125742 S41 M1 response 10aug2021

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BNT162b2
BLA STN 125742 /0
M 1.11.3 Response to FDA Information Request
PFIZER CONFIDENTIAL
Page 1BNT162b2 (COMIRNATY)
BLA STN 125742/0
Response to CBER 10 August 2021 Information R equest Regarding Post- marketing
Safety Studies
August 2021
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Page 2TABLE OF CONTENTS
1. INTRODUCTION ................................ ................................ ................................ ................. 4
2. CBER REQUESTS AND SPONSOR RESPONSES ................................ ............................ 4
2.1. CBER Request 1................................ ................................ ................................ ........ 4
2.2. CBER Request 2................................ ................................ ................................ ........ 6
2.3. CBER Requ est3................................ ................................ ................................ ........ 7
2.4. CBER Request 4................................ ................................ ................................ ........ 7
2.5. CBER Requ est5................................ ................................ ................................ ........ 8
2.6. CBER Request 6................................ ................................ ................................ ........ 8
2.7. CBER Request 7................................ ................................ ................................ ......10
3. APPENDI CES ................................ ................................ ................................ ..................... 12
3.1. Appendix 1 ................................ ................................ ................................ .............. 12
3.2. Appendix 2 ................................ ................................ ................................ .............. 15
4. REFERENCES ................................ ................................ ................................ .................... 16
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Page 3List of Abbreviations and Definitions of Terms
Abbreviation Definition
AESI Adverse events of special interest
CI Confidence interval
DSMB Data Safety Monitoring Board
IRB Institutional Review Board
IRR Incidence rate ratio
PHN Pediatric Heart Netw ork
RR Relative risk
SAP Statistical Analysis Plan
SCCS Self-controlled case series
SCRI Self-controlled risk interval
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Page 41.INTRODUCTION
Reference is made to BLA STN 125742/0 for COVID- 19 mRNA Vaccine (COMI RNATY ), 
for active immunization to prevent COVID -19 caused by  SARS -CoV -2 in individuals 
≥16years of age and to CBER’s Information Request received via email on 10August 2021 .
CBER requests are presented in bold italics followed b y Pfizer -BioNTech response in plain 
text.
2.CBER REQUESTS AND SPONSOR RESPONSES
Our review of your pharmacovigilance plan for COMIRNATY (COVID- 19 V accine, 
mRNA) under BLA 125742 is ongoing. We are reviewing your response (submitted in 
amendment 30 dated August 3, 2021) to our July 28, 20 21 information request regarding 
postmarketing safety studies, and have the following comments:
2.1. CBER Request 1
1.The primary analysis in the post -authorization safety study C4591009 protocol synopsis 
uses a concurrent unexposed cohort. People without vaccination codes could receive 
their COVID vaccinations outside of the system, and exposure misclassification could 
bias the results. The self -controlled methods such as self -controlled risk interval 
(SCRI) are less susceptible to bias due to exposure misclassification. SCRI with a post -
vaccination control window was proposed as a sensitivity analysis.
Please clarify how you plan to assess the magnitude of exposure misclassification for
the concurrent unexposed cohort and quantify the bias. If the magnitude of the 
exposure misclassification is large, please consider using the SCRI as the primary 
analysis. The proposed SCRI control window has the same length as the risk interval, 
which ma y decrease the risk of time -varying confounding bias but could result in more 
limited person time for some AESIs thus impacting the power of the SCRI analysis. 
Since SCRI allows the control window to have a different length than the risk window, 
please con sider using a longer control window (e.g., multiples of the risk window) in 
the primary analysis, while maintaining the shorter control window for a sensitivity 
analysis. Please provide length of risk interval for each AESI.
Sponsor Response
Exposure miscl assification is an important consideration for the stud y and this risk will be
addressed in the pre -specified feasibility  assessment, which is described in the full protocol 
(to be submitted to the agency  by Aug ust31, 2021). In Section 9.3.1 of the protoc ol, we 
state: “The completeness of exposure data will be assessed in monitoring analy ses before the 
end of the stud y by comparing with publicly available estimates of vaccine coverage and/or 
estimates based on immunization registry  data from select states (if available); if the 
coverage estimates differ meaningfully from the “benchmarking” estimates (meaningful 
difference to be defined in the Statistical Analy sis Plan [ SAP]), then modifications to the 
study  approach may  be considered. If this happens, the S CRI and the cohort design with 
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Page 5historical unexposed comparators may  be designated as the primary  study  designs and/or 
linkage to immunization registries may  be considered if feasible.”
The length of the control window in the SCRI  analy ses will be assessed separatel y for each 
outcome. As per Section 9.7.3.1.1, “The control interval will be outcome specific, with the 
duration and timing relative to vaccination specified in more detail in the SAP. Control 
intervals will be defined during specific periods follo wing vaccination (up to a maximum of 
183 day s); pre -vaccination periods will not be used to avoid bias due to healthy  vaccinee 
effects.”
The risk intervals for each safet y event of interest will be provided in Section 9.3.2.1 of the 
full protocol (to be su bmitted to the agency  by Aug ust31, 2021).  For convenience, Table A
below provides the risk intervals that are described in the protocol .
Table A. General Safety Events to be Assessed in the General Population, 
Immunocompromised Individuals, Individuals w ith a History of COVID -19, and 
Pregnant Women
Organ System Safety E vent of Interest Risk window (days 
following receipt of Pfizer -
BioNTech COVID- 19 
Vaccine)a
Neurologic Acute disseminated encephalomyelitis 1-42
Bell’s palsy 1-42
Convulsions 1-42
Encephalomyelitis/encephalitis 1-42
Guillain -Barré syndrome 1-42
Narcolepsy 1-180
Transverse myelitis 1-42
Cardiac Acute myocardial infarction 1-28
Myocarditis/pericarditis 1-21b
Hem atologic Deep vein thrombosis 1-28
Disseminated intravascular coagulation 1-28
Immune hemolytic anemia 1-42
Immune thrombocytopenia 1-42
Pulmonary embolism 1-28
Thromboembolic events associated w ith 
thrombocytopenia1-28
Thrombotic thrombocytopenic purpura 1-28
Venous thromboembolism 1-28
Hem orrhagic stroke 1-28
Ischemic stroke 1-28
Respiratory Acute respiratory distress syndrome 1-28
Vaccine -associated enhanced respiratory disease 1-365
Other system Anaphylaxis 0-1
Appendicitis 1-42
Kaw asaki Disease 1-42
Multisystem inflammatory syndrome 1-42
a.Time interval following vaccination when patients will be follow ed for safety events of interest. Day 0 
refers to the day of vaccination.
b.Sensitivity analysis will assess alternative risk interval definit ions of 1 -7 days and 1 -14 days .
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Page 62.2. CBER Request 2
2. Table 1 on Page 5 of the Response to Information Request provided the required 
number of cases to detect myocarditis under different assumptions with a self -
controlled case series (SCCS) analysis. The study C4591009 protocol synopsis proposed 
a SCRI analysis. SCCS samples cases only, SCRI samples vaccinated individuals only, 
and the control interval could differ between these two study designs even with the 
same length of risk interval. Please clarify the len gth and definition of control interval 
in the Table 1 sample size calculation.  The choice of risk window is critical for SCRI. 
Because the onset of myocarditis was typically within several days after mRNA 
COV ID-19 vaccination, please add a 7 -day risk wind ow to the SCRI analysis in 
addition to the proposed 14-day and 21- day risk window. Please also provide the 
sample size calculation for a 7- day risk window for myocarditis.
For study C4591009 protocol synopsis, the sample size calculation on Page 14 was 
based on a true RR=1. Please recalculate the sample size under alternative RRs.
Sponsor Response
We agree that the choice of risk window is critical and plan to conduct sensitivity  anal yses 
for the m yocarditis/pericarditis endpoint.  The leng th of the control window in Table 1 in the 
Response to I nformation Request (submitted on 03 August 2021) was assumed to be 2 y ears 
(730 day follow up period) minus the risk window ; 709 day s for the 21- day risk window and 
706 day s for the 14- day risk window .  The required sample size for thisSCRI -based study  is 
similar to th at predicted in Table 1 ,which is based on the SCCS model ,because the control 
window used in the model to determine sample size requirements includes the entire study  
period outside of the ris k window rather than a shorter interval, e.g., matched to the duration 
of the risk window as is often the case for SCRI -based studies .1  It is estimated that u sing a 
7-day risk window, will increase sample size requirements compared to the 14 -day and 
21-day risk window respectivel y by approximately  96% to 1.9 fold, given 80% power and 
RR=2, for example.  This reflects the fact that reducing the at -risk period results in the 
expectation of an increased number of cases required for the SCCS design . As reque sted, a 
7-day risk period will be incorporated into the protocols.
For stud y C4591009, the sample size calculation in the synopsis was based on a true RR=1 
and 1:2 matching. Within the full protocol (to be submitted to the agency  by Aug ust31, 
2021), the m atching ratio is presented as 1:1 matching.  Study  size estimates for 1:1 matching 
for true RR=1, 1.2 and 1.4 (estimated b y the incidence rate ratio [IRR]) are provided in 
Appendix 1.
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Page 72.3. CBER Request 3
3. Please clarify when patient accrual will be completed for study C4591009.
Sponsor Response
Patient accrual for stud y C459100 9will be completed by June 30, 2024.
Given C451009 is a study  of secondary  data, at the time of data query  for the final anal ysis, 
all available patients meeting study  inclusion criteria will be included. The planned date for 
the data query  is anticipated to occur during the 3rd quarter of 2024 (August or September 
2024, contingent on data partner data refresh schedule and data quality  review approval).
2.4. CBER Request 4
4.Please provide the study completion date (in mm/dd/yyyy format) for the following 
studies: 
a.C4591009 
b.C4591022
c.C4591012
d.C459101 5
e.C4591021 an d C4591021 substudy
f.Registry study with Pediatric Heart Network (PHN)
Sponsor Response
The planned stud y completion date (date of end of data collection) for each post -marketing 
safet y stud y is listed below.  The sponsor assumes that the agency’s reference to “C4591015” 
in item d. was intended to refer to study  “C4591011”, as C4591015 is the phase 3 study  in 
pregnant women and not a post -marketing safet y study. 
C4591009: 06/30/2025 (this date could be extended based on the extent of validation 
activities a nd/or the need for immunization registry  linkages) 
C4591022: 08/01/2025
C4591012: 06/10/2023
C4591011: 06/10/2023
C4591021 and C4591021 substudy :9/30/2024
Registry  study  with Pediatric Heart Network (PHN):   12/01/2026
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Page 82.5. CBER Request 5
5.For the registry study with PHN, you have stated that you have identified 
approximately 130 patients and plan to enroll additional patients. Please provide a 
proposed sample size for this study, and the basis for the sample size calculation. You 
have also proposed 1- year prospective follow -up.  We request 5 years of follow -up to 
capture potential long- term sequelae of myocarditis after vaccination.
Sponsor Response
This study  will enroll patients <21 y ears of age who are diagnosed with vaccine -associated 
myocarditis within the PHN during the study  period and who fulfill study  inclusion criteria 
(yet to be determined, will include informed consent).   A full I RB and DSMB approved 
protocol will be shared with the agency  by November 30, 2021 and will include sample size 
estimates. The estimation of study  size in the study protocol will require assumptions about 
future approvals of vaccines, numbers of people vaccinated by  age, gender, ty pe of vaccine 
and dose, effects of each vaccine b y dose, number of participating PHN sites, etc. These 
scenarios will be elaborated in a study  protocol under preparation with our PHN 
collaborators. We will plan for a 5 -year follow -up period. Feasibility  discussions with our 
PHN collaborators are ongoing; should any issues or unexpected challenges emerge, we will 
inform the agency  promptly .
2.6. CBER Request 6
6.Please provide the protocol synopses and current status for the study C4591021 and 
C4591021 substudy.
Sponsor Response
Study  protocol C4591021, Post Conditional Approval Active Surveillance Study  Among 
Individuals in Europe Receiving the Pfizer -BioNTech Coronavirus Disease 2019 (COVID -
19) Vaccine, was approved by  the European Medicines Agency  on 24June 2021, in 
collaboration with the VAC4EU Consortium Team.  The protocol is provided as requested
(Appendix 2).
A substudy  ofC4591021 is planned to assess the natural history  of post -vaccination my o-
/pericarditis, eg, recovery stat us (medical record review), risk factors, and/or identification of 
serious cardiovascular outcomes (structured data) within 1 year of m yo-/pericarditis 
diagnosis among individuals vaccinated with COMI RNATY as well as individuals not 
vaccinated with a COVID-19 vaccine. A synopsis of the study  is provided in Table B.  This 
substudy  is still under development and subject to change based on data availability and 
feedback from EMA .  The study  milestones are listed in Table B below. We will share the 
final protocol with FDA following EMA endorsement .
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Page 9Table B. C4591021 Substudy Synopsis
Study title Post Conditional Approval Active Surveillance Study Among Individuals in Europe 
Receiving the Pfizer -BioNTech Coronavirus Disease 2019 (COVID -19) 
Vaccine (Myo-/pericarditis Substudy)
Research question What are the incidence rates/prevalence of myocarditis and pericarditis outcomes 
among individuals vaccinated with the Pfizer -BioNTech COVID -19 vaccine within 
selected European data sources compared to people who have not received the 
vaccine?
Objectives Primary objective:
To describe the clinical course, for at least one year of follow -up,of Myocarditis 
and/or Pericarditis following the administration of a tleast one dose of the Pfizer -
BioNTech COVID -19 vaccine and in individuals with no COVID -19 
vaccination.
Secondary objective:
To explore risk factors for myocarditis and pericarditis. 
Background The Pfizer -BioNTech COVID -19 vaccine, tozinameran ( Comirnaty®) has been 
associated with the occurrence of myocarditis and/or pericarditis. Description of 
occurrence and the natural course of these events is needed.
Study design This post -authorization active surveillance study of safety events of interes t 
associated with the Pfizer -BioNTech COVID -19 vaccine will usea retrospective 
cohort design involving multiple databases. 
Within a retrospective cohort design on the safety of the Pfizer Vaccine, a cohort 
study of the natural history of Myocarditis / P ericarditis w ill be performed 
distinguishing between vaccinated and non -vaccinated subjects
Population The source population w ill comprise all individuals registered in each of the health 
care data sources from the parent study C4591021 who meet the myo /peri carditis 
case definition. 
Inclusion criteria: subjects must meet Brighton Collaboration c ase 
(https://brightoncollaboration.us/myocarditis -case-definition -update/). This will 
create levels of certainty of the diagnosis. 
Data availability for each institution might be affected by third parties or external 
circumstances that are independent from the institution involved in the study as 
described below  in Section 9.9 of the attached approved C4591021 protocol .
Data sources The study will be performed within the following selected data sources:
PHARMO (PHARMO Institute for Drug Outcomes Research) (NL)
ARS Toscana (Agenzia Regionale di Sanita’ della Toscana) (IT)
Pedianet/Health Search Database (HSD) (IT)
EpiChron (EpiChron Research Group on Chronic Dis eases at the Aragon 
Health Sciences Institute) (ES)
CPRD (Clinical Practice Research Datalink) (UK), the Norwegian health 
registers (NO)
SIDIAP (Sistema d’Informació per el Desenvolupament de la Investigació 
en Atenció Primària) [Information System for the Improvement of Research 
in Primary Care] (ES)
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Page 10Table B. C4591021 Substudy Synopsis
Inform ation to be 
collected at baselineDem ographics and clinical characteristics including comorbidities, comedications, 
and concurrent vaccinations, risk factors for myocarditis and pericarditis including: 
COVID -19 history, other vaccines, infectious disease comorbidities; 
immunocompromising conditions and systemic immune -mediated diseases, 
comedication use during the year before time zero (prescripti ons or dispensing, no 
over-the-counter medication use). 
Method of data 
collectionStructured data and medical record review .  
Study period The study period w ill start on the date of launch of the Pfizer -BioNTech COVID -19 
vaccine and will end on the date of the latest data availability or 31 Dec 2023. It is 
expected that follow -up will last for 1 year. Cohort entry: day of 
myocarditis/pericarditis diagnosis (time zero)
Inform ation 
collected at follow 
upTreatments for myocarditis include: symptomatic treatment for viral myocarditis 
based on clinical presentation, immunosuppression treatment for autoimmune 
myocarditis, heart failure therapy (i.e., beta- blockers, diuretics, angiotensin -
converting enzyme (ACE) inhibitors or angiotensin -II receptor blocker s (ARBs), 
aldosterone agonists, cardiac glycosides or calcium -channel blockers); procedural 
treatment (i.e., pacemaker, implantable cardiac defibrillator, mechanical circulatory 
support and heart transplantation.
Treatments for pericarditis include: Antimi crobial treatment, anti -inflammatory 
treatment (Non -steroidal anti -inflammatory drugs (NSAIDs) and colchicine (for 
recurrent pericarditis); procedural treatment (i.e., intrapericardial administration of 
steroids, pericardioscopy for direct instillation of treatments into the pericardial 
space, pericardial drainage. Subdiaphragmatic laparoscopic technique, video -assisted 
thoracoscopic technique, and pericardioscopy to easy drainage of effusion, 
pericardiocentesis, cardiac catheterisation during pericardiocen tesis, balloon 
pericardial w indow  form ation, instillation of sclerosing agents. Instillation of 
fibrinolytic agents, pericardiectomy.
Outcomes for myocarditis include:  recovery, sudden cardiac death, heart failure; 
cardiogenic shock, fulminant myocarditis , inflammatory cardiomyopathy, heart 
transplant, arrhythmia
Outcomes for pericarditis include: recovery, chronic, restrictive and recurrent 
pericarditis
Study timelines and 
milestone datesProtocol submission to EMA :  01/31/2022
Final report:  09/30/2024
2.7. CBER Request 7
7.You have proposed to analyze troponin I levels at a central laboratory in 3,000 samples 
of stored sera (drawn <1 year ago) in 12 -30-year- old individuals participating in 
BNT162b2 studies, prior to receipt of BNT162b2. We acknowledge that the results of 
this analysis will help determine what sample size might be required for a prospective 
study to assess the incidence of subclinical myocarditis following vaccination. Please 
provide projected dates for the Final Protocol Submission, Study Co mpletion, and 
Final Report Submission for a prospective study to assess the incidence of subclinical 
myocarditis following vaccination.
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Page 11Sponsor Response
Reference is made to Pfizer- BioNTech’s response to the Agency  regarding the risk of 
myocarditis and per icarditis associated with the Pfizer BioNTech Vaccine submitted to 
BB-IND 19,736 on 23 July  2021 (SN 0422).
Specificall y, we propose dto analy ze troponin I levels at a central laboratory in samples of 
stored sera (drawn <1 year ago) in 12-30- year-old individuals participating in BNT162b2 
studies, prior to receipt of BNT162b2 (ie ,either at baseline, or at any  visit for placebo 
recipient s). This is planned to include 3000 samples, stratified equally  in the 12 -17-, 18-24-
and 25-30- years age groups. This sample size will provide 95% probability  of observing one 
abnormal result amongst the overall sample if the background rate of abnormalit y is 0.1%
andamongst each age stratum if the background rate is 0.3%. This was to enable us to 
determine the background rate of abnormality  of a potential non -invasive biomarker in the 
relevant population. These data are critical to determining what sampl e size might be 
required for a potential future clinical stud y to distinguish a true signal of cardiac findings in 
the absence of compatible clinical signs and s ymptoms.
The current status of this work is as follows. A central laboratory  that can perform the work 
has been identified; contracting and logistical aspects are being prepared: 3000 appropriate 
samples need to be identified, retrieved from frozen storage, aliquoted and shipped to the 
central laboratory . The samples then need to be analy zed and the data anal yzed and 
interpreted. This work is anticipated to be completed by the end of December 2021.
Furthermore, in a response to the Agency ’srecommend ation tocollect and store blood 
samples during the time period when s ymptomatic my ocarditis cases have most frequently  
been reported (ie, within the first 4 day s post -vaccination), submitted on 4 August 2021 
(SN0436), we made the following proposal.
In each case, weproposed to schedule a blood draw to obtain a serum sample for storage, and 
potential fut ure troponin testing, at baseline and 2 -5 day s after the second or third dose of 
BNT162b2 in two studies.
C4591007: Pfizer/BioNTech propose to add 750 participants 5 to <12 y ears of age 
(randomized 2:1 to receive BNT162b2 10 µg or placebo) and 500 particip ants 12 -15 years of 
age (open label receipt of BNT162b2 30 µg). These participants would be introduced through 
a protocol amendment.
C4591031: Pfizer/BioNTech propose to add a new substudy  of 1000 participants with 
documented receipt of 2 prior 30 µg doses of BNT162b2 (the second dose received at least 6 
months ago), 16 to 30 years of age (randomized 1:1 in a crossover design to receive 30 µg 
BNT162b2 or placebo at baseline and the alternate 4 weeks later).
Determination whether to test some or all of these samples for troponins would be predicated 
on the anal ysis of background rate of troponin abnormalities in the 3000 existing study  
participants (as described above ) and expert advice.
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Page 12Once those results are available, proper consideration can be given to t he design, size and 
feasibility  of a potential prospective study . Therefore, at this point in time, we are not able to 
provide projected dates for the Final Protocol Submission, Study  Completion, and Final 
Report Submission for a prospective stud y to asses s the incidence of subclinical my ocarditis 
following vaccination . Once we have data to inform these decisions, we will share them and 
our plans to move forward with the Agency .
3.APPENDI CES
3.1.Appendix 1
In response to Request 2 (Section 2.2 )above, three different Study  Size scenarios for Study  
C4591009 are provided below; (original incidence rate ratio [I RR]=1.0, alternatives IRR 
=1.2 and 1.4) with matching ratio 1:1.
Table 1presents the probability  that the upper limit of the 95% confidence interval (CI) for 
the observed relative risk will be below 1.5, 2.0, 2.5, and 3.0 for study  sizes ranging from 
500,000 to 20,000,000 vaccinated individuals (1,000,000 doses to 40,000,000 doses, under 
the assumption that each person will receive 2 doses), assuming that the true relative 
riskis1.0 and a matching ratio of 1:1. These estimate s are presented to cover a range of 
safet y events of interest with respect to rareness, based on background rates in the general 
population.
Table 2presents the probability  that the upper limit of the 95% CI for the observed relative 
risk will be below 1.5, 2.0, 2.5, and 3.0 for stud y sizes ranging from 500,000 to 
20,000,000 vaccinated individuals (1,000,000 doses to 40,000,000 doses, under the 
assumption that each person will receive 2 doses), assuming that the true relative risk is1.2 
and a matching ratio of 1:1. These estimates are presented to cover a range of safet y events of 
interest with respect to rareness, based on background rates in the general population.
Table 3 presents the probability  that the upper limit of the 95% CI for the observed relative 
risk will be below 1.5, 2.0, 2.5, and 3.0 for study  sizes ranging from 500,000 to 
20,000,000 vaccinated individuals (1,000,000 doses to 40,000,000 doses, under the 
assumption that each person will receive 2 doses), assuming that the true relative risk is1.4 
and a matching ratio of 1:1. These estimate s are presented to cover a range of safet y events of 
interest with respect to rareness, based on background rates in the general population.
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Page 13Table 1.Study Size Calculations - IRR=1.0, Matching Ratio 1:1
Safety event 
of interestEstimated 
background rate per 
100,000 person -years 
(Black et al., 2021)Number of 
individuals 
vaccinatedProbability that the upper confidence limit of 
RR will be below the following thresholdsa
1.5 2.0 2.5 3.0
Guillain -
Barré 
syndrome1.68 500,000 0.06 0.10 0.14 0.19
1,000,000 0.08 0.16 0.25 0.33
2,500,000 0.14 0.33 0.52 0.68
5,000,000 0.24 0.58 0.81 0.93
10,000,000 0.43 0.86 0.98 1.00
20,000,000 0.71 0.99 1.00 1.00
Bell's palsy 25.2 500,000 0.24 0.58 0.81 0.93
1,000,000 0.43 0.86 0.98 1.00
2,500,000 0.80 1.00 1.00 1.00
5,000,000 0.98 1.00 1.00 1.00
10,000,000 1.00 1.00 1.00 1.00
20,000,000 1.00 1.00 1.00 1.00
Myocardial 
infarction  208 500,000 0.95 1.00 1.00 1.00
1,000,000 1.00 1.00 1.00 1.00
2,500,000 1.00 1.00 1.00 1.00
5,000,000 1.00 1.00 1.00 1.00
10,000,000 1.00 1.00 1.00 1.00
20,000,000 1.00 1.00 1.00 1.00
a.Estimates in this table assume a risk window  duration of 42 days for Guillain -Barré syndrome, and 28 days 
for Bell's palsy and myocardial infarction.
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Page 14Table 2.Study Siz e Calculations - IRR=1.2, Matching Ratio 1:1
Safety event 
of interestEstimated 
background rate per 
100,000 person -years 
(Black et al., 2021)Number of 
individuals 
vaccinatedProbability that the upper confidence limit of 
RR will be below the following thresholdsa
1.5 2.0 2.5 3.0
Guillain -
Barré 
syndrome1.68 500,000 0.04 0.08 0.11 0.15
1,000,000 0.05 0.11 0.19 0.26
2,500,000 0.07 0.22 0.39 0.56
5,000,000 0.11 0.38 0.66 0.85
10,000,000 0.17 0.65 0.92 0.99
20,000,000 0.30 0.91 1.00 1.00
Bell's palsy 25.2 500,000 0.11 0.38 0.66 0.85
1,000,000 0.17 0.65 0.92 0.99
2,500,000 0.37 0.96 1.00 1.00
5,000,000 0.63 1.00 1.00 1.00
10,000,000 0.90 1.00 1.00 1.00
20,000,000 1.00 1.00 1.00 1.00
Myocardial 
infarction  208 500,000 0.55 1.00 1.00 1.00
1,000,000 0.84 1.00 1.00 1.00
2,500,000 1.00 1.00 1.00 1.00
5,000,000 1.00 1.00 1.00 1.00
10,000,000 1.00 1.00 1.00 1.00
20,000,000 1.00 1.00 1.00 1.00
a.Estimates in this table assume a risk window  duration of 42 days for Guillain -Barré syndrome, and 28 days 
for Bell's palsy and myocardial infarction.
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Page 15Table 3.Study Size Calculations - IRR=1.4, Matching Ratio 1:1
Safety event 
of interestEstimated 
background rate per 
100,000 person -years 
(Black et al., 2021)Number of 
individuals 
vaccinatedProbability that the upper confidence limit of 
RR will be below the following thresholdsa
1.5 2.0 2.5 3.0
Guillain -
Barré 
syndrome1.68 500,000 0.03 0.06 0.09 0.12
1,000,000 0.03 0.08 0.14 0.21
2,500,000 0.04 0.13 0.28 0.44
5,000,000 0.04 0.22 0.49 0.73
10,000,000 0.05 0.40 0.79 0.95
20,000,000 0.07 0.67 0.97 1.00
Bell's palsy 25.2 500,000 0.04 0.22 0.49 0.73
1,000,000 0.05 0.40 0.79 0.95
2,500,000 0.07 0.76 0.99 1.00
5,000,000 0.11 0.97 1.00 1.00
10,000,000 0.18 1.00 1.00 1.00
20,000,000 0.31 1.00 1.00 1.00
Myocardial 
infarction  208 500,000 0.10 0.93 1.00 1.00
1,000,000 0.15 1.00 1.00 1.00
2,500,000 0.32 1.00 1.00 1.00
5,000,000 0.56 1.00 1.00 1.00
10,000,000 0.85 1.00 1.00 1.00
20,000,000 0.99 1.00 1.00 1.00
a.Estimates in this table assume a risk window  duration of 42 days for Guillain -Barré syndrome, and 28 days 
for Bell's palsy and myocardial infarction.
3.2.Appendix 2
C4591021. Post Conditional Approval Active Surveillance Study  Among Individuals in 
Europe Receiving the Pfizer -BioNTech Coronavirus Disease 2019 (COVID -19) vaccine. 
20May 2021 .
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Page 164.REFERENCES
1LiR, Stewart B,Weintraub E. Evaluating efficiency  and statistical power of self -
controlled case series and self -controlled risk interval designs in vaccine safety .
JBiopharm Stat 2016;26(4 ):686-93.
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