# Profoundd archive — Epstein Files # Bates number: EFTA01278281 # Title: UBS U8$ FMancial Services tic. # Dataset: 10 # Pages: 70 # Images: 70 detected # Tags: epstein, doj, dataset-10, image-described # Source PDF: https://profoundd.com/epstein-docs/EFTA01278281/download # Doc viewer: https://profoundd.com/epstein-docs/EFTA01278281 # # Text below is what Profoundd has extracted from the source PDF. # 'ocr-enriched' tag means OCR was applied to scan-only pages. # Image descriptions are AI-generated factual captions (llava:13b). #---------------------------------------------------------------------- === SUMMARY === UBS U8$ FMancial Services tic. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNv70056082510719>i Y1 0 Account name: GHISLANE MAXVVEll. IRA Friendly account name: Indio: IRA Account type: Indrodual Retirement Account Account number Your Nnandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the AMA Resourceline at 800-RMA-I000, account - Malt our website: wwwobscomifinanciarervices Items for your attention === EXTRACTED TEXT === UBS U8$ FMancial Services tic. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNv70056082510719>i Y1 0 Account name: GHISLANE MAXVVEll. IRA Friendly account name: Indio: IRA Account type: Indrodual Retirement Account Account number Your Nnandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the AMA Resourceline at 800-RMA-I000, account - Malt our website: wwwobscomifinanciarervices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report amtelly from www.annuakreditreport.com. Value of your account Retirement Account UBS Strategic Advisor February 2019 GHISLAINE MAXWELL IRA on January 31 (1) on February 28 (t) Your assets 58,260 54 58,378.57 Your liabilities 0.00 0.00 Value of your account S58280.54 Tracking the value of your account S Thousands $58,378.57 570 57.0 572 57.7 933 593 58.4 Dec 2014 Dec 2015 Dec 2016 Oec20I7 Dec 2018 tan ?me Feb zoie Sources of your account growth dudag 2019 Value of your account at year end 2018 Net deposits aid vathdraaals Your rvestment return. DiWdend and interest income Change in market value Value of your extant on rib 28. 2019 558.1 25.23 SONY GM 00026754 4107.49 126907 $91.76 $517378.57 Member SIPC CONFIDENTIAL Page 1 of 8 EFTA_00137374 EFTA01278281 SUBS UBS Strategic Advisor February 2019 Your account balance sheet Summary of your assets Value on February 28 a) Percentage of your account A Cash and money balances 1,197.71 2.05% B Cash alternatives 000 a00% C Equities 0.00 0.00% D Fixed income 57,180.86 97.95% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $58,378.57 f58,378.57 100.00% Account name: GHISLAINE MAXVVEU. IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number. Your current asset allocation D Eye on the markets Index Percentage change February 2019 Year to date 58,8 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Your II asocial Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS roc Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for data is about those balances. Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% CONFIDENTIAL Y_GM_000287 2ae 2 of 8 EFTA_001 37375 EFTA01278282 412, UBS UBS Strategic Advisor February 2019 Change in the value of your account February 2019 (11 Year to date (5) Opening account value $58,260.54 $58,125.23 Withcfrawals and fees, including investments transferred out 0.00 -107.49 Dividend and interest income 1 35.52 269.07 Change in market value -17.49 91.76 Closing account value $58,378.57 $58,378.57 Account name: GHISLAINE MAXVVEU. IRA Friendly account name:Indiv IRA Account type: Induadual Retirement Account Account number Dividend and interest income earned For outposts of Ms statement, tad:My of inkiest and cladend Income has been dettimined lion a US to reporting PersPrettee. Said upon the residence of the account hoider account type, or product type, some Inlefed anon dvdend PaYments mar not be subject to United States (US) &MX Puerto Rico (PR) Income Laces. The dent monthly statement is not Intended to be used and cams be need upon for to purposes. Clients should aim to the wattle tar reporting tons they recast Fran UBS annualy, sub as the Fomis 1099 and the Fan 480, foe to reporting infornabort It Is the prance of U85 to tilt the apt:Bradt ta repotting forms with the u5 intern' Revenue SeMCe and PR Tieasury Depanment. aid in such four,, accurately dainty dondends andlor Interest as tax exempt or ?arable incane. Heat consult your Inladual tar prepare,. February 2019(1) Year to date 14) Dividends 135.22 171.42 Interest 0.30 0.37 Total current year $135.52 $171.79 Prior year adjustment 0.00 97.28 Total dividend & interest $135.52 $269.07 Summary of gains and losses values reported below exclude products for which gam and losses ale not classified. Realized gains and losses Unrealized February 2019($) Year to date (4) gains and losses (4) Short term 0.00 0.00 3.52 Long term 0.00 0.00 -839.70 Total $0.00 $0.00 -$836.18 Your /9nandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash activity summary See ACCOUld act...Ay the MOlgilfor dela Is. Bdances in your Sweep CIA Ord are Ind uded n the cpenng and closing balances wire. FDIC Insurance epodes to deposits at UBS Bank USA and tl banks pankipaUng in the UBS FDIC insured Deposit rrcqa-n. R does not fp* to deposits at UBS AG, Starricnd &arch. SIPC Potation *plies to money modal sweep Paid hddirgs but rot bark deposits. Set Important intorno:On about your statement on the last two pages ri this document for details. February.2019 (5) Year to date (4) Opening balances Additions Dividend and interest income $1,197.41 135.52 $1,304.58 269.07 Total additions 3135.52 3269.07 Subtractions Professional management fees and related services 0.00 -107.49 Funds withdrawn for investments bought -135.22 -268.45 Total subtractions -$135.22 -$375.94 Net cash flow 30,30 -$106.87 Closing balances 51,197.71 41,197.71 SDNY GI.7 00028758 CONFIDENTIAL Pegs 3 of 8 EFTA_00137376 EFTA01278283 UBS UBS Strategic Advisor February 2019 UBS Bank USA Deposit Account APY Interest period Ian 8 - Feb 6 Opening UBS Bank USA Deposit balance Jan 8 $1,304.90 Closing UBS Bank USA Deposit balance Feb 6 $1,197.71 Number of days in interest period 30 Average daily balance S1,254.74 Interest earned $0 .30 Annual percentage yield earnec 0.29% Account name: GHISLAINE MAXWELL IRA Friendly account nama:Indiv IRA Account type: Individual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Franco' Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility conssferatnn None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor: SCOTT STACKMAIN:LYLE CASRIEL CONFIDENTIAL Y_GM_000267tilge 4 of "3 EFTA_00 I 37377 EFTA01278284 *UBS UBS Strategic Advisor February 2019 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indiudual Retirement Account Account number: Some pnces, income and current vdues Shoem may be fpfarOxervale. AS a its uti. gdlns and losses not be &moiety reflected. See Aporunt info:moon Stour your getement a the end of the ducumem to, more Infornalion. Cash Cash and money balances Casbanct money balances ma/ yid avalaile cash balances, UBS Bent USA depoot account balances, UBS FDIC insured Rogan Ectinti Balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the Important information about 'our statement at the endof this document for details about those balances. Hddng UBS BANK USA DEP ACCT cipenng bdance Closing belaxe on Feb I ft/ on Fd)213(S) Your Financial Advisor: scou STACK MAN' LYLE CASHEL US$ Bea USA and al UPS FDIC Mixed Pregame-fink deposit account boraxes are insured by the f DIC within applicable Intl, but ale not protected by 9FC. UBS AG Stanford Branch deposit accoure balances are not insured by MX and are not protected by 51K. Money market sweep balances are protected by 9PC but are not insured by the FDIC PrIct per share on Feb 28 (t) Average rate DrriOend interest Dais n belied period Cep amount (S) Fixed income 1,197 41 1,197.71 Mutual funds Total reinvested is the told ol al reinvested dedends II does not include any cash dUcfends. It is not a tar lot for the purposes Of delermin ng hdding periods or cost tees. The Share you receive each time yer reinvest CI vdendS become 8separate tax Pt. Cost bases is the total purchase cost of the security. Inducing mrwested d Mena The cost basis may need to be agusted for return d cacital payments in order to determine the Oustedcod bass tot tat reporting or MOSel. Hddng Number of shares Pure haw Dreg Avner price per shale ft) Client investment ff) GOODIE LINE TOTAL RETURN FUND INS% Symbol: DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 117169 10.515 EAI: 1706 Current yield 374% Security total 1,810.890 10.623 18,000.00 1P MORGAN SHORT DURATION BOND FUND CLASS i 250,000.00 Unreake4 (ta)gain or las is the dfference between the current value and the cost basis and would generally be your Meet/edam or loss rf the security was sold 'miens dale. The unrealised Wigan Cr loss may need to to agusterd for return of Waal PayMents in order to detemtine the merged pan or loss for tar reporting purposes. Investment return is the current whip mous the amount you invested t does not Include shares that are not reflected on you statement, inductnoshed-5 that hart been referred AS either a gain o atm It 5S0 nd include cash dudends that were not reinvested Cost Price cer 'hat basis (t) on Feb 28(1) Value on unrealizedUm) imestment Hddng Feb 28 es) gWn or loss (5) return (5) Period 18,000 00 10.420 17,644.4,0 -355.60 LT 1236.34 10.420 1225.07 -11.27 19236.34 18,869.47 -366.87 869.47 continued next page SOW GM 00026758 CONFIDENTIAL ►age S of 8 EFTA_00 B7378 EFTA01278285 *UBS UBS Strategic Advisor February 2019 Your assets . Fixed income . Mutual funds (continued) Hddng Symbol: HLLVX Total reinvested EAI: 4361 Current yield 1.83% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 Total reinvested EAI: 1426 Current yield 2.29% Security total Total Total estimated annual income: Your total assets Cash Fixed income Total Account name: GHISLAINE MAXWELL IRA Friendly account norm: Indiv IRA Account type: Individual Retirement Account Account number: Your IR Banda Advisor. SCOTT STACK MAI/ LYLE CASRIEL Nuerbee of shares Purchase pica' Average price per (I) Client investment CS) Cost basis (1) Price per Share on Feb 28 (I) Value on Feb 29 (1) Unrealized Free gain of loss (5) investment Holeing return (5) period 1,833.973 I0.%5 20,147.77 10.740 19,656.87 -450.90 19,696.87 1,789.264 10.060 18.009.00 18.000.00 10.050 17,982.09 -17.91 LT 62.928 10.058 632.93 10.050 632.43 -0.50 1,852.192 10.060 18,000.00 18,632.93 18,614.52 •18.41 614.52 $36,000.00 $58,017.04 657,180.86 -$836.18 621,18026 $1493 Value on Feb 28 CP Percentage of your count Cost bases (1) Estimated annual incort (Si unrealized gain or loss (5) Cash and money balances 1,197.71 2.05% 1,197.71 Mutual funds 57,180.86 97.95% 58,017.04 1,493.00 -836.18 $58,378.57 100.00% $59,214.75 $1,493.00 -$836.18 Account activity this month Dale ACISty DeSCAPIrOn Amount If) Dividend and interest income Dividends Feb 1 Dividend DOUBLE UNE TOTAL RETURN FIND leen. AS OF 01131119 56.51 SYMBOL DBLTX Feb 1 Cavidend PUTNAM SHORT DURATION INCOME FUNDY AS OF 01/31/19 43.30 SYMBOL PSDYX Feb 27 Dividend JP MORGAN SHDRT DURATION BOND FUND CLASS I 35.41 SYMBOL: HLLVX Total dividends $135.22 CONFIDENTIAL GM 000267!W 6 of 8 EFTA_00137379 EFTA01278286 UBS Strategic Advisor *UBS February 2019 Account activity this month (continUed) Date Acthity Description Dividend and interestincome (continued) Interest Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: Indnedual Retirement Account Account number: Your Fl sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Amount LS) Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 02fC619 0.30 Total interest Total dividend and interest income Investment transactions For more information about the ',Mei value shown for restricted securities, see important information about your statement at the end of this Oxunent. Cute Admity Desception Proceeds from investment Ouamity value (S) Prue (rS) transactions (S) Funds withdrawn for Accrued investments bought (S) interest (S) Feb 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DVIDEND REINVESTED AT 10.45 NAV ON 01/31/19 ASCf01/31f19 SYMBOL: DBLTX 5.408 -56.51 Feb 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y CWIDEND REINVESTED AT 10.04 NAV ON 01/31/19 AS OF 01/31/19 SYMBOL: PSDYX 4.313 -43.30 Feb27 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DVIDEND REINVESTED AT 10.74 NAV ON 02/2919 SYMBOL: HLLVX 3.297 -35.41 Total 413922 $0.30 S135.52 Dale Activity Deurtotion Amount CS) Money balance activities San 31 Balance forward S1,197.41 Feb? Deposit LIDS BANK USA DEPOSIT ACCOUNT AS OF 02/0609 0.30 Feb 2I1 Closing UBS Bank USA Deposit Account The UBS Bart USA Deposit Account is your primary sweep colon $1,197.71 SDNY GM 00028760 CONFIDENTIAL Page 7 of .3 EFTA_00I37380 EFTA01278287 *UBS Yournotes CONFIDENTIAL EFTA,B738I EFTA01278288 Important information about your statement U26 Froncial Services hc. (the Firma UBS FnsKias Servies), is a mentor of all pricipal steurhy, canreodity and optint puha-on. UBS Financial Senices rid IRS Bark USA an ...deice sttsidaries of UBS AG and affiliates of WS Durkin LLC. The F inn's li-orkial statement is /nibble upon request. The Firths neon. offices an at: IA35 Fioncial *vies Ix. 1200 Hater Boulevard Wethathen N.I 07096 Ths statement :WOW% the only official record of you LeS Fruncol Services 'Mont. Ocher walk tiCePt olio ol lac Moments. contanng coriliang data shouki not be relied upon II youbedew there is an WV a omission. please report n irentaately in whip to the Branch Manager of the office wing you account. Although el lapies shown me ntended to be accurate, statement &lashould not be wed for tar purposes Rik soak on yovend la( forms, (i.e.Foram 1099. 5198, 1042S. etc ) when prepamg your tax return. The Pon is mowed by low to report to he RS as tmable diadem's reportable nonthecable dividends and taxable interest caned on woke., held it you account, net proceeds •n UM transactine. ad cog bask once:eta-mowed sect diet Othwethications with Mathew • Pleaserem-firm any coil careruncatiom n wait tofurther protect your rights. inclilko your nits utter the Seosities hxestor Protector Act Rink- • If the financial initiation on the top left of the front of this statement is not LES Fnaxiel Serwes,UBS Financial Services caries year acca.nt as during locker by arvangernent both the nekated incaution we Wowed you of this rffaborithb 'Mon you opened this accuse. Is this cast yem kends and secures a* hated al 1.11S f nancol Servos and rot the itociliobroket and you mug make a mewl of ay error or omission to both finis • AS descrbed n the account agreements, you must notifyusof amens or fraud irwohirg checks reflected onyore statement within 30 days after a was mailed a male available. • Please died customer complains et Polies to the Finn's< lent Relations Deparement X 201.352-1699 or tollfree at 800-354-9103, 8:00 A.M. lo 6 AO P.M. ET Monday through Frolay, or in vintirg to UBS Nun.' Stokes bc, Client Relations Depthment, P.O. Box 766 Union C ey, NI 07067. • All se senores shall be deemed caviare and acorn it not objected to in %Wary within 60 days. • For TTY Stines. Call 844412.0986 or from outside the US.: Cal 201.352.1495 • hose of orlon or questions about anelectronic filch transfer (Ent ta payment a LES Vat debit cad kansactions, call B30.762-1000. or write to UBS Inancial Strikes ex., 1000 Harbor Sled, 6th floor, Wethantran De 07086, Mtn RMAI6A Smirk Cal or write as soon as you can, if you hit this statement a recite is bong a if you need mot enormatko about a twofer on the statement or recent The tint a Cad bus (as Clotothle) must hex Iran you to leer than 60 dap after the Frm sent you the fht statement on which the error or Problem appeared. - Donde yeti name a-4 axon number Of any) — Descent the error or the transfer you are unsure toad, an! retain ao wen gin ensurvivierr,frt. - 185 Financial Dokes is rot a bark. The RMA, Benne« Stokes Account BSA and IRMA are brokerage accounts snhkh provide access to barking senses and products ihroacji alarigernirritS with affiliated banks and other ihid.pamy banks and provides access to minxe and amity Products issued by u-dff had thitl.porty no:oncecompanies through instance agency stbsidants of LEES Financial Sewn Inc — entstmere, inswance, and annuity pred-icts. — Not FDC insured • No ban guarani... May lose vale — tMA Pesaro. Management Account Busyness Servos Secant ESA, IRMA and nteenationil Resource Management Account are registered sense marks of LSI Financial Services Inc. — VKA is a registered vacktirurk owned by Visa Menai:nal Service Association and used under license The LOBS Visa credi cods ad the LeS Visa debt cods are awed by UPS Bank LISA with permission from visa U S. A Incorporated All oho vademarks registered trademarks, strike marks and registered senate nudes are of their respective cormanies IRS Financial Services Inc Rev. 701810 SDNY_GM_OOO26763 EFTA 0[)137383 EFTA01278290 UBS U8S Filancial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York 1W 10171-0002 Account name: GHISIANE MAXWELL IRA Friendly account name: Incite: IRA Account type: Individual Retirement Account Account numbe. Your Finandai Advisor: 5C.L..: I STACK MANLYLE CASRIEL Phon Questions about your statement? Call your Financial Advisor or the AMA Resouiteline at 800-RMA- 1000, 1Rsit our website: www.ubscom/financizaservices Items for your attention Help protect yourself from fraud and review bank, credit ord, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Retirement Account UBS Strategic Advisor March 2019 GHISLAIAE MAXWELL IRA Value of your account on February 28 (1) on March 29(4) Your assets 58,378 57 58,824.95 Your liabilities 0.00 0.00 Value of your account 358,378.57 Tracking the value of your account S Thousands $58,824.95 570 • 57.0 • 572 • 57.7 Ian W.1 581 • San • De< 2014 Oe< 2015 Oec 2016 Dec 2017 Oec 2018 Feb 2019 mai 2019 Sou roes of your account growth during 3019 Value of your account at year end 2018 558,125.23 Net deposits and withdrawals -5107.49 Your iwestment return; MO:lendand interest income 1405.60 Chance in market value 1401.61 Value of your wean on Mar 29, 2019 9541/24,95 SONY GM 00026764 Member SIPC CONFIDENTIAL Pap 1 of 8 EFTA_00137384 EFTA01278291 SUBS UBS Strategic Advisor March 2019 Your account balance sheet Summary of your assets Value on March 29 ($) Percentage of your account A Cash and money balances 1,197.99 2.04% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 57,626.96 97.96% E Non-traditional 0.00 000% F Commodit ies 0.00 000% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: I i IR tirement Account Account number. Total assets Value of your account 558,824.95 100.00% 558,824.95 Your current asset allocation D Eye on the markets Your Knoncial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank USA deposit account. UBS FOC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important in formation about slur statement on the last two pages of this statement for detais about those balances. Index Percentage change March 2019 Year to date SW 500 1.94% 13.65% Russell 3000 1.46% 14.04% MSC I - Europe, Australia & Far East 0.74% 10.13% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% 1.92% 2.94% CONFIDENTIAL 0002676tBe 2 of 8 EFTA_R0 37385 EFTA01278292 UBS UBS Strategic Advisor March 2019 Change in the value of your account March 2019 (3, Year to date (S) Opening account value $58,378.57 $58,125.23 With&awals and fees, including investments transferred cut 0.00 -107.49 Dividend and interest income 136.53 405.60 Change in market value 309.85 401.61 Closing account value $58,824.95 658,824.35 Account name: GHISLAINE MAXWELL IRA Friendly account narrie:Indiv IRA Account type: Indis,dual Retirement Account Account number. Dividend and interest income earned For purposes of leis statement, tematlIty of Interest and cfniclend Income has been determined Iran a US tar repotting perspective. Based upon the residence of the account holder, account hp*, or product type. some Impress ancyor decent, payments may not be subject to United States (UA ardor Puerto Rico (PR) income faces The dent monthly Patemem is not intended to be used and tempt be reked upon for tat purposes. Clients should refer to the aoplictie lax reporting forms they recent from UBS annuals,, such as the Fonts 1099 and the FOrrnt 480. fee tat rePOIMA information It iS the practice 01 UBS to file the applicaue tar reporting forms vAth the US Mterni Revenue SeMce and PR Treasury Department and in such town accurately daso fy clhdends ardor interest as lac exerrpt or tastable interne. Please consult yeur indscdual tax vedette. March 2019 (1) Year to date (S) Dividends 136.25 307.67 Interest 0.28 0.65 Total current year $136.53 $308.32 Prior year adjustment 0.00 97.28 Total dividend & interest $136.53 $405.60 Summary of gains and losses Values reported telcw °Write products for which gam and losses are not classified. Realized gains and losses Unrealized March 2019(4) year to date (1) gains and lasses (I) Shod term 0.00 0.00 12.38 Long terrn 0.00 0.00 -538 71 Total $0.00 $0.00 -$526.33 Your Pi nandal Advisor: SCOTT STACK MANIYLE CASRIEL Cash activity summary See Account activity the month for desalt. Balances In your Sweep Options are induded in the opening and closing Mantes value. FDIC insurance *piles to deposits at UBS Bank LISA and an tanks participating in the UBS FDIC Insured Deposit Regan does not /poly to deposits at UBS AG. stariord parch. UPC protection applies to money market sweep fold hddings but nal bank deposits. about your Statement on the last two pages cf this document for Petals March 2019 IS) Q important inSormation Year to date (S) Opening balances Additions Dividend and interest income $1,197.71 136 53 $1,304.58 405.60 Total additions $136.53 $405.60 Subtractions Professional management fees and related services 0.00 -107.49 Funds withdrawn for investments bought -136 25 -404.70 Total subtractions -$136.25 -$512.19 Net cash flow $0.28 -$106.59 Closing balances $1,197.99 $1,197.99 SDNY GM 00026766 CONFIDENTIAL Page 3 of 8 EFTA_00 137386 EFTA01278293 *UBS UBS Strategic Advisor March 2019 UBS Bank USA Deposit Account APY interest Period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 $1,197.71 Closing UBS Bank USA Deposit balance Mar 6 $1,197.99 Number of days in interest period 28 Average daily balance $1,197.71 Interest earned $0 .28 Annual percentage yield earned 0 31% Account name: GHISLAINE MAXWELL IRA friendly account name:Indiv IRA Account type: Indivrlial Retirement Account Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration • None srkvted Your account instructions • 1)85 Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor SCOTT STACK MANLYLE CASRIEL Retirement services information Beneficiaries you've named for this account The beneficiaries listed betow reflect the information in our records as of the end of this statement period. if this information is not correct, a you wish to change you beneficiaries, please contact your financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00%1 CONFIDENTIAL Y_GM_000267t9ge 4 cif "!' EFTA_00137387 EFTA01278294 *UBS UBS Strategic Advisor March 2019 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Indrudual Retirement Account Account number. Some prices, meanie and current vaues shown may be EpprOxirrVaie. Asa resat. gam dntllosses may not be accurately reflected. See Aportant inforenabon about your statement a the end of ths dxurnem fOr more information. Cash Cash and money balances Cash and morey balances may include avalaile cash balances, UBS Rank USA depost account balances. UBS FDIC insured Progarn Sank Balances, UBS AG Stamford Stanch deposit account barna., and crafty market mutual fund sweep balances. See the Important information tout your statement at the end of this document for details about those balances mcldng U8S BANK USA DEP ACCT 0penng Oriente closing Wax! on Met t (I) on Mar 29 (S) Your Mnandd Advisor: SCOTT STACKMANLYLE CASRIEL UBS Bank USA and al UM FDIC insured Progan Bank deposit accoumtdances are insured by the FDIC within appricatae Isms, but ale not protected by 9PC. U8S AG Stanford Blanc hdepout account balances are not insured by MC and are not protected by 51K. Money market sweep balances are protected by SIPC but est rot insured by the FDIC Prim per share on Mar 29 (I) Average rate Dial:fend Interest Days n period period Cep amount (I) 1,19771 1,197.99 Fixed income mutual funds Total converted is the Iola of al reinvested chedends 8 does rot include any cash dvidends. it is not a tar lot for the purposes Of delerminng hdding periods or Cost Oasis. The shares y0u receive each time you reinvest dvdenCt become a separate tax ICI. Cost basis a the tom purchase cost of the security. Ind udng reinvesteddvdandc The cost basis may need to be a:lusted for return d capital payments in order to &terrine the adustedcost bash for tar retorting purposes. Haring Number of shares Purr hr.o pricer Average price per Share (S) Client rnvestrnent (I) DOUBLE LINE TOTAL RETURN FUND INS% Symbol:. DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 123.104 10.511 EAI: 4708 Current yield 3 70% Security total 1,816.425 10.622 18,000.00 IP MORGAN SHORT DURATION BOND FUND CLASS i 250,000.00 Unneafre4 (tar) gain or las is the dfference between the current value arid the cost basis and would generally be )our tactile gam or loci If the security was sold on this dale The unreaded Pad gain cr loss may need to be Ousted for return of cocoa payments in order TO determine the (rallied grin or loss for tax reporting pupates. InveStment return is the current value mnus the amount you invested tddes not Indult shares that se not reflected on pur statement, indxf ng StialeS that nadt been readed as either a gain or a loss. It also 03t5 not include cash dudends that were not reinvested Cost Price per shag basis (I) on Mar29 (I) Vellye on unrealized Ra) Investment HCaacop Mar29 ft: oain or loss (S) return (5) period 18,000.00 10.530 1294.01 10.530 19294.01 17,830.67 -169.33 LT 12%.28 127 19,126.95 -167.06 1,126.95 coon/sued next page SDNY GM 00026768 CONFIDENTIAL Page S of 8 EFTA_00137388 EFTA01278295 UBS UBS Strategic Advisor March 2019 Your assets . Fixed income . Mutual funds (columned) Number Purchase puce' Average price Client Cost Price per shoe Value en unrealized Gal imestment Hddng Hddng of shires per share (S) innstmmt (S) bask (SI crt Mar 29 (I) Ma 29 (I) gain orlon (I) return (I) period Symbol: HLLVX Total reinvested 1,837.579 10.985 20,186.71 10.800 19,845.85 -340.86 19.84685 EAt $377 Current yield 1.90% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.050 17,982.10 -17.90 LT Total reinvested 66.872 10.057 672.57 10.050 672.06 -0.51 MI: 4442 Current yield 2.37% Security total 1,856.136 10.060 18,000.00 18,672.57 18,654.16 •18.41 654.16 Total $36,000.00 $50,15329 $57,626.96 4526.33 621.626.96 Total estimated annual income: $1,527 Your total assets Percentage cif Cost en mated Unrealized Value on Mat 29 (SI your account ow.: (I) annual income (SI con or loss (S) Cash Cash and money balances 1,197.99 2.04% 1,197.99 Fixed income Mutual funds 57,626.96 97.96% 58,153.29 1,527.00 -526.33 Total $58,824.95 100.00% $59,351.28 $1,527.00 4526.33 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: I i IR 'rernent Account Account number: Your 6 sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Account activity this month Date Atliwity Description Amount If) Dividend rand interest income Pvgfends Mar I Dvdend DOUBLE UNE TOTAL RETURN RAD INS11. AS OF 0212819 57.67 SYMBOL DeLTX Mar I Cividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 02/28/19 39.6d SYMBOL PSDYX Mar 28 Dividend 1P MORGAN SI4DRT DURATION 80ND FUND CLASS I 38.94 SYMBOL: HLLVX Total dividends 6136.25 CONFIDENTIAL .1_000287,1160 6 of 8 EFIA_00137389 EFTA01278296 (SUBS UBS Strategic Advisor March 2019 Account activity this month (continued) Date A(tiuty Account name: GHISLAINE MAXWELL IRA Friendly account narrte:Indiv IRA Account type: Indirndual Retirement Account Account number. Your Pi nandal Advisor: SCOTT STACK MANILYLE CASRIEL Description Anoint IS) Dividend and interestinoome (continued) Interest LCu 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 03/0919 0.28 Total interest Total dividend and interest income Investment transacdons Pot mare informaion about the pricer value shown for restricted securities, see Important information 'boot yOur statement at the end of this document. Date Actnny Desceptoon Proceeds from inwstment Quantity value (S) Pnce (i) transactions (5) Funds withdrawn fa Accrued inwsImentsbcognt (5) interest (S) Mar 1 Reinvestment COUPLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.42 NAV ON 02128r19 AS OF 02/28/19 SYMBOL: DBLTX 5.535 -57 67 Mar 1 Reinvestment PUTNAM SHORT DLRATION INCOME FUND Y DIVIDEND REINVESTED AT 10.05 NAV ON 02128119 AS OF 02/2&19 SYMBOL: PSDYX 3 .94 4 -39 64 Mar 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS ! DIVIDEND REINVESTED AT 10.80 NAV ON 03/27,19 SYMBOL; HLLVX 3.606 -38.94 Total .$13625 $0.28 $136.53 Date Activity OttarptiOn Amount (5) Money balance activities fob 28 Balance fanned 51,197.71 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 03/06f 19 0.28 Mar 29 Closing UPS Bank USA Deposit Account The UBS Sam USA Depost Account is your primary sweep colon $1.197.99 *Ill" GM 00026770 CONFIDENTIAL Page 7 of 8 EFTA 00137390 EFTA01278297 *UP'S Your notes CNP700010006517530NP7000302199 00130t 0319 030575004 0123697550 101461,wGm00026711ige S of 8 End of statement for account number Y1 23697 SO CONFIDENTIAL EFTA_00 137391 EFTA01278298 Important information about your statement LES frunaal Services (lc (the Firma UBS Ft rad Stroked k a mentor of all principal oteurby, commodity and optiancreha -ges. UBS Financial Seinen and UBS Bank USA re ndrec === IMAGE DESCRIPTIONS === [Image 1] The image shows a document with text, which appears to be a page from a book or a manual. The text is organized in bullet points, and the title at the top reads "IMPORTANT INFORMATION ABOUT YOUR STATEMENT." The document contains a list of instructions or information points related to a statement, possibly financial or legal in nature. The text is too small to read in detail, but it seems to be pro [Image 2] The image shows a document with text, which appears to be a page from a book or a manual. The title at the top reads "IMPORTANT INFORMATION ABOUT YOUR STATEMENT." Below the title, there are several bullet points with text that seems to provide information about a statement, possibly related to finances or accounting. The document is marked "CONFIDENTIAL" at the bottom right corner. The text is too [Image 3] The image shows a document with text, which appears to be a page from a book or a manual. The text is organized into bullet points, and the document is titled "IMPORTANT INFORMATION ABOUT YOUR STATEMENT." The content of the text is not visible due to the resolution of the image. The document is marked as "CONFIDENTIAL" at the bottom. The style of the image is a straightforward photograph of a prin [Image 4] The image shows a document with text, which appears to be a page from a book or a manual. The title at the top reads "IMPORTANT INFORMATION ABOUT YOUR STATEMENT." Below the title, there are several bullet points with text that seems to provide information about a statement, possibly related to finances or accounting. The document is marked "CONFIDENTIAL" at the bottom, indicating that the informat [Image 5] The image shows a document with text, which appears to be a page from a book or a manual. The text is organized into bullet points, and there are headings such as "Important Information about your statement" and "CONFIDENTIAL." The document contains information that seems to be related to financial or accounting matters, as indicated by phrases like "statement," "balance," and "account." The text [Image 6] The image shows a document with text, which appears to be a page from a book or a manual. The title at the top reads "IMPORTANT INFORMATION ABOUT YOUR STATEMENT." Below the title, there are several bullet points providing information about the statement, which seems to be related to a financial or accounting context. The document is marked "CONFIDENTIAL" at the bottom, indicating that the informat