# Profoundd archive — Epstein Files
# Bates number: EFTA01277061
# Title:        *UBS UBS FMancial Services Inc.
# Dataset:      10
# Pages:        160
# Images:       160 detected
# Tags:         epstein, doj, dataset-10, image-described
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#----------------------------------------------------------------------

=== SUMMARY ===
*UBS UBS FMancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP700360577I 1015 srl 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Tina Dag Advisor or t1 :e Resourceline at account 1fisitourwebsite: www.ubSCOMIlinanCiakervi(e5 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements re


=== EXTRACTED TEXT ===
*UBS UBS FMancial Services Inc. 
299 Park Avenue 
25th Floor 
New York NY 10171.0002 
ANP700360577I 1015 srl 0 
Account name: MAX FOUNDATON 
Friendly account name: MAX FOUNDATION 
Account number. 
Your Nnancial Advisor: 
SCOTT STACKMANLYLE CASRIEL 
Phone 
Questions about your statement? 
Call your Tina Dag Advisor or t1 :e 
Resourceline at 
account 
1fisitourwebsite: 
www.ubSCOMIlinanCiakervi(e5 
Items for your attention 
r Help protect yourself from fraud and 
review bank, credit card, and brokerage 
statements regularly. Also, get your free 
credit report annually from 
www.annuakreditreport.com. Business Services Account October 2015 
MAX FOUNDATION 
116 EAST 65TH STREET 
NEW YORK NY 10065.7007 
Value of your account on September 30 (5) on October 30(5) 
Your assets 5,238.24 5,238.24 
Your liabilities 0.00 0.00 
Value of your account 35,238.24 
Tracking the value of your account 
S 
'.22-3 $5,238.24 
S  2382 
 40 5.238 2 
Dec 2014 Sep 2015 Oct 2015 Sources of your account growth 
during 2015 
Value of your account 
at yea. end 2014 
Net deposits end 
vvithdravaki 
Your ovestromt return 
Change in 
market value 
Value of your account 
on Oct 30.2015 $7,238.24 
SDNY GM 00025208 -52,000.00 
$0.00 
8%238.24 
Member SIPC ANP70002000605771 NPI000093358 00001 1015 001%00000 Y123661550000000 Page 1 of 6 
CONFIDENTIAL EFTA 00135828 
EFTA01277061
41aUBS Business Services Account 
October 2015 
Your account balance sheet 
Summary of your assets 
Value on 
October 30 (B) Percentage of 
your account 
A Cash and money balances 5,238.24 10000% 
B Cash alternatives 0.00 000% 
C Equities 0.00 0 00% 
D Fixed income ace 0 00% 
E Non-traditional 0.00 000% 
F Commodities 0.00 000% 
G Other 0.00 000% 
Total assets 
Value of your account 55,238.24 
55,238.24 100.00% Account name: 
Friendly account name:' • 
Account number: 
Your current asset allocation 
A 
Eye on the markets 
dex Percentage change 
October 2015 Year to date 
S&P 500 a 44% 2.70% 
Russell 3000 7.90% 2.02% 
MSC I - Europe, Australia & Far East 7.82% 2.53% 
Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14% Your A asocial Advisor. 
SCOTT STACK MANLYLE CASRIEL 
, Cash and money balances may include 
available cash balances. VEIS Bank LISA deposit 
account balances, VBS AG Stamfogl Branch 
deposit account balances and money market 
mutual fund sweep balances See the Important 
information about your statement on the last 
two pages of this statement for details about 
those balances 
Interest rates on October 30, 2015 
3-month Treasury bills: 0.08% 
One-month LIBOR: 0.19% 
anC0020C0605772NP70C0058358CCC0I T0I500C03C000 Y12.366ISS0COMpitGitoco2521Ve 2 of 6 
CONFIDENTIAL EFTA_00135829 
EFTA01277062
UBSBusiness Services Account 
Change in the value of your account Account name: MAX FOUNDATION 
Friendly account name: MAX FOUNDATION 
Account number. 
October 2015(Si Year to date (S) 
Opening account value $5,238.24 
Withcfrawals and fees, 
including investments transferred 
cut 0 00 $7,238.24 
-2,000.W 
Closing account value 
Cash activity summary 85,238.24 $5,238.24 
See Account activity this month for dna It Balances in your Sweep Don ons are indudedin the cperirq and 
closing tidances 'glue. FDIC insurance aptlies only to deposits at UBS Bank USA, nor to deposits at UBS AG. 
swim Branch or bank deposits oared thr000 the LIB'S intemationa Depose Account program. SIPC 
protection applies to money market sweep fund hdclIngS but ml bank deposits. See Important inbrignotion 
abOut put Stettnielt On the 1w two pages cir this document for aetals 
October 2015 (1) Year to date (S) 
Opening balances 15,238.24 $7,238.24 
Subtractions 
Checks and bill payments 0.00 -2,000.00 
Total subtractions $0.00 -$2,000.00 
Net cash flow $0.00 -$2,000.00 
Closing balances 15,238.24 $5,238.24 Your Mandel Advisor: 
SCOTT STACKMAULYLE CASRa 
UBS Bank USA Business Account APY 
Interest period Sep 8 - Oct 6 
Opening UBS Bank USA Business balance Sep 8 $5,238.24 
Closing UBS Bank USA Business balance Oct 6 $5,238.24 
Number of days in nterest period 29 
Average daily balance $5,238.24 
Interest earned $0 .00 
Annual percentage yield earned 000% 
Your investment objectives: 
You have identified the following investment objectives for this account If you have questions 
about these objectives, disagree with them, or wish to change them, please contact your 
Financial Advisor or Branch Manages You can find a ful description of the alternative 
investment objectrres in important information about your statement at the end of this 
document 
Your return objective: 
Capital appreciation 
Your risk profile: 
Primary - Moderate 
Investment eligibility ccosderatan • None selected 
Your account instructions 
• You account cost basis default closing method is FIFO, First In, First Out 
SDNY GM 00025210 
AtIP7C0020C0605773 NV7003059352 C00PI 1015 00C030000 Y12366I 550 000000 Page 3 of 6 
CONFIDENTIAL EFTA_00135830 
EFTA01277063
*UBS 
Yournotes 
rerma...n............,sca....rms."...., ,,,, 0,,02m• a s 
CONFIDENTIAL EFT,O0133831 
EFTA01277064
*UBS Business Services Account 
October 23! 5 
Your assets Account name: MAX FOLR1DA110N 
Friendly account name: MAX FOUNDATION 
Account number. 
sane paces, income and current vaues Sheer(' May be EppiOximale. AS a incur. gains rid losses may ocil 
be acculalely reflected. Set Aporunt in fosenabon about your statement a the end of the ot cumeM fOr 
more infornason. 
Cash 
Cash and money balances 
Cash and money balances may include avalrolecah balances, UBS Bant USA cbroat account balances, 
UBS AG Stallard Branch &pont account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat n applicable limits, but are nor 
protected by StPC 085 AG Stanford Branch deposit account balances an not insured by FDIC and re not 
protected by SIPC Money Market sweep balances are protected by SVC bin at. not insured by the FDIC.
See the Important information about your statement at the end of this doctrrent for det arts about those 
trances. 
Operengtdence Cloung turaxe Pn re per share Average 
Hddng on Oct I(1) on Oct 30 (1) on Oct 30(S) rate 
UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 DoldenclIMertsl 
period Your Financial Advisor: 
SCOTT STACK MAW LYLE CASRIEL 
Oafs in 
period capamount (S) 
Your total assets 
Value on Od 30 (5) Perentageol cost FSbmred 
your aCCOunt basis ($) annual income (Si Unrealized 
oath Or 1055 (5) 
Cash Cash and money balances 
Total $5,238.24 100.00% $5,238.24 5,23824 100.00% 5,238.24 
SDNY GM 00025212 
ANP7C00201:0605775 NP7003058358 00001 1015 000030000 Y12366155000000) Page 5 of 6 
CONFIDENTIAL EFTA_00135832 
EFTA01277065
*UBS 
Your notes 
..,,,,,....,,..........,.....,....... G. .ozpme 6 ol 6 
End ot ...en,. account numb.' 
CONFIDENTIAL EFT,00135833 
EFTA01277066
Important information about your statement 
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SDNY_GM_00025214 
EFTA 00135834 
EFTA01277067
Important information about your statement (Con United) 
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may be %Manta/ la an to in ured via shown 
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aid Maas ram ream die maid sill be lad for 
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the alma awns 
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seat adman MI to holdfa one ar ten the 
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coverage 
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nand n merear with the Masan of reaua 
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rants am bad on two Warr ompormts 
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lark to madems. ad Id O.e saw vane of a 
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amuity maxis aniamol sloe harela cowries 
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sweeping to to harts ede the L85 Bat Weep 
prograf 
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dosed n anneasn Ann the emodiOn 01 valet. Mang 
cam tramanns has been nied oxfIrMons 
preadrar lambed to you aid rat aMM to you 
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SIMMS IRAS 
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encore tat from sois table as aria ned tut you ray 
*a not Wham madam wean or intomt you nay 
elect to have lac wettiMel a ara. or gala alas as 
you Mae Yes Warn tad learn n afeCt untg reeked 
by you You may realm pair eloction a my Ono by nang 
a now Mann If you do rol haw croup reosen tai 
war urom 'Our dartuliOnS. you maybe mamba la 
the prim of moat tav You may oaf pinata d ve 
moans vant and your alma la« pawls reret 
Mal CO YOU' a/cabana 
Privacy 
To Øen mopyolosr dam Cars hay aka please 
contact F data Artor «vino« wane a. 
kniv inixosmenirseary 
UBSidascial Sago k not a bark The Rfa. &muss 
Sown Aaosit BSA ara deMei as OM gage amens 
era proide axes to barerg sat aid paint 
«roe* anagrams, who affiliated Daaes ad ova thkdi 
any balks and prordos aØ to Mace aid snuet' 
praxis islet by unaffiliated tiled {tarty Mon« 
mama Hough mart« agency tuba« nar UPI 
Franca areas et 
~ I naiad:tared annulyproaCIS 
Hot lot Mated • No bat* 9Anifica May lose value 
P.M fttsmrceSitriaginwo now" %webs ava 
Mane BSA efMA and mernatnal /moms tiara 
CONFIDENTIAL rotor as mattered saga mats or llitS Friantial Serena 
Ira Saar is a ranted sonataof Visa 
Vararena ronat 1.85 la Samara Mat Cards and UEd Vdd 
dad cads at issued by UPS Bank USA Mell ammo from 
Yea USA imarparat 
UPS Finanal Salvia MC Bey 201407 
SDNY_GM_00025215 
EFTA 0135835 
EFTA01277068
c*UBS UBS Financial Services tic 
299 Park Avenue 
25th Floor 
New York NY 101 71.0002 
ANP-AX06105.051115Y2 Y1 0 
Account name: MAX FOUNDATON 
Friendly account name: MAX FOUNDATION 
Account number. 
Your Nnancial Advisor. 
SCOTT STACKIAANILYLE CASFIEL 
Phone 
Questions about your statemeatt 
Call your Financial Advisor or the 
Resourcetine at 
account 
14sItour webslte: 
www.ubscomffinancialsennces 
Items for your attention 
Help protect yourself from I rau:l and 
review bank, credit card, and brokerage 
statements regularly. Also, get your free 
credt report annually from 
www.annuakreditreport.com. Value of your account Business Services Account November 2015 
MAX FOUNDATON 
116 EAST 65TH STREET 
NEW YORK NY 10065.7007 
on October 30 (1) on November 30 (1) 
Your assets 5,238.24 5,238.24 
Your liabilities 0.00 0.00 
Value of your account 35,238.24 
Tracking the value of your account 
'.22-3 
• 35238.24 
11.'3g 2 
 • 5.238.2 
04( 2014 0(1 2015 145v 2015 Sources of your account growth 
during 20t5 
Vzdue of your account 
at year end 2014 
Net deposits end 
withdrawals 
Your 'west:Meat retumc 
Change in 
market value 
Yam of your account 
on Nov 30, 201S 
SDNY GM 00025216 $7236.24 
-12,000.00 
1000 
6%23624 
Member SIPC ANP700CQ00061053SNPT000060960 00001 it IS 00CC00000v12366ISSOOICOCO Page 1 of 6 
CONFIDENTIAL EFTA_DO I 35836 
EFTA01277069
SUBS Business Services Account 
November 2015 
Your account balance sheet 
Summary of your assets 
Value on 
November 30 (I) Percentage of 
your account 
A Cash and money balances 5,238.24 100 00% 
B Cash alternatives 0.00 0 00% 
C Equities 0.00 0 00% 
D Fixed income 0.00 0 00% 
E Non-traditional 0.00 000% 
F Commodities 0.00 000% 
G Other 0.00 000% 
Total assets 
Value of your account 55,238.24 
55,238.24 100.00% Account name: 
Friendly account name: N:. • 
Account number: 
Your current asset allocation 
A 
Eye on the markets 
Index Your R nancial Advisor. 
SCOTT STACK MANLYLE CASRIEL 
• Cash and money balances may include 
available cash balances. UBS Bank USA deposit 
account balances, VBS AG Stamford Branch 
deposit account balances and money market 
mutual fund sweep balances See the Important 
information about yaw statement on the last 
two pages of this statement for details about 
those balances 
S&P 500 
Russell 3000 
MSC - Europe, Australia & Far East 
Barclays Capital U.S. Aggregate Bond Index 
Interest rates on November 30, 2015 
3-month Treasury bills: 0.21% 
One-month LIBOR: 0.24% Percentage change 
November 20t 5 year to date 
0.30% 3.01% 
0.55% 2.58% 
-1.54% 0.95% 
-0.26% 0.88% 
ANP M002003610536 NPMC0060960 C0C0I II IS 000030000 r12.366I SS0ol WaikiyGit00025Age 2 of 6 
CONFIDENTIAL EFTA_001 35837 
EFTA01277070
*UBS Business Services Account 
November 2015 Account name: MAX FOUNDATICN 
Friendly account name: mAx FOUNDATION 
Account number. Your N nandal Advisor: 
SCOTT STACKMANLYLE CASRIEL 
Change in the value of your account 
November 20 I 5 (V Year to date (1) UBS Bank USA Business Account APY 
Interest period Oct 7 - Nov 5 
Opening UBS Bank USA Business balance Oct 7 $5,238.24 Opening account value $5,238.24 $7,238.24 
Withcfrawals and fees, 
including investments transferred 
cut 0 00 -2,000.00 Closing UBS Bank USA Business balance Nov 5 $5,238.24 
Number of days in nterest period 30 
Closing account value 
Cash activity summary $5,238.24 55,238.24 Average daily balance $5,238.24 
Interest earned $0 .00 
Annual percentage yield earned 000% 
See Account activny Ott; month for deals Balances in your Sweep Options are indudedin the qwrirg and 
closing balances value. MC insurance applies only to deposits at 08$ Bank USA, viol to deposits at 085 AG. 
%vitro winch or bank (*Poses Placed throucn the UBS inteinationel Depose Account moven. SIPC 
protection Applies to money market sweep fund hebsling5 but nit bank deposits. See Important inknmation 
about rout statement on the last two pages cir this document for (*tars. 
November 2015 (S) Year to date (1) 
Opening balances $5,238.24 $7,238.24 
Subtractions 
Checks and bill payments 000 -2,000.00 
Total subtractions $0.00 -$2,000.00 
Net cash flow $0.00 -$2,000.00 
Closing balances $5,238.24 $5,238.24 Your investment objectives: 
You have identified the following investment objectives for this account If you have questions 
about these objectives, disagree with them, or wish to change then, please contact your 
Financial Adnsor or Branch Manage. You can find a ful description of the alternative 
investment objectrves in Important information about your statement at the end of this 
document 
Your return objective: 
Capital appreciation 
Your risk profile: 
Primary Moderate 
investment eligIbildy consideration None selected 
Your account instructions 
• 'lora a:cc unt cost basis default closing method is FIFO, First In, First Out. 
SDNY GM 00025218 
ANP703020C06105.37 NV7003060960 0000I II'S 000030000 V12366I 550 01 COOD Pegs 3 of 6 
CONFIDENTIAL EFTA_00135838 
EFTA01277071
*UBS 
Your notes 
...,,......,,,,........ ,,,,..........iy G..0.254,....1 6 
CONFIDENTIAL EFT,00135839 
EFTA01277072
*UBS Business Services Account 
November 2015 
Your assets Account name: MAX FOUNDATION 
Friendly account name: MAX FOUNDATION 
Account number. 
Some prices, income and current vdues ShOM May be Epproxiirgat. ASS rest. gMtss and tosses ma/ not 
be ECcurately afkoled. See Smportant informabOn about your gatemen: a the end of the cecumern for 
more infornalon. 
Cash 
Cash and money balances 
Cash and money balances ma/ include avalable cash balances, UBS Bar* USA deposit account balances, 
UBS AG Stanford Branch ',pow account balances and money market mutual fund sweep balances. 
UBS Bank USA deposit account balances are insured by the FDIC vatten appric etre limits, but are not 
protected by OPC UBS AG Stanford Brans h deposit account barites as not insured by FDIC and re not 
protected by SiFC Money market sweep balances are protected by SEC but re not 'nailed by the FDIC. 
See the rmportant information about your statement a the endof this document for deiaas about hose 
trances. 
Hddng 
UBS SANK USA BUS ACCT 5.23824 5238.24 250.000.00 Goering trance Cloung trance 
on Nov I (I) on Nov 30 (S) Nice per :haze Average 
on NDV 30 (I) rate Dun:lend Interest 
period Your Fi medal Advisor: 
SCOTT STACK MAN/LYLE CASRIEL 
DSO in 
period cepmount (S) 
Your total assets 
vane on NO., 30 (5) Percenta?? Ol Cost ESSmated 
your account Oasis (5) annual interne (51 Unita/Red 
gan or 1055 (5) 
Cash Cash end money balances 
Total $5,238.24 100.00% $5,238.24 523824 100.00% 523824 
SDNY GM 00025220 
.01P71:00201:0610539 NP70000E0960 00031 I 11S 000030000 Y123661SS0010000 Page S of 6 
CONFIDENTIAL EFTA_00 I 35840 
EFTA01277073
*UBS 
Yournotes 
. d a.m... acmun 
CONFIDENTIAL .,,. — — 
EFTA,1352.41 
EFTA01277074
Important information about your statement 
U3S Fancial Services M. the F im or UBS Anemia! 
Scrigesk is a merrter of all orinoical sexily, arrwroily 
and options exchanges. 1.436 Francial Services and LES 
Bank USA we rdrect subsidiaries of LOS AG and 
affiliates of LES Sauritin U.C. The Fines Handal 
statement is available upon reopen. The Firm's sneaky 
off ices a a: 
UBS Sinincul Since, Ix. 
1200 Harbor Boulevard 
Weehawken, N1 07086 
This statement represents the city official record of yeti' 
U3SFancial Services account. Other march, rapt 
official to documents. containing taillight/data should 
rot be relied ran If you bate there is an error or 
mission, please repot h irrniediately n writing to the 
Branch Manager of the office seining you account. 
Atemestr al (gores shown are ntendcd to be accurate. 
statement datashould not be used kr tae purposes Rely 
sat on yemend lax harnIs. Form 1099, STA 10425, etc.) whin prepargyour tu return. The FM it 
required by low to report to tie IRS all taxabk di idtnd, 
report** rentable aidends and tattle infanta 
end en securities held ripens mark not pmeeds 
on sit transactors, and cog bags Cacertain covered 
months. 
Camanunications with the Finn 
• Please re-confirm n oral cormitnatats in *Meg 
to further protect your riggs, incasing your rips 
ader the Senates Investor traction Ace (9P.4). 
• II the I inax ial ratitution en the tcp lets of the front 
of this statement is not LES Enamel Services, LGS 
Financial Senate caries sox account as clearng 
brdcer by arra-gerrent will the notated insuknon 
We irdonned you of tha relgorehiP when you 
opened this OCCOJII. In ate case, your lads and 
stakes are located at UBS financial Services and rot 
the irogaing broker, and you eat mace a capon 
ol ay ma or omission to both firm. 
All accent statements shall be domed comae aid 
accurate f not objected to in wnig within 60 days. 
• Please divot customer complaint or I-epeesto the 
Fim's C tem Relations Depavnent at 201-352-1699 
or toll-free s SC0954-9103, 8:00 AM. to 6:00 P.M. 
ET Monday through Fri*, a in wriehg to LES 
Financial Sates he, Client Relate:ea Dem-tante 
P.O. Box 766 Unon City, N107087. 
• h case of errors of qualm about an electronic 
feuds transfer (13-1). b rS Vaardebit 
card vansactions, can or wife to UBS 
Financial Senices le., aim manor Ind, 6th floor, 
Weehawken 611 07086, Attn FMN8LA Seas. 
Cal a canto as soon a; you can 4 you Mk your 
statement or receipt 4 wag aif you need more 
iffamation abash a transfer on the stamen or 
reap. The Firm OICard bear (as applmble) must 
Fie from you no tar tan 60 days titer to inn 
sent you the fig statement an Mich the error or 
prcbkin wheat - r nattr s-r ni.nhm t 
- Mute the error or tie trawler you ere unsure 
EWA, arldexplah as clay as you can why you 
ban a is an error a why you need more 
narration 
- Fronde the dollar amount of the suspected tmat• 
The Firm or Card Issuer vAl I-wagger/a arradaire 
and MI correct any eller prompt,. I we take more tan 
10 Wilms days to do chit sm wit oval your account 
For the mat you thirk 6 ilea, so tat you will haw 
the use of the money (trig the time h takes us to 
complete Our Meagan. 
Pleasemake all checks payable to the FM or the 
financial Mt:nut:on rdeated on tie front of this 
statement h addition to requiem accost fees, accounts 
my be subject to mantenme lees, chasms for late 
pammt for Naha; purchases and chums kr unpaid 
arretras ri cash accounts. Accounts that at hardened 
to other institutions May be subject to a transfer lee. 
US Swap Optima 
UM offers options kr nymphg cash balances, balances 
to bank deposits at UBS Bak USA and UBS AG Stanford 
branch (Bank Sweep Programs), money market mutual 
Rods (Money F,nt) and theInternet gnat Depose 
Assn (CAMS Cuttarierl with an Internatienal 
Reran. Management Account. Trough tieBank 
Sweep Programs, cash balances acv swept to IRS Bak 
USA up to an estigthed knit ad then to UBS AG 
Stanford Branch a a Money Fund. Deposes at UBS 
Bank USA are FDIC inured in accordance with FDIC 
nat. For more hformation pease snit rermfdic sore 
Deposit at UBS AG StamfordElragn aid than of 
Money Funds at rot insured by the FDIC. 
Through the Ok anyilidle bud, balsas are swept to 
depose accounts at UBS AG New York Wanchaed UBS 
AGCaoran Brach These deposits are not it by 
the FOC. Balances held at the LES AG Cayman Branch 
are tempiganly noosed to the sovereign rah of the 
Celan bads, and theta is no suararem or offer 
gigation of CBS AG to repay the balances while tithe 
LIES Cayman's Brach's books. 
Deposes at MS Bat USA and each UBS AG Branch are 
not protected by SIC. Money Fund shays are protected 
by SIPC See TU35 Financial Services Account ffotecticri-
beba 
Upon ?as reµato, balances in de Bank Sweep 
Protons or CA mw be withdraws and shares of a 
Money Fund maymaybe liquidated, and the proceeds 
retuned to you a your searein account. 
hasher Hemmen about available sweep options, 
nailing anent unrest rates and yields, 6 available at 
maths coin. horn your Facial Advisor 
or by Cann; 
Iffnancial Service' man protection 
The Arnhem*** of to Muria Investor Protection 
Cowman (51K). which MOM securities marts of 
is members up to 5500,0:0 (ncloolrg S2`4000 for 'refer cast* The SIPC assel protection limits aPalY To yl accuts that you hold in a panicula- capacity. 
The FM, together wth certain affiliates, has also 
purchased n.ppbrnental protection. The macaw 
mount payable to al *Goble clogs, colitcliak under 
this protection is 1500 millon as of Decenter 10, 2013. 
Subact to the poky corditons ad Imitations, cash a 
the Firm is further protected fa up to tl 9 million el the 
agg'egae for all 'our amounts heed in a partkular 
capacity. A Iii copy of tie poky wording is mailable 
upon request. 
The SIPC protection and the supplemental protection 
both irk not eon's' M 
• Cerlan financial assets controlled by (and induced n 
your account value) but held away torn U8Sfinvical 
Services (e.g., certain 0) cash at UBS Bat (i) cash at 
LOS AG Suimlad branch, (id Mame maim 
including variable annuities. and 6e shares of Fraud 
finds where such shares are registered drectbr n the 
nee of the account holler on tee books ad records 
of a applicable ismer a Pala er agent). 
• Omura minima contacts or hatment interests 
(Aso.. limited partner:hem and private placements) that 
are rot registered under the Securities Act of I933; 
ad 
• Cornnoderes contacts (e.g, loran exchange and 
pmametal contratM includig futures contracts 
ard correnod4 option contracts. 
The SIPC aotecten and the supplemental protection do 
not apply t0 these asset even 4 Seyothynose appear 
on your Materna,. he SEC ototecien ad the 
malarental protection do not protect gang changes 
in the man vale of you investments (whether a a 
result of market movement, issuer bankruptcy a 
otherwise). 
More information is maid* upon mast Vote may 
obtain more information about SITC, react* the 51K 
Brochure, by meaning 51K at /02-3719300a by 
rang the SIC website arsiow.alpcSig 
Dividend Reiworbriont Program (DRIP) 
The oche reflected 6 an average price You may obtan 
the actual price 1mm your Fnancial Advisor. Orsly Mole 
dunes re purchased under DRIP; partial shares coil be 
mill and the each we be deposited h your *coon TM 
6videni reinvestment pricesuppled by the issuer may 
Offer from the market price at rah the partial dares 
ere sold 
Caohalieu 
Cnb, whole urns may be heed in your account. t you a-e 
mined to a paint unit as a result of a &Wird pwrnent 
otherwise, the Firm call either sell halal Was at 
market ;eke a accept an anount detamined by a 
regneed cleans agency. and credit tar morn 
Mennen objectives 
The magma* amines and ask profile ay specie to 
each account and may ow behveen Please edge the 
Firm promptly in wring of any sicnilkara change in your 
franca situation or ntestreere objectives. Foe each 
CONFIDENTIAL account Mlq you choose one of the following 
Mesment objection' 
• Prague Current/mom.. I rimb rin as sang the 
generation of intone crib.. 
• Adis* CmOol Approdatan Investment( seeking 
yowl of prrepal rather than the generation of 
• Prague Combinaton of Creme anf Capital 
Apprecinon - Inegments seek
both the generation 
of ncome and goarth of 0 aattell. 
Overall eiale profiles 
• Conservatirt Seeks to maroon Mid prix'pti, with 
bee risk and volatility to the a-cou-n overal. even 4 
that means the mote does not generate sipil cant 
name or ram aid may a keep pace with 
• Moderate Wiling to accept sane ride to pinctial and 
tolerate sore snaky to seek higher returns. 
• Aggressne: Wiling to accept high risk to prrepal and 
high volatility to seek high returns ow tine. 
Stotarnant Itouseholdihr 
We may consolidate at related account statements with 
U. sane address n the ma envelope. Accosts may 
be related Ice this purpose became they have owners 
who also maintain gilt *con relationships with other 
climb at the ma address. This taxa 6 known a 
• tougholdrg  R you prefer to receive rdinclual 
statements mated in separate envelope's — you may 
decline houteholdng by ailing your Fancied Achiser. 
Friendly account name 
The Friend& account name reflects al amnion that you 
entered on the firm's canine services ranee. It a • 
custorniubl• 'nicIrserny • chosen by you to amid yea 
rah your recordkeeping t has no legal effect an your 
account. You Can change your Fnen*account names, 
thogh Ore me Services a by contactrg you Fina-cial 
Achisor. 
ACCiant overview 
• Vakoe acme account/porta" Net of assets and 
liabilities. 
• 4sset Maas sealable cash balances. velars la 
restricted seat' leg 1, and Global tine Deposits, 
u-realzed marks to market, and certain assets not hell 
by tie Fins. Does rot include unpaced wait; assets 
at the end of the prior and anent statement periods, or 
prime eveanwits, unrested stock options and 
exermable stock options 
• Eigyikes Includes debt balancer ouhlarding Mar 
Ions, credit lie, 040 account balances. 
• CashAeoney balances. Total of uninvested available 
cash balances, plus UBS Bak USA deposit beirces,UBS 
AG Stanford Bench depose balances and money market 
laud lund sweep balancer, at the axe of the 
statement period. Norscarrnotity free credit balances in 
your account at rot segregated from other balances 
ad the Fern fray use any ol these funds in the ordnay 
course of its ttainess. These funds the payable upon 
your domed. This total is included in the <want period 
dais value. 
SDNY_GM_00025222 
EFTA_00135842 
EFTA01277075
important information about your statement (Continued) 
Lending information 
Ice dialed informatim on the Fein's lending practices 
and dockisisei, refer to yam Client Relatcnthip 
Agreement or Accent Averment and the General 
Terms ad Corditiont LAS State sent of Creed hal kes 
available in Agreements and Dortmund at
weAt UM. ranilacerwrtrieth caret 
You sots 
You start-pent treats tocuritim and other assets held 
in the account at the end of the statement period. You 
may as for debreey of Italy paid secureiks at aria time. 
You may recene seconties used as loan control after 
any balance due on them. Airy *cooties 
 "Ito the FWDdrip the statement pared are 
Ikeda maker value as of the end of the statement 
• Cantinas. In damming the con bans of the 
feast's included n this statement where indicted 
with the renter 'I,' 'SS financial Services hes rebid 
alinformation obtained from sources other than UBS 
Fin...keel Seeks. exhaling nip:Intim Iran another 
co that you may have provided to mur Financial 
Added Tlw Fim does not •IrvaxdultlY 
War anion the aaur. Cr 1444 of ary information 
Provided by mines aw than LIBS Fruncial Services 
h million Though LOS Financial Serous getwalb 
godates this Mantua:in as it is received. the tint 
does not provide ay ash...enc.-snit the rfarnahon 
order "Cost basis' and "Urrealeed gars loss' it 
acute as oe the date of this statement. As sulk 
please do not rear on this Motivation to make 
pushes.« sale decisions, for fik mafiosos« 
otherwise. Accounts Wrist wiled to the lien may 
ref lea gad loss Hermann onb for the period of 
tire they are held a the Firm Morehistorical 
reormalcn can be added by your ;initial Adm.,* 
• Unrealised gaist/taams When data is *wattle. 
evinced «realized gaintbsses are akutaled for 
ravidual toasty lots. The transaction data for 
rxkvidral lots mayor may not Mien cormosicro, 
dungen mcfcr imuity reorganitan evenh. 
Dildind and other reinvestment lots and systernatk 
wolves kits are each contded to display one 
3Yflard lot The Trade dale- colon's:accents the 
original transaction trade dale 
• Callable, securities Bends ant preferred stock that 
the issuer oats for ea reckerplon wif be selected 
apartialy by lot Iran among all secunies of that 
issue held in out nee or n non nee name la as 
clientt Call hair* Mammon is obtained from third 
patties and es accoracy is not guaranteed. Other call 
films may exist which could affect yeekt <ankle 
ificanalen will be provided upon request 
• Certificates of deposit (CDs). CDs so FOK inured 
up to $290.000 in vinegar and accrued interest per 
deposed rd per depositoryWitt-nen naccordance 
wM FOIC rules. 
• Pricervalue Fern displayed for leavens and ogler 
predicts may be higher a lower than the W. that Au would await nem" n the market Erces we 
%timed Iran vaned tied piny sources which we 
befeve to be reliable, but we do not guarantee their 
accuracy. 
— We Perm* use the <losing once when avabbh or 
the mean of the bid rd as prices fa Pissed 
SeCUritieS and whom or orib bid prices for OTC 
securities. 
— Less acheb waded securities maybe priced using a 
vakution model a the most recent pie we 
obtained and may not reflect an actual market price 
of vathe. 
— Certain positions may appear without a peke and 
will shows 'prke was not avelable• Awe re 
unable to obtain a price for a warily 
— Deposits or sear ties denominated in currencies 
other than U.S. dollts at refitted at the 4:change 
rate as of the statement date. 
- For cede" securities rating in nonconforning 
dewnintenk price xd quantitY (lace value) may 
have been adysted to f militate doper uabscion. 
To obtain tune coax:ors, Mien avaiabk, contact 
Toth Fnancial Advisor. 
• Private intsbnants and structured products. 
Private immanent seosilies (ix Wig drect 
partieMation program and real estate investment trust 
securitin)ardsououred products are general& WU, 
algid. Cohn savored predrces have not been 
registered wish the Securities and Exchww 
Commission a Lade' any state securities laws. We 
provide estimated vas for private neestrrent 
'tootles and striated products for intermittent 
Prpows only. Accuracy is not guaranteed. 
— These vain may differ substantial, from prices, if 
any, at *hitt a private Mestrntra secuits or 
',dived ;mixt may be  «kohl a sold and do 
not necesuribtepresne the yak* you may recent 
toaert liquidatiae 
— Reid palyestinges of yak* re as of a «nab 
date and are applied to UPS Financial Services en a 
regular base by in independta vaLiation I km. 
- Issuer, general panne. Of sponsor estimated values. 
if any, ar supplied to the Fim by the Cour. 
gnat partner a sponsor and may be calculated 
based on &erect infermation thorn that used by 
third panics to delve their minuted mks. 
- You can °Min additiorul rionneekin regarding 
the methodologyused to dettemine the estinaw of 
value, and the date of the formation that is the 
basis for the en note by contacting your Financial 
Ai a. 
- Thid arty esterad vibes may be reflected as 
'Not priced' in several sheatkro: when an 
independent valuation lire has not soMPhect or is 
unable to assign a meat when we become awae 
that a material event has «fined that may call a 
peeviaidly reported wit into quetion a when a 
value *mid be bighlr speculatiw due to the metre 
a the seculty. 
▪ When neither an *suer, general palm te sponsor 
estimated vale net a thrd-perty estimated value is 
prowled the value of the tensity evil be different 
Iran as purchase thke — '051*W:ono to date' may het& return of 
right!. income or both. 
— 'Cygnetum see' represents the initial «form 
price pet sent and mayn't reflect you cost basis 
• Resticted notifies thastrkted stonfin gineralfr 
are not end? elgible for publk sal. 1135 Financial 
Sennce, uses the owlet price of th, unrestricted neck 
of the same issuer as as Mauled value for the 
restricted stock rot purposes atria anal,* 014 To 
the &dent that moo-kW securities are *liable to cab, 
the wake received may be sobstanfialb less than the 
imputed value shown 
• Eat (atirnetad) income, cumin! yields and rata. 
An eninate M anal income is bawd on current 
dnidend and interest rates, awning the securities will 
be held fa' one yea ben, statement date or trail 
maturity. This estimate is a* a guideline, accuracy 
and continued imam, art not gawked, 
— Estimated and ixorne and caret MIO for 
certan types of Seatities could Wade a fella, of 
Pre-J(931os capital gains n maid case the est 
income ("clement yek0 would be overstated. 
— Estimated anal income and Gwent yield and the 
actual income and yield fright be bwer ex higher 
than the estmad 
— An esamate of aualizei income (dinderd ander 
intermi) &add by the Gwent musket 
vakiiraymmye balance is based on the an dividend 
or Moen Permit made by the issuer and 
nays the seashesfdepouts will be hew for one 
year Yom the statement dated urrul nuttily. 
Accuracy and continued yakt are not garaged 
• Arun not head by UK Financial Services Certain 
assets au not lield by the Firm and not within the 
Frm's possession or control. These assets are 
displayed on your statement for informational 
paws only. Positions and values presented are 
provided by the inuing firm. II-65



=== IMAGE DESCRIPTIONS ===
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[Image 2] The image shows a document with text, which appears to be a page from a book or a manual. The text is in English and seems to be related to a topic that includes "confidential," "information," and "security." The document is structured with numbered points, suggesting it is a list or instructions. There are no visible names, dates, places, or logos that can be confidently described. The text is to

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[Image 6] The image shows a document with text, which appears to be a page from a book or a manual. The text is organized in bullet points and includes phrases such as "Important information about your statement," "CONFIDENTIAL," and "Your statement." There are also sections titled "Your statement," "Your statement," and "Your statement," suggesting that the document is discussing the topic of statements in