercise demesnes %each correspond to deadlines established by the OCC and will accept ne rffeeeeffibilitY for condole^ 
of orders entered by clients after such deadline. 
— Margin. eider in cash or SeOdiees. posted by me against short option positions. may not be Inciuded in my mercers amount equity or Interest cotputaborts. Deutsche 
hark Aka. Brawn eery, in tore use these deposits to secure said short positions with the OCC 
— Option expose notices assigned to Deutsche Bank Alex. Brown in respect of e short position in optical contracts in customer accounts shall be allocated to customers of 
Deutsche Bank Alex. Breen on an eutorenied rem loin basis. I Understand mut if am assIgned. the assignment will be geocasel es n see tin the ease of a call et a 
Purchase (in ewe ease of a put). settling two hotness days from the date of assignment emcee' for nn-equity options, weed, setts for cash on the day of assignment/ and 
that t ern obligate:Ito delis the underlying stock ter required cash to Deutsche Bank Alex. Brown no later than settlement date 
4 I understand that margin requirements exist in convection with certain options and I ogre° to moot all margin calls as made by Deutsthe Bonk Ales. Brown. I understand that 
Deutsche Bank pies. Brown, in computing the margin requirements ler option positions. may impose a higher margin requirement fee IndMdel option Positions than other 
investment Irma, and that Deutsche Bark Ales Brawn will infirm no of Its existieg siege, requirernerts tot option positions upon request. In the event I do not meat margin 
calls promptly. Deutsche Bonk Alex. Brava, is outhoriaxl, in its solo dist:natio and without notification to me. to take any and all steps necessary to protect Itself In connection 
wah put arbor Cal tianiseenns made fo: my aceouM. including the tight to buy andor sell snot. dr short exempt, (or Rey account ono risk any pan or all of too shores 
represented by options endorsed by Deutsche Bark Alex. Brown for my mount, or 10 buy ter my account and mark any puts andlor OM as CleutSehe Bank Ales Brown may 
deem necessary for Its Onateetion I further agree that any end all expenses Incurred by Deutsche Bank Alex. Brown In this cannot-bon win be reimbursed by me. 
5. This agreement shell apply to al option orders for my/our accrunl whether or not such orders ere executed. 
6 I understand that options may be listed on one or more Exchanges and that If no Exchange es specified by me. Deutsche Bank Net Brown will use its discreeen in routing my 
onledul. 
7. I hereby authorize you In year sole discretion and with notification to me to in the event of my death. without notification to representatives of my estate or to my heirs) 
whenever you deem V necessary fur your pcaection, to take such action. InckdIng. without Imitation, to buy. sell or sell short for my account(s) and my risk, puts, calls. or 
other forms of options ndfor to buy, sell, or oil short any pan or all of the underlying SeCurititS rePresentild by options endorsed by you for my at:wends). Any end MI 
expenses, including, vetheed limitation attorneys' fees and their reasonable distigisernentS. incurred by you in connection with such transactions will be reimbursed by roe or by 
my estate. 
8. You are undo no obligate., to corway to me any information relating to the underlying sewitio cowed by an option or any sums Sated thereto. or any intonate:xi 
Sang to options whether such information h then or thereefto known or available. My information, advice or notilleal inn in respect to any option or any underlying 
seamen or securities relating thereto vetch you may give me and which you are not required to give by the toms el this agreement or any other agreement. eapressed or 
irnphixt shall not be construe° as veining an holed agreement or come of dealing between in and shell net oMpint the piensionS of this 01 any °Mtn apeernont between us. 
9. This agreement aria its unforoment shall ne governed by too laws of the State of New York and its pernsions shalt bo continuous: sloe over ell options transactions 
hereunder. whether you we acting as broker or princiPat and all amounts, indindusey and collectively.  which I may open or reopen with you: tog inure to the benefit of your 
present organization. its successors and assigns: and Mara binding upon me add my estate, executory achniniterators and snobs. but no assignment shell release or from 
any el my obligations hereunder. Written notice d reNtatiens d this agreement shall not release ether of us from any obagetiens hereunder arising prior to the actual receipt 
of such notice by the other. 
10. Vitienever any law or regutetien is adopted which affects or is inconsistent with any ocerislon hoed. such peoeison shat be deemed modified or superseded. as the case may 
be. by such key or mguaation, and such provisions as SO modlied or superseded and all other provisions hereof shad in all rest/OM continurfin lull force and effect. All other 
agreements existing between us or hereafter Made Mich by their precisions apply to any of my transactions and accounts with you, shill be applicable In arty of my options 
transactions and accounts velwe they are not in conflict with Ole agreement. Should soh a conflict exist it shall be resolved in favor of this agreement Cehenvise. the 
ProViSiOnS Of each agreement anal bo applicable 
11. M used herein, and "We MOM to alt 'Coon? ownws. 'You' and 'your" relies to Deutsche Bank Noe grown. 
Please Initial pare: 
0127 OM 14 (05/11) 
006404 051011 
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) Walabli 71 157 
EFTA_00020027 
EFTA00169754
Special Statement for 
Uncovered Option Writers 
Account No. Account Name Deutsche Bank Alex. Brown A Prix...no, Doomlne arum Senate. Inc 
 __S_outhernirmat_e_amPanx  0 
There are special nsks associated with uncovered option writing which expose the investor to potentially significant loss. I understand 
that this type Of strategy may not be suitable for all customers approved for options transactions. I also understand each of the 
following: 
1. The potential loss of uncovered call writing is unlimited, since there is no upper limit on a stock's price and the loss to a wnter of 
an uncovered call equals the stock price minus the exercise price. The writer of an uncovered call is in an extremely risky 
position, and may incur large losses if the value of the underlying instrument increases above the exercise price. Such a loss can 
exceed the equity in the call wntcr's account. 
2. The potential loss horn writing uncovered put options is also substantial. The writer of an uncovered put option bears a risk of 
loss if the value of the underlying instrument declines below the exercise price. However, since stock prices cannot be lower than 
zero, the maximum loss is equal to the strike price of the put sold less the premium received for that put. Such loss could be 
substantial if there is a significant decline in the value of the underlying insuument and can exceed the equity in the put writer's 
account. 
3. For combination writing, where the investor writes both a put and a call on the same underlying instrument, the potential risk is 
unlimited and can exerted the equity in the option writer's account. 
a. Uncovered option writing is thus suitable only for the knowledgeable investor who onderstands the risks, has the financial capacity 
and willingness to incur potentially substantial losses, and has sufficient liquid assets to meet applicable margin requirements. In 
this regard, if the value of the underlying instrument moves against an uncovered writer's options position, the investor's broker 
may request significant additional margin payments. If an investor does not make such margin payments. the broker may liquidate 
stock or options positions in the investor's account, with little or no prior notice in accordance with the investor's margin 
agreement. 
5. The option writer may not be able to rely on the secondary market. If a secondary market in options were to become unavailable, 
investors could not engage in closing transactions, and an option wnter would remain obligated until expiration or assignment. 
6. The writer of an American-style option is subject to being assigned an exercise at any time after he has written the option until 
the option expires. fly contrast, the 'miter of a European-style option is subject to exercise assignment only during the exercise 
period. 
NOTE: It is expected that the person%) signing below will read the booklet entitled Charactenstics and Risks of Standardized Options 
available from your broker. Particular attention is directed to the chapter entitled -Risks of Buying and Writing Options: This 
statement is not intended to enumerate all of the risks entailed in writing uncovered options. 
I have read and understand the above statement regarding the special risks associated with uncovered option writing and 
represent that such trading is suitable in light of my investment objectives, which include speculation, as well as my 
financial situation, risk tolerance and knowledge. I understand that you will rely on the representations I have made herein 
and in the Option and Approval Form I provided to you in determining whether to approve my account for the 
options strat s I have elect d and I her 'hyaertIty -th-to truth and accuracy of such statements. 
Signed   Date  (r3 
Signed  Date  
Signed 
Signed 
Signed  Date 
Approved for: Iiincovered Calls 
ROP/Manager Approval: Date  
Date 
08 oeAsat OM 14 A (Mal 
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ViDt9Ablii 158 
EFTA_00020028 
EFTA00169755
Joint Account Supplement to Option 
Account Agreement and Approval Form 
Accnur.t Nit. N400236,2Deutsche Bank Alex. Brown 
å a tea votinia•• •••• tar • 
Account Ner„0 sewers run canon tar 
Second Account Owner Personal Information: 
Verne ef..."
lame Addiess 5100 Haai7Ont. 51 mows. vl. 0:032•1348 Jyatimn• 
Aet »AMY Illad 
lento Nona — Number el Dependents Mental Status — Brthdatol~ -1 
&raler _ — Business Phon_  
Business Address.  (MO hea nor« ow. st Thom...  w.aaoytsr 
Type el Business  rwra 
Present Brakemen Accounts with: 
Do Va (Miter low the POWet to control any Itin Option Awount(s) with Deutsche Bank Socutines Inc t Dins Ott) 
If vet please provde tho occoun: nuninei;s:  "ems" "Pm" 1" Positron Years Hold 
Third Account Owner Personal Information: 
Natos  
N% 
dome Address 
Home Phone  Noreen, of Deponderts --
EmplOyor Marital Slane Ihticlare 
  Ruin/us None nntl. 4152
Business Address 
Typo of Business 
°resent Brakemen Accounts with: 
Does Ot owner have the poWur to control any One Option Access-4N wish Deutsche Bank Securities Inc if øy15 []No If yes please provide tic tiCtOunl Position   Years Held 
Fourth Account Owner Personal Information: 
Name  
Home Acdfess  ••••1 
Home Norm  Number of Dependents _„.._ Marital Status Bindals 
Lot:sown   Business Phone 
Bassnoss Address 
Woe of 8ustness   Position  
Present Braerreac Accounts w.th  
Does this owner have the Dower to COMM: any other Cpuon Acoaunest with DetitSCho Bank Sal:untie, Inc.? as p No 
if yes. Please of OØ the Jet:Curt number(*) Yews Held 
RIO, Account Owner Personal Information: 
Name  
Home Address 
Horne Phone  
Employer  
BusincSS AddieSs Numbs. ol DitutedenIS Marital Status Birthdato 
Business Phone •••*1.11.1 
Type cl Business 
P1050111 Biokcsogs Accounts with: 
Does this owns luvo the power lo coned any clew Dutton Accoutsts) with Deutsche Bat* Socurties Inc ? 
If res. please provide Inc account nurnboilsl' NsitrOn     Vows Ilel 
Dives Quo 
v. r 
enfilleani Mil la B ‘IMAI 
_J 
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) W9y9W159 EFTA_00020029 
EFTA00169756



=== IMAGE DESCRIPTIONS ===
[Image 1] The image shows a document with text, which appears to be a letter or a report. The text is too small to read clearly, but it seems to be a formal document with numbered points or sections. There is a signature at the bottom, indicating that the document has been signed by an individual. The document is printed on standard letter-sized paper, and there are no visible logos, names, or other identif

[Image 2] The image shows a document that appears to be a form or agreement. It contains text and fields to be filled out. There is a signature at the bottom, indicating that the document has been signed by an individual. The text on the document is too small to read clearly, but it seems to be a standard form with sections for information to be filled in. The document is printed on standard letter-sized pa

[Image 3] The image shows a document that appears to be a form titled "Option Agreement and Approval Form." It is a scanned document, likely a form used for legal or financial purposes. The form contains various fields to be filled out, including checkboxes for options such as "Bank Guarantee," "Letter of Credit," and "Bank Deposit." There are also sections for "Amount," "Date," and "Bank Details." The form

[Image 4] The image shows a document with text and a signature. The document appears to be a form or a letter, possibly related to a legal or official matter, given the formal language and the presence of a signature. The visible text includes a heading, a list of items or points, and a signature at the bottom. The signature is written in black ink and is placed on a line designated for signing. The documen

[Image 5] The image is a black and white document scan, specifically a form titled "ANNUAL SUPPLEMENT TO THE MEDICAL RECORD." The form contains various sections with checkboxes and fields for information such as patient name, date of birth, and medical history. There are also sections for the patient's current medications and allergies. The form is structured with lines and boxes for the information to be f