# Profoundd archive — Epstein Files
# Bates number: EFTA01404455
# Title:        Entity: Southern Financial Group
# Dataset:      10
# Pages:        1
# Tags:         epstein, doj, dataset-10
# Source PDF:   https://profoundd.com/epstein-docs/EFTA01404455/download
# Doc viewer:   https://profoundd.com/epstein-docs/EFTA01404455
#
# Text below is what Profoundd has extracted from the source PDF.
# 'ocr-enriched' tag means OCR was applied to scan-only pages.
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#----------------------------------------------------------------------

=== SUMMARY ===
Entity: Southern Financial Group Entity Information Entity ID: 25646082 Entity Name: Southern Financial Group Address: North Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action • 04/26/2001, LITIGATION RELEASE NO. 16977/ SEC V. SOUTHERN FINANCIAL GROUP 1:00CV00742 (August 10, 2000) COURT OF APPEALS AFFIRMS TRIAL COURT'S ORDER INCARCERATING DUNLAP FOR CONTEMPT. On March 15, 2001, the U.S. District Court for the Middle Distr


=== EXTRACTED TEXT ===
Entity: Southern Financial Group 
Entity Information 
Entity ID: 25646082 
Entity Name: Southern Financial Group 
Address: North Carolina, UNITED STATES 
Event: SEC - SEC Violations (Insider Trading, Securities Fraud) 
ACT - Disciplinary, Regulatory Action 
• 
04/26/2001, LITIGATION RELEASE NO. 16977/ SEC V. SOUTHERN FINANCIAL GROUP 
1:00CV00742 
(August 10, 2000) COURT OF APPEALS AFFIRMS TRIAL COURT'S ORDER INCARCERATING 
DUNLAP 
FOR CONTEMPT. On March 15, 2001, the U.S. District Court for the Middle 
District of North Carolina 
adjudged defendants Elfindepan, S.A., Southern Financial Group and Tracy 
Calvin Dunlap, Jr. to be in civil 
contempt of court based on their refusal to obey court orders requiring them 
to produce documents, and 
account for and repatriate investor funds, related to their allegedly 
fraudulent investment schemes. 
• 
SEC - SEC Violations (Insider Trading, Securities Fraud) 
ACT - Disciplinary, Regulatory Action 
02/08/2001, LITIGATION RELEASE NO. 16892 / SEC V. SOUTHERN FINANCIAL GROUP, 
(USDC Middle 
District of North Carolina, 1:00CV00742) amended complaint alleges that 
Southern Financial Group 
misappropriated millions of dollars from innocent investors through a 
fraudulent investment scheme 
commonly referred to as a "Prime Bank" scheme. 
Source Information 
RDC URL: https://grid.rdc.com/wss/entity.html? 
entityId=acd62503a7de836f5d3f3d53eb346cc4 
Source Name: SEC Litigation Releases - 2001, 05/06/2009 
Source URL: http://www.sec.gov/litigation/litreleases/litrelarchive/-
litarchive2001.shtml 
Entity URL: http://www.sec.gov/litigation/litreleases/lr16977.htm-
• http://www.sec.gov/litigation/litreleases/1r16892.htm 
Copyright 0 2013 Regulatory DataCorp, Inc. All Rights Reserved. Document 
generated on 05/29/2013 12:18:10 
EFTA01404455