# Profoundd archive — Epstein Files # Bates number: EFTA01477577 # Title: EFTA01477577 # Dataset: 10 # Pages: 22 # Images: 22 detected # Tags: epstein, doj, dataset-10, image-described # Source PDF: https://profoundd.com/epstein-docs/EFTA01477577/download # Doc viewer: https://profoundd.com/epstein-docs/EFTA01477577 # # Text below is what Profoundd has extracted from the source PDF. # 'ocr-enriched' tag means OCR was applied to scan-only pages. # Image descriptions are AI-generated factual captions (llava:13b). #---------------------------------------------------------------------- === SUMMARY === EFTA01477577 EFTA01477578 EFTA01477579 EFTA01477580 EFTA01477581 EFTA01477582 EFTA01477583 EFTA01477584 EFTA01477585 I m Deutsche Bank 04 February 2015 Deutsche Bank AG London Winchester House 1 Great Winchester Street London EC2N 2DB Telephone: do Deutsche Bank Securities Inc 60 Wall Street New York, NY 10005 Southern Financial LLC 6100 Red Hook Quarter ST Thomas VI 00802 IntemBl ReFerenca NumtMr LN-NY-OC-eiB753-4-0-0 Our Transaction Reference Number: LN 618753 Dear Sir / Madam, The purpose of === EXTRACTED TEXT === EFTA01477577 EFTA01477578 EFTA01477579 EFTA01477580 EFTA01477581 EFTA01477582 EFTA01477583 EFTA01477584 EFTA01477585 I m Deutsche Bank 04 February 2015 Deutsche Bank AG London Winchester House 1 Great Winchester Street London EC2N 2DB Telephone: do Deutsche Bank Securities Inc 60 Wall Street New York, NY 10005 Southern Financial LLC 6100 Red Hook Quarter ST Thomas VI 00802 IntemBl ReFerenca NumtMr LN-NY-OC-eiB753-4-0-0 Our Transaction Reference Number: LN 618753 Dear Sir / Madam, The purpose of this letter agreement (this "Confirmation") is to confirm the terms and conditions of the Transaction entered into between Deutsche Bank AG acting through its London Branch ("Party A") and Southern Financial LLC ("Party B") on the Trade Date specified below (the 'Transaction' ). DEUTSCHE BANK AG IS NOT REGISTERED AS A BROKER DEALER UNDER THE U.S. SECURITIES EXCHANGE ACT OF 1934. DEUTSCHE BANK SECURITIES INC. ("DBSI") HAS ACTED SOLELY AS AGENT IN CONNECTION WITH THIS TRANSACTION AND HAS NO OBLIGATION, BY WAY OF ISSUANCE, ENDORSEMENT, GUARANTEE OR OTHERWISE WITH RESPECT TO THE PERFORMANCE OF EITHER PARTY UNDER THE TRANSACTION. AS SUCH, ALL DELIVERY OF FUNDS, ASSETS, NOTICES, DEMANDS AND COMMUNICATIONS OF ANY KIND RELATING TO THIS TRANSACTION BETWEEN PARTY A AND PARTY B SHALL BE TRANSMITTED THROUGH DBSI. DEUTSCHE BANK AG ACTING THROUGH ITS LONDON BRANCH IS NOT A MEMBER OF THE SECURITIES INVESTOR PROTECTION CORPORATION (SIPC) . The definitions and provisions contained in the 2006 ISDA Definitions (the '2006 Definitions' ) and in the 2002 ISDA Equity Derivatives Definitions (the "Equity Definitions' , and together with the 2006 Definitions, the "Definitions"), in each case as published by the international Swaps and Derivatives Association, Inc. are incorporated into this Confirmation. In the event of any inconsistency between the 2006 Definitions and the Equity Definitions, the Equity Definitions will govern. In the event of any inconsistency between the Definitions and this Confirmation, this Confirmation will govern. References herein to a 'Transaction' shall be deemed to be references to a 'Swap Transaction' for the purposes of EFTA01477586 the 2006 Definitions. This Confirmation constitutes a "Confirmation" as referred to in, and supplements, forms a part of and is subject to, the ISDA Master Agreement dated as of 28 October 2013 as amended and supplemented frwn time to lime (the "Agreement"), between you and Deutsche Bank AG. All provisions contained in the Agreement govern this Confirmation except as expressly modified below. The terms of the particular Transaction to which this Confirmation relates are as follows: General Terms: Transaction Type; 1. 2 Index and Exchange Traded Fund Basket Option Transaction (Dispersion) 30 January 2015 European Trade Date: Option Style: Option Type: Call Seller Buyer: Index: Party A Party B As specified in Annex 1 Shares: Number of Indices: The exchange traded fund(s) ("ETF') as specified in Annex 1 The aggregate number of Indices as set out in Annex 1 The aggregate number of Shares as set out in Annex 1 Any Index or Share to which the Multiple Exchange Index Annex is specified to be 'Not applicable" in Annex 1 Any Index or Share to which the Multiple Exchange Index Annex is specified to be "Applicable' in Annex 1 Number of Shares: Single Component Index: Multiple Component Index: Basket: The basket of an Index and an Shares as specified in Annex 1 (each a Component (i)) ^USD 4,166,000.00 One "'USD 99,984,00 4 February 2015 As specified in Annex 1 As specified in Annex 1 EFTA01477587 Notwithstanding anything to the contrary in the 2002 Equity Definitions, Scheduled Trading Day, Exchange Business Day, Averaging Date, Valuation Date, Disrupted Day, Valuation Time, Final Price and any other variable relevant to this Transaction as the Calculation Agent deems appropriate, shall be determined separately in respect of each Index and Share as the case may be in the Basket, as if such Index or Share were a separate Index Transaction or Share Transaction so that each of such Indices shall be valued independently but that such values combined shall produce a single value for the Basket. For the purposes of determining the Cash Settlement Payment Date, the Valuation Date will be the last Valuation Date to occur In respect of all the Indices and Shares in the Basket. Party A Notional Amount ('NA'): Number of Options: Premium: Premium Payment Date: Exchange(s): Related Exchange(s): Separate Valuation / Combined Consideration: Calculation Agent: Procedure for Exercise: Expiration Time: Expiration Date: Multiple Exercise: Automatic Exercise: Seller's Telephone Number and Telex and/or Facsimile Number and Contact Details for Purpose of Giving Notice: The Valuation Time / 18 December 2015 Inapplicable Applicable Attention: Tel No: Fax No: Equit Derivative Traders +44 +44 Valuation: Valuation Time: In relation to the Index in the Basket The Valuation Time for the Transaction shall be the latest Valuation Time of all of the Indices in the Basket each as determined pursuant to Section 6,1 of the Equity Definition provided that the Valuation Time of any Multiple Component arti EFTA01477588 S Index in the Basket shall be subject to the Multiple Exchange Index Annex. In relation to the Shares The time at which the official closing price per Share is published and announced by the Exchange The Exercise Date Valuation Date(s); Settlement Terms; Cash Settlement: Applicable provided that Section 8.1 of the Equity Definitions shall be deleted and replaced with; In respect of any Exercise Date under an Option Transaction for w+ilch "Cash Settlement' is applicable, if the Optional Cash Settlement Amount is a positive amount, such amount shall be payable by the Seller to the Buyer on the Cash Settlement Payment Date. USD Three (3) Currency Business Days after the finai Valuation Date An amount, determined by the Calculation Agent, in the Settlement currency, equal to the result of the following formula; NA X Max (0 .Dispersion - Strike ) Settlement Currency: Cash Settlement Payment Date: Option Cash Settlement Amount: Dispersion; ti - e\ROturn(kJ) - BasketRetLrn(Z m5 koi ^xY,f^eturn(k,T) •5 Basket Retum(T): Relum