Subject: FW: Oldfield [I]

EFTA01398663 Dataset 10 30 pages Download original PDF Download as text
Subject: FW: Oldfield [I] From: Daphne Cales Date: Tue, 03 Oct 2017 14:19:58 -0400 To: Andrew Gallivan •: =IP Classification: For internal use only FYI Kind regards, Daphne Cales {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas {https://brandportal.intranet.db.com/img/modules/claim.gif} From: Adrienne Bull Sent: Tuesday, Oct T Subject: RE: Oldfield [I] Classification: For internal use only Melisa Venegas Hi Daphne — EFTA01398663 The one remaining was pending ABR approval as of 9-28-17 (moved from HR to MR pending the completion of ABR approval). Kind Regards Adrienne From: Daphne Cales Sent: Tuesday, October 03, 2017 1:57 PM T. Subject: FW: Oldfield [I] Classification: For internal use only Hey ladies, Adrienne Bull Steward Oldfield was asking about his one HR KYC outstanding but I don't see it. All I have is his moderates. Please confirm. GCIS Customer Number RISK Customer Name * Type Client Since Date Relationship Customer Number Relationship Customer Owner EFTA01398664 KYC Update Due Date Month-Year FO Submission Due Date Active Accounts (as of 19SEP17) Rel CBV (as of 6/30/17) Small Relationship Assigned support person Create KYC Update in System Submitted to FO HR: 1112 MR: 244 DBF Case # Comments 409100 HIGH Black, Leon D. Individual 4/17/2014 483288 ELYSIUM MANAGEMENT RELATIONSHIP Stewart Oldfield Oct-17 9/15/2017 Y $ < $2 mm Priscilla Lewis Completed 0.15 EFTA01398665 Completed 1822196 Under $2MM; requested to keep 442098 HIGH Lindemann, Adam M. Individual 2/1/2010 427075 LINDEMANN FAMILY RELATIONSHIP Stewart Oldfield Oct-17 9/15/2017 Y $ n/a Michelle Baptiste Completed Completed 1809779 Approved August 2017 483883 HIGH Southern Trust Company, Inc. 29,086,262.09 EFTA01398666 Organization 8/26/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Jun-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler -Johnson Completed Completed 1790655 Approved August 2017 483882 HIGH Southern Financial LLC Organization 8/26/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Aug-17 N/A EFTA01398667 Y $ n/a Darnetta Chandler -Johnson Completed Completed 1790655 Approved August 2017 222,973,649.34 486426 HIGH Butterfly Trust Organization 1/24/2014 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ n/a Darnetta Chandler -Johnson Completed Completed 1804531 222,973,649.34 EFTA01398668 Approved September 2017 487199 HIGH The 2007 Jeffrey E. Epstein Insurance Trust #3 Organization 11/1/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler -Johnson Completed Completed 1804531 Approved September 2017 487219 HIGH Plan D, LLC Organization 10/18/2013 483290 EFTA01398669 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler -Johnson Completed Completed 1790820 Approved August 2017 487223 HIGH HBRK Associates, Inc Organization 11/1/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ n/a 222,973,649.34 EFTA01398670 Darnetta Chandler -Johnson Completed Completed 1791049 Approved July 2017 487225 HIGH Hyperion Air, LLC Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler -Johnson Completed Completed 1790820 Approved August 2017 487244 EFTA01398671 HIGH JEGE, Inc Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ n/a Darnetta Chandler -Johnson Completed Completed 1790820 Approved August 2017 222,973,649.34 487264 HIGH Neptune, LLC Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield EFTA01398672 Sep-17 N/A Y $ n/a Darnetta Chandler -Johnson Completed Completed 1790739 Approved August 2017 222,973,649.34 487265 HIGH NES, LLC Organization 11/8/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ n/a Darnetta Chandler -Johnson Completed 222,973,649.34 EFTA01398673 Completed 1790739 Approved August 2017 489505 HIGH Individual 12/13/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ n/a Darnetta Chandler -Johnson Completed Completed 1790724 Approved July 2017 492732 HIGH Zorro Development Corp. Organization 222,973,649.34 EFTA01398674 4/25/2014 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A N $ n/a Darnetta Chandler -Johnson N/A N/A Inactive 222,973,649.34 499760 HIGH Gratitude America Organization 3/3/2015 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y EFTA01398675 $ n/a Darnetta Chandler -Johnson Completed Completed 1790739 Approved August 2017 222,973,649.34 550331 HIGH Zorro Management, LLC Organization 12/20/2016 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ n/a Darnetta Chandler -Johnson Completed Completed 1790820 Approved August 2017 222,973,649.34 EFTA01398676 483289 HIGH Epstein, Jeffrey Individual 9/12/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Oct-17 N/A Y $ n/a Darnetta Chandler -Johnson Completed Completed 1790655 Approved August 2017 487216 HIGH JEGE, LLC Organization 10/18/2013 483290 222,973,649.34 EFTA01398677 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Oct-17 N/A Y $ n/a Darnetta Chandler -Johnson Completed Completed 1790820 Approved August 2017 222,973,649.34 499733 HIGH LSJE, LLC Organization 2/25/2015 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Oct-17 N/A Y $ n/a 222,973,649.34 EFTA01398678 Darnetta Chandler -Johnson Completed Completed 1790820 Approved August 2017 550868 HIGH Prytanee, LLC Organization 1/20/2017 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Oct-17 N/A Y $ 222,973,649.34 n/a Cynthia Rodriguez Completed Completed 1704382 Approved January 2017 486423 HIGH EFTA01398679 Jeepers, Inc Organization 9/12/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Nov-17 N/A Y $ n/a Darnetta Chandler -Johnson Completed Completed 1790820 Approved August 2017 222,973,649.34 486427 HIGH J. Epstein Virgin Islands Foundation, Inc Organization 9/30/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Nov-17 EFTA01398680 N/A Y $ n/a Darnetta Chandler -Johnson Completed Completed 1790655 Approved August 2017 222,973,649.34 486428 HIGH The Haze Trust Organization 9/23/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Nov-17 N/A Y $ n/a Darnetta Chandler -Johnson Completed Completed 222,973,649.34 EFTA01398681 1804531 Approved September 2017 487266 HIGH Mort, Inc Organization 11/13/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Nov-17 N/A Y $ n/a Darnetta Chandler -Johnson Completed Completed 1790820 Approved August 2017 423157 Moderate TFMG, LLC Organization 222,973,649.34 EFTA01398682 8/28/2008 409409 TISCH FAMILY RELATIONSHIP Stewart Oldfield Aug-17 10/15/2017 Y $ < $2 mm Not Started Not Started 518287 Moderate The George Lindemann Family Limited Partnership Series 1 Organization 9/28/2015 427075 LINDEMANN FAMILY RELATIONSHIP Stewart Oldfield Sep-17 10/15/2017 Y EFTA01398683 $ 29,086,262.09 n/a Not Started Not Started 520582 Moderate Kati Forsythe 2014 GRAT Organization 12/3/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Nov-17 10/15/2017 Y $ 103,855,330.67 n/a Not Started Not Started Trust Client EFTA01398684 520548 Moderate CRW 2009 LLC Organization 12/9/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Nov-17 10/15/2017 Y $ 103,855,330.67 n/a Not Started Not Started 520547 Moderate GEW 2009 LLC Organization 12/9/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP EFTA01398685 Stewart Oldfield Nov-17 10/15/2017 Y $ 103,855,330.67 n/a Not Started Not Started 520550 Moderate Shari Wagner 2014 GRAT Organization 12/3/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Dec-17 10/15/2017 Y $ 103,855,330.67 n/a EFTA01398686 Not Started Not Started Trust Client Kind regards, Daphne Cales {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas {https://brandportal.intranet.db.com/img/modules/claim.gif} From: Andrew Gallivan Sent: Tuesday, October 03, 2017 1:50 PM To: Daphne Cales <[email protected]> Subject: RE: Oldfield [I] The list we were looking at this morning shows 1 high outstanding that is EFTA01398687 what I was asking about From: Daphne Cales Sent: Tuesday, October 03, 2017 1:48 PM To: Andrew Gallivan <[email protected]> Subject: Oldfield [I] Classification: For internal use only Per our discussion, this is Stewart's list. As you can see they are all moderates. I'll have someone start these as soon as possible. 423157 Moderate TFMG, LLC Organization 8/28/2008 409409 TISCH FAMILY RELATIONSHIP Stewart Oldfield Aug-17 10/15/2017 Y < $2 mm Not Started EFTA01398688 518287 Moderate The George Lindemann Family Limited Partnership Series 1 Organization 9/28/2015 427075 LINDEMANN FAMILY RELATIONSHIP Stewart Oldfield Sep-17 10/15/2017 Y $ 29,086,262.09 n/a Not Started 520582 Moderate Kati Forsythe 2014 GRAT Organization 12/3/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Nov-17 EFTA01398689 10/15/2017 Y $ n/a Not Started 103,855,330.67 520548 Moderate CRW 2009 LLC Organization 12/9/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Nov-17 10/15/2017 Y $ 103,855,330.67 n/a Not Started 520547 Moderate GEW 2009 LLC Organization EFTA01398690 12/9/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Nov-17 10/15/2017 Y $ n/a Not Started 103,855,330.67 520550 Moderate Shari Wagner 2014 GRAT Organization 12/3/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Dec-17 10/15/2017 Y $ 103,855,330.67 n/a EFTA01398691 Not Started Kind regards, Daphne Cales {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas {https://brandportal.intranet.db.com/img/modules/claim.gif} EFTA01398692

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[Image 1] The image shows a computer screen displaying a text document. The document appears to be an email or a message with a subject line that is not fully visible. The sender's name is redacted, and the recipient's name is also redacted. The body of the message contains a link to a website, which is also redacted. The text includes a classification note stating "Classification: For internal use only." T [Image 2] The image appears to be a photograph of a printed document, specifically a letter or email. The document contains text that seems to be a communication from a company or organization to an individual, possibly a customer or client. The text includes a salutation, a statement about an approval, and a request for clarification or confirmation. There are fields for the sender's name, the recipient's [Image 3] The image shows a printed document with text, which appears to be a list or a record of some sort. The text includes headers such as "Not started," "Not started," and "Not started," followed by a list of items or tasks. The visible text includes names, dates, and possibly some other information, but the specific details are not clear due to the resolution and angle of the photograph. The document [Image 4] The image shows a text document with a header that reads "What I was talking about." The document appears to be an email or a message with a timestamp indicating it was sent on October 5, 2017, at 1:55 PM. The sender's name is not visible in the image. The body of the text mentions a discussion about a topic, but the specific content of the discussion is not visible in the image. The document incl [Image 5] The image shows a document with text, which appears to be a form or a report. The document contains various fields with information such as "Submission Date," "Title," "Author," "Date," and "Comments." There are also sections titled "Ethics Management Relationship," "Student/Staff Relationship," and "Assessment." The text is too small to read in detail, but it seems to be related to academic or pr [Image 6] The image appears to be a photograph of a printed document, specifically a financial statement or report. The document is titled "Lender's Family Limited Partnership Series II" and includes sections for "Organization," "Power of Attorney," and "Signature." There are visible names, dates, and numerical figures, but without additional context, it is not appropriate to disclose specific details. The