# Profoundd archive — Epstein Files # Bates number: EFTA01306878 # Title: UBS UBS Financial Serwes NC # Dataset: 10 # Pages: 96 # Images: 96 detected # Tags: epstein, doj, dataset-10, image-described # Source PDF: https://profoundd.com/epstein-docs/EFTA01306878/download # Doc viewer: https://profoundd.com/epstein-docs/EFTA01306878 # # Text below is what Profoundd has extracted from the source PDF. # 'ocr-enriched' tag means OCR was applied to scan-only pages. # Image descriptions are AI-generated factual captions (llava:13b). #---------------------------------------------------------------------- === SUMMARY === UBS UBS Financial Serwes NC Private Wealth Management 299 Park Avenue 26th Floor New York NY 10I71-CCO2 ithrloC037,0253oug VI 0 Account name: MAX FOUNDATION Friendly account name: MAX FCUNDATON Account number: Your If sandal Advisor. SCOTT STACKMANILYLE CASRIEL Questions about your automat? Call you; Financial Advisor or the Resourceline at 800-762-1070, account 02%23661 Meteor website: www UncorNinanoalsonoces Items for your attention . Please note. Average coly Balance and PPY valurs es the De === EXTRACTED TEXT === UBS UBS Financial Serwes NC Private Wealth Management 299 Park Avenue 26th Floor New York NY 10I71-CCO2 ithrloC037,0253oug VI 0 Account name: MAX FOUNDATION Friendly account name: MAX FCUNDATON Account number: Your If sandal Advisor. SCOTT STACKMANILYLE CASRIEL Questions about your automat? Call you; Financial Advisor or the Resourceline at 800-762-1070, account 02%23661 Meteor website: www UncorNinanoalsonoces Items for your attention . Please note. Average coly Balance and PPY valurs es the Depout Account PAY sedan of your December statement were misstated unary statement values haw been corrected Business Services Account January 2019 MAX FOUNDATION Value of your account on December 31 (SI on lancery 3? (I) Your assets 976 91 977 23 Your liabilities 0.00 000 Value of your account $976.91 Tracking the value of your account $977.23 7,2362 5.23112 .2382 5.2433 9769 977.2 Dec 2014 Ott 2015 Dec km Dec 2017 Dec 2010 fan 2019 Sources of your account growth during 2019 Vake of your &count atwas end 2018 Your mestrrent return: Dividend and 'wrest ncome Change in market value Value of your occoent on mon unto 397691 50 32 5000 $077.23 Member SIPC ♦.➢70002000749253 N>7000071 997 00001 0119 000000000 000000 Page 1 of 6 SDNY_GM_00324605 EFTA_00 97380 EFTA01306878 $UBS Business Services Account January 2019 Your account balance sheet Summary of your assets value on January 3i IV Percentage of your accomt A Cash and money balances 977.23 100.00% B Cab alternatives 0.00% C Equities 000 0.00% D Fixed income 003 0.00% E Non-traditional 00 0.00% Account name: X FOUNDATION Friendly account name: pore.,;DanoN Account number Value of your account $977.23 Your current asset allocation Total assets $977.23 100.00% A Eye on the markets Index S&P 500 Your Koons:id Advisor: SCOTT STACK M Alhtt.YLE CAMEL • Cash and money balances may include ayaiable cash balances, UBS Bank VSA deposit account, (IBS FCC Insured Deposit Program Bank accounts. UBS AG Stamford Branch deposit account balances and money market mutual fujbd sweep balances See the important irdormanon about )ous statement cn the last two pages of the statement for detais about those balances. Russell 3000 MSC I - Europe, Australis & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 31, 2019 3-month Treasury bills 2 36% One-month LIBOR: 2 51% Percentage change January 2019 Year to date 8.01% 8.01% 958% 8.58% 6.59% 6.59% 1.06% 1.06% AW70002000749254 N77000071997 00001 01190=0%00 000000 Page 2 of C SDNY_GM_00324606 EFTA_00197381 EFTA01306879 *UBS Business Services Account January 2019 Change in the value of your account Account name: MAX FOUNDATION Friendly account name' MAX FOUNDATION Account number January 2019 (1) Year to date (3) Opening account value $976.91 $976.91 Dividend and interest income 0.32 032 Closing account value $977.23 $977.23 Dividend and interest income earned 101 pupOStSCi INS Steetentntlacatillty CE Pima aryl Chidend WOW bed Oren delernknel Sall a VS tat oat, re1 Peessetleoe. Based coon the residence of the account kidder. account hpe, ot plotaxt bps. son* Interest sole* deickno molests may not be %teed 10 VAIN( WIN (UP order ',ten° Faro (P10 income tees The merit monthly gatemen is ml Intended to be used sx1 cannot be retry.] tan Ser Is/ Folpskes. (lents thou,' Wet to the apel cade tat top:ehno forms they recenw roan UBS amnesty, such as the Fouts 10e9 and the Fenn 480. lot to rep:rens information nit the practice at UBS to fit the stplicryse IS eeportong form walk the US Interns Relents Serra and PR Treasury DePadment. and In such learn scummy clxery &resit ardor usterr.t star exempt or tare axone. nee corp.11 your Included, Id. mower Cash activity summary Set account al Melly month Ice at3li 0:131Th on your Sweep Op= are occluded in the cpenrg and clam; bastes ra us FDIC traurancesscAes to &poets at UBS Sank USA 3%1Sn:hanks partcPahl9 m ft* UBS FCIC hsuced DAMS Sways n coes not 'coy to 'noses el UBS AG. saarnrord Branch sec =tee son Wit: to money market wasp fund adding: but rd bank deposits Seer :portant in formaton 'boot your :Innen< on theist two one: of IN,: &wrent ter deals. Year sande/ Advisor: SCOTT STACK MANLYLE CASRIEL January 201911) Year to date ff Opening balances $976.91 $976.91 Additions Dividend and interest ncome 0 32 0 32 Total ad:felons $0.32 $0.32 Net cash flow $032 $0.32 dosing balances $97723 $977.23 UBS Bank USA Business Account APY Sanuary 2019 (1) Year to date (1) (merest period Dec 7 - Jan 7 Taxable interest 007 0.07 Opening UBS Bank USA Business balance Dec 7 81,246 91 Total current year 40.07 S0.07 Closing UBS Bank USA Business balance tan 7 1977 23 Pror year adjustment 025 0.25 Number of days in merest period 32 Total dividend & interest $0.32 $032 Average daily balance 8976.96 interest earned 80 .32 Annual percentage yield earned 0.37% AS1'700020107492% NP700007199100031 W19000010000 COSMO Page 3 of 6 SONY_GM_00324607 EFTA_00197382 EFTA01306880 SUBS Business 019 Services Account nary2 Your investment objectives: You have identified the following investment objectives for thisaccount if you have questions about the* oWectnes, disagree with them, or wish to change them, please contact your Financial Advisor or branch Manager. You can find a full description of the alternative Investment ohiechees in Important information about )our statement at the end of this document. Account name: friendly account name- 1' Account number. Your retell objective: CaptalappeedatiOn Your risk profile: Primary- Modwate nvdstmenl eligibility consideration - None selected Your account instructions • You account cost basis default closing method is FIFO. Rrst In, fist Out Your Pleeeciel Advisor: SCOTT STACKMantYLE °MIR. are7C0:2CC0749256W100007%9970C031 0119COOCOOC00 0C0000 Pogo 4 of 6 SDNY_GM_00324608 EFTA_00197383 EFTA01306881 SUBS Business Services Account Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account nurober. Scene prcts. «ome and (torent kalms:ham Te oe apocorimate As a mot. 9arry indam mot ncri te windel/ renected Set importeer olametacn abces >cue Statement a the end of thi docurnert Cor ofcce ,n1corotron Cash Cash and money balances CFanJAdfoss b/ -; m) .nci Wt avalasce ach bahco«, 085 Bat* USA Ø1Øt account relax" u85 F Intured bega/nWol Warce9 u8S AG Startoord Ertarch *noot account bint, andmoney makel nNua lundswetp tOlanCeS Set the Important teloanatton Staatse« Stateeeent at ex eed d this ~rent la *tab Mout those Winch. nacht? 08S RANK USA BUS ACCT Your total assets emir Maande/ Advisor: SCOTT STACK MAINLYLE CASRIEL U8s mik 115A endtll U OS FDK Inreed stogsmBaNc doorat wonit bilances be Inused by i he FOK hhhin appluble I mis. bed ace not ~bed by WC uBSAG Stenlord bant,' dnosit xcount Urm.% are not inwies, ty FOIC and se not protectoS th 9K Way malket syreep balances are pcdededby SK bul he not insureOty the SCK ~neg helix. Close% bdénce Fixen« stwe Meren. Ohtden0 MIN.« Dar n on san 1 (D on 18n 31 (1) on ;en 31 (1) rate enlod beried Cip omsta (1) 9)&91 9)723 250/080.00 Percentage d Cost BlitnaltO Uncealized Mix co Jan 31 (1) sou( account base (f) annxt 'Kome (fl »no/ Ibis (1) cash Total 5977.23 100.00% 597723 Cash and money balances 97723 10000% 97723 Account activity this month rot irae Info/mail«, aØ tte pikt' velde storm S,. feftlKICd1K. OB*" set »petoet entonoatoe ethyl put st gemene at the ~ot INS Oaconem Date 0 of garflee that wrath or ell Internal mutt. aria will be achond Al then/NM /IWO* toed of lab nekedtv to nit of loss of Me Merle etamma Youcandung. yob. handy rattle names throe* Oran. Sanas or by CallaCteci sae incur Admor Accartomnriew • Vabe rat axe accocrot9aambia Net ol assets red • Aspen. Preludes naafi* anchors,ros. solos for 'twinedtaunt/ fest). aloneb Depouts, knolged moat to market. and anon amen not held by the cm Does not mesh inked seasihriassels the and a tie prior rd oaten patonmen periods. a rase ernannwes. anted dock *pions and mercdabb nod *phone • tobless WWII fifth NIXON. amtring nova loans. trod Ire. that rout balances • Cathenoney Wren Total ol brineared notable cash talamm p14 depose bine, al alldied rid nayafflubed bares. rd worm main ma.* pad sweep biros. a the dosed the It perod Naniormsedly het credit balances not a(Canl se ml seaaaned from other Defames ad the Fern tray toe rydd Ora Ibnis me adnry Ian ol at banns There fah are payable teaon your demrd. Dv, total 6 marled m to cant prod ebbing value. Leans infremehen For detailed Scallion mthefrms Iran; practices rd &clown refer to yas Clore bebteornhp Ageernent a Arran Adytiffitnl and to Genoa Terns tad Co :Mons UBS kelernent of Credit Minket araiabk nAreem•nt and C.& busts a sawn u4 a mare rte reri,lm,rrs SDNY_GM_00324611 EFTA_O0197386 EFTA01306884 Important information about your statement (COntaued) Yow rru ros ademde ~es securem ad oen« anets held n Nee attente at the ani of We Wammen, prud va for ckatoy fuly pad ~nos d arrt tree Yw rorry Wen. Wolk« uw] at ban ca rand Adotof • UiwSind paindlosas neon doms ~tabla. eer ereeed amateedgandlostes m akutded (amant latere be the ~Lsd en data for narvarme be mar or may led nalket orernosom. Aart ad« Manty Morgan:rent/van« Duidend end Ohm ren.~ bis and sneerde praam br n ach Øreed to diely ene aoragal lot Te,?' Teade date" <Øn galants wo teg.' traniatinn trape dale • blikla muffin kad. and pat ed dak erwt the mue• muitte% tm We porde estanded vans toe padie naam« senaten rderurtved p•cdacts Ia ntorma hem, CistOt“ ske Auknot d no gwaránteed - These valetnuydla stkneint" trom poet d aske, a *eith a went ~neemt ittvrity Or inutlutedprodtxt mal be beun ce sold and do not ratly gepalet the vale aren enry recette tØ Sauidnon. - lhed party entende, of vale re af ot *celen dia ni re, stookdl Minimal Stram n a mala" base by an ~k« Marion arm - gaar. ~ai woof atoom:e atenaud ab«. d ry. Mitedo ned to te F tm by th* munt anaal panne' or sproot aM may be cattAated baseden «kam naammm ban lhat uwd by 'bid palet to den., ter smaad aars - You tan trawl haat tal wo all tinne mam are bard en tao «front orrpnwer dna nart of laks by 1ØS d a contra», maal Vel Ina/ to oor deal, and lid th* anti mi» d a aerokat menuar kaf tankes aam beid at te fim. - We iaat aaide ah* maa networlay and anebus proesttg lees n Co may mor a chotte Me 10 num (S) 250,000.00 Percentage cf Cost Blanatect Untealzed your KICunt bald (I) afloat Interne (S) gond loss (S) Cash Cash and money balances 977.53 10000% 977.53 Total $977.53 100.00% $977.53 Account activity this month for nut rbme¢ndb2u1 Its piled Mut ShOrvn Fa restrictedwanes, see important stomata* abss )ta.a a oases s the end or this rix antra Your Ourray pee ActSty Description expense code Face Mut He 31 Gish and money balance $97723 fob? Interest U8S BANK USA BUSINESS ACCOUNT AS CA 02,06,19 30 977.53 FecerValue (5) Cash Cash and amount (1) money Mace (S) Feb 28 dosing cash and money balance $97753 M.70002002093697114.7000064143 OCOOI 0219000000000 000000 Page 5 of 6 SDNY_GM_00324617 EF1'A_00197392 EFTA01306890 SUBS Business Services Account February 2019 Account activity this month (contousi Date Stoney balance activities Jae 31 kb 7 Fob 26 the UE6 San, LISA 0.2nOS AS(Oceil .1 yew pima} PNWOOptrOn, Account name: MAX FOUNDATION friendly account name. MAX FOUNDADON Account number: Your rineociai Advisor: SCOTT STACK MANLYLE CASRIEL AtInfly 0cxrpico Amount (1) balance forward 697723 Deposit UBS BANI: NSA BUSINESS ACCOUNT AS OF 02/0919 030 Closing UST Bank USA Business Account 6977.53 Aw700070000769771av'000064I 47 00071 0719CCCCOCCOO End of statement for account number OCCCCO Pegs 6 of 6 SDNY_GM_00324618 EFTA_00197393 EFTA01306891 Important information about your statement LB5 Frurcial Sown hc. (The Firma UBS I Martoal Sawa*, as a ~mar ol alprndpalØy, ormcdty and abr. mehraes !SS inertial Santa and LW Bart USA re ~ea obsciaraosed UPS AG rd alert of U35 Seater U.0 the Pim't frontal statement eavr46kttamnVuest The Fern's mane °flees at at ISS regret Senior nt. 1200 are« Boulmeed Weehaver N/02086 IM nannuni (COWIN Th. ony oltkial tamed of pit LOS Farrel Senter rant Olin•Winhh. uteel oft.c la docurerts tonlanng cord faro clatesInsid rot be relied Lan F you bete* Moe 6 neva of ameba, please~ at rrenedately n err, to the Burch ~or of the office wren; >or start. At~ al hers Chown re mended IOW amnia. malmul C1313~ na be saad fa ta psposes ray "Z$" )4.4nd lax 1~4 Pe. Form 1099. 5450. 1 tichkTwn ~I-10~ Las ream The Fern is requIld by law tompol tot* atS al Doable ~a, reportable n:n-ttrabb cfriedends and tattle roes, tamed on larked held n your ~net voted, r Mk !WWI nee. ad cost hifii on («Ian (0nned :KW Wei. Comounkstione with the Finn • Mehl ceicceiiiin an/cealcanancrons fining tofut her pans you ref*. rebc1M3 Pr" er roe. red $.Nays manta Prousten Act (SPA) • II Me tetra Anginal on the lop lee ei te trot of tapssnoa e tal IRSFnrxiaI SiienC44.1.151 eurayal Sams curet you scone at ad the 'Aare* fihenyCo gamed the rart h Ms tex, or, finch and *wiles as located al UBS faunal Sent es ard eve te nvoacro bro. ard yob man mate a ',ton of nonce a orison la both Inns • Az devised n to rant artmenta you mat notdy in in any uno; oe bad nrolong dwell twinned on yes claninwnt *inn 30 dal after n veal Mad« made art* • Der Oral asuren ~plan% a VtlinK to the awe Chem I *Ira Da.pan•nem a 201.352 • 1699 a talker x IOW SA-9I03. IMOA.M. to *00 P M. IT Made, Thrwigh Fri*, a in Ant rva 10185 Frwcad Serum Ix.. CIM ~pore Department. P.O. Bo. 766 then Cly. 141 07087. • Alstamen,' shall be deemed erealete ad atone å not abettedto n Meng othie CO days • fa TTY *ryas. CA814-612.09% ot fromarid' the U.S. Cal 701.752.1495 • hose of won a ~lens aØ antledrork lads Vander (EFT), bill parent cr ISS Vase debit cad Truchas; cal 800.762.1000. Of arr. to UBS Fria-col Shwa, Pc.. ICCO Raba Gad, 6th 'tor. Vararkr NI 07006, Ann RMNBSA Sent« Cal er "rile a soon a yco can. 4 a% Folk yak, statement a /trot is army a byou need more infonnetenrxe a transfer as the statement a repp, Tse inn or Card bat, fat aplablebnai but from rYI no lit« then 60 dins ala the firm car >0.a en bet ~err ar sachet* Era or Problem rowed - bade >or nave rd accan ant« Gt any) - Descrbe the HMI or the wander yea le~ about and tibian as derå as ya oh/ >co tame n h an to& a why pa reed more rionnelcn - bade the dollar armere of te waned error. the firm re Cad bsterml nvestate your as l, sidemen% We SIPC ~Leann and the supplemental prot«tion clan*, POW pan* changes in the market miles of was reestrnats Wetter as whit of market movement. IMP t.PPROW a «hairnet Dividend %invitee* Program (DFM The pace ref bead et an sneer cree YOJ may °Man the roil wee kan yar IntegralLaw Only ~Le ern me ~chased under DRIP. paid sham mil be sold ad the cash *Al be defamed n you secant The dwdendrerwes~ pre W0PIPILY Ike nuen my diner ban the mad« weer vrth te Prof shars re sot Cash-irblieu 0*/ oholetna nay be held n osa acoare Inlaid l0• panel VII se a rest,* ol a dmandpansr or ~rob the NM wi tiler seal oral unts al ms/ 44 pre a accept an ~VII Onymty1 tay a ~end caosma arty. "haulm, pta KCC‘ril ewe ebjedier The rearm« *bears criclnsk ',Sib are spade to PKIN account and may valy barer yea roses Per sarse the Pam promalbr wrong dry brier chair b >Ca lønd MI!~ P mertom ~ma fn. meth scant fat >nu duste cr. of the I &loving msmenent bars • Proace Current Income Inn-timer° teeing the great tcn of rant. orly • Aram. CapeatAarbanory ~inverts weary gionth of parad taelyy Wen the greaten cf ncome • ProrAre Cambnahatatimome ~Kara An/ e nnOn Innaireens seeing tab the generation of ryane end growth of principal On& rek prof als • Cernrear Seeks torn *need ~tat rede br rid and %dray tote want *mat men å tat mere the 4•Cilint *in not 9 • nt• Mt >antre ram a mans ard may non lea pre *1k irflann • Modmaro Wang to accept ore n* So pfincoal and teler ° sane volatility so so* Mire Minn • Ay ycasy WiliYy to accept l'41 "t b Fnix19.1" P4' rabble, to ad, Noreen or tent • fry.renantfårar Considerate. I tactod, a person of the ocelot° lot hat roue ma Mode cargo. arateges, hewed ladrty and anser valet% ~emir Toteseitoliwita• We ma «au:4M* ail related account ~as vet. the same ~ea n the same ernekr. e.g. because they here amen »ha *semen's" pee rote relronst,os wet other dents el the some .Stea I >a prefer to meat rod fad stasunse mailed re ulna mernepa, >co may ado. housercoUno by oaten yea infra Adana Friendly strewn name Behar* room name e luntarthible •ruckrerre• Ø by you to hint you Wit, jots recordation, k has no legal effect on par accost. is not rtenad to relied any sunny. peal-et rtarrinrIenn. mersement objects a re& pubic asscated wit MS acorn, and es nota prom« or oar« that rah or any terra neobL an« wit te shred Am enamors guava to reA 04 kve, ntØte ank of ess doe *Yr. may:~ You Ca a«Ouni ar na seas gned from other balances and the Fern ay ute ryåd three knob nte «dewy cored et bares These tint re payable teen your demrd. The Iota n rt.:led en the one prod closing vatn. Led% ebb:aerie^ Fa dared momsion on the. PnWs feed-granites ad auburn refer to yos Clore Reatiornhp Ageman Astart ACIP~I 4(4**GNIP*1 Tern and Orders LBS kernent of Credit 'rears salable n Ay ~manta an I C:x bauras al ay/. ry any wi SDNY_GM_00324619 EFTA_GO 197394 EFTA01306892 Important information about your sta teuxmi (COMmued) %e ses Vott Palemted ~es stextes ed oter enet, held thea rave at the rodd te Mionlard pricra Tom ad for *bry cd 'uty pad ~nos ry Irre You mai [Heve Word*t used at ban as fraxiil Ackos. • Unrealired ginelosses liten date is notable. neonhi utehird omlunke se