Norkom 6.1.0 - Dow Jones Details Page I of 2 IHome Page Help Requestor Menu Dow Jones Details Show Debug Info Details Ist Alert ID: Score: Best matches: Name: DOBIDOI: Nationality: Gender. Country of Birth/Branch: Country of Residence: A151024911635 100% In FACTIVA PFA 03 name = Jeffrey Epstein Fuzzy Match >r 85% Jeffrey Epstein Jeffrey Epstein United States Virgin Islands Alert Date: Detection Check: Data Source: Street/Number: Zip Code/City: PEP Indicator: Customer ID: Alerted Customer ID: Comments: 02/10/2015 cfiw names Customer_NCA_web 8000000028035102 DowJones Association Details no rows found Dow Jones Details Title: First Name: Middle Name: Last Name: Full Name: Gander: Deceased: Record Type: Names no rows found Dates no rows found DescrIptionl Jeffrey S. Epstein Jeffrey S Epstein Male No Individual Countries UID: Active Status: Entity Name: Address Country: Address City: Address Line: Entered: Updated: 1150901 Active USA Framingham, Massachusetts 03/08/2009 00.00:00 03/08/2009 00 00:00 Type Country Citizenship Resident of Description2 Nol Known United States Descriphon3 Description 1 Special Interest Person (SlPi Desaiption 2 Other Offiaal Lists no rows found SDNY_GM_00057064 haps://aml.cit.gto.intranet.db.c ri_DENvirtAilrftkn=4HgP_J4N... 10/5/2015 CONFIDENTIAL - PURSUANT TO FED.feeni DB-SDNY-00 19888 EFTA_00 I 67634 EFTA01255110 Norkom 6.1.0 - Dow Jones Details Page 2 of 2 Roles no rows found Profile Notes SECURITIES AND EXCHANGE COMMISSION NOTES: Litigation Rel. No. 18675/ April 22, 2004 SEC Charges Former Director of Banknorth Group. Inc. and MetroWest Bank In Settled Insider Trading Case SEC v. Men M. Glick et al. (United States District Court for the District of Massachusetts. CA No. 04-CV-10801(MEL) The Commission today filed a settled civil fraud action against Allen M. Glick, a former director of both MetroWest Bank and Banknorth Group. Inc., and four of his associates — Arthur H. Freedman. Jeffrey S. Epstein. Steven T. Moore and Romeo J. Pendolari — for illegal insider trading in three publicly-traded Massachusetts banks— Metro West Bank. Medford Bancorp and Warren Bancorp. Without admitting or denying the Commission's allegations. Glick. Freedman. Epstein. Moore and Pendolari consented to the entry of final judgments permanently enjoining them from violating the antifraud provisions of the federal securities laws. The defendants also agreed to pay a total of over $437.000 in disgorgement of trading profits, prejudgment interest and civil penalties, and Glick consented to a permanent bar from serving as an officer or director of any publicly-traded company. External Sources External Link httpiNnwesec.govtlibgationflitreleaseslitrelarchivertitarchive2004.shtra httpiNiww.sec gsvtlitigation/litreleasetAr18675 htm httparnwi.sec govflitgatonicomplaintsicompl 8675.htm Images no rows found States Status Current Since Date To Date Copydghl 1998-2010 Norkom Technologies Ltd. All rights reserved. 013_;:ci_FactivaDothls SDNY_GM_00057065 https://aml.cit.gto.intranet.db.coatahir Dettf.Atrtikn=4HgP_J4N.. . 10/5/2015 DB-SDNY-0019889 CONFIDENTIAL - PURSUANT TO FED. . . (e EFTA_00 I 67635 EFTA01255111