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EudraCT No:  2020 -001038 -36 Statistical Analysis Plan  Version:  Final  4.0 
 
BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  1 Title Page  
  
EudraCT  Number:  2020 -001038 -36 
WHO UTN:   U1111 -1249 -4220  
Trial Title:  A Multi -site, Phase I/II, 2 -Part, Dose -Escalation Trial Investigating the 
Safety and Immunogenicity of four Prophylactic SARS -CoV-2 RNA 
Vaccines Against COVID -19 Using Different Dosing Regimens in 
Healthy and Immunocompromised Adults   
Protocol Version : 10.0 
Protocol Date : 28OCT 2020  
Compound s: BNT162a1, BNT162b1, BNT162b2  and BNT162c2  
  
SAP Version:  Final 4.0 
SAP Date:  18Nov2020  
  
Sponsor Name:  BioNTech RNA Pharmaceuticals GmbH  
An der Goldgrube 12  
55131 Mainz, Germany  
CRO Name:  CRS Clinical Research Services Mannheim GmbH  
Grenadierstrasse 1  
68167 Mannheim, Germany  
Author:  Susanne Steinhauser  
Staburo GmbH  
Aschauer Str. 26b  
81549 München, Germany  
 
  
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EudraCT No:  2020 -001038 -36 Statistical Analysis Plan  Version:  Final  4.0 
 
BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  3 Version History  
This Statistical Analysis Plan for study BNT162 -01 is based on the protocol dated 
28OCT 2020 .  
 
Table 1 SAP Version History Summary  
SAP 
Version  Approval  
Date  Change  Rationale  
1 08JUN2020  Not Applicable  Original 
version  
2 04SEP2020  • BNT162c2 also P/B  
• Additional time points to evaluate endpoints   
• Older  subjects included in the trial  Adaptation to 
version 8 of 
the protocol  
• Analyses added for local and systemic reactions  
• Analyses added for TEAEs  Additional 
analyses 
required  
• IMM set based on data of functional antibody titer  
• SD and C is will only be calculated if data of at least 
3 subjects is available  
• Days since last immunization was harmonized with 
the rules for duration  
• Functional antibody titers with values below LLOD 
or above ULOD will not be imputed, as this is 
already implemented in the received SDTM data  
• No overall tables will be created, as the tables will 
be created  per vaccine  
• Clarification of definition of concomitant 
medication  
• Analysis of l ocal and systemic reactions only based 
on data assessed in the diary  
• Local and systemic reactions: denominator changed 
in the table s 
• Clarification of definition of TEAEs 
• Change in interval of the TEAE analysis  
• Denomin ator changed in analysis of seroconversion  
• Change in reporting convention for functional 
antibody response  Clarifications  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  4 3 16NOV2020  • Expansion cohorts  
• Part B will no longer be conducted  
• Changed wording: ‘dose level’ to ‘cohort’  
• Specification of analysis of older subjects  Adaptation to 
version 10 of 
the protocol  
• Listing for completers sets added  
• Analyses added for local and systemic reactions  
• New functional antibody res ponses  Additional 
analyses 
required  
• Clarification of AE table by worst severity  Clarification  
4 18NOV2020  • Changed ‘elderly’ to ‘older’  
• Clarified definition of concomitant medication  Clarification  
  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  5 Table of Contents  
Contents  
Title Page  ................................ ................................ ..............................  1 
Signature Page  ................................ ................................ ......................  2 
Version History  ................................ ................................ ....................  3 
Table of Contents  ................................ ................................ .................  5 
1. Introduction  ................................ ................................ ...........  7 
1.1. Objectives and Endpoints  ................................ .......................  7 
1.2. Study Design  ................................ ................................ .........  10 
1.1. Schedule of Visits and Procedures ................................ ........  12 
2. Statistical Hypotheses  ................................ .........................  13 
3. Interim Analyses  ................................ ................................ . 14 
3.1. Data Monitoring Committee (DMC)  ................................ .... 14 
4. Sample Size Determination  ................................ ................  15 
5. Analysis Sets and Subgroups  ................................ .............  16 
5.1. Analysis Sets  ................................ ................................ .........  16 
5.2. Protocol Deviations ................................ ...............................  17 
5.3. Subgroups  ................................ ................................ .............  17 
6. Statistical Analyses  ................................ .............................  18 
6.1. General Considerations  ................................ .........................  18 
6.1.1.  Tables and Listings  ................................ ...............................  18 
6.1.2.  Definitions and Derivations  ................................ ..................  19 
6.1.3.  Missing data  ................................ ................................ ..........  20 
6.2. Subject Dispositions  ................................ .............................  20 
6.3. Baseline Characteristics  ................................ ........................  21 
6.3.1. Demographics  ................................ ................................ ....... 21 
6.3.2.  Concomitant Medication  ................................ .......................  21 
6.3.3.  Medical History  ................................ ................................ .... 21 
6.4. Prima ry Analyses  ................................ ................................ .. 21 
6.4.1.  Solicited local reactions  ................................ ........................  22 
6.4.2.  Solicited systemic reactions  ................................ ..................  23 
6.4.3.  Adverse events  ................................ ................................ ...... 24 
6.5. Secondary Analyses  ................................ ..............................  26 
6.5.1.  Functional antibody response  ................................ ...............  26 
6.5.2.  Functional antibody titers fold increase  ................................  27 
6.5.3.  Seroconversion  ................................ ................................ ...... 27 
6.6. Explora tory Analyses  ................................ ............................  27 
6.7. Further Safety Analyses  ................................ ........................  27 
6.7.1.  Compliance  ................................ ................................ ...........  28 
6.7.2.  Laborator y Assessments  ................................ .......................  28 
6.7.3.  Vital Signs  ................................ ................................ .............  29 
6.7.4.  ECG ................................ ................................ .......................  30 
6.7.5.  Further Safety data ................................ ................................  30 
7. Supporting Documentation  ................................ ................  31 
7.1. Appendix 1: Changes to Protocol -Planned Analyses  ...........  31 
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  6 7.2. Appendix 2: List of Abbreviations  ................................ ....... 31 
7.3. Appendix 3: Reporting Conventions  ................................ .... 33 
8. References  ................................ ................................ ............  34 
 
 
 
 
 
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  9 Table 3 Primary and secondary endpoints  
Objective  
Clinical 
Category  Statistical 
Category  Variable/  
Endpoint  SD or 
P/B Time point  a Analysis Set  
Primary Objective:  To describe the safety and tolerability profiles of prophylactic BNT162 vaccines in healthy adults after SD or P/B immunization.  
Safety  Primary  Solicited local reactions at the 
injection site  SD and 
P/B recorded up to 7 d after each immunization  SAF/ completers 
sets 
Primary  Solicited systemic reactions  SD and 
P/B recorded up to 7 d after each immunization.  SAF/ completers 
sets 
Primary  The proportion of subjects with at least 
1 unsolicited TEAE  P/B occurring up to 21 d after the prime immunization 
and 28 d after the boost immunization.  SAF/SAFB / 
completers sets  
SD occurring up to 28 d after the immunization.  SAF/SAFB / 
completers sets  
Secondary Objective : To describe the immune response in healthy adults after SD or P/B immunization measured by a functional antibody titer, e.g., 
virus neutralization assay or an equivalent assay available by the time of trial conduct.  
Immuno -
genicity  Secondary  Functional antibody responses  P/B: 
at 7 and 21 d after primary immunization and at 7, 14b, 21, 28 , 
63, and 162 d after the boost immunization.  
 
SD: 
at 7, 21, 28, 42, 84,  and 183 d after the primary immunization.  IMM/  
IMMPP  
Secondary  Fold increase in functional antibody 
titers  IMM/  
IMMPP  
Secondary  Seroconversion  IMM/  
IMMPP  
SAF = Safety Set , SAFB = Safety boost set, IMM = Immunogenicity set, IMMPP = Immunogenicity per -protocol set , TEAE = Treatment Emergent Adverse Event  
a) The given days are approximate; the respective schedule of activities defines assessment windows.  
b) Only cohorts starting prime dosing after approval of amendment 09.  
The completers sets comprise Prime + 7 Days Completer Set, Prime to Boost or Prime + 28 Days Completer Set, Boost + 7 Days Co mpleter Se t, Boost + 28 Days Completer Set and 
Prime or Boost + 28 Days Completer Set.  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  10 1.2. Study Design  
Study Design  The present study is a  multi -site, phase I/II, dose -
escalation trial investigating the safety and 
immunogenicity of four prophylactic SARS -CoV -2 RNA 
vaccines against COVID -19 using different dosing 
regimens in healthy  and immunocompromised  adults .  
 
The dose-finding part (Part A) includes several dose 
cohorts (treatment  groups) for each vaccine . 
Study Population  Part A:  Healthy and immunocompromised adults aged 18 
to 85 years.  
A detailed description of the inclusion and exclusion 
criteria can be found in section 5.1 and 5.2 of the protocol.  
Geographic Regions  Part A:  Multiple s ites in Germany  
Investigational Medical 
Products  Name :  
BNT162 vaccines - Anti-viral RNA vaccines for active 
immunization against COVID -19 
 
Part A:  
Type :  
RNA -LNP vaccines utilizing different BioNTech RNA 
formats, i.e., uRNA (product code  BNT162a1), modRNA 
(two variants, product codes BNT162b1 and BNT162b2)  
and saRNA (product code BNT162c2) . 
 
The vaccines  BNT162a1, BNT162b1, BNT162b2  and 
BNT162c2  will be administered using a P/B regimen. The  
vaccine BNT162c2 will additionally be administered using 
an SD regimen.  
 
Dose : 
The doses are detailed in the protocol Table 1 , 2 and 3 . 
 
Dose frequency : 
One injection or two injections 21 d ays apart. Injection 
volumes will be up to 1.5 mL. 
Administration route:  Intramuscular  
Trial subjects with the first -in-human immunization will 
be immunized using a sentinel  dosing/subject staggering . 
Treatment and Study Duration  In total, the planned trial duration for subjects is expected 
to be approximately 214 d for Cohorts 1 to 10 and 760 d  
for Cohorts 11 to 13.   
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  11 Planned Number of Subject s For each vaccine, 12 subjects  for each cohort  are required  
in Part A  for non – expansion cohorts . For the expansion 
cohorts , 30 subjects will be included in cohort 11, 90 
subjects in cohort 12 and 30 subjects in cohort 13.  
Randomization  and Blinding  No randomization , open-label  
 
 
 
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  12 1.1. Schedule of Visits and Procedures  
The schedule of visits and procedures can be found in the protocol in Table 5, 6 and 7. 
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  13 2. Statistical Hypotheses  
In Part A, t here is no formal statistical hypothesis under test.  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  14 3. Interim Analyses  
In Part A, n o formal interim statistical analysis will be performed. However, preliminary 
analyses based on all  data collected until a pre -defined data cut -off date (snapshot analyses) may 
be performed  for each cohort once subjects within a cohort will have been follo wed up for at 
least 7 d ays following the dose.  
Furthermore, a n analysis update will be performed once all subjects will have completed Visit 
10.  
3.1. Data Monitoring Committee (DMC)   
In Part A, no DMC is planned.  
There will be a Safety Review Committee (SRC).  For details see protocol section 10.1.5.  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  15 4. Sample Size Determination  
No formal sample size calculations have been performed.   
For further details regarding the sample size calculations see protocol section 9.2.  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  16 5. Analysis  Sets and Subgroups  
5.1. Analysis Sets  
 
Screened Set (SCR)  
The screened set is defined as all subjects who signed informed consent . 
Safety Set  (SAF)   
The safety set is defined as all subjects who received at least one dose of Investigational 
Medicinal Product  (IMP).  
Prime + 7 Days Completer Set  
All subjects who are included in the SAF and received the prime immunization and who were  in 
the trial at least up to day 7 (inclusive) after prime immunization . 
Prime to Boost or Prime + 28 Days Completer Set  
All subjects who are included in the SAF and r eceived the prime immunization and who either 
received also the boost immunization or who were in the trial at least up to day 28 (inclusive) 
after prime immunization.  
Boost + 7 Days Completer Set  
All subjects who are included in the SAF and received the b oost immunization and who were in 
the trial at least up to day 7 (inclusive) after boost immunization.  
Boost + 28 Days Completer Set  
All subjects who are included in the SAF and received the boost immunization and who were in 
the trial at least up to day 2 8 (inclusive) after boost immunization.  
Prime or Boost + 28 Days Completer Set  
All subjects who are included in the SAF and received the prime immunization and  
• who either received also the boost immunization and were in the trial at least up to day 28 
(inclusive) after boost immunization  
or 
• who didn’t receive the boost immunization and  were in the trial at least up to day 28 
(inclusive) after prime immunization.  
Note to completer s sets:  
Subjects were not in the trial up to a certain day if, for example, they drop ped out before or 
didn’t  complete the time interval due to the cut -off of a snapshot analysis.  
Safety Boost Set (SAFB)  
The safety boost set is defined as all subjects who received two doses of IMP (prime and boost 
immunization).  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  17 Note: Subjects receiving BNT162c2 as SD will be excluded from the SAFB as they receive only 
a prime immunization according to protocol.  
Immunogenicity set  (IMM)  
The immunogenicity set is defined as all subjects who received at least one dos e of IMP and 
have at least one post -baseline functional antibody titer  immunogenicity assessment.  
Immunogenicity per -protocol set  (IMMPP)  
The immunogenicity per -protocol set is defined as all subjects included in the immunogenicity 
set that have no  major protocol deviations  as determined by the clinician.  
Note: In all analysis sets, subjects will be assigned to the groups (i.e. vaccine type and cohort ) 
according to the actual treatment they received (“as treated”).  
5.2. Protocol Deviations  
Protocol deviations  are failures to adhere to the inclusion/exclusion criteria and protocol 
requirements and will be classified  into major protocol deviations and minor protocol deviations . 
Major protocol deviations are those that are considered to have a significant effect on the 
treatment efficacy . 
Major protocol deviations will be identified by medical review prior to database snapshot for 
main analysis . 
The following criteria might be considered as major protocol deviations : 
(1) Violation of major inclusion or exclusion criteria  
(2) Assignment to incorrect vaccine /dose  (i.e. actual vaccine /dose taken differs from the  
scheduled)  
(3) Non -Compliance ( only one vaccine was administered of P/B vaccines o r no vaccine was 
administered)  
(4) Intake of prohibited concomitant medication  
Protocol deviations will be reported as related to COVID -19 or not.  
Major protocol deviations will be presented in a listing.  [Mock Listing 16.2. 1-2.X] For each 
vaccine, t he number and percentage of subject s with major protocol deviations  will be 
summari zed in total and by protocol deviation type and by cohort  and cohort -total. 
5.3. Subgroups  
In Part A, n o subgroup analysis is planned.  But u nless otherwise specified,  additional totals for  
younger (18 to 55 years) and older  (56 to 85 years) subjects will be given . 
 
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  18 6. Statistical Analyses  
6.1. General Considerations  
The following described statistical analys es only refer to Part A of the study.  
No formal statistical testing will be done.  
Unless otherwise specified, analyses will be based on data pooled across all study sites.  
6.1.1.  Tables and Listings  
Tables  
In general, data will be summarized by groups (i.e., by vaccine type  [BNT162a1, BNT162b1, 
BNT162b2, BNT162c2  SD and  BNT162c2  P/B] and cohort ) and all cohort s combined for each 
type ( cohort -total). Furthermore, selected cohort s may be combined . The cohort s and cohort -total 
will be presented in columns and the different vaccine types in different tables.  
There will be additional total columns for younger (18 to 55 years)  and older  (56 to 85 years) 
subject s. 
Continuous variables will be summarized by group using the following descriptive statistics: 
number of subject s with non -missing data  (n), mean, standard deviation (SD), median, minimum 
(min) and maximum (max).  
Descriptive statistics of titer and fold increase of titer will additionally include geometric mean 
and its two-sided 95% confidence interval (CI) . The geometric mean titer (GMT) is calculated as 
the mean  of the logarithm of the functional antibody titers , back -transformed  into the original 
scale.  Two-sided CIs will be obtained by calculating CIs using t-distribution for the mean of the 
logarithmically transformed assay results and transforming the limits back to the original scale.  
Geometric mean fold rise (GMFR) is calculated as the mean of the difference of logarithmically 
transformed assay results (p ost vaccination time point – pre vaccination time point) and back -
transformed into the original scale.  Two -sided CIs will be obtained by calculating CIs using 
Student’s t -distribution for the mean difference of the logarithmically transformed assay result s 
and transforming the limits back to the original scale.  
Categorical variables will be summarized by group presenting absolute and relative frequencies 
(n and %) of subject s in each category (including the category ‘missing’ if applicable). 
Percentages wi ll be calculated based on the number of subject s in the respective analysis set (N) 
as denominator  if not stated differently . Percentages may be presented with exact 95% Clopper -
Pearson CIs . 
SDs as well as C Is will only be calculated if values of at least 3 subjects are available.  
Listings  
Important Case Report Form (CRF) data as well as all relevant generated and transformed 
variables together with the original data items will be listed. Separate listings will be provided 
for each vaccine type. Unless otherwise specified, cohort  will always be included in listings, and 
listings will be sorted first by cohort , then by subject number and finally, if applicable, by visit 
number and/or a relevant date (e.g. date of onset of AE).   
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  19 Mock tables, figures and listings  
The referenced mock tables, figures and listings are given in the following documents:  
• BNT162 -01_TFLshells_14.1_Disposition_and_Baseline Characteristics_ final_v1.0  
• BNT162 -01_TFLshells_14.2_Primary_Endpoints_(Safety)_ final_v1.0 
• BNT162 -01_TFLshells_14.3_Secondary_Endpoints_(Immunogenicity)_ final_v1.0 
• BNT162 -01_TFLshells_14.4_Further_Safety_Endpoints_ final_v1.0 
Programming  
SAS® (version 9.4 or higher) programming will be performed according to Staburo GmbH 
standards as defined in SOP001_PROGRAMMING [1] and related work instructions. Special 
attention will be paid to planning and performance of quality control measures as documen ted in 
the quality control plan for the analysis of this study (see also SOP002_PROGRAM_QC [2]).  
Analysis Sets  
The SCR will be used for disposition. The SAF will be used for analysis of safety  and adverse 
events data. Some  analyses of the adverse events  will be repeated using the SAFB if the SAF and 
the SAFB sets differ regarding  subjects with a planned boost immunization (for example due to a 
snapshot analysis during study conduct or drop-outs). The completers sets will be used for 
analysis of local and systemic reactions as well as adverse events. The IMM will be used for the 
analysis of immunogenicity data. The analys es of all vaccines will be repeated using  the IMMPP 
if the two analysis sets di ffer significantly (≥ 10% difference in subjects belonging to the sets).  
If subjects by accident receive two different doses or vaccines, they will switch the group and 
will be displayed for each immunization with the corresponding group. For combined ana lyses, 
subjects who received two different doses will be assigned to the lower dose.  
Data of subjects who failed to complete all visits of the study (dropout or withdrawal) will be 
reported as far as their data is available.  
6.1.2.  Definitions and Derivations  
Unscheduled visits  
Unscheduled visits will not be included in the summary tables but will be included in the listings.  
Variables   
Baseline is defined as last value prior to first dose of IMP . 
 
Change from baseline will be calculated as follows:  
• Change from baseline = post -baseline assessment value – baseline assessment value.  
Duration [days] will be calculated as follows:  
• Duration [days] = last observation date – first observation date + 1  
•  
Time from first immunization to first reaction  will be calculated as follows:  
Time from first immunization to first reaction [days]  = first reaction date – prime immunization date + 1  
 
Time from first reaction to last reaction  will be calculated as follows:  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  20 Time from fir st to last reaction [days]  = last reaction date – first reaction date + 1  
Days since last immunization  will be calculated as follows:  
Days since last immunization = onset date of AE – date of last immunization +1 
For conversion of days to months or years the following rules will be applied:  
• 1 month = 30.25 days  
• 1 year = 365.25 days  
Study Day and Treatment Day are defined as follows:  
• Study da y: 
o If study date < date of first dosing , then study day = study date – date of first dosing  
o If study date >= date of first dosing,  then study day = study date – date of first dosing + 1 
 
Fold increase will be calculated as follows:  
• Fold increase = post -dose value / baseline  value  
 
6.1.3.  Missing data  
As a general rule, missing data will not be substituted (i.e., missing data will not be replaced but 
will be handled as “missing” in the statistical evaluation), with the following exception for 
summary analyses:  
Clinical laboratory variables below the lower limit of quantification (LLOQ) will be ev aluated as 
0.5 * LLOQ  in the summary tables . In the listings they will be displayed as “<LLOQ” or similar.  
6.2. Subject  Dispositions  
 
For the SCR , the number and percentage of subjects having failed screening will be presented 
along with a summary of the primary reason for screening failure.  [Mock Table 14 .1-1] 
Subject disposition will be listed with date of informed consent, date of screening, date of 
immunization and date of study completion/discontinuation. [Mock Listing 16.2. 1-1.X] 
The number and perce ntage of subject s in the analysis sets  will be summarized by group (i.e. by 
vaccine type  and cohort ) and cohort -total for the subject s in the SAF. [Mock Table 14. 1-2.X] 
For the SAF, number and percentage of subject s having prematurely discontinued the study  with 
a summary of the primary reason (e.g., adverse events, death, withdrawal by subject, lost to 
follow -up) will be presented  by group (i.e. by vaccine type  and cohort ) and cohort -total. [Mock 
Table 14. 1-3.1 and 3.2.X ]  
Subjects having prematurely discontinued will be listed with date and reason for premature 
discontinuation.  [Mock Listing 16.2. 1-3.X] 
Subjects in the SCR but excluded from SAF, subjects in SAF but excluded from  SAFB/  IMM / 
IMMPP will be listed with reason for exclusion. [Mock Listing 16.2. 1-4.1.X] Subjects inclusion 
in the completers sets will be listed.  
 
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  21 6.3. Baseline Characteristics  
6.3.1.  Demographics  
Demographic and baseline variables will be summarized for subject s in the SAF analysis set. 
Age [years ], weight [kg], height [cm], and body mass index (BMI) (kg/m2) will be summarized 
as continuous data  by group and cohort -total. [Mock Table 14.1 -4.1.X]  
Sex (male vs female) , ethnicity ( Hispanic or Latino, Not Hispanic or Latino, Not reported, 
Unknown ) and race ( White, B lack or African American, Asian, American Indian or Alaska 
Native, Native Hawaiian or Other Pacific Islander, Not reported, Unknown, Other ) will be 
summarized as categorical data  by group and cohort -total. [Mock Table 14.1 -4.2.X] 
A listing of demography will be provided.  [Mock Listing 16.2. 1-5.X] 
6.3.2.  Concomitant Medication  
Prior and concomitant medications will be defined using start and stop dates recorded, relative to 
the first and last dose of study medication. Any medication taken before 28 days prior to the start 
date of IMP will not be classified as prior or concomitan t medication. A prior medication will be 
defined as any therapy taken 28 days prior up to (but not including) the start date of IMP. A 
concomitant medication will be defined as any medication either   
• taken prior to  (but not including) the start date of IMP  and  
o ongoing at the first vaccination   
o or with a missing end date ,  
• or with a start date on or after the  date of the  first vaccination  up to  28 days after  the 
second vaccination .  
If a medication cannot be clearly assigned to prior medication due to missing dates, it will be 
evaluated as concomitant medication.  
Medications will be code d using the WHO Global (Drug Insight) March 2020 B3 standard drug 
codes  resulting in  Anatomical -Therapeutic -Chemical (ATC) code s indicating therapeutic 
classification.  
Listing s of prior and concomitant medications will be provided.  [Mock Listing 16.2.1 -6.1.X and 
6.2.X] 
6.3.3.  Medical History  
Medical history data  will be coded using  the Updated Version Medical Dictionary for Regulatory 
Activities (MedDRA®) coding system 23.0 including specific terms for COVID -19.  
A listing of medical history data  will be provided.  [Mock Listing 16.2.1 -7.X] 
6.4. Primary  Analyses  
Hereinafter , the primary analyses for Part A are describe d. 
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  22 The primary endpoints are s olicited local reactions at the in jection site , solicited systemic 
reactions and t he proportion of subjects with at least 1 unsolicited treatment  emergent adverse 
event (TEAE) . All primary analyses will be performed using the SAF  and analyses of adverse 
events will possibly be repeated using the SAFB . 
All primary analysis endpoints will be summarized by group (i.e. by vaccine type and cohort ) 
and all cohort s combined for each type ( cohort -total).  
6.4.1.  Solicited local reactions  
Definition  
Solicited l ocal reactions at the injection site are assessed and reported by the study subject in a 
diary and consist of  pain, tenderness, erythema/redness or induration/swelling . The local 
reactions assessed by the investigator will not be anal yzed.  
Local reactions will be graded based on the criteria given in US Food and Drug Administration 
(FDA ) Guidance for Industry ‘ Toxicity Grading Scale for Healthy Adult and Adolescent 
Volunteers Enrolled in Preventive Vaccine Clinical Trials ’ for ‘Local Reaction to Injectable 
Products ’. The grading of local reactions to injectable product is detailed in section 8.2.9 of the 
protocol. The gra des are  Grade 0 (Absent ), Grade 1 (Mild), Grade 2 (Moderate), Grad e 3 
(Severe) and Grade 4 (Potentially life threatening).   
The solicited local reactions will be evaluated for the following time intervals:  
• Prime immunization up to day 7 (inclusive) after initial immunization  
• Boost immunization up to day 7 (inclusive) aft er boost immunization  
• Both intervals combined  
The intervals will start with the date and time of the immunization.  
Clarification: The interval ‘prime immunization up to day 7 after initial immunization ’ includes  
study day 1 to study day 8. This applies to the other intervals  accordingly . 
All local reactions qualifying as AE will additionally be included in the adverse events tables.  
Analysis  
Local reactions with missing time and occurring on the day of prime immunization will be 
assigned to all intervals starting with the prime immunization. Local reactions with missing time 
and occurring on the day of the boost immunization will be assigned to all intervals  including the 
boost immunization . Local reactions with missing date will be assigned to each of the  respective 
interval s if it cannot be ruled out, that it belongs to the time interval.  
The number and percentage of subjects reporting at least one local reaction in each time interval  
will be summarized for each of the following types:  
• Any local reactions  
• Grade ≥3 local reactions . [Mock Table 14. 2.1-1.X] 
The denominator of the percentages will be the number of subjects with any information on local 
reactions in the diary available  in the respective time interval.  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  23 Furthermore, this table will be repeated showing only completers: the denominator of the 
percentages will be the number of subjects with any information on local reactions in the diary 
available in the respective time int erval and which are included in the respective completer s set.  
The number and percentage of subjects reporting at least one local reaction will be summarized 
by local reaction type ( pain, tenderness, erythema/redness and induration/swelling ) and by worst 
grade for each time interval . [Mock Table 14 .2.1-2.X] The denominator of the percentages will 
be the number of subjects with any information on local reactions in the diary available in the 
respective time interval.  
Furth ermore, this table will also be repeated showing only completers as described above . 
Time after prime and after boost from  
• first dose to first local reaction,  
• first dose to first local reaction with grade >=3,  
• first local reaction to last local reaction and  
• first local reaction with grade >=3 to last  local  reaction with grade >= 3  
will be summarized descriptively  overall and by local reaction term .  
The same variables will be described for any reaction  (local or systemic) . 
The compliance with the diary from  each immunization  up to 7 days after each immunization  
will be presented. Therefore, a table giving the number and percentage of subjects with any 
informat ion on local reactions  in the diary  (overall and by local reaction term)  available per day 
will be given.  The compliance with the diary based on any information on any reaction (local or 
systemic) will also be given.  
All local reactions from the study  will be listed.  [Mock Table 16.2.2 -1.X] Additionally, all days 
with information on local reactions in the diary will be listed.  
For each vaccine type , local reactions  will be presented graphically using a bar plot [Mock 
Figure 14.2.1 -3.X].  
 
6.4.2.  Solicited syst emic reactions  
Definition  
Solicited systemic reactions are assessed and reported by the study subject in a diary and consist 
of nausea, vomiting, diarrhea, headache, fatigue, myalgia, arthralgia, chills, loss of appetite, 
malaise, or fever.  The systemic reactions assessed by the investigator will not be analyzed.  
Solicited systemic reactions will be graded based on  the criteria given in US Food and Drug 
Administration (FDA) Guidance for Industry ‘Toxicity Grading Scale for Healthy Adult and 
Adolescent Volunteers Enrolled in Preventive Vaccine Clinical Trials’. The grades are Grade 0 
(Absent), Grade 1 (Mild), Grade 2 (Moderate), Grade 3 (Severe) and Grade 4 (Potentially life 
threatening). Fever is graded as Mild (38.0 -38.4°C), Moderate (38.5 -38.9°C), Severe (39.0 -
40.0°C and Potentially life threatening (>40.0°C).  
The solicited systemic reactions will be evaluated for the following time intervals:  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  24 • Prime immunization up to day 7 (inclusive) after initial immunization  
• Boost immunization up to day 7 (inclusive) after boost immunization  
• Both intervals combined  
The interval s will start with the date and time of the immunization.  
Clarification: The interval ‘prime immunization up to day 7 after initial immunization’ includes 
study day 1 to study day 8. This applies to the other intervals accordingly.  
 
All systemic reactions qualifying as AE will additionally  be included in the adverse events 
tables.  
Analysis  
Solicited systemic reactions will be analyzed in the same way as solicited local reactions (see 
Section 6.4.1  of the SAP).  
6.4.3.  Adverse events  
Definition  
For detailed information on adverse events see section 10.3 of the protocol.  
Adverse events (A Es) will be coded using the Updated Version MedDRA® 23.0 including 
specific terms for COVID -19 to get a system organ class (SOC) and preferred term (PT) for each 
AE.  
A treatment emergent adverse event (TEAE) is defined as any AE  with an onset after the first 
immunization  (if the AE was absent before the f irst immunization ) or worsened after the first 
immunization (if the AE was present before the first immunization ). AEs with an onset date 
more than 28  days after the last immunization will be considered as treatment emergent only if 
assessed as related to IMP by the investigator.  AEs that cannot be determined to not be treatment 
emergent due to missing date or time will be defined as TEAE.  
Clarification: AEs with an onset date at the date of the first immunization will only be considered 
as treatment emerg ent, if the AE occurred after the first immunization.  
The TEAEs will be evaluated for the following time intervals , clarifying and harmonizing the 
intervals defined in the protocol : 
• Prime immunization up to day 7 (inclusive) after initial immunization  
• Prime immunization up to boost immunization or day 28 (inclusive) after initial 
immunization (whatever comes first)  
• Boost immunization up to day 7 (inclusive) after boost immunization  
• Boost immunization up to day 28 (inclusive) after boost immunization  
• Prime immunization up to day 28 (inclusive) after boost immunization  or after prime 
immunization (if no boost was given)  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  25 The intervals starting or ending with an immunization, will start or end with the date and time of 
the immunization.  TEAEs are assigned to the time intervals according to their start date and 
time.   
Adverse events of special interest (AESI)  
Enhanced respiratory disease or flu -like symptomatology not  resolved after 7 days or with 
symptom kinetics that are inconsistent wi th a relationship to RNA immunization will considered 
AESI s. AESIs are marked in the CRF.  
Analysis  
TEAEs with missing time and occurring on the day of prime immunization will be assigned to all 
interval s starting with the prime immunization . TEAEs with missing time and occurring on the 
day of the boost immunization will be assigned to all intervals including the boost immunization . 
TEAEs with missing date will be assigned to all the respective interval s if it cannot be ruled out, 
that it bel ongs to a time interval.  
The following TEAE types will be analyzed:  
• Any TEAE  
• Related TEAE  
• Grade >=3 TEAE  
• Related grade >=3 TEAE  
• Any treatment emergent serious adverse event (TESAE)  
• Related TESAE  
Overall summary of TEAEs  
The number and percentage of subje cts reporting at least one TEAE and the number of TEAEs 
will be summarized for all TEAE types  defined above for each defined time interval [Mock 
Table 14.2.3 -1.1.X] 
The same analysis will be repeated  using the respective completers set for each time interval.   
The same analysis will be  done excluding TEAEs which were based on solicited reporting via 
subjects diaries and had a duration of <= 7 days (end date – start date + 1). Subjects with missing 
start or end date will be  included.  
The same analys is will be done for treatment emergent AESIs (TEAESIs ) by time intervals . 
[Mock Table 14.2.3 -1.2.X] 
 
For each defined time interval , the number and percentage of subjects reporting at least one 
TEAE will be summarized by PT nested within SOC for ea ch of the defined AE types . [Mock 
Tables 14.2.3 -2.1.X to 2.6.X]  
The same analysis will be repeated using the respective completers set for  each time interval.  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  26 The same analysis will be done excluding TEAEs which were based on solicited reporting via 
subjects diaries and had a duration of <= 7 days (end date – start date + 1). Subjects with missing 
start or end date will be included.  
If a S OC / PT is reported more than once for a subject, the subject will only be counted once for 
this SOC  / PT. All TEAE summary tables will be sorted alphabetically by SOC and PT within 
SOC.  
TEAE by grade  
The number and percentage of subjects with TEAEs will be summarized by worst grade  by PT 
nested within SOC by time interval. [Mock Table 14. 2.3-3.X] The w orst grade will be counted if 
a TEAE is reported more than once by the same subject for this SOC / PT  in one time interval . 
As described in section 10. 3.1.7 of the protocol version 8, the grading changed during the study 
from a 3 -point scale to a 4 -point scale. The assessment of AE and/or SAE intensity should be done 
consistently for all subjects treated w ith the same treatment and dose.  
AE listings  
All AEs and SAEs will be listed. [Mock Listing 14.2.3 -4.X and 16.2.2-3.X] 
TEAE figures  
For each vaccine type , the most frequent TEAEs (preferred term ≥ 5% in the vaccine ) will be 
presented graphically using a bar plot. [Mock Figure 14.2.3-4.X]  
6.5. Secondary Analyses  
Hereinafter, the secondary analyses for Part A are described.  
Secondary endpoints are functional antibody response s, fold increase in functional antibody titers 
and the number of subjects with seroconversion. All secondary analyses will be performed using 
the IMM and possibly additionally the IMM PP population, see section 5.1. 
All secondary  analysis endpoints will be summarized by group (i.e. by vaccine type and cohort ) 
and all cohort s combined for each type ( cohort -total).  
The functional antibody response  will be  assessed at  the time points indicated in the tables 5, 6 
and 7 of the protocol.  
6.5.1.  Functional antibody response  
Definition  
For data from VisMederi Srl, t he functional antibody response is based on the virus 
neutralization test (VNT).  For each subject and each time point two functional antibody titers 
will be determined,  as each sample will be measured in replicate . The f unctional antibody 
response  per subject and timepoint  is defined  as the geometric mean of the two f unctional 
antibody titers . 
Other data on functional antibody response will be presented as included in the SDTM data . 
Analysis  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  27 Functional antibody titers will be summarized using descriptive statistics for all time points. 
Additionally, GMT  with 95% CI will be presented.  [Mock Table 14.3.1 -1.X] 
The functional antibody response will be listed.  
Figure: For each vaccine type, functional antibody titers will be presented graphically displaying 
GMT with 95% CI at all time points.  
6.5.2.  Functional antibody titers  fold increase  
Definition  
The fold increase  of the functional antibody response  will be calculated for all post-baseline time 
points  as post-dose value / baseline value .  
Analysis  
The fold increase in functional antibody titers will be summarized using descriptive statistics for 
all post-baseline  time points . Additionally, GMT with 95% CI will be presented.  [Mock Table 
14.3.2 -1.X]  
Functional antibody titers fold increase will be listed.  
6.5.3.  Seroconversion  
Definition  
Seroconversion  is defined as a minimum of 4 -fold increase of functional antibody reponse as 
compared to baseline.    
Analysis  
The n umber of subjects with seroconversion  will be summarized by number and percentage with 
95% confidence interval  for all post-baseline  time points . The denominator of the percentages 
will be the number of subjects with data available at the respective  visit.  [Mock Table 14.3.3 -
1.X] 
Seroconversion data of the functional antibody titer will be listed.  
6.6. Exploratory  Analyses  
Exploratory analyses will be described in a separate biomarker SAP provided by BioNTech.  
6.7. Further Safety Analyses  
Hereinafter, the further safety analyses for Part A are described.  All analyses will be performed 
in the SAF.  
Safety data that will be summari zed includes IMP compliance , clinical laboratory assessments, 
vital signs , and Electrocardiograms ( ECGs ).  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  28 6.7.1.  Compliance  
IMP compliance will be summarized by group (i.e. by vaccine type  and cohort ) and cohort -total. 
[Table 14. 4.1-1.X] 
Drug exposure will be listed. [Mock Listing 16.2. 4-1.X] 
6.7.2.  Laboratory Assessments  
Definition  
Clinical laboratory data to be summari zed includes hematology, clinical chemistry, and 
urinalysis  and will be assessed at the time -points  indicated in Table 5, 6 and 7 of the protocol .  
The following clinical laboratory variables will be assessed:  
Hematology  
Hemoglobin, hematocrit, red blood cell count, white blood cell count and differential 
(neutrophils, lymphocytes, monocytes, eosinophils, basophils), platelet count.  
Clinical chemistry  
Alkaline phosphatase, creatinine, ferritin, C -reactive protein, albumin, alanine aminotransferase, 
amylase, aspartate aminotransferase, gamma glutamyl transpeptidase, total bilirubin, blood urea 
nitrogen, glucose, lipase, sodium, potass ium, calcium.  
Follicle -stimulating hormone: In women only.  
Urinalysis  
Dipstick: glucose, bilirubin, ketone, specific gravity (1 mL ≙ 1 g), blood, pH, protein, 
urobilinogen, nitrite, and leukocytes.  
Microscopic urinalysis: If warranted by dipstick results,  urine sediment will be microscopically 
examined for presence of red blood cells, white blood cells, casts, crystals, epithelial cells, and 
bacteria.  
All laboratory tests are classified as  normal or lower or higher than reference range (abnormal). 
All abnormal laboratory tests will be classified  by the investigator as clinically significant (CS) 
or not  (NCS) . 
Abnormal clinical laboratory data will be gr aded. The abnormal clinical laboratory data is 
categorized in grad e 1 (mild), grade 2 (moderate), grad e 3 (severe) and grade 4 (potentially life 
threatening).  
Analysis  
Clinical laboratory variables at each time -point and its change from baseline to each post -
baseline time -point (for continuous variables) will be summarized  using descriptive summary 
statist ics for each parameter by group and cohort -total. [Mock Table 14.4.2 -1.1.X.X and 
1.2.X.X ]  
Number and percentage of subjects with low, normal and high clinical laboratory values at each 
time-point will be summarized for each parameter by group and cohort -total. [Mock Table 
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  29 14.4.2 -2.1.X.X]  The same table will be provided for the grading scheme (g rades mild, moderate, 
severe and life threatening).  [Mock Table 14.4.2 -3.X.X]  
The number and percentage of subjects with CS abnormal, abnormal (not CS), normal and 
missing values will be summarized for each parameter by group and cohort -total. [Mock Table 
14.3.4 -2.2.X.X]  
Clinical laboratory values for each parameter will be summari zed using shift tables from baseline 
to worst post -baseline value with respect to reference range values (low, normal, high)  by group . 
Worst post -baseline might be in both directions. Each subject may be counted in the parameter 
high and in the parameter lo w category. A subject will only be counted in the normal category if 
all post -baseline values are normal. If several post -baseline values are considered as worst post -
baseline value, the first one is taken. [Mock Table 14.2.4 -2.3.X.X] 
 
All clinical laboratory data will be presented in the data listings along with normal ranges [Mock 
Listing 16.2. 4-2.X.X]. Abnormal clinical laboratory values will be flagged in the listing.  
6.7.3.  Vital Signs  
Definition  
Vital sign parameters to be summari zed include body tem perature [°C], pulse rate [bpm], 
respiratory rate [breaths per minute], and systolic and diastolic blood pressure [mmHg] and will 
be assessed at the time -points  indicated in  Table 5, 6 and 7  of the protocol  . Only body 
temperature assessed at the vital signs assessments will be shown (no body temperature assessed 
in the diary). Normal ranges of the vital sign parameters are given in Table 4. If a value is out of 
range, it is  categorized as CS or not clinically significant (NCS)  in the CRF . 
Table 4 Normal Ranges for Vital Signs  
Parameter  Range  
Systolic blood pressure  90-140 mmHg  
Diastolic blood pressure  <= 90 mmHg  
Pulse rate  50-100 bpm  
Respiration rate  8-20 breaths per minute  
Temperature (where applicable)  35.5-37.5 °C  
 
Analysis  
Vital sign variables at each time -point, and its change from baseline to each post -baseline time -
point will be summari zed using descriptive summary statistics for each parameter by group  and 
cohort -total. [Mock Table 14.4.3 -1.X and 2 .X] 
Vital sign values for each parameter will be assigned an normal/abnormal classification 
according to whether the value is within or outside of the reference range for that parameter  (see 
Table 4). The number and percentage of subjects with CS abnormal, abnormal (not CS), norma l 
and missing values will be summarized for each parameter by group and cohort -total. [Mock 
Table 14.4.3 -3.X] 
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  30 All vital sign data will be presented in the data listings. Abnormal vital signs values and 
clinically significant  vital sign abnormalities will be flagged in the listing.   
6.7.4.  ECG  
Definition  
Standard 12 -lead ECGs will be recorded at the times given in  Table 5, 6 and 7  of the protocol  
using an ECG machine that automatically calculates the heart rate and measures PR, QRS, QT, 
and corrected QT intervals. ECGs will be judged by the investigator as CS/NCS ; only the 
investigator assessment and heart rate will be rec orded in the CRF.  
Analysis  
ECG  investigator assessment s as well as heart rate will be listed.  
6.7.5.  Further Safety data  
Physical examination, drugs of abuse, alcohol use, viral screening  and the SARS -CoV -2 test ing 
will be listed.  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  31 7. Supporting Documentation  
7.1. Appendix 1: Changes to Protocol -Planned Analyses  
No changes from the protocol.  
7.2. Appendix 2: List of A bbreviations  
AE Adverse Event  
AESI  Adverse Event of Special Interest  
ATC  Anatomical -Therapeutic -Chemical  
BMI  Body Mass Index  
bpm beats per minute  
C Celsius  
CI Confidence Interval  
cm centimeter  
CMI  Cell-mediated immune testing  
CRF  Case Report Form  
COVID -19 Corona Virus Disease 2019  
CS Clinically Significant  
D day 
d day 
DMC  Data Monitoring Committee  
ECG  Electrocardiogram  
ELISA  Enzyme -Linked Immunosorbent  Assay  
ELISpot  Enzyme -Linked  Immuno -Spot  
EoT End-of-trial (visit);  
FDA  Food and Drug Administration  
FU Follow -up (visit)  
geoMean  Geometric Mean  
GMFR  Geometric Mean Fold Rise  
GMT  Geometric Mean Titer  
h hour 
ICH International Conference on Harmonization  
IMP Investigational Medicinal Product  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  32 kg kilogram  
LLN  Lower Limit of Normal  
LLOD  Lower Limit of Detection  
m meter  
max maximum  
MedDRA™  Medical Dictionary for Regulatory Activities  
min minimum  
min minute  
mL millilitre  
mmHg  millimeter of mercury  
N Number of Subject s 
n Number of Observations  
NCS  Not clinically significant  
P/B Prime/boost  
PT Preferred Term  
SAF Safety Set  
SAP Statistical Analysis Plan  
SARS -CoV -2  The virus leading to COVID -19 
SAS Statistical Analysis Software  
SCR  Screened Set  
SD Standard Deviation  
SD Single Dose  
SOC  System Organ Class  
SOP Standard Operating Procedures  
SRC  Safety Review Committee  
TEAE  Treatment Emergent Adverse Event  
TESAE  Treatment Emergent Serious Adverse Event  
TLF Tables, Listings, and Figures  
ULN  Upper Limit of Normal  
ULOD  Upper Limit of Detection  
VNT  Virus Neutralization Test  
WHO DD  World Health Organisation Drug Dictionary  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  33  
 
 
 
 
 
 
 
 
 
 
 
 
7.3. Appendix 3: Reporting Conventions  
SAS version 9. 4, or higher, will be used to produce all tables, listings, and figures.  
For summary statistics, the mean , median  and SD  will be displayed to one decimal place greater 
than the original value. Minimum and maximum will be reported to the same decimal places as 
the original value. Percentages will be presented with no decimal places.  
The functional antibody response is define d as the geometric mean of the functional antibody 
titer replicates. Therefore, summary statistics as well as minimum and maximum are displayed 
with the same number of decimals for  functional antibody response and its fold increase.  
 WOCBP  Women of Childbearing Potential  
μg Microgram  
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BioNTech_BNT162 -01_SAP_final_V4.0  Confidential  34 8. References  
 
[1] Staburo GmbH, STABURO/SOP001 , “Standard Operating Procedure for Statistical 
Programming”, Version 05  
[2] Staburo GmbH, STABURO/SOP002, “Standard Operating Procedure for Quality Control of 
Programs”, Version  05 
 
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