# Profoundd archive — Epstein Files
# Bates number: EFTA01307372
# Title:        SUBS U8S Financial Seneces 11C
# Dataset:      10
# Pages:        96
# Images:       96 detected
# Tags:         epstein, doj, dataset-10, image-described
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#----------------------------------------------------------------------

=== SUMMARY ===
SUBS U8S Financial Seneces 11C Prwate Wealth Management 299 Park Avenue 25th Fbor New York NY 10171-0002 ANY7005751%50118 Y1 O Account name: i.._LMAX, LLC Friendly account nam*: ELLMAX LLC Account number Y1 23680 SS Your financial Advisor. SCOTT STACK MAN LYLE CA SPIEL Phone 212821 -70001800-308- 3140 Business Services Account January 2018 ELLMAX, LLC PO BOX 308 TEANECK NJ 07666-0308 Questions *bont yonr statement? Value of your account Call your Financial Advisor or the ResourceLine at 800.762.


=== EXTRACTED TEXT ===
SUBS U8S Financial Seneces 11C 
Prwate Wealth Management 
299 Park Avenue 
25th Fbor 
New York NY 10171-0002 
ANY7005751%50118 Y1 O 
Account name: i.._LMAX, LLC 
Friendly account nam*: ELLMAX LLC 
Account number Y1 23680 SS 
Your financial Advisor. 
SCOTT STACK MAN LYLE CA SPIEL 
Phone 212821 -70001800-308- 3140 Business Services Account January 2018 
ELLMAX, LLC 
PO BOX 308 
TEANECK NJ 07666-0308 
Questions *bont yonr statement? 
Value of your account Call your Financial Advisor or the 
ResourceLine at 800.762.1000, on December 29 al on lantwy 31 W 
account 029023680 Your assets 16,750 94 12,754 38 
Malt our webeite: Your liabilities 0.00 O CC 
www tbsconvfnancialserwes 
items for your attention 
• Help protect yourself from fraud and 
review bank, credit card, and brokerage 
statements regularly. Also, get your free 
credit repert ritually from 
www.annualcreditreport.ccen. Value of your account $16,750.94 $12,754.38 
Tracking the value of your account Sources of your account growth 
during 2011 
WAR of your ,cou nt 
S Thousands at war end 2017 116,75091 
87.5 96.7 Net deposits and 
wthlowzds .14.00:103 
489 YOul mw-Wren' return: 
Oundend ani 
interest nonie 
Change in 
market value 1344 
1000 168 128 
Vela* of your nococrit 
on lon 31.2011 312.754.31 Dec Igle get iOl 5 Dec X116 Dec 2017 ran zoile 
illerrior Site m4470003005751685 Ne7000i97271 00002 0118030579743 n13680550000000 Page 1 of 6 
SDNY_GM_00325331 
EFTA_00198106 
EFTA01307372
*UBS Business Services Account 
January 2018 
Your account balance sheet 
Summary of your assets 
value on 
January 3i 40 Percentage of 
yOura0COunt 
A Cash and money balances 12,754 38 100.00% 
B Cash alternatives 000 0.00% 
C Equities GOO 0.00% 
D Fixed income 000 0.00% 
E Non-traditional COO 0.00% Account name: 
Friendly account name:
Account number • 
Value of your account $12,75038 Your current asset allocation 
Total assets 312,754.38 100.00% A 
Eve on the markets 
Index Percentage change 
January 2018 Year to date 
S&P 500 5.73% 5.73% 
Russell 3000 5.27% 5.27% 
MSC I - Europe, Australia & Far East 5.02% 5.02% 
Barclays Capital U.S. Aggregate Bond Index -1.15% -1.15% Year risencial Advisor: 
SCOTT STACK mANtyLY CASPIEL 
212.82 1.10CO800.104.3140 
• Cam and money balances may include 
avaiable cash balances, UBS Clank USA deposit 
account, UBS FDC instead Deposit Program Bank 
accounts, UBS AG Stamford Branch deposit 
account balances and money market mutual find 
sweep balances. See the important mkumadon 
about ow statement on the last two pages of 
th is statement for detail about those balances. 
Interest rates on January 31, 2018 
3-month Treasury bills 1 45% 
One-month LIBOR 1.58% 
AnPalX00,57SISS6NP7000197271 00002 0118030579M Y123693550 000000 Pogo 2 of 6 
SDNY_GM_00325332 
EF1'A_00198107 
EFTA01307373
v•l, So UBS Business Services Account 
January 2018 
Change in the value of your account 
January 20181$) Year to date (S) 
Opening account value $16,750.94 $16,750.94 
Withdrawals and fees, 
nckneling investments transferred 
Out -4,000.00 -4,000 00 
Dividend and interest income 3.44 3 44 
dosing account value $12,754.38 $12.754.39 Account name: ELLIMAY,LLC 
Friendly account name: ELIMAX 11C 
*Mount number N't 2368055 
Dividend and interest income earned 
for Ou VOWS a ten Statement, laiablly Cl interest and addend Blame ha toren deiennned firm a uS 
to mating cerstreclue eased ccon the tesidena of the account Mal a(Ount IMe, apt dett to 
ame 'merest endow civiknd parnents mar not be %brat to Jelled Stan (US) cestea Puerto Rico (P0 
income tam The client montley statement is ref Intended to be used end cannot be mild Lexn foe la 
pupate. C lenn shOusi Rill to the app etre to recahng form they teethe ram VEIT annuity, such as 
test Form 1099 arra the an 480, tot law repaisng infarnatco It is the planet of UBS to fro tae 
app icabte IP reporting loins with the US Inland Rerenue Sauce ald PR 'beauty oepanment. alit in 
such tarns acosatery staiOry (Wrier& and Or 'Merest a law earrite Or lags. income neat cOnsUl yai 
nolvdual tar Pupate 
January 2018 (SI year to date (I) 
Taxabk interest 0 71 0.71 
Total current year 30.71 $0.71 
Pr or year adjustment 2 73 2.73 
Total dividend & interest $3.44 $3.44 Cash activity summary 
See Account activity Mu month la Walt Ramat m your Sweep Omore se incluckel in the merlon and 
clang balances via PINK 'mutant*, apses toapposes al u8S Bahl USA and al balks pal mating in the 
UBS PDC Nausea OtpOirt Kogan. Oxs not acay to deposes al UBS AG, stamen:I er MBA a boa 
(ROOM ()Wed through the UBS internatrond Otaa ACCOunt protywn. SRC potent applies to ante/ 
musket sweep fundbilings tui not bank depart See Odorant a filorte•bon *bad, nue :Werner,: cn the 
bps MOPCRRS Cl terS document rot dt/ab 
January 201813) Year to date (1) 
Opening balances 
Adda.ons 
Dividend and interest ncome $16,750.94 
3 44 $16,750.94 
3 44 
Total additions 
Subtrattions 
Checks and bill payments $3.44 
-4,000 .00 33.44 
-4,000 oo 
Total subtractions -$4,000.00 -$4,000.00 
Net cash flow -$3,996.56 
dosing balances $12,75438 
UBS Bank USA Business Account APY 
interest period Dec 7 - Jan 7 
Opening UBS Bank USA Business balance Dec 7 -$3,996.56 
312,754.38 
$18,900.94 
Closing UBS Bank USA Business balance Jan 7 114,754 38 
Number of days in interest period 32 
Average daily balance 116,876 54 
interest earned $344 
Annual percentage yield earned 0.23% Veer Norsocial Advisor: 
SCOTT STACK MAHLvt€ CASRIEL 
212.82 I.70001800.308.3140 
AILP9C003005751587 NO700)I97271 °COM 0118030579743 Y123680550 OCOOCO Page 3 of 6 
SDNY_GM_00325333 
EFTA_00198108 
EFTA01307374
SUBS Business018 Services Account 
January 2
Your investment objectives: 
You have identified the following investrnent objectives for this account a you have questions 
about the* obieCtneS. disagree with them, or wish to change them. please contact your 
Financial Admsor or Branch Manager. YOU can find a full description of the alternative 
inveStment olicKhves in Important informatron about ma statement at the end of tins 
document. Account name: ELLMAX, LLc 
Friendly account name: LOAM UX 
Account number YI 23600 SS 
Your return objective: 
Current income & capital accrociaton 
Your risk profile: 
Pornary • Moderate 
hvestment eligibility conAerahon - None selected 
Your account instructions . YOUI account cost bans default closing method is RIO. Ant In, Fist Out Your Plusocial Advisor: 
SCOTT STACKMANIVIE CASPIEL 
212.82 1.7We:3004O3.3140 
AnenXO300675IS98 WM00197271 0000 0116030579743 n23660%00:O= Pogo 4 of C. 
SDNY_GM_00325334 
EFTA_00198109 
EFTA01307375
*UBS Business Services Account 
hartuary 2018 
Your assets Account name: ELLMAX, LLC 
friendly account name: EUMAX Lit 
At:count numben vt 23680 55 
Some rAni. «omn mdfyrenl vdnits shown may be ~0.~ Al a en" Gans ~losses mat nm 
te moistly Winded See imports« alormakon Moo, >our ~era d the era of ths el:cum-re for 
mcm Almmalion 
Cash 
Cash and money balances 
Cain and noNy balance, may .nctuoe aval me f ah balances, UBS Bank USA avasåt mount balm" 
UBS eC1C Minted Rogan8am Barnes, UBS AG Stamford Bunch b(091 account bilge, andcrafty 
~au rut ua lunO5vrefp baWnees 
ise the ftporiant naftmacton Øt )our statement at the end d this azure nt fot *MIS &MA MOS. 
byanes. 
Hddng 
UBS BANK USA BUS ACCT 
Your total assets Orenag belante Closing balance 
on Jan I (a) on Jan 31 (t) 
16,750.94 12,754 38 
value co No 31 (5) Year financial Advisor: 
SCOTT STACK MAN LKLE CASRIEL 
212.82 I.71Ø8Ø303.3140 
UBS Ball USA andall UBS IOC untied Nag/MBank eltpait actoirt Mtn«. are muted by the rott 
apyll.ible Pmts, but an not prattled by SAC MS AG Starnicta &ant h demit xcoum toUtms Al, not murro 
cpylOIC ara se not protected by SRC Insey market sweep tulati<e1 ate picledtO by SaC but ate not rinsedby 
the COK 
inue per share Atha)? ONICIend Mine« Days n 
on tan 31(S) rate petlod rafted armen (S) 
250~00 
ReKentaft Cd Cost Bbmate0 Unrealized 
your account 0856 (I) annual l mane (SI gain or loss 10 
Cash Cash end money balances 12.75438 10000% 12.754.31 
Total $12,754,38 100.00% $12.754.38 
Account activity this month 
tot nve utiortrieficen aØ Its pukel value shown Syr ~Ailed stoi mines, see impoirint ego, neat, ',tea 
put itateaem s the end& tras Oft anent 
an Motu Deft rIptIon VOW 
enlense code Ourrny 
Fate Misr siceivalue Cash 
mount 111 Cash end 
money Mal« (5) 
Dec 29 Cash sad money balance 316,750.94 
lan 2 interact OBS BANK USA BUSINESS ACCOUNT ASCf 1.02g 1 7 2 73 
14,753.67 Jan 2 Withdrawal ACH TO Bnan Yu,as,ts AT CAPITAL ONE, NA -2.000.00 
134 8 inmost UBS BANK USA BUSINESS ACCOUNT AS Of 0110918 71 I 4,754 38 
Jan 23 Viptlatawal ACH TO Bnan Yutastts AT CAPITAL ONE, NA -2.00000 12,754 38 
Me 31 Closing ash and money baking 312,7543* 
AnD7C0030:675150) 10000197271 00002 0l 16030579743 Y123680550 00000) Page 5 of 6 
SONY_GM_00325335 
EFTA_G0198110 
EFTA01307376
UBS Business Services Account 
January 2018 
Account activity this month (continued) 
Otte Attnly Orme:non Amount IS) 
Money balance aubrities Dec 29 Malmo, forward 516.75696 
Jan 2 Deposit UBS BANK USA BUSINESS ACCOUNT AS Of 12129/I? 2.73 
Jan 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01702118 .2,00000 
Jan 8 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 01/05118 0 71 
Jan 24 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01/23/18 2.00000 
lam Si Closing UPS Bonk USA hones Account 512.75698 Account name: EU-MAX.,11.0 
friendly account narne:ELUvIAXLLC 
Account number. VI 2368095 Your Financial Advisor: 
SCOTT STACKMANLYIE CASK!. 
212.821.7lX0800.308.2140 
The UBS Bank USA Banes Account is your re nay sweep coon. 
me70003005751SSONr7000197271 0000? 0118030579743r 236BOSSOOCOCCO Per 6 of 6 
End of statement for account number Y1 23690 SS 
SDNY_GM_00325336 
EFTA_001981 I 
EFTA01307377
Important information about your statement 
LOS FroncialSenices It.che limoUBS Finnier 
Sawn). is a member ol all pnnopal ~at commodity 
and otters nehrgos UPS Ftenoal Spec« and 
Brt USA re mired ialaselnes of IBS AG and 
aiteales ol ll35 Starnes U.0 The F enfl f nancial 
nal~ is 'nibble real reared We, Fall't sea-Aire 
olies are at. 
UBS Fine<w kraal ht. 
1200 Harbor Boulnerd 
Inetuden NJ 07086 
041«n«11 Onenent. the «if olticiS record of ycar 
IBS &anti& Send*. bee Own Oder recta nape 
OffErdtinSzuneree. contanng wilting data *odd 
no. be relied r.pOn e you televe then e r gafOf 0" 
awn." Plene Øn n enntchatety n "fling lo the 
Beane, Manager of the office semen; ',xi account 
All~ al twee shown w• intendedton* accurate. 
Pawner" data toAd not be used hr tat prpons. Nay 
9:41/4 0" Yorend to 'cant 0e. Form 1099. 5498, 
10425. et< >when pa arg you, lp return The f.m n 
~red b/ Ir 10 rettert to te RS ill tart'e d/nk.n:k. 
report/6k nntinabh trndends and Umiak :merest 
tamed intunet l‘ed nyte «en" net pow.* 
en sae treorne, and cost bese vex cetttn cowed 
~Wes 
Carmunioniom with dat Finn 
• pease reconlnma -re cr al communes/nos in vanry 
tofu/thee proud your pa. stain; your 
.a do•S•artet »actor Protection An rÆA) 
• it the ',flaccid run ten cn the up left of the bee 
ol mal «samara 4 not USEnamelSerra 
F runoal SiNC44 Cann a$ azantat <NON 
Øa bysex-re« wen the rck,ed eneion 
We inlamed you of iheeelatiOroh0 w!WrsyGo 
gored tho «e ran ban ens ?Xi Won and 
^riles re located al UBS Financial Semites and red 
the ntroaseng bro.«. rd >or, mat mer* a report 
ol reter," a armor so both fen 
• As desobed n the ruart &of ewer" 110.1 mat 
redly en of any ono" er had rooting &acts 
reflected en you. nament *Rhin 30 days due it was 
mate mAd• amlabb> 
• Net dart ciAtemn ccmpLx: et myna< to die 
F !nit Clem lelaticaDenatment at 101.352.1699 
or kolhere X 9Z0.3S49107, IGO A.M. 600 Phl 
Fr Mancha tHounh Friday, er in WI r9I0 lt5:5 
Forkel Serntei M, Chen, %WV. Ceteetrnert 
tO Bo. 766 Urion Cy, 611 07[87. 
• Al sta1enerna shall be deemed (orrdete end <court 
B not objected to n ~trig ache CO dais 
• Fa rte «Mtn. Cal 044-612.0906 of Iran outside 
Cal201.352.1495 
• heat of neon et %aslant~ an electn:nc 
hnds Ramer On/ bil payneiet UBS vet deb« 
cad bresactrxes, cal 900162. I 000. or vane to MIS 
Fr.rcd Savcl tic, 1000 llarbr 
~rime" Id 07086, Ant RIMI55AS~et 
Call write mØ as~ can. d ycea yxr 
eaternent a ~pi n wecrict or ismneedmere 
~Pt axe Stint« ar the staldmi or 
napt the Finn or Card haslet arplcabk)rnual her from you no Ire thri CO days rip tel inn 
urn >au the Ira ctaternre pen winch the am Of 
DR'Rharn flexed 
- Inrode yxr name and accost number Of am‘ 
- Dewitt Me am ce the wander >cu a•unwe 
about. and aptan nasal/as sutra/by ix‘r 
We* rt es alone ce why yv needmore 
recanalcr. 
- bowie Meddler aØ of te acceded ern". 
Term. or Card bur ?al nveshaste your «molar« 
and veil orned ry *nor nrcanty For alleged *non 
moarna LIDS Vea•clebrl eadual:3cent, el we tale 
more than 10 lasnee: clas to do the. we will aede 
aW &Cali NW tel Snail you deck it net« aOlhal 
abil l .* the use el fe money dunng tie Ime 
Lees to to (Øde al enetleshon 
Nate mire ell checks paylak. to the Fen or te 
I ramjet infittteian iduredan X front of the 
~men. In add/alto /*gold atuare ten, account: 
may be object to maintenance fees. chaps fa late 
parent it want.: pschxes and chart er woad 
aeons n cash alms« Accoans that re raneernd 
to new MIIILIIICAla Tar be cutinxt to a !Trisha lee 
SAS Sweep Options 
1.65 often «Mom kr 'mean; cash belakes to bat 
depost xØ al non-aff lined bat ad Stilted 
bards maymale< nutualfunds (Money tut) and 
th• ramie:rut opre Aswan (DAlta* entente*: 
wrh r berm:mortal enrace Management Mean'. 
Depose xcores al UBS Bag* L6A ard n:nthIceed 
bank partom.ing nth. UBS RIG-Preved Dep.« 
Program se FOIC.nterad a 1I<OffaarCO veep FDIC flies 
For move nfornnenn plea!~ sew* .16CiPt•OePtX• 
*twists r UBS AG Stanford &Inch ad ~et el
Matey Pin* re rot 'wed ty the MC 
be to OA. cashbanes re swept to divest 
accorres al UDSAG New Yoe* Brandt and LE6 AG 
Ckenlaanch thrtedenlous are ru noted by te 
FDIC Elms held the U3S AG Carr, Branch are 
hartaCt.trgaPOIOda0 I. ~cm rel. ol to,Cayman 
hints. and there's no gatrareee or omir enlesicn el 
LeS AG to repay the balances Mik on the UBS Carman 
Branch's bods. 
Pant ~Its re red protected by SIFC Monty fed 
shads re Feuded tySlIC See "UPS linnet knees 
Arson Aton-fion' below 
LØ tea (*cost barret a I. ie bat debet may be 
~am, rd shies of a Reny Put my be 
hyd•sed and the [reefed, refired to your yX• 
tear«, noart 
Futhe riamatcn drat scalable mega optons 
retalg carnal morn rates and y4Mt e evadable x 
wan ub: ccerenvooprekb, kern your tnincealAdttxr 
et by oohing 9:P762.1000 
IAS tirend ~ekes earn" probcdon 
The Frm n emeriti' ol de 5~1145 mordo' af01(001 
Cal:ciliation (SIC). which potent senate; anearen 
el uts menten up lo 1503,000 6ncludin 4250000 to :lams to <at) 6~ybroths* antatfe upon 
'mien er at wee :pc og The SIFC an« pritteden 
in‘t: apply to an axes« X. you held an a parboAr 
<4,4CI7 
The Fein toepher a/Mc:turn ain't«, has *so 
Purchaled ~rental ~roe Wemadman 
~um Pant* » al e8Ralt (ollecteety~ 
this proteckn is 4500 milean atol Deceit« 10. 2016. 
kbject to the cedcy ordtkns ad kneeler,T, cat al 
the firm it Lathy protected la up to II 9 motion nee 
~carte l« al your ~Out held n a pteltais 
',patty. A 'SIMI' ol Iv poky wad", upon request 
Herb< pee 9PC pooch:in nor the appkreental 
Preleclon xpar to. 
• Certain Inuncial assets controded by (and re Wed n 
sots account valeatert hell rear from UBS ;market 
Senate> for ~Pie «elan 0 intern< Øb. 
incbdno iristic metes. and 6) ewes of mutual 
finis rmitered n the ~le ol the scant holder on 
the beets of the au« ce binder altem), 
• Votstrnent contact. or ~tide? Moran (a9. 
Imod pannenhax rel gnav plx.emmts)flt are 
net regnstrid under tel 9xunhes An o11Ø 
• Corrmocibes contracts (et. f reran «beg and 
pnxrxn maul  include-9 hAUCC4 canticle 
and tonn`ldrI Callen cortex. and 
• D4oce mcounts (apt calks« et Stoup a LES 
Bak USA. UBS AG U S breaths and barite nine 
WIC Intend fledota erogen 
fit S/FC pretence, and fie supcmneeeneelm do 
rel apply I0 these men tend' net ~ROW 
on~ XX.neetb the 9PC potato and the 
airderrentel I:fete:hen da rat Øn against changes 
in X main val.* of yor ~taw« (*Path« x 
warn 0101160: ~Awe, mu:, braMateyCI 
othenrcel 
Dividend ReRvesenteree Pil~ Fan 
The peke reflected it an bit Sat PeCt YOU Alaly obHn 
the actualrice fir al» finnealAdveze Only ehok 
tees re pAchend Ind« DInt palet thanes nel be 
»Id and the extendbe depotded n your ~tent 11-e 
dirderdrerveffinare price napbaby  X isur may 
dtter from the malt pre. al *hie, R.> parhal twos 
retold 
Groh-RI-km 
Goy wholevetsmaybe held in yorr axon ()nu are 
enteltd »aortal we auntie, °lad/n*4W~ 
or ~wee. the rum WI ether fed Del el tn., el 
~Let vuet accept en 111,31.01 det~itd by a 
reoetcred <lea i-ra agency, ard credit yar xcant 
Invanneento~ 
the runtare ONOCIInt and nth perk re specie to 
nth Mount and ma, vay batiMVI1 yon actaree 
Pbxe adnte the Pas pnxrplVn wing of ry 
sgtant change in >as fionRI squats'« 
nroarrwe ~ere RI oath «out he You 
(boxYeof the f olowing innotivent cbjettsei. 
• noddle CurrentWont trestmerts teekrp the 
gemalen of mime nay. • Attune CebttatAppnet•hon ~men% rear.; 
sromh of pompon rein. then the godalen of 
,neont. 
• FlockeeCombrutronohrcone and C.Wat.
Appeaser:. tenet tnenb salig both fe generate. 
etane and groat of trrepal. 
Overall risk profiles 
• Corwiramet Seal to mama., ',attn.-roper. wth 
low en rd ~ally SD the sewn utalt even 4 
that man to roovn don rot generate sgof ere 
mews or ratans ard nay rim keep pace wk. 
,rorm 
• Moderate Wilng 10 teCipl sane ed' ta pennel ad 
tolerate son? ~ley sa se« be
• Itgynsse Wang to Rope try, Air so Inne•Pal ad 
hey, rolairley to Peel hop rekt/11 oser tae 
• /net mr•At Eigibley Cendwahon tseMe6 a 
lemon of the acerb/oboe to acccere may netide 
coed?. a united Inudrry and reef 
Wane, 
Seaterneralvaushokinc 
Werner temoRtete dlreta S account *ferments with 
the same arbless In the srne entice. e g beaux 
they have comer: eh, ate manen Ant xccant 
ralationtheat *nthother charm al tel urn> adlet 
>nu prefer to reome vicars:La dalantals maned 
ware enseopet. you may modne hooter:icing by 
<WON» Fran° al Ache« 
Primly mourn name 
nw Friendly exeunt mime o • untenuble 'n•lmswe' 
chow ly you to Jaffa ray vah yOlal faatOrdktaPn, ha no legal <Rev on your more You can charge 
your Fewody wore name, 'dough Orin* Serve« ce 
by orertna y.cy F ~cud Adrer 
~writ overview 
• VA* of pee socoo~ Net of awl, "I 
Malees 
• Ja-aserl Indudn avala*cash balances ram tor 
~need 'aunty lee /. and GlObal roe DIM" 
wreaked mens lO matel. and cereal) assets not held 
by te Finn pas. Nn include Larked *walk-lab" 
et the ende. the pro/rend (Went ?sterner« pen00% 
engirt nettmentk wetted floct whom and 
~row» nod< ~Oa 
• Letdes, tacks debit baletes, Ølåg mergin 
Ion, mat Ink short ~se balances 
• Cashbroney eneorned nobble 
cash balances, pin depot, notinceo al aff need and 
nunatliuted et, at moray nand emnaal herd 
tweep balx«, a Vie <bee X I. «aware prod 
tion-comnatty tree ova balagt nyar route a.• 
not segregated Porn other balances and **fem.ma/ 
the ry to thew furls n the «tinily mine of n 
teorien Slier finds" peed* tan your deri d. 
iha total it rcUied in the osrent penad clow; value. 
SDNY_GM_00325337 
EFTA 0019811? 
EFTA01307378
Important information about your statemeta (C00110utd) 
Lena" iiftweation 
fadetarkd incensahon 7 the inn's lerdno prank's 
are doloons, refs to you dent Mat onhp 
Acumen 7 Accost Asteemert and the Genera 
Terms an
Con:Shan LIDS St atonal a Credit Prartat 
eniit.k tss Agreemenif anc Ou<lanes at 
sysyr tint rnmierronfratanstsres 
Yew /meets 
Yens galoshn dermas to and Other albeit head 
in the scomol al the end of the statement prod You 
may xi. la *hey of tube paid stoat es a wry Erne 
You raw went smarties used as loanulna atlas 
payng any balance dr on them Any wastes 
Pansleaccl lot* dreg the statement pored are 
lord at roar: value as of the end of the stattment 
pored 
• Codbasic In donna. Pe con base of re 
~dm included a inn", 
 asuman, whale rekaisof 
web the ovate &taxis' Serval Msrelied 
on nformatienCbta .ned horn soirees deer then VBS 
Fturtul Semen. ncludng nfonnstion hem another 
Inns Ma you may have yarded to you lintrcul 
Admor. The Fern downer ndeperdently whys 
Steft/1144 the eatery cr aridfy ot arty eicanaton 
fypded ty *ascot MM' than UlaSf 'weal Senecea 
addict although IBS i natal Sown gents* 
rasdates Pa rnonruinn as Its teemed the hen 
dots roe crowd any entrances that the nleanalCis 
bole 'COSI bass' end • Ureedf :0 
accurate as ol Sedated the statemert As axh, 
phase &not 16/ on to eSanueang woke 
parthase 7 sale *Kann. forts. papaw; ce
otherwroe Accounts tra-olened tote inn row 
reflect gas bat Sommer only for to prod of 
taw they are held at Pie f am Mote 44110401 
Mammon tribe added by you anent el Admor 
• Unrealised geleinfloasest Whence.° is a.*lible, 
eninind urreareed tenants are cakulaNdSa 
ndycluel worry lots. To transacts. data for 
nOYClal by my/ oe new not eel len crewman. 
<Frees rola security reorpraximewnb. 
Dividend and ghee rervestmertl lots and systemic 
wily,e at are each combined to OSA/ one sward lot The Trade bee' column present the 
crignal hammer trade dale 
• Callable •001011140 Sorel, richantlemed Rock tot 
the mesa <ells for each redirection wt be selected 
traroalybylot Iron Jiang al smite. a tit 
sea held n out rtey or a norm* name lot Ott 
dams Cal femur, rionnscri is aimed Irons tad 
Pales and Is accuracy., not daranteed Other call 
leases my( eras Muth call affect yield, complete 
raxmaceind be worded Loonrequest 
• Catermatee of tenth (COa). Cos ate IOC nosed 
sot to 17%000 n ad *toyed Seem pr 
devsntur and pee cksostory instnteart naccodance 
wit PDC rules 
• Price/value Prices dig:awed la stones and other 
4.04.4111. 1140 be bstser or lower thin the once the 
yes would *math nano is the mean Was re 
<binned ran near, twd piny sans which we 
below to be relabh, W no do not Quaint then 
accuracy 
- We genraih use to (lasing price wlxnavalabk or 
the mean ol the bd and ad. rakes la Stied smaties and options a onhbd fences la OTC 
sto.nties. 
- Len actmay traded wanes mar be anted useg a 
model a to recent yrce vet 
obtained and nay roe reflect &Ind mates pane 
a ob. 
- CelanP:4 4am may *pea **Warm* and 
will tow 'price rue nit sae:Wile* ere 
unable to obtain a price foremost? 
- Depots a senates drannakid in twenties 
dew then US dada-sae ',heeled at the eichanae 
rate as a the slaleshret date 
- far corttsn saucer widen n neon. orient) 
denannaten, arm rd quart" (lace whit)may 
tow been attuned to facile:07qm valuation. 
To obtain anent quotations, whin salt*, contact 
pea hruncul Adma 
• Private nrM05ei tpW senetbsedprodueb. 
?mate rhesirnenl secist (nckelrg drea 
Paticpahan program and flea estate metbrimt MAI 
smiles) and stitchred maxis re 9111r4t0 hest's/ 
ilkyrd CertanANCIlted pro:Um Pose FM been 
reread w th the Searles and Exchange 
Corrmosen u-der aay nate eecanoe swoc We 
provide °Penrod via-ester pf wale nmstmowt 
secures r4 ctultred troducts Ir nIcrinalcrul 
Pupates any Accuracy renal guaranteed 
- These war-sow dike santentaly 11011110M. 4 
any, a which a private nestment seosity a 
structured product may be bait. a sold and do 
rot ner1V11-1111414141144140 to van you me/ reset.* 
taxes Squdaticei. 
- Used parry onnsaies of vita rose! a unan 
date ad are avow to UBS inset So-vces on a 
reguhr base by an nekton-don n1111104. Inn 
- mown, general parlor a soma ninnies, Will% 
d any, me swotted to tie f int by the muff. 
ruralPatna a peso and may be catu'ated 
busedan Overt nleemanan Irons Out used by 
tied panes to dive ter anaemia:1 vases 
- You can obtain adStcrul Summon *gaming 
We meroloaagar utod to amorous:he sane. at 
441141a -d the dale of IN necneuttn the is the 
base lot the emu* by coaxing yes ;nano' 
kenos 
- Used party estrturied vain maybe ReWeil1s 
The priced' in towal ithaleyro news al 
independent valaaten Inn hn not supoIed o 
Isolate to assign a valet then sw become awn 
tot a material even has moaned tat miry call a 
prernah reported vela 010 vest on, es when a 
value scold be Mgt* sposatlan• cis to the Aron 
01 the >money 
Wren mita an 1041.0 general patriot or sponsor 
*sunned vibe nor a tedparty eamatad vat* is 
VOWS. She talk* of she scut wit be dared 
bore ts puchne ant 
- 'Denbo. cm to doe' may alt.* win of 
capital, inane or bath 
-'Coigns unit see redrew., the and celennss 
pee per vat and may not reelect yea. rant base. 
▪ DIP a-du/need NIT sauces re not lined on a 
natorel acute*: wahrige and are genera,' 
ilkLed and even i they can be soK the price throes:1st%), be lest than the per that mowed 
•aue trovdei n the accost statement 
• fterfrined seessities Petted seariles gentrale 
are not 0.01441110 eaglate la pub k We. UBS Anent al 
Services uses the make price el the uvedruted stork 
of the 44111/4 441.10144 al awed whet lee the 
migrated stock forprows of rho statement any To 
the edert thet rest reedsecuilits 410 011)bit 14:4 sal 
the vat* uttered mey be %Wankel/1ns than the 
eePAed valve Shawn 
• Eel (eatinwitak income. went yield. Andreae 
An eninne ol en-decant is batedoncurrent 
driklmd rid intend ram, assing the securities wit 
be held lee one yes Iran statement dale or rant" 
MU, TM estimate a am h a paint 'measly 
and corecurdinccny 410 not guaranteed 
- Owed rasa swine <Went weld kr 
onan types of seoshies could include sultan ol 
practaal capital gam is Mich case the est 
111144r110/nd WWI ysel0 would be owntated 
- &Man! read income se-cl be yield and to 
actual income ard yield mote be bona cr hirer 
Menthe estimated amouits 
- An *sienna al snuat rod income Coloodend ardor 
impose) dinad ty document math 
valarawata baLIMO 4 Woad on the Ian chtdand 
mast payment madebite seal and 
awns tie worritinidepods wit be hell for one 
yea frcm to gaSernett die  runta matey. 
Actuary axlcortiand yield re not arrantend 
• Meets net held byUKFinancial Sayan. Certin 
assets re not held by the ine and rot nilhlt the 
fent's possessas a cresol These assets re 
di Owed on you naternen foe Sorrnateir 
papaws cely. Postan and vales presented are 
provided by the mung Inn UBS it4iXtii Services is 
not resparoble foe this edonnaten anddoesnot 
"sante* its accurxy. thew assets ane rat preceded 
by SIC
 a 
the fans stOphmental coverage 
• Revenue sharing and atdkionel isomPareation 
- V) adleian to coentern 7 sales rd l2b. I fees 
moved n Cannot 7, tech the dotrtAil on of mutual 
It'd, to as clients we antics as eft* MO, 
memo sewing payments hens daft/ors ardor 
admen of the tactual funds that we s It Those 
nuts we bated on two &feel teriptnarii Cl 
to arnist al sohs by leS a a pill•Cbill mail 
tad lane, to ors <tents, and Ga the asset Yale of a 
bok<uty "Oa had fernh'S shares held al te 
m 
- We ardor all hate also rocs..., net wafer.; rid 
ants ptcustav bees n canderners for twister 
aaent serous tAli tot• provide to the mutuallards 
lees aneraily re pad Iron mentor woes es 
it* trasal haul arid NO a hodOcala amen based 
an the habit Of it4tOurit le the bickesdealer 
hoeing mural hands al that Itrd limey 
• a addti:n to oneness:an receind ornedion 
will the sale or dittrbutron of annuity cameos and 
as enestmen1 hot ;rib to
clens. we ardor 
as aflame  'MR* saunrg concerts* on 
from envy el the r6unaeccenprwstodensong te env(' convects, *noes of the 04.4211/11 
C411,44111.0 Or 14:44-44a 0101.14.114 ernes:mem visas 
we distribute 
- h addict, to ccenerosscers recessed Iron the 
',esthete led Sit of IdeitShms Itscle, we arida as 
glade reset.. an essetewsed revers Own; 
parent km hantShres diflbatos. as well as 
1/4114:149 for lectrookew thvekorrent. oaring red 
edsatian 
- Our attunes she receive trading cannosions and 
floe ccevereaton Iran masa, funds and nararn• 
comperes avow coders we delta* 
- We recent an annual lee from LIBS Bali USA and 
LIDS AG Simeon] &NON a te to 125 per acorn 
sweepng to the banks rata the 165 Bare 5weeti 
troyans 
Activity 
Information regardn; commission and ccher dirges 
mitred it connection Mtn the tecuton el bad, 
indbiltny oak*, treater s has been eluded on 
orrlernaboro prencanhfumelned to you. rid inn be
Prowled to you vonta01 On 'nag 
Men selling 
ycsi weengaged n that sang a wetly. you mad 
nor a O'er So to <visit borrown)Costs fa /Net 
lbselKular Yess/ar 
Open orders 
Parana open 7 gsod idicanteled* orders tun 
were rot <wettedEy the nanny date, open buy and 
sel slcsa ceders re reduced by the snarl of cluderds 
or rats on an ar.cbudends or e. nth date unless 
/mina-hod Veen+ by you Yea we rerecnsble la 
ceders that X+ 4,o MAO din Ity you false to cancel 
s•Atn9 open ades 
Privacy 
To °Nana copy ol 7.• anon Clone Proace Wu, 
atplease comae vox FrumialAdv4Ct 7 vet us wept! 
yaverd,f,smonreerneire....
- re13410111Stences rot
 abaft. The RMA, Wynn, 
Stakes Accost BSA and BMA aro brokerage 
accounts which prowde 4C01114 to bring sawn and 
Frodons Waugh ananywnerts wm enured
and °tor thrifts" bank, andprovides access to 
rnurance and annunyceodsts awed ty adhered 
tedparty nsuance contemn tea* insurance 
agency Wow:Tones of LOS Financial Strikes are. 
-NMICeri, mince. and /nut products
- - IWA (DK rotted • fte bra warner May 1040 'as 
- Rata toserce Merucyarrom Account keens 
Santo Account BSA, PAM and Monotone Reran, 
Management Accost are reorstend "ewe marks at 
LIE,S Financial Services Inc 
- VISA Kafagnredralmak owned by vca 
Pornationa SetweAssocution rd mod Wow 
ken* The teS1/214 treat cards al the Lan Vita 
debt cads are nye' by OBS Bane. USA web 
per/ninon horn Yea US A ex awned Al other 
tudenurts, repined traionarks.seffla 1114144 and 
reg eared 'owe mass re of few respecter 
companies 
UtS Patentee. Servitee Inc Aar 201711 
SDNY_GM_00325338 
EFIA_00198113 
EFTA01307379
Ent UBS UBS Financial Senxes M. 
Povate Wealth Management 
299 Park Avenue 
25th Floor 
New York NY 10171-0032 
rudocOs6630 1)90418 VI 0 Business Services Account February 2018 
ELLDAAX, LLC 
EO BOX 308 
TEANECK NJ 07666-0308 
Account name: L..LNIAX, LLC 
Friendly account name: ELLMAX LLC 
Account number Y1 23680 SS 
Your IS nandal Advisor: 
SCOTT STACKMANLYLE CA SPIEL 
Phone 212.821.70001800-308.3140 
Questions 'hangar statement? 
Call your Financial Advisor or the Value of your account Resourceline at 800-762.1000, 
account 029023680 on January 31(3) on Feluvary 289) 
YOUr assets 12,754 38 8,757 16 
1fisitmer val.bute: 
www.sIncorrifnancialsennces Your liabilities 0.00 000 
Value of your account 312.754.38 $8,757.16 
items for your attention 
. Nalp protest yourself from Ira/Sand 
review bank, credit card, and brokerage 
statements regularly. Also. get your free 
credit report annually from 
wwwannuakreditreport.coen 
Tracking the value of your account 
Thousands 
87.5 962 
489  
  16` 0  128 as 
Feb 2010 ifil 5 Dec i016 ran ion Dec 20i 4 Dec ki Sources of your account growth 
during 201S 
Vake of your ,xcount 
atyear end 2017 516,75094 
Net deposits and 
until:Ira/Mt 
Your Wriestrrent return: 
NONA and 
interest none 
Change in 
myna value 
Value of your account 
on Asis 8 20111 48.00000 
$622 
$000 
$11757.16 
Member SIC nhP700030056630 1S N47000i Sergi 004512 Wig 030579743 n23680550000040 Page 1 of 6 
SDNY_GM_00325339 
EFTA_00I 98 I 14 
EFTA01307380
*UBS Business Services Account 
February 2018 
Your account balance sheet 
Summary of your assets 
Value on 
February 280) Percentage of 
your Baotou 
A Cash and money balances 8,757 16 100.00% 
B Cash alternatives 0.03 0.00% 
C Equities 003 0.00% 
D Fixed income 003 0.00% 
E Non-traditional 000 0.00% Account none: ELIAtAx, tic 
Friendly account name:ELLMAY 1.1.0 
Account number VI 2).50 SS 
Total assets 
Value of your account 0.00% 
58,757.16 100.00% 
58,757.16 Your current asset allocation 
A 
Eye on the markets 
Index 
S&P 500 Your Amanda' Advisor: 
SCOTT STACK M Wolf CASPIEL 
212.821.7CC0800.204.2140 
• cam and money balances may include 
avaiable cash balances, UBS Bank USA deposit 
account, UBS FDIC mated Deposit Program Bank 
accounts, 1185 AG Stamford Branch deposit 
account balances and money market mutual h.rod 
sweep balances. See theimportant reformation 
about Jour statement on the last two pages of 
this statement for detail about those balances. 
Russell 3000 
MSC I - Europe, Australia & Far East 
Barclays Capital U.S. Aggregate Bond Index 
Interest rates on February 28 2018 
3-month Treasury bills 1 63% 
One-month LIBOR 1.67% Percentage change 
Rbuary 2018 Year to date 
-3.69% 1.83% 
-3.69% 1.39% 
-A 50% 0.30% 
-0.95% -2.09% 
04170X00056631CONt7000183113100XO 021803057974381236805500000GO Page 2 of 6 
SDNY_GM_001/c140 
EF1'A_00198115 
EFTA01307381
SUBS Business Services Account 
February 2018 
Change in the value of your account 
Opening account value 
Wrthdrawals and fees, 
nckading investments transferred 
out 
Dividend and interest rcome 
dosing account value Account name: ELLMAX,LLC 
Friendly account name:RIAU11.0 
Account number. T1 2368055 
rebruary 2018 (Si Year to dale (1) 
$12,754.38 $16,750.94 
-4,000.00 -8,000 00 
2.78 6.22 
$8,757.16 $13.757.16 
Dividend and interest income earned 
for puttosts Cl Ins staerant. lacablty Cl Interest and ;norm Income ha ban doerrnneo Iran a US 
to learbng perSpeCtioe Pined teCon the residence of the IC(Ount bagel atOunt get a prolutt type. 
cent 'Mere', undo, dveknd payments ma/ not be subject to Unted Stztes (US) ardor Puerto Rico (PR) 
income lam The client monthly statement is roe intended to be used ad cannot be rated Lean for lac 
Wanes Clients snood otter to the gad Katie lid reputing forms 'hey reCtIlt Nom UST annually. is( h a 
the Fount 1099 at the awns 403. tot tai reporting information. It is the prance of UBS to fie the 
apsdnalde to repotting towns with the US Inlltna anent SeNiCt and PR Treasury Depadrnent. d'sct In 
such tent acosaldy clasOty dviclenisangte Integra atlas remµ or linable axone Plea tomtit yOri 
ndvdual lac piper,. 
February 2018 (S) Year to date IS/ 
UBS Bank USA Business Account APY Taxable interest 2 78 3.49 
Total current year 32.78 $3A9 Merest period Jan 8 Feb 6 
Pr or year adjustment 000 273 Opening UBS Bank. USA Business balance 130 8 
Total dividend & interest $2.78 $6.22 Closing UBS Bank USA Business balance Feb 6 
Number of days in Merest period 
Average daily balance 
Interest earned 
Annual percentage yield earned Cash activity summary 
So* Account activity this manthlu dealt aura ens in your Sweep Op= ore terdedvd in ten opsnrg and 
closing manta vita FDK insurance zaps to amuses al UBS Bast. USA and at basks palco:axing in the 
UBS FOC aural Deposit arogan. n does not may to &Mins al urn AG. surntoie Branch 04 bash 
*pouts (Axed through the u8S maim:IMAM 0,00a Account corcoraa SPC protectors moles to rroney 
main :weep fund hddngs brit not bunk deposit. See Important ifilometcon about roof zfaternent en the 
139 WO MRS Of 04 dOCurnent for deals Your Knock/ Advisor: 
SCOTT STACK MANLYtE CASRIEL 
21 2-821-7CCO 800-308-3140 
February 2018 (1) Year to dase (S) 
Opening balances $12,754.38 $16,750.94 
Additions 
Dividend and interest ncome 2.78 6 22 
Total additions 
Subtractions 
Checks and bill payments $2.78 $6.22 
-4.000.00 -8,000.00 
Total subtractions -$4,000.00 -18,000.00 
Net cash flow 
dosing balances -$3,997.22 -$7,993.78 
$8,757.16 58,757.16 
$14,75.138 
110,757 16 
30 
113,421 05 
12 78 
0.25% 
AND70003005663101197000108181 00002 L018030579743 Yl2368055000)000 Page 3 of o 
SDNY_GM_00325341 
EFIDk_00I98I16 
EFTA01307382
SUBS Business018 Services Account 
Febr 
Your investment objectives: 
You have identified the following investment objectrves for this account d you have questions 
about theSe objectives, disagree with them, or wish to change them, please contact your 
FMancial Advisor or Oraxh Manager. You can find a full description of the alternative 
ovestmeril ollectives in Important mfomsatron about )tar statement at the end of 65 
document. Account name: ELLMAX, IL( 
friendly account name: EUArtAX UX 
Account number: Y1 23680 $5 
Your retire objective: 
Current income & °put Jr*V00.1130r1 
Your risk profile: 
Primary. %/Aerate 
Ink/Went eligibility consderabon - None selected 
Your account Instructions 
• You account cost basis default dosing method is RIO. First In, Fvst Out Your Plueadei Advisor: 
5C017 STACK MANLYLE CASPIEL 
212.82 I.10X.800-308.3140 
Ant7C003005663102 tte7000183181 00007 0218030579743 Y123680550 (CO= Page 4 of 6 
SDNY_GM_00325342 
EFTA_00198117 
EFTA01307383
SUBS Business Services Account 
February 2018 
Your assets Account name: BURSA; LLC 
Friendly account name: EILAAAX 11C 
Account number. 'M 23680 55 
Some pr<e, mcott a•MC‘armi raues shown may Ix =tonne As amok Gans ancl losses ma/ not 
be awed/ reflected see erportent *Icemefren ettootmor Penmen. a the end of this &cornea f 
mat .nfonnetion 
Cash 
Cash and money balances 
Cain and note balances may feud nixie can balancek UBS Bank USA carom account baleen, 
gas FP« imued HoganSank Bare«, UBS AG Darnlord Branco crewel account Waxes andmoney 
MAO mutua fundsweep Wake. 
See the meat/ant infometron Max Au( stitement at the end at the document for deals about Most 
Dienes. 
Wiring 
UBS RANK USA BUS ACCT 
Your total assets °Gering Oelarxe Closing W dge 
on Feb (1) 28(t)
12,75c.38 8,757 16 
%taut on Feb 28 (It Year Hammitt Advisor. 
SCOTT STACK MAN LYLE CASRIEL 
212-821-70O3800-308-3140 
1/85 Bart USA Serial UBS FCC Intured FrOgemBlek taped account Wince art Insured try Ise FOIC SINn 
apyinable Irmo. bet are not prattled by StFC UBS AG Stanktd Branch deposit account balances ale not enured 
by FDIC arc ae not weeded by SIC Morey market sweep balance. are prele(teCI to SPC tea are nol entreaty 
the tOtC 
Pete per snare Average Distend sanest Days n 
co Feb f t) rat Petri Pent.] Cap amen ($) 
250):03.00 
PerceMageCl Cost Eamalecl Unrealized 
your account Cam CH ennui r n(CMe (SI gin or loss (t) 
cash 
Total 58,757.16 100.00% 58.757.16 GA end money belences 8.757.16 10000% 8.757.16 
Account activity this month 
re Mee inform/aim about the mica take Moan lor retarded %erne nuts. see important neroaron a00.ß 
your sletereee4 at the end& This °Doren‚ 
Date Antral,/ 
lea 31 Cosh mid money balance 512.75438 
Feb 2 Withdrawal ACH TO Onan YuraUtS AT CAPITAL ONE. NA .2.000 CO 10,754 38 
Feb? Internet UBS BANK USA BUSINESS ACCOUNT AS OF 030018 278 10,757.16 
Feb 15 withdrawal ACH TO Boan Yutastts AT CAPITAL ONE, NA .2.000 CO 3757 16 
Fels 28 dosing cash end money balance 38.757.16 DeeMpllon You. °name 
erepenle (Ode Faze relit Fluctuate (1) Cash Cash and 
argent (I) money balance (1) 
Awl00070056631031 97000183181000020718030579743Y1236WSS00CC000 Page 5 of 6 
SDNY_GM_00325343 
EFTA_001981 18 
EFTA01307384
*UBS Business Services Account 
Pebruay 2018 
Account activity this month «cntpnuedl 
Date *tuft Desuedon amount 10 
Money balance activities km It Balance forward 812.75438 
Feb S Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 02102/18 .2,000.00 
Feb 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS Cf 0210&18 2.78 
Feb 16 Withdrawal U85 BANI: USA BUSINESS ACCOUNT AS Cf 0211918 -2.000.00 
Feb 28 Closing UBS Bank USA Business Account Minas Account none: (WAX. LLC 
Friendly account natne:ELLMAX LLC 
Account numbstr: YI 23680 55 Your Finandei Advisor: 
SCOTT STACKMAN/LYLE CASRIEI. 
212.82 I.ICOCE600.203.21.10 
nx UBS Beni USA efineSt (Ovnl a 90u, pi mg; sweep %leo. 
a6P7CC030C6E63I04 W700)189181 00X2D2160.10579743 v123680550[00= ►age 6 of 6 
End of statement for account number lie I 23680 55 
SDNY_GM_00325344 
EFTA_00198119 
EFTA01307385
Important information about your statement 
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid 
Sonen). k a mentor ol al pnnopal ~ett comensity 
and °pions ocha-gos URS Franoal Sonetts and LOS 
Park USA av rdrect oncluon of U3S AG and 
rida», of Le35 Saanhas U.0 lha Frn I rancial 
staten« nodebk rean reas,' Ile Faret eso.Aire 
°the. se at. 
URS fina-Kul Seraces ht. 
1200 Parbor Boulherd 
Wechrhden ad OM% 
11,4 namn rafrneme the oney official record of ps 
URS inridet Senilet MOLN GIN! recceck ncept 
otteal tttola(rurtt cornannoconlIcling dala ihocid 
not be renad kpOn f you beleve thme o an «nr or 
011amon. Pien revet n mnedeteb n ~ting lo the 
Band, Vanare of de office serve-0)0J atensk 
Altopap args« <boxat in ronds:Itobe accis" 
nano dra nuld not te und kr lat ~acnes. Pefy 
lok5 0" flend dec fant 55. Form 1099. 5498, 
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e 
~red by lavr lo nOnt to te RSdtltaMMe drednh. 
reportabb ron-Ur/bh ~ds and Uoabb kuttret, 
tamd en setuntes he>1 nyav start rol [metei, 
cn saletremnbans, ed tota bob ancelancoeved 
tour det. 
Conerrunioniem with the Finn 
• hen retomen av cr al conmunnstons rn «arg 
toJu/the orent yes ritat radon your 
.s tre Scones rattar erotoman At rAA) 
• e tbotinns n:teutonond» up kil of te fort 
of th4 nattmara 4 int LOS Fnancel Sornon LOS 
Inhal Sams Urtis you' nara at ilemSnq 
trcar by ana-gornere vilt the råa nd ml& ten 
We .5j555ed youd IheeelatiOntind,entar 
ONNKIIIN>lenarl NON Une. >NO Rna, and 
~ile:" kr -mod al UBS Financial Senice and nr 
te ennxteng broa" ard you aln a repan 
ol nynip a arenor b bah fan 
• Af deacrbed n the nara nerred% nu man 
roely tu of any «ron or hed ~eng d-eces 
rollod on yas tremim «the, 30 day< ria n was 
mate mede ~Labb 
• Ilen drat nontyr ecnipUnt< or ritara« to ta 
F Clorn Depanneent at 101352.1699 
or tolkar 9Z0-3S4-9103, KORV to 600 P hl 
fr Mordry fluough Fraly, a .n ort rna to LOS 
Fnekel Seracei M, °enl Rektune Detustrnrt 
P.0 Bo. 766 Ur:on Crly, ell 07087. 
• Al slaknierld shah be dtemed corrcleterdacure 
il not d:e:Sedto P ~ng *Sin CO dan 
• hr fTY tennet. cal 84441209K or Iran culside 
theLl 5. Cad201.352.1495 
• hoee ol erors or %egons~ an efectn:nc 
hr* tenor On bh parera er URS tteefi delo 
cad wansactons, cal 00762.1000. or vane CUB 
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar. 
oyeehnten NI 07086, Att. MORSA Sno>. 
CYIa otte «Ø asOJcan. dyas frk y:s 
sulement receptor/ni or if you need more 
~on ini a «ref« on de neternre or 
recept Turen. or Cord bor (n arploabk)reusl her from yra no IM< tin 60 day: artar the fen 
cent you itn• fra Gatrev[ on ehch the .rot Of 
recblemnered 
- Inrede yxa name ard acneart 'umbar Of ar,‘ 
- Databa the «rot or the vande, you ro sese 
about. andel:den as dra-ey yaacanurfry you 
bdeve ri orters a why you med mode 
nkernalcr. 
- hoade the ddlar amate of te tapetsed <ner. 
The Fm. or Cord burr ad medgett your ~In 
and vril torna ry snor napt5 ror roged non 
molerg U8SVcancleb4 ord tran/oro, d wo bto 
mon this 10 benm dan to datt wo *Il ende 
yas Mala tor to ~si yOulfeent it nano[ to mal 
you ad hed the ut* of to mom., dunig to une et 
tanka lo «molok al mostrabon 
hen meta dl deals pytt lo the Fata or te 
Inancialinasion i-dcated en the kont of the 
flinkt. In addhen to /*gula non fon, Meader“ 
may be abyeet to mar evne kos. cha-ges fa late 
papram b secunne: rtnhurt and charge: for spad 
anons n rast. nar« trogne thai re rangred 
to ab« ingas can nap be tubyect toa enl« Neo 
URS Swieep Options 
LOS ollen options kr ~eon; cal, Odnes lo bit 
ebonit accown al non-affliatedbne ad iland 
bank, morvy myts mular! ludt (Money fu-a) ad 
te rami ond Opec. Anan (1241)1o* cuncnun 
at. an nervenat ensto Management Acoxre 
Depott nuet al UBS Bra* L6A sid rcnrhlatod 
bann partupang nib. OBS FIX-tnefed Depout 
Program II! FOONnused n «foran. rat FIX nies 
For inte Hanson. Oense erw4,16C9au•DeP05 1
nosas a UBS AG Stamford Brandt Ini :hyn of 
licney keda re nal rand by ex FraC.
TØte 1>t. ca:hbala-as te mcal to dopost 
attan c al LIDS AG Mas York Brant. and LES AG 
C orm Beach thnednn“ are N< ~ed by tre 
FOK. Rdren hell a to U3S AG Carnan Franch are 
IMOCtaty Opereldt0 te tovagn tel of te C now 
heds. and tete .5 no glirartet or etar sulgam el 
LOS AG to repy the Agnes nhibenthe UBS Carol 
Brands's bods. 
Bane *oxes se nr rolected by Sitt Monty ked 
shros tro trctocted by StfC See "URS funnet Smuts 
&s(nra kokanon' bön,
Ltur. t realest benet in te bet apart rese be 
~am. ed sexes of a Meny Futt mo be 
lcmcbted and the [recett', rehred lo you Or INI 
Hane> rare 
Fulhet Hamra" åka aralatde ~tia Datona, 
reldrg ostan rond ram and yrat« e tealabl• ae 
~av obs ccannveopnelds, korn your Onanerat Adescr 
or by <gno 9n762.locoo 
tas IgnandelSendas anta« protoction 
The Flin n a fronter (d tt Senaten entitor Frolfelcn 
Con:oration <S170. whk h trOlelbSellintel &alnen 
of le menters up lo 194000 6ncludne 52500001a :tame for <at) Gplanny &uhu. entatle upon 
'eran or at wc og Ilse SIK »H pnteden 
h mu apply to al X43" ta y0.I bida a parbolx 
~ty. 
the Frun togrher wih teman il dat^ has roa 
Purchalei asoplonertal ~roa 11-. mamman 
~om Paynt » al ek)lalt dins. colloctnety oxer 
tas protechn is 1500 milian mol Docent« 10. 2016. 
Sobject tolfte to% onftlxo trd erntaborn <AN.' 
the firm bah« protons:d lor up to N.9 mlion n the 
~pk kr al your nounte hold n a orlo.for 
coney Aktiv:9Y of te poky ncedr9odvd" upon requese 
helhet te 9PC proteclon nor IN. 943555551 al 
IIINRIOn4"54/ 
• C alun frontal anats controled by (and rc Lcbd n 
'as accourl varti bit heldawry Krom UBS kontot 
Sent«, For earek («lang noten< Øh. 
karlen .roble annat" and (»tum cl mast 
linds reaktored n the name ol the non holder on 
the bocks of the arme o onda ugem), 
• hdeunom contractt or rinnas-e ~rede (a it, 
Imod pannercheu and tenn pir...mete) ta: are 
not regns:rid und« the Struntet Act ol 1932t 
• Cornmodbeccreracts (Og. f regn eithancp ord 
omens motat  ...e...ra, includ•-g brunn ccntrads 
and (omrally CON:n Carntani. and 
• Drpaot Mount( anespil ~team of &poesi) am LOS 
Bal< USA, UBS AG U S tonnet and bann nit» 
IDIC Kurd Docolit Progen 
eho WC prelnlon and te supennurlatpreentcn 40 
rue nu* lo the* »tel, ten d tet ~mir ROM 
on yas ~non, De 9PC ~nkr, ind the 
orplernantalteotedion do rat fanYthl agaira dunen 
n tie nufa vald of yes ~vm (sheth« x a 
rean ol route: rnumnwc, noa« branr:my or 
ab:mcal 
Dividend Robotens.* Fraprene Feen 
The peke reflected h an ~mc«. You Tyg °bis, 
the «ludpc,  lien >ty FrnancealAdeur On5 *hole 
~n me pirchsedircke DRI *arid One> ad be 
»Id ard the ententebe depoSed n your mount 11-e 
chndordnnoenmert vice opplidby te Nuet Mag 
dnr fram nto ~It pre* al Antib to anal tara 
otro on 
CS,ö4hw 
Cny wholo sot may be hold in yes non I ytto re 
«Mad »nidet cm as a renat ol a dradart Barn 
or OtTOINt. Ue firm eall odet s11 panel vd, al 
malet proc cr accept an annan determined by a 
reofitcreddesi-g agency, ard aede yar ansa. 
Invennuent ~et 
the namnet ~den ad nek pnrie ro cptale to 
•ath &Mount end inka vit Neetien ya/ acearec 
Pban neotheFa. pnxrpI5 n toning dry 
599 tant dunge in ps farcol sruXoncr 
~orren, ~nos For enl, neon hold You 
(hoax se ol the f oh:min intestnent cbjea e i 
• %lott Covent »<ont Priestmerts stek rg the 
gEneatcn of rcome • Acnes CarfalApennehon Imestrrenb see&ng 
ennuth of onnopal retts the, the surnalcn of 
marne 
• Rodue Combrutron ol &come end Gael 
AØiaear. Innetnenb stel .eg both te genveton 
flane and urmyt of trunciat 
Overall ridcproOlte 
• fonden/Mo Seds tonart», Mul prrepal. wth 
'tana rd valaterty to the XCCIJI OV515. ten 4 
thai man te moln deos rot gren srgrhcrx 
intone or ritarns ordnat rot eec° parar
nlial on 
• moderate Wittig lo accept saile red »Ponneal and 
token orre ~fel» te« h remarne[. 
• Awestse With, to rapl hd, dt lo eneos trd 
tigh rohialty to otta Ingte mani one tax 
• Intetterr•ntaytelay Consönton ~eg a 
Portion of 'ho porrkto for ta «rost may made 
(ormak, ~.0." i rnned laxdy and ger« 
"toner 
Stetanneteuenhokiner 
Werner ccenokbte dlreta Saccount rirnements att 
the same riten o the are entekpe. e g kanot 
ib, has ~tt aha atomallan lånt «tons 
r•lonntpt *ah other (lera< al tin om> ann« 
you pet« to («me rndmdat nelinlinli ~lad n 
sopare froPopet you may docent bosch:åtog by 
Can) 500 Fronoal Adress 
hinndy nar* name 
De Fr end5 ncourd name o • custanadak *ndmstee 
Amen by you to amt you rat your recordlteennt ha no legal skes on your mon You cn charrp 
your Frank wort navwc, through Online Snyts< ce 
by onactng you Fruns Alma 
Atcount 
• Varas of nnosocou~ Net al asps "i 
lob le et 
• &elen »dolm akta* cash Dam«, valetta 
rostruted socunly lett X and Global Tre Dopsot[ 
martyd telt b makt. and (nianen nol held 
by te Finn Pan nol isch& ~kod seositelassets 
st the ert of te Snor and orent ?Menet periods. cr 
mene natnom, ~ske nod ostrons ind 
exeroaable god< cpborn 
• teban» 1-clxles debet balercn outta-cfrg mran 
lon, «ed' Ink Mon *(art banan 
• Cuhrotoney %Aranca Total ol tennsned :slabb 
cash balrces, pin *con balnas al a« NOS ad 
neri.* hatadDa-dis. ad morry mans mod ard 
camp hann, at the clx• ca tro namn pinad 
tion-cornmoSty te* aede benet nytyr natt i• 
•ot wingred korn other hatnot and **Pem rna, 
cre any of 'hese ftrds n the oednay (ONN ol b 
baren ner Inb" Dnr* kan your thmnd llus total it rclxkd in the <uren( perod <kong rake. 
SDNY_GM_00325345 
EFTA 00198120 
EFTA01307386
Important information about your statement (COntIllued) 
Laming rformation 
deerbd idemalen on the smit lendr9 partite, 
aril *douse, rake to you des INIcrishp 
Agreemas a Accant &Tremors and the General 
lama and CoreSIKKii LES diaurora «Cud« Prances 
~labia in Apeminer and Ondasses at 
Yew ante 
Via gateman entart aortae and other mule held 
n the Karon, d thtead of the laatiemetal pined l'Cm 
myra. la <Omni Kt full/ paid seat-4,1sta-, Erne 
Ycurasi went ~met used as loancollar* tier 
paying any balance dem them Ary wastes 
Padres' tote en cla-rg the Bremen prod se 
toed at mart value as of the end of :he statanem 
pared 
• Con bai. In damming Meson base el tee 
uonle4 included n M sesame& *Nu ~abed 
web the nurser' I.• CBS Inst alSevin Ns rated 
rzn edam:~ chimed froni ~In et« then LES 
Fend Senses. nclodeng ~Nair from another 
Inn or sae you may have fronded to yea linnet 
Mawr. The Inn does not ndeperantly venly a 
~emu the rosary« vaiday et ty damaton 
waØby eosin aka than UBSfenancol Se are. 
In addl.:A although UM I natal Sen



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