Artist Item Description Sotheby's Appraised
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(if not on Appraisal) PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? OWNERSHIP IF PARTIAL.
NAME OF
OTHER
OWNER IDENTIFIER
Oiseau dans l'espace (Bird in space)
Circa 1922-23
Signed with monogram CB on the underside of the
cylinder base
Marble and stone
BRANCUSI, CONSTANTIN Height overall: 48 inches 35.000.000 35.000.000 100% 4B6GS
BRAQUE. GEORGES The Table (Still Life with Fan)
1910
Oil on canvas
15 x 21 % inches 24.000.000 24,000,000 10r
KIRCHNER. ERNST Berliner Strassenszene and Baume: a double-sided
painting it interest,
1913-14
Signed
Oil on canvas
LUDWIG 47 1/4 x 35 V. inches 45.000,000 22,500,000 Y N 50% Neue Galena 4GPS5
BUONARROTI.
MICHELANGELO The Risen Christ
Watermark indistinct on 33-mm vertical chainline, the
upper corners made up.
Red and black chalk, pen and brown ink
9 Z x 8 V. inches 22,500.000 22,500,000 100% 3XJDH
VAN GOGH. VINCENT Jardin de flours
1888
Quill and reed pen with black ink over pencil on paper 22.500.000 22.500.000 100% 3Z3DJ
Selbstbiklnis mit Horn (Self Portrait with Horn) It
r5:1%
1938
Signed and dated A.38
Oil on canvas
BECKMANN. MAX 43 1/4 x 39'% inches 42.500,000 21.250,000 Y N 50% Neue Galeria 3XJCW
MATISSE. HENRI Marocaine en jaune
1912
Oil on canvas
32 x 25 inches 20,000,000 20,000,000 100% 323DP
PICASSO, PABLO Buste de femme
1907
Oil on canvas
28'% x 23'/. inches 18,000,000 18.000.000 100% 3XJHN
MANET. EDOUARD Portrait de Berthe Morisot
1874
Oil on canvas
24 x 19'% inches 15.000,000 15.000.000 100% 4GWYN
Page 1 of 54
EFTA_R1_02138423
EFTA02713989
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? OWNERSHIP IF PARTIAL.
NAME OF
OTHER
OWNER IDENTIFIER
Homage to J.S. Bacht
1911.12
Oil on canvas
BRAQUE, GEORGES 21 1/4 x 28 3/4 inches 13.005.000 48% MoMA 99N1B2
'Au bal de l'opera
1893
Signed and dated HT Lautrec. 93 lower left, signed
with monogram upper left
DE TOULOUSE-Oil, charcoal and gouache on pined paper laid down
on panel
LAUTREC, HENRI 30 % x 9 % inches 10.125.000 10,125,000 100% 4GX7Y
Cylinder with Two Figures
1891
Signed PG at either side of the crouching figure
Wood
GAUGUIN. PAUL Height: 14 inches 10.000.000 10.000,000 100% 4GPS2
The Drunkard Pushed into the Pigsty
Oil on panel, circular
BRUEGEL I. PIETER Diameter: 7 V. inches 9.000,000 9,000.000 100% 3Z3D7
Group of six prints including the Six Portrait. 100
Guilder. Jupiter with
REMBRANDT VAN RIJN Antiope, St. Jerome and the Francken portrait 8,500,000 8,500.000 100% 73XPK
The Surprise
1913
Oil on canvas
DE CHIRICO, GIORGIO 51 V. x 16 V. inches 8,000,000 8.000.000 100% 3XJDR
A Seated Old Man Facing Left
1631
Signed with initials and dated lower center RhL 1631
Red and black chalk on pale yellow prepared paper
REMBRANDT VAN RIJN 9 x 6 V. inches 7.000.000 7.000.000 100% 3XJJK
Tete d'homme
1909
Gouache and watercolor on paper
PICASSO. PABLO 24 x 18 % inches 7.000,000 7.000.000 100% 4GWYP
Tete moustachue
Signed and dated Picasso 1911 on the reverse
Charcoal on paper
PICASSO. PABLO 24'V. x 18 '/. Inches (sight) 7.000.000 7,000,000 100% 6D7PX
Page 2 of 54
EFTA_R1_02138424
EFTA02713990
UN-PLEDGED
Artist Item Description
Christ blessing with an angel holdinging a flute, and a
flying putto surrounded with seraphs
Black and white chalk and charcoal on 12 blue-grey
sheets of paper Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(if not on Appraisal) PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? OWNERSHIP IF PARTIAL.
NAME OF
OTHER
OWNER IDENTIFIER
BAROCCI, FEDERICO 1510x 1120 mm 6.400.000 100% 99N1B1
Sentinel
1961
Stainless steel
SMITH. DAVID 106 x 23 x 16 % inches 8.000,000 5,333.333 67% MoMA 3YKC7
Portrait of a Man Holding a Book
(Portrait d'homme tenant un livre)
Signed with the initials FH lower right
Oil on canvas
HALS, FRANS 26 x 19 % inches 5,000,000 5,000,000 100% 4GWZ3
Self-Portrait
Circa 1893
Charcoal and watercolor on paper
GAUGUIN. PAUL .11 x 7 'A inches 4.650,000 4,650.000 100% 6XSYL
Untitled
2012
Stainless steel and aluminum, painted finish
KELLY. ELLSWORTH 22 feet 6 inches x 20 inches x 10 feet 9 inches 4.000.000 4.000.000 100% 6XTGJ
SCHONGAUER Group of Prints. Including the large Crucifixion 4.000.000 4,000,000 100% 73XNX
'Black, White, Blue
Circa 1963
Acrylic on paper laid down on panel
MARK ROTHKO 29 'A x 21 % inches 3.500.000 3,500.000 100% 4GX88
DUVET. JEAN Group of Prints including the Apocalypse 3.500.000 3.500,000 100% 73XPF
The Angel Gabriel for an Annunciation*
Circa 1528
Inscribed with the artist's monogram lower center:
inscribed on the
reverse in graphite L.V. Leyden
Pen and brown ink on paper laid down on paper
VAN LEYDEN, LUCAS 8% x 6 % inches 6,800,000 3,006.960 Y N 44% Met 4GX8D
Etude de nu pour 'La danseuse
Circa 1919-1921
Number thirteen in an edition of twenty plus two
Bronze with brown patina
DEGAS, EDGAR Height: 28 'A inches 3,000.000 3,000.000 100% 3Y479
Page 3 of 54
EFTA_R1_02138425
EFTA02713991
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(it not on Appraisal) PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? OWNERSHIP IF PARTIAL.
NAME OF
OTHER
OWNER IDENTIFIER
MASTER E. S. Group of 15th Century Prints, Including the initial "M" 3,000.000 3.000,000 100% 73XNR
La table (Still Life with a Fan)t nt.:u.7
1910
Signed on reverse Braque
Oil on canvas
BRAQUE, GEORGES 15 x 21 % inches 5,300,000 2.650.000 V 50% MoMA 4B6HC
Recto: Regata in the Bacino di San Marco with the
Rialto Bridge in the Distance
Verso: The Grand Canal with the Rialto Bridge in the
Distance Toward
the Riva del Carbon
Pen and brown ink with brown wash over black chalk
GUARDI FRANCESCO 15 x 24 % inches 2.500.000 2.500.000 100% 3XJG7
Untitled (from the series The Raft of the Medusa) t
1996
Oil on canvas
KIPPENBERGER. MARTIN 78'/. x 94 % inches 2,500.000 2,500.000 N V 100% 5TCSL
Dessin pour Tescaliet
1913
LEGER. FERNAND Gouache and India ink on buff paper 2,500,000 2,500,000 100% 3XJGR
Les toils. Arles
1888
Pencil, reed pen and ink on paper
VAN GOGH. VINCENT .10 x 13 % inChes 2,500,000 2,500,000 100% 409JN
GERMAN. 16TH Group of prints including the pair of colored
CENTURY Burgkmairs 2,500,000 2,500,000 100% 73XP6
'Christ Crucified Between Two Thieves (The Three
Crosses) (Bartsch
78; White/Boon, fourth state of five; Hind 270)
Circa 1653-55
With Strasbourg lily watermark (Ash/Fletcher, variant
1.a; Hinterding.
variant 1.a)
Drypoint with some engraving
REMBRANDT VAN RIJN 15 x 17'% inches 2.200.000 2,200.000 100% 46XJC:
Seated Male Nude (Study for the Martyrdom of Saint
Lawrenoe):15n !Wert's',
Circa 1569
Inscribed lower right in a later hand in graphite with
the artist's name
Black chalk on laid paper laid down on toned brown
paper
BRONZING. GNOLO 13 x 18 3116 inches 4,000.000 2,000,000 Y N 50% Met 486GX
Page 4 of 54
EFTA_R1_02138426
EFTA02713992
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
Episode de la Guerre Coloniale: Noir sur un cheval
cabre
Black chalk and brown ink. watercolor and bodycolor
on blue paper
GERICAULT, THEODORE 8 % x 10 % inches 2.000.000 2.000.000 100% 4CXV3
Three People Around a Dying Man (Le malade)
From the "Sepia album-F"
1812-1823
Brush and sepia ink
DE GOYA. FRANCISCO 8 % x 5 % inches 2.000.000 2,000,000 100% 3XJG3
La bouillie (Beggars Eating Mash)
Black lead. brush and grey wash
DE GOYA. FRANCISCO 8 V. x 5 % inches 2,000,000 2,000,000 100% 409J0
La chanson a boire
Circa 1857-60
Colored crayons, pen and ink and watercolor on paper
DAUMIER, HONORE 9 V. x 13''4 inches 2,000.000 2,000,000 100E:: 3XJDY
Femme au Bain
1879
Signed, dated and inscribed Degas a P. Rossana on
the reverse
Monotype
DEGAS, EDGAR 7 % x 16 % inches 2.000.000 2.000.000 100% 4GPH4
L'Air (premier etat)
1938
Lead
MAILLOL, ARISTIDE 54 % x 100'% x 33 % inches 2.000.000 2,000,000 100% 3ZBBS
Group of Prints: Woodcuts and Engravings Including
DURER. ALBRECHT St. Jerome 2.000.000 2,000,000 100% 73XP3
Diagonal with Curve XVI
1984
Mahogany
KELLY, ELLSWORTH 126 x 50 1/4 x 2 1/4 inches 2,000,000 2,000,000 100% 73LRJ
VAN MECKENEM.
ISRAHEL Group of Prints 2,000,000 2,000,000 100% 73XNV
Oiseau
Edition 6/6
1968
Bronze
MIRO. JOAN 82 % x 63 x 57 '4 inches 1.850.000 1.850.000 100% 3XJCH
REDON. ODILON Les Flews du Mal 1,769,219 100% 99N1R3
Page 5 of 54
EFTA_R1_02138427
EFTA02713993
UN-PLEDGED
IF PARTIAL.
Fair Value (% PARTIAL PROMISED NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER
Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER
Torqued Ellipse IVt i Pi' ir
1998
Weatherproof steel
SERRA, RICHARD 12 feet 3 inches x 26 feet 6 inches x 32 feet 6 inches 3.500.000 1,750.000 Y Y 50% MoMA 3XJCN
Maja y Celestine
Circa 1824-25
Carbon black, touched with red wash, heightened
with graffito on ivory
DE GOYA, FRANCISCO 2 V. x 2 V. inches 1,750,000 1,750,000 100% 3Z3DK
Groupe d'arbres
Circa 1877-80
Watercolor on paper
CEZANNE. PAUL .18 %x 12 % inches 1,750,000 1,750,000 100% 3XJDN
Apres ('audience
1862-65
Charcoal, pen and ink and watercolor on paper laid
down on paper
DAUMIER, HONORE 11 % x 14 Y. inches 1,750,000 1,750,000 100'. 3XJDZ
Contraste de formes
1913
India ink, wash, and gouache on buff paper
LEGER, FERNAND .16 %x 19 Y. inches 1,750,000 1350.000 100. 4CXVH
Venus lila coquille II
One in an edition of ten
1932
Bronze with brown patina
MATISSE, HENRI 12 Yix 8 x9%inches 1,750,000 1,750,000 100% 3Y4711
Femande Olivier
1906
Bronze
PICASSO, PABLO Height: 14 inches 1,750.000 1,750,000 100% 3XY2L
Study for 'Head of Nude with Drapery
1907
Gouache and watercolor on paper, mounted on
canvas
PICASSO, PABLO 12 %x 9 'A inches 1,750,000 1,750,000 100% 3YKD3
Page 6 of 54
EFTA_R1_02138428
EFTA02713994
UN-PLEDGED
IF PARTIAL.
Fair Value (% PARTIAL PROMISED NAME OF
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER
Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER
REDON, ODILON L'araignee en pleurs
1881
Charcoal on paper
19 x 14 % inches 1,750.000 1,750.000 100% 3Y47N
Les Bourgeois de Calais
Jean crAire. height 18 1/2 inches Pierre de Wiessant.
height 18 inches, Jacques de Wiessant, height 18 1/2
inches, Eustache de Saint-Pierre. height 16 3/4
inches. Andrieu d'Andres. height 18 5/8 inches
RODIN. AUGUSTE Bronze 1/50,000 1,750,000 100% 3Y077
Arbres et bateaux
1890
Oil on panel
SEURAT, GEORGES 6 x 9'/. inches 1,750,000 1,750,000 100% 3XJJO
Tief-Ebene (Lowlands)
1932
Signed Klee lower left titled, dated 1932.9 and
inscribed S.CI X on the artist's mount
Watercolor and wash on paper laid down on the
artist's mount
KLEE. PAUL .15 % x 22 % inches 1,750,000 1,750,000 100% 69KDR
III (Ningen 3)
1984 Personage
Basalt with granite base
Column: 71 x 14 x 14 inches
NOGUCHI, ISAMU Base: 9 V. 1,700.000 1,700,000 x 21 x 21 inches 100% 5TCNR
Study of a Lion
Executed circa 1500
Brush and brown wash with white gouache on
blue/green Venetian paper
CARPACCIO. VITTORE 8 %x 11 V. inches 1.700.000 1.700,000 100% 69KCX
LELY. SIR PETER
REDON. ODILON
IVORY COAST A standing figure of a gentleman from the Procession
of the Order of the Garter
Circa 1660
Numbered in pencil on the backing : 1499 and 879
Black oiled chalk, heightened with white chalk on buff
paper
18 V. x11 % inches
La Tentation de Saint-Antoine
Baoule Mask Masque-heaume 'gob glin'
Ivory Coast
Wood
Height: 43 inches 1,648.165 1,648,165
1,573,244
1,573,244 100% 6XTFC
100% 99N1R1
100% 77N111
Page 7 of 54
EFTA_R1_02138429
EFTA02713995
UN-PLEDGED
Artist
STRAET. JAN VEN DER,
CALLED STRADANUS Item Description
Disegni Rappresentanti it Purgalorio Di Dante
Nighieri and /Mtn Disegni rappresentanti Alcuni Canti
del Paradiso di Dante Alighieri
An album of 12 drawn sheets with the respective
captions, executed in pen and brown ink with white
heightening on reddish and golden-brown prepared
parer respectively, in its original binding Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(if not on Appraisal)
1.525.000 PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? OWNERSHIP
100% IF PARTIAL.
NAME OF
OTHER
OWNER IDENTIFIER
99N151
Stehendes Madchen. Karyatide tt (50% interest)
1909.10
Signed
KIRCHNER, ERNST Carved and painted wood
LUDWIG Height: 17 inches 3.000.000 1.500.000 Y N 50% Neue Galerie 4GPS4
Young Woman Surrounded by Witches (Jeune
femme languissante)
From the "Bordeaux album-H"
1824-28
Black chalk
DE GOYA. FRANCISCO 7 %x 6 inches 1,500,000 1,500.000 100% 3XJG5
Baigneuses
Circa 1895-1900
Watercolor on joined paper
CEZANNE, PAUL 6 % x 10' inches 1,500.000 1,500,000 100% 3XJDP
Etude pour racteur and deux profits de Femande
1904-05
Signed and dated Picasso 22 June 09
Pencil on paper
PICASSO. PABLO 19 x 12 4 inches 1,500,000 1,500,000 100% 3Z3DW
Glass-top Table and Eight Side Chairs
The table:
Height: 30 inches
GIACOMETTI. DIEGO Diameter: 5 feet 9 inches 1,500,000 1,500,000 100% SRZJC
Femme nue
1910
Pen and ink and wash on paper
PICASSO, PABLO 16 x 11 % inches 1,500.000 1,500,000 100% 3XJHS
Konigsburg
1932
Oil on linen in artist's frame
KLEE. PAUL 10'/. x 10 % inches 1,500,000 1,500,000 100% 3Z3DN
Page 8 of 54
EFTA_R1_02138430
EFTA02713996
UN-PLEDGED
Artist Item Description
La nounice
Circa 1882
Conte crayon on paper Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
SEURAT, GEORGES 12 % x 9 % inches 1.500.000 1,500.000 100% 3Z88R
Cavalier sur une route
1883
Conte crayon
SEURAT. GEORGES 9 % x 12 % inches 1.500.000 1.500,000 100% 4GPGW
Portrait of Elie Faire
1922
Pencil on paper
PICASSO, PABLO 12'% x 9 % inches 1,500,000 1,500,000 100% 3XJJ6
Gegensatze Abends (Blau and Orange)
1924.25
Signed Klee upper left and indistinctly inscribed top
center; dated 1924 25 and titled Gegensatze abends
on the artist's mount
Watercolor. gouache. pen and ink and pencil on
Ingres paper
mounted on artist's board
KLEE. PAUL Sheet: 8 % x 13''4 inches 1.500.000 1,500.000 100% 4GX8G
Saint Eustace (Mader 60. b; Bartsch 57;
SchochiMende/Scherbaum 32)
Circa 1501
Engraving
DCIRER. ALBRECHT 14 % x 10 % inches 1.500,000 1,500,000 100% 5TFDR
Apocalypse, Passion, Life of the Virgin (Mader 127.
259. 316)
Three woodcut sets, complete with title-pages. bound
DORER, ALBRECHT n a 19th century brown call binding 1,500,000 1,500,000 100% STFDS
L'uomo nuovo
Watercolor on paper
GROSZ. GEORGE 17'4 x 12 inches 1.325,000 1,325.000 100% 5TCQK
WRIGHT OF DERBY. A Grotto in the Gulf of Salerno. Morning and A Grotto
in the Gulf of Salerno, Evening
Chalk on paper
JOSEPH Each: 11 % x 18 % inches 1.300.000 1.300.000 100% 4GX8C
Page 9 of 54
EFTA_R1_02 138431
EFTA02713997
UN-PLEDGED
Artist Item Description
Etude de personnages
1906
30 x 23.5 cm Sotheby's Appraised
Value (July 2013) Fair Value (°/0 PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL,
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
PICASSO, PABLO Gouache and watercolor 1,291.000 100% 99N1P2
A Boy with a Blind Woman
Circa 1824-25
Watercolor on ivory
DE GOYA. FRANCISCO 2 % x 2 % inches 1,250,000 1,250.000 100% 3XJFZ
A Prisoner
Circa 1824-1825
Watercolor on ivory
DE GOYA. FRANCISCO 2 % x 2 Mt inches 1,250.000 1,250.000 100% 3XJG2
Drapery Study with the Christ Child Standing on the
Madonna's left
Knee
Inscribed on the mount Pietro peruchino maestro de
Rafael/de urbino No 14/100 and no 5792-100
Metalpoint. with pen and brown ink and fine brush
and wash heightened with white on pale cream/pink
prepared paper
DI CREDI. LORENZO 10 1/2 x 7 % inches 1.250.000 1.250.000 100% 69KDK
An Extensive Landscape
1645-48
GELLEE. CLAUDE Point of the brush on brown wash on paper
CALLED LE LORRAIN 8 V. x 12 % inches 1,250,000 1,250,000 100% 3XJGS
Nicodemus
1616
RUBENS. SIR PETER Black and white chalk on paper
PAUL 389 x 225 mm 1,250,000 1.250000 100% 69MMF
Study for a Seated Prophet
Black chalk heightened with white, partially pricked
for transfer, unevenly cut to a circle and laid down
SIGNORELLI, LUCA 11 'A x 8 G inches 1.250.000 1.250.000 100% 3Z304
La coiffure
1893
DE TOULOUSE- Oil on board
LAUTREC, HENRI 13 % x 10 % inches 1.250.000 1.250.000 100% 3XJJX
Page 10 of 54
EFTA_R1_02138432
EFTA02713998
UN-PLEDGED
Artist Item Description Fair Value (% PARTIAL PROMISED
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
Value (July 2013) (if not on Appraisal) GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
FRIEDRICH, CASPAR Das grosse gehege
Circa 1824
Oil on canvas
DAVID 7 % x 11 % inches 1,250.000 1,250,000 100% 4GPRX
GIACOMETTI, DIEGO Chandelier 1,250,000 1,250,000 100% 73LRG
L'autobus
1913
Signed and dated G. Severini 1913 lower right
Charcoal on paper
SEVERINI, GINO 21 %x 18 % inches 1.250.000 1.250.000 100% 4GX7Z
Frauenportrait in Rot (Bertha)
1920
Oil on canvas laid down on board in artist's frame
KLEE. PAUL 9 %x 7 % inches 1,200,000 1,200,000 100% 3YP27
Chinesisch II
Signed lower right; also signed, dated 1923 and
numbered 235 bis on the reverse
Oil and ink on board, in artist's frame
KLEE, PAUL 12 % x 8 % inches 1,200.000 1,200,000 100% 4GXJJ
St. Jerome in his Study (Meder 59. a: Bartsch 60)
1514
DORER, ALBRECHT Engraving 1,200.000 1.200.000 100% 5TFDQ
Adam and Eve (Bartsch 1; Meder state Ila of Illd)
1504
With bull's-head watermark (Mader 62)
Engraving
DORER. ALBRECHT 9 % x 7'/. inches 1,100.000 1.100,030 100% 4GXJH
JACQUES DE CHAPEAUROUGE (1744 - 1805)
Pastel on parchment
LIOTARD, JEAN ETIENNE 19 •% x 15% Inches 1,000.000 1,000,000 100% 6XV6Y
KIRCHNER. ERNST Wettertannen (D. H 392)
1919
Signed and inscribed Eigendruk and Wittend 17...18
Woodcut printed in colors
LUDWIG 24 Y. x 13 % inches 1,000.000 1,000,000 100% 4GX7D
Constellation de quatre formes blanches et dune
noire
Constellation (with Four White Forms)
1931
Painted wood, unique
ARP, HANS 27 % x 33 % inches 1.000.000 1.000.000 100% 3XJHT
Page 11 of 54
EFTA_R1_02138433
EFTA02713999
UN-PLEDGED
Artist Item Description
Autoportrait
Circa 1854.55
Black chalk and pencil with stump on paper Fair Value (% PARTIAL PROMISED
Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED)
Value (July 2013) (if not on Appraisal) GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
DEGAS, EDGAR 15 x 11 % inches 1,000.000 1,000.000 100% 3XJF4
Exotische Flusslandschaft
1922
Signed
Watercolor
KLEE. PAUL 10 'A x 7 % inches 1.000.000 1.000.000 100% 4GX7F
Jeune fille a la mantilla (Etude pour L'espagnole aux
fleurs)
Circa 1919
Charcoal and estompe on paper
MATISSE, HENRI 20 1/2 x 16 % inches 1,000,000 1.000,000 100% 3Z300
Composition
1933
Black chalk with collard postcard and botanical
prints on cream laid paper with watermark
MIRO. JOAN .24 % x 18 % inches 1,000.000 1,000.000 100% 3XJH9
Arleguin a la guitare
1916
Pencil on paper
PICASSO. PABLO 12 % x 9 % inches 1.000.000 1.000000 100% 3XJJ5
Rayons
Circa 1884
Conte crayon on paper
SEURAT. GEORGES 9 1/2 x 12'A inches 1,000,000 1,000,000 100% 3XJJR
Mariee juive a Tanger
Circa 1833
Watercolor on paper
DELACROIX, EUGENE 10 % x 13'% inches 1,000.000 1,000,000 100% 3XJF6
Die Schlange
1929
Oil and mixed media on panel In artist's frame
KLEE, PAUL 11 %x 28 % inches 1,000.000 1,000,000 100% 3XJGL
Los Caprichos
1799
DE GOYA. FRANCISCO Set of first edition etchings and lithographs 1.000.000 1.000.000 100% 73LR8
Page 12 of 54
EFTA_R1_02138434
EFTA02714000
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
Untitled (Leda and the Swan)
Oil on board
GERICAULT, THEODORE 39 x 38 cm 1,000,000 1,000.000 100% 73LRK
Tete de taureau
1935
Dated 4 avril XXXV upper right
Colored crayons
PICASSO. PABLO 9 %x 7'/ inches 1000.000 1.000.000 100% 5TCR2
Le Ragout, Forel de Fontainebleau
Circa 1830-1835
COROT, JEAN-BAPTISTE- Oil on canvas
CAMILLE 20 x 24 inches 850.000 850,000 100% 3XJDV
WATTEAU. JEAN- Profile of a Man with a Study of a Hand
Circa 1719
Black and red chalks on paper
ANTOINE 6 1/4 x 9 %inches 800,000 800,000 100% 3XJK4
Isis on the Way
1983-92
Oil and emulsion on canvas with lead airplane
KIEFER, ANSELM 74 % x 102'% inches 800,000 800,000 100% 4GX7S
Portrait du fits de rartiste (recto) and Scene illustrant
un recit
romantique (verso): a double-sided drawing
Circa 1875-85
Pencil on paper (recto). and watercolor and pencil on
paper (verso)
CEZANNE, PAUL 19 % x 12% inches 800.000 800000 100% 4GWZ2
Nature mate
Dedicated A Mademoiselle Henriette Mono Gage
d'Affection
Gouache. colored crayon, sand and charcoal on card
GRIS. JUAN 18 % x 12 1/4 inches 800,000 800.000 100% 3VKCP
INGRES. JEAN-Portrait de Mlle. Jeannette Hayard
1815
Pencil on paper
AUGUSTE-DONIINIOUE 11 x 8 V. inches 800.000 800.000 100% 3XJG9
Taureau et cheval
Dated 25.03.1921 upper right. inscribed 2715 on the
reverse
Pencil on paper
PICASSO, PABLO 8'/. x 10 % inches 800.000 800.000 100% STCOT
Page 13 of 54
EFTA_R1_02 138435
EFTA02714001
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL,
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
La glare noyee
1881
Charcoal on paper
REDON, ODILON 18 x 14 % inches 800.000 800.000 100% 4CXV7
Selbstaldnis
(Self Portrait)
1909
Watercolor, colored crayon, pencil and gold paint on
paper
SCHIELE. EGON 15'% x 11 % inches 800.000 800.000 100% 3YKD7
Pastorale
1924
Signed and dated Mino/23 -10-24 lower right
Pastel. black crayon, India ink and pencil on paper
MIRO, JOAN 18 % x 24'/. inches 800,000 800.000 100% 4GX7V
Femme se reposant
1935
Pen and India ink on paper
MATISSE. HENRI 20 %x 15 % inches 800,000 800,000 100cV, 3XJH2
Melancolia I (Bartsch 74; Mader 75 Ila; Scherbaum
71)
1514
With no watermark
Engraving on laid paper
DURER. ALBRECHT Plate: 9' x 7 7/16 inches 800,000 800,090 100% 4GX83
'An Architectural Fantasy with a Colossal Obelisk
Circa 1747-50
Pen and brown ink, with brown wash and graphite
PIRANESI, GIOVANNI indications
BATTISTA 8 x 10 % inches 800,000 800,000 100% 4GXJK
The Wise and Foolish Virgins
1859
Pen and ink and gray wash, with scratching out
BURNE-JONES. EDWARD 18 x 23'% inches 775.000 775.000 100% 45SWL
Sheet of Studies of a Turbanned Head. a Foot. and
Hands Holding a Sword and a Stick
Red, black. and white chalk on paper
BOUCHER. FRANCOIS 15 x 11 inches 767.753 767.753 100% 74DTX
Page 14 of 54
EFTA_R1_02138436
EFTA02714002
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(if not on Appraisal) PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? OWNERSHIP IF PARTIAL.
NAME OF
OTHER
OWNER IDENTIFIER
View of the Island of Rugen with a Shepard and his
Dogs i 111:.A,
(Easten Coast of Rugen Island with a Shepard)
1805.06
FRIEDRICH, CASPAR Pen and brown ink with brown wash and white
gouache over pencil
DAVID 24 % x 39 inches 1500.000 750.000 Y V 50% Met 4GPH2
Le singe et le masque
1954
Pen and brush and ink on paper
PICASSO. PABLO 9 % x 12 % inches 750,000 750,000 100% 3Z3DY
The Artist's Portfolio, Pont Avon =!.5C
1894
Inside covers: watercolor and gouache over charcoal:
outer cover bound in leather
GAUGUIN, PAUL 3/4 x 10 378 inches 724,000 Y V 50% Met 99N1G1 .16
Femme anise dans un fauteuil
Pencil on paper
Picasso. Pablo .14 1/2 x 10 5/8 inches 721,875 100% 99N1P3
Studies for Hercules Holding a Club Seen in Frontal
View a doublesided drawing IT lt,11.:;1,
Recto: charcoal or soft black chalk, pen and dark
LEONARDO DA VINCI brown ink: Verso: charcoal or soft black chalk 1.400.000 700.000 Y Y 50% Met 3YKD9
Phedre with Cupid and Pegasus
Inscribed In pencil lower right N. Poussln-
Pen and brown ink and brown wash
POUSSIN. NICOLAS 7 %x 10 Y. inches 700,000 700,000 100% 45SWW
Hexen-scene
1921
Watercolor and gouache and collage on paper laid
down by the artist on board
KLEE. PAUL Image: 12 x 9 inches 700,000 700,000 100% 4CXVG
Beatrice
1885
Pastel and pencil on paper mounted on board
REDON, ODILON 13 % x 11 1/4 inches 700.000 700,000 100% 3XJJB
The Reading (La Lecture)
Circa 1780
FRAGONARD, JEAN- Bistre wash over black chalk
HONORE % x 17 % inches 650.000 650.000 100% 3V47C
MULTIPLE ARTISTS .13
A Selection of Early German Prints 650,000 650.000 100% 739GY
Page 15 of 54
EFTA_R1_02138437
EFTA02714003
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(if not on Appraisal) PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? OWNERSHIP IF PARTIAL.
NAME OF
OTHER
OWNER IDENTIFIER
The Three Trees (Bartsch 212: White/Boon, only
state; Hind 205)
1643
With foolscap watermark with five-pointed collar
(Ash/Fletcher 17 A.a)
Etching, drypoint and burin
REMBRANDT VAN RIJN 8 %x 11 inches 650.000 650.000 100% 4GXJD
The Rabbit Hunt
Executed in 1560
Watermark: Gothic P
Etching laid on paper
BRUEGEL I. PIETER 8 % x 11 1/2 inches 625.000 625.000 100% 69KCT
A Vagrant Couple with a Dog
Black chalk, pen and brown ink, framing lines. the
upper left corner made up
REMBRANDT VAN RIJN 6 1/2 x 5 % inches 620,000 620,000 100°,".: 4GPGZ
Virgil Reading the Aeneid to Augustus, Livia. and
Octavia Drawing (Virgile Lisant L'Eneide Devant
Auguste. Livia Et Octave) t
Dated in pen and prows ink 1809 and rewritten in
black chalk 1819
Inscribed in the artist's hand in pen and brown ink
INGRES, JEAN-Pen and black ink, graphite, gray watercolor washes,
white gouache heightening. tont° crayon on blue
paper
AUGUSTE-DOMINIOUE 16 % x 13 % inches 1.500.000 600,000 Y V 40% Mot 69KDN
Recto: Studies of Angels and Children's Heads
Verso: Studies of Legs and Angels
1576.78
Inscribed At Woodbum sale June1854 on verso in
graphite
Black and red chalk on paper
BAROCCI. FEDERICO 9 % x 13 % inches 600,000 600.000 100% 69K2J
Landscape with a Double Flight of Steps and Eight .
Figures
FRAGONARD. JEAN- Bistro wash over black chalk
HONORE 13 x 18 1/2 inches 600,000 600,000 100% 4D9JY
Early Spring
1944
Oil on canvas
AVERY, MILTON .28 x 36 inches 600.000 600.000 100% 3XJK5
Te Faruru
Circa 1891-93
Charcoal, pen, India ink and wash on paper
GAUGUIN. PAUL 13 %x 9 %inches 600.000 600.000 100% 4GXK3
Page 16 of 54
EFTA_R1_02138438
EFTA02714004
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
Chimneypiece
Molded plaster
GIACOMETTI, DIEGO 41 x 59 x 10 % inches 600,000 600.000 100% 5S32X
PRUD'HON. PIERRE- Study for an Allegory of the Rhine River
Black and white chalk with extensive stumping. on
blue paper (faded to ochre)
PAUL % x 16 % inches 600.000 600,000 100% 3XJJ8
TURNER, R.A., JOSEPH .23
Kilgarren Castle, Pembrokeshire
Circa 1828
Watercolor
MALLORD WILLIAM 11 %x 16'/. inches 600.000 600,000 100% 4CXVF
Two Lines Up Excentric - Twelve Feet
Inscribed with the anises signature, dated 1995-96
and numbered 2/3
Stainless steel
Overall height: 232 inches
RICKEY, GEORGE Length of each blade: 144 Inches 600.000 600.000 100% 5TCL7
Knight, Death and the Devil (Bartsch 98: Meder 74b
(of g); Schoch. Mende and Scherbaum 69)
1513
DORER, ALBRECHT Engraving 600.000 600,000 100% 4GWYR
Ariadna I
Inscribed with the artist's initials
Bronze and steel wire
VALDES, MANOLO 161''% x 82 % x 90 ' inches 550.000 550.000 100% 5TCL8
Portrait de Schmareck. tanneur 6 Tanger
Stamped ED lower right
Sanguine and black chalk with watercolor
DELACROIX. EUGENE 10 ' x 7 inches 550.000 550.000 100% 4GXK5
A Landscape with Two Pine Trees in the Center (8.
70: W. 26: Hell.
88)
Circa 1520
ALTDORFER. ALBRECHT Etching 550,000 550,000 100% 5TCPV
Cloud Study
Oil on board
CONSTABLE, JOHN 10 x 14 Inches 550,000 550.000 100% 69KC2
Christ Giving Saint Peter the Keys (Le Christ donnant
les des a Saint Pierre)
Pen and brown ink and brown wash over black chalk
VASARI, GIORGIO 11 % x 8 % inches 535.000 535.000 100% STCPR
Page 17 of 54
EFTA_R1_02138439
EFTA02714005
UN-PLEDGED
Artist Item Description
Landscape with a Farm Building;
Signed and dated lower right (partly cut away) A: van
dyck F. 1632 Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(if not on Appraisal) PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? OWNERSHIP IF PARTIAL,
NAME OF
OTHER
OWNER IDENTIFIER
VAN DYCK, SIR Pen and brown ink with brown wash
ANTHONY 11 % x 7 % inches 1,000.000 500.000 Y Y 50% Met 45SWT
The Bearer of the Banner of the Canton Glarus:
Itr;rest,
(A Landskenecht With the Banner of Glarus)
Signed with the monogram and dated 1521
Pen and brown ink on paper
GRAF. URS % x 7 % inches 1,000.000 500.000 Y Y 50% Met 45SWX .11
Bulls of Bordeaux: a group of four (El American.
Bullfight, Bravo Toro, Diversion)
1825
Crayon lithographs
DE GOYA. FRANCISCO x 16 %Inches 500,000 500,000 100% 3YKCN .11
Portrait of Mlle. Jeanne Farochon
1863.64
COROT. JEAN-BAPTISTE- Oil on canvas
CAMILLE 12'/, x 8 %inches 500.000 500000 100% 3YKCF
Femme anise tenant une quenouille (Clotho la
Meuse)
PRUD'HON, PIERRE- Charcoal with white heightening on blue paper
PAUL 17 % x 11 % inches 500.000 500,000 100% 3XJJ7
Black Stallion in a Stable
1822
Watercolor over pencil on woven paper
GERICAULT. THEODORE 9 Y2 x 12'% inches 500.000 500,000 100% 3XJFG
Baronne Chades-Atharase Walckenear, nee Marie-
Jeanne-Antoinette- Josephine Mancotte
1825
Signed and inscribed lower right
INGRES, JEAN- Pencil on paper
AUGUSTE-DOMINIQUE 12 % x 9 Yi inches 500.000 500.000 100% 4GPRY
Gelatin
Circa 1880-85
Watercolor and gouache on paper
MOREAU. GUSTAVE 14 % x 9'/. inches 500.000 500.000 100% 3XJHD
Martha sur un divan
Circa 1900
Oil on cardboard
BONNARD. PIERRE 17 % x 16 V. inches 500.000 500.000 100% 323CW
Page 18 of 54
EFTA_R1_02138440
EFTA02714006
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
Portrait presume de Gioacchino Rossini
1819
INGRES. JEAN- Pencil on paper
AUGUSTE-DOMINIOUE 11 % x 8 V. inches 500.000 500.000 100% 3XJGC
La dense
1911
Pen and ink on tracing paper
MATISSE. HENRI Image: 4 % x6 % inches 500,000 500.000 100% 3XJGZ
Sujet Allegorique (David et Goliath)
Charcoal on paper
REDON. ODILON 18 x 18 '4 inches 500,000 500.000 100% 3XJJD
La chute de Phaeton
Circa 1891
Charcoal and black chalk on buff paper
REDON, ODILON 20 Y. x 14 % inches 500,000 500,000 100E:: 3XJJD
A Landskneeht Turned to the Left Carrying a Halberd
(recto) and Two
Studies of Coats of Arms (verso): a double-sided
drawing
SCHAUFELEIN THE Pen and black and brown ink, watermark high crown
ELDER, HANS 10 x 6 inches 500.000 500.000 100% 4B6GY
Jeunes Idles cueillant des flours devant la mer
Circa 1894
Oil on board
DENIS. MAURICE 17 % x 14 % inches 500.000 500,000 100% 4CXVL
Liegender Weiblicher Akt
1918
Black crayon on paper
SCHIELE, EGON 11 % x 18 % inches 500,000 500,000 100% 3Z3F2
Rome, La Vasque de la Villa Medici
COROT. JEAN-BAPTISTE-Oil on paper laid down on cradled panel .
CAMILLE 77. x 11 % inches 500.000 500,000 100% 4GWYZ
DUTCH AND FLEMISH, Group of prints including examples by Lucas van
16TH CENTURY Leydens and Brueghel 500,000 500,003 100% 73XPB
EARLY ITALIAN AND
SPANISH Group of prints including The Campagnola 500.000 500,030 100% 73X04
Landscape with Three Gabled Cottages Beside a
Road (B.217)
1650
Etching and drypoint
REMBRANDT VAN RIJN 6 V. x 8 inches 500,000 500.000 100% 69KD3
Page 19 of 54
EFTA_R1_02 138441
EFTA02714007
UN-PLEDGED
Artist Item Description
Untitled
Executed in 1937
Iron on a steel base Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
%, OWNER IDENTIFIER
SMITH, DAVID 17 % x 5' x 2 inches 500,000 500.000 100% 6XTFT
TINTORETTO. JACOPO Study of male nude lying on the ground
Black chalk on blue paper
ROBUSTI. CALLED 8 V. x 7 % inches 500000 500,000 100% 6D7PY
WATTEAU, JEAN- Untitled (Cottage) (Landscape after Campagnola)
Red chalk on paper
ANTOINE 14 % x 15 V. inches 500.000 500,000 100% 69W2V
*The Ghost of Septimus Severus Appearing to
Caracalla. After the Murder of His Brother
Signed and dated j.l. David inv. et fecit in grey ink
lower right
Pen, grey and brown ink and grey wash over black
chalk with touches
of white heightening
DAVID. JACQUES-LOUIS 9 %x 12 inches 480.000 480,000 100% 4GPGY
Paris and Helen
Pen and ink with traces of black crayon and grey
wash annotated by David in the candelabra
Amores Hel/nis Paridis annotated on the mount
DAVID, JACQUES-LOUIS David avid 82 464,230 464,230 100% 5TFDJ
St. John The Evangelist
Inscribed in pencil No 4/ St. Jean par Cigoll 1559 -
1613/ 68. on the backing
Pen and dark brown ink and grey wash heightened
with white over black chalk
CARRACCI, LUDOVICO 39.6 x 22.5 cm. 460,165 460,165 100% 6XTGT
TIEPOLO, GIOVANNI The Firing Squad
Circa 1800
Signed lower center Dom. Tiepolo f.
Pen and brown ink with brown wash over black chalk
DOMENICO 13'% x 18 % inches 450.000 450.000 100% 3XJJT
Satan dominant le monde
1877
Charcoal on paper
REDON. ODILON 14 x 10 % inches 450.000 450,000 100% 3XJJF
Conrad
2009
Paintstick on handmade paper
SERRA. RICHARD 78 % x 78 '4 inches 450,000 450,000 100% 5TCK,,
Page 20 of 54
EFTA_R1_02 138442
EFTA02714008
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
Olson
2010
Paintstick on handmade paper
SERRA. RICHARD 78 1/2 x 78 1/2 inches 450,000 450,000 100% 510(4
Reclining Woman to the Right
Circa 1912-13
Signed Gustav/Klimt within an oval, lower right
Pencil, red and blue crayon on paper
KLIMT. GUSTAV .14 % x 21 % inches 450.000 450,000 100% FICK9
Los desastres de la guerra
1863
DE GOYA. FRANCISCO Set of first edition etchings and lithographs 450.000 450,000 100% 73LRC
Self Portrait
1915
Signed Ensor/1915 lower center
Colored wax crayons on paper
ENSOR, JAMES 9 x 6 inches 450.000 450,000 100% 69KDL
GREUZE. JEAN- Portrait of a Young Gentleman
Black and red chalk and stumping, within brown ink
framing lines
BAPTISTE .14 x 12 inches 413,056 413,056 100% 74DW7
Cloud Study (recto) and Suffolk Landscape with a
Cloudy Sky (verso): a double-sided drawing
Watercolor over pencil
CONSTABLE. JOHN 4 Yr x6 %inches 400.000 400,000 100% 4GWYM
Triple L Excentric Gyratory Gyratory
1993
Stainless steel
RICKEY. GEORGE Height: 20 feet 400.000 400,000 100% 4GPH6
Homage to Susan Sontag
1982
Oil on canvas
TANSEY. MARK 22 x 36 inches 400,000 400,000 100% 3XJ8P
Pink Swirl
1988
Oil on panel
THIEBAUD. WAYNE 15 x 12 inches 400,000 400,000 100% 3XJBO
TIEPOLO, GIOVANNI Christ Calling the Fishermen
Circa 1735
Pen and brown ink with brown wash over black chalk
BATTISTA 16 1/2 x 11 1/2 inches 400,000 400,000 100% 4CXVD
Page 21 of 54
EFTA_R1_02138443
EFTA02714009
UN-PLEDGED
Artist Item Description
Tigre se lechant la patte
Circa 1853-55
Oil on canvas Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
DELACROIX, EUGENE 9 % x 12 V. inches 400.000 400.000 100% 3YKCH
Satyre
1877
Charcoal on paper
REDON. ODILON 11 x 9'/. inches 400,000 400,030 100% 3Y47M
Figures in a Landscape
1905
Watercolor on paper
DERAIN, ANDRE 19 x 25 inches 400,000 400,000 100% 5C2WC
Nature morte au cafetiere
1917
Pencil and charcoal on paper
GRIS. JUAN 18'4 x 12 % inches 400.000 400,000 100% 3XJG6
Portrait of a Woman with a Veil
1632-35
Black and red chalk
VOUET. SIMON 10% x8 % inches 400.000 400.000 100% 69MMG
The Four Horsemen (Bartsch 64: Meder 167b)
Circa 1496-97
With large imperial orb watermark (Mader 53)
Woodcut
DORER. ALBRECHT 15 'Axil% inches 360,000 360,000 100% 4GXJN
A mounted soldier, seen from behind
Black, red and white chalk on buff paper
FOSSE. CHARLES DE LA 12 % x 8 % inches 360,000 360,000 100% 6XV7B
Escalier dans les jardins de la villa Fames° a
Caprarola
Signed Robert, lower right
Red chalk on paper
ROBERT, HUBERT Sight: 13 V. x 17 V. inches 353.943 353.943 100% 6)0/82
SPRANGER,
BARTHOLOMAEUS The Temptation of Adam
Circa 1570
Signed B Sprangers fecit
Black chalk. pen and brown ink, brown and gray wash
heightened with white on paper
9 % x 7 inches 350.000 350000 4GPRQ
Page 22 of 54
EFTA_R1_02138444
EFTA02714010
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(if not on Appraisal) PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? OWNERSHIP IF PARTIAL.
NAME OF
OTHER
OWNER IDENTIFIER
DAVIS, STUART Mist in Search of a Model
1931
Gouache on paper
11 x 19 inches 350.000 350.000 100% 3Y470
DAUMIER, HONORE La defense
Pen and ink and wash on paper
7 % x 8 % inches 350.000 350,000 100% 4D9JJ
MONET. CLAUDE Les Nympheas avec saule
Aquarelle
9 x 5 % inches 350.000 350,000 100% STCOM
REDON, ODILON Le cube (L'oeil)
Charcoal on paper
17 x 11 % inches 350,000 350,000 100% 4GX84
MODIGLIANI. AMEDEO Caryatid, Frontal View, with Background, Hands
Behind her Head
1911
Signed and dated Modigliani 2 Juillet 011 lower right
Black crayon 350.000 350,000 100% 45SWP
MASTER L. CZ. Untitled
Print 350,000 350,000 100% 73XN0
NOLDE, EMIL Junges Pear (S. L52)
1913
Lithograph printed in colors
Approximately 24 X x 20 inches 350,000 350.000 100% 73LR3
(AMER, ALBRECHT Coat of Arms with a Skull
Executed in 1503.
Engraving on paper
87, x 6 5(16 inches 338.500 338,500 100% 6XTHZ
DORER. ALBRECHT Saint Anthony Reading
Engraving, 1519, without watermark, a superb Meder
a impression, with narrow margins, in excellent
condition
Executed in 1519.
Engraving on paper
3% x 5% inches 336,500 336.500 100% 6XTHV
Louis de Lorraine-guise. Prince de Phalsbourg, in
Armour, on Horseback: 5r. - n,tefes•.;
Black chalk, brown wash, the outlines of horse and
rider pricked for transfer and partly indented
CALLOT, JACQUES 9 %x 13 inches 600.000 300,000 Y Y 50% Met 45SWV
Page 23 of 54
EFTA_R1_02138445
EFTA02714011
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(if not on Appraisal) PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
CARRACCI, ANNIBALE Return of the Prodigal Son
Pen and brown Ink and brown and gray wash
15 x 10 inches 300,000 300.000 100% 72WP4
AVERY. MILTON Sentinels
1956
Oil on canvas
34 x 38 inches 300.000 300.000 100% 3XJK6
TIEPOLO. GIOVANNI A Moorish Nobleman
1749
Signed and inscribed on verso I.F.C.M./No 310411069
Red chalk heightened with white on blue paper
BATTISTA 12 V. x 9 % inches 300.000 300,000 N Y 100% 3YKD8
ENSOR, JAMES The Entry of Christ into Brussels in 1889 on the Day
of Mardi Gras
Executed in 1898
Etching. hand-colored with gouache and watercolor
9% x 14 1/2 inches 300.000 300.000 100% 6XTFR
GIACOMETTI. ALBERTO Pair of torcheres
Bronze
Height: Approximately 60 inches 300.000 300.000 100% 3XJFJ
MATISSE, HENRI Autoportrait
1944
Pen and ink on paper
15 V.. x 10 '/. inches 300.000 300,000 100% 3XJH3
REDON. ODILON Caliban
1880
Charcoal on paper
18'% x 14 % inches 300,000 300,000 100% 4GX85
RODIN, AUGUSTE The Age of Bronze
Stamped Alexis Rudier
Bronze with brown and green patina
Height: 25 1/2 inches 300.000 300,030 100% 4CXV8
RODIN. AUGUSTE Le penseur
1880
Bronze with brown and black patina
Height: 14 % inches 300.000 300,000 100% 4CXV9
BECKMANN, MAX Kleines Rosenstilleben mit blauem Spiegel
1927
Oil on canvas
10 % x 25 1/2 inches 300.000 300000 100% 4CXVO
Page 24 of 54
EFTA_R1_02138446
EFTA02714012
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(if not on Appraisal) PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
Study of a Man Seen from Behind
Black, red and white chalk on light brown paper
JORDAENS. JACOB 18 V. x 12 V. inches 300.000 300000 100% 69KDP
Untitled
VASARI. GIORGIO Work on paper 300.000 300000 100% 73LR6
Superficie bianca
1976
Signed and titled on the stretcher
CASTELLANI. ENRICO Tempera on shaped canvas 275.000 275.000 100% 4GWZ4
*Sleeping Nude
Stamped with initials J.F.M. lower left
Charcoal stumping on paper
MILLET. JEAN•FRANCOIS 8 x 11 inches 275.000 275.000 100% 57635
Recto: Deux lilies d'orienlaux (The Heads of Two
Turbaned Men)
Verso: Un mamelouk debout
1822
Watercolor over black crayon
GERICAULT. THEODORE 5 V. x 8 inches 250.000 250,000 N Y 100% 3XJFH
Landing
1988
Lead. fiberglass and air
GORMLEY. ANTONY 22 x 87 x 22 inches 250,000 250,000 100% 3YKC8
Vampyre (5.34: W.41)
1895-1902
Signed in pencil
Combination lithograph and woodcut printed in five
colors on offwhite
MUNCH, EDVARD Japan paper 250.000 250.000 100% 3YKCY
Satyr Crowned with Vine Leaves
Pen and brown ink with bistro wash
ROMANO, GIULIO 27.9 x 19.4 cm 250.000 250.000 100% 6/0/77
Falconry Tapestry
Circa 1490
TOURNAI Approximately 6 feet 9'4 inches x 8 feet 3 % inches 250.000 250,000 100% 4B6FX
Calla Lillies
1928
Oil on board
HARTLEY, MARSDEN 23 'A X 19 V. inches 250.000 250,000 100% 3XJ03
Autoponrait
1938
Charcoal on paper
GIACOMETTI. ALBERTO 10 x 8 % inches 250.000 250,000 100% 3XJFM
Page 25 of 54
EFTA_R1_02138447
EFTA02714013
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
Jean-Paul Sartre
1949
Pencil on paper
GIACOMETTI, ALBERTO 11 % x 8 % inches 250.000 250.000 100% 3XJFN
INGRES, JEAN-Portrait de Monseigneur Gabriel Cortois de Pressigny
(1745-1823)
1816
Pencil and watercolor on paper
AUGUSTE-DOMINIOUE 11 % x 7 % inches 250.000 250.000 100% 3XJGB
Sun Line
2008
Red slate
LONG, RICHARD 26 inches x 37 inches x 71 feet 6 inches 250.000 250,000 100% 5TD02
Comish Slate Cross
2007
LONG, RICHARD Delabole slate 250,000 250.000 100% 5TDOC
Le jeune homme et la mon (Hommage A Chasseriau)
Circa 1865
Watercolor on paper
MOREAU. GUSTAVE 10 % x 5'4 inches 250.000 250.000 100% 4D9JH
PRUD'HON, PIERRE- Portrait de Madame Peen de Saint-Gilles
1822
Oil on canvas
PAUL 28 x 23 V. inches 250.000 250,000 100% 3Z6Y5
L'amateur d'estampes
1860-2
Pencil and crayon over charcoal on paper
DAUMIER, HONORE 14 V. x 11 % inches 250,000 250,000 100% 6910D2
Reclining Woman with Bent Arms
Circa 1916-17
Signed GUSTAV/KLIMT lower right
Pencil on chamois simili Japan paper
KLIMT, GUSTAV 14 •% x 22 % inches 250,000 250,000 100% 5TCL3
Mohn and Ritterspoon
Watercolor on paper
NOLDE. EMIL 13 % x 18 inches 250.000 250.000 100% 4CXVV
Poinsettia (La flour rouge)
Pastel on paper
REDON. ODILON 26 %x 19 % inches 250.000 250.000 100% 4CXVW
Page 26 of 54
EFTA_R1_02138448
EFTA02714014
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(if not on Appraisal) PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? OWNERSHIP IF PARTIAL.
NAME OF
OTHER
OWNER IDENTIFIER
Nemesis (The Great Fortune) (Bartsch 77: Mader 72
Ila (of I);
Schoch, Mende and Scherbaum 32)
Circa 1501
With high crown watermark (Mader 20)
Engraving
DURER, ALBRECHT 13 ' x 9 inches 250.000 250.000 100% 4GWY0
Standing Male Nude (recto), Seated Male Nude
(verso)
PIAZZETTA. Red chalk, heightened with white
GIAMBATTISTA 22 'A x 13 'A inches 240.000 240.000 100% 69MLY
Brushstrokes Cut into Thirty-five Squares and
Arranged by Chance
1951
Ink and collage on paper
KELLY, ELLSWORTH 4 x4 V. inches 225000 225.000 100°.: 69MMS
Kurt Schvritters: Schriftstellar
1921.22
Collage and montage on card
SCHWITTERS, KURT 12 V. x 10 inches 225,000 225,000 3XJJN
The Triumph of Pompey*
Watercolor. gouache. pen and black ink. graphite.
black chalk
underdrawing on white laid paper, mounted to an
album page
DE SAINT-AUBIN. Circa 1760
GABRIEL 8'/. x 15'A inches 400,000 200,000 Y N 50% Met 4B6GV
The Confederates Arriving at the Ruth
1778
Brown ink and wash on paper
FUSELI, HENRY .10 % x 15 % inches 200.000 200.000 100% 3Z3DF
Seeing and Showing
1991/92
Lead, fiberglass. and air
GORMLEY, ANTONY 37'% x 35 x 17'/. inches 200.000 200,000 100% 4CXVP
Etude preparatoire pour "Le jeu d'echecs"
Circa 1815
Black crayon on paper
BOILLY, LOUIS LEOPOLD 8 % x 13'/. inches 200,000 200,000 100% 4GX7L
Page 27 of 54
EFTA_R1_02138449
EFTA02714015
UN-PLEDGED
Artist Item Description
Portrait of a Revolutionary in Profile Facing Left
Annotated Dessine par Louis David en moins de vingt
minutes et sur le genus, dans les prisons des 4
nations, le 3 messidor au 3 dIR, on the reverse
Pen and ink on paper Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL,
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
DAVID. JACQUES-LOUIS Diamerter: 17.6 cm. 200.000 200.000 100% 6XSXV
Together and Apart
Edition 115
1998
Cast iron
GORMLEY, ANTONY 74 x 18 % x 12 % inches 200.000 200.000 100% 3YKC5
The Angel of Death
Signed Odilon Redon, lower right
Charcoal on paper
REDON, ODILON 49.5 x 28 cm. 200.000 200.000 100% 6XV7Y
Sir Galahad
Circa 1858
Pen and India ink over black lead on joined paper
BURNE-JONES. EDWARD 12 % x 14 % inches 200.000 200.000 100% 3XJDL
Console a plateaux, modOle aux grenouilles
Circa 1984
Bronze with brown-green patina
GIACOMETTI, DIEGO 35 x 47 x 16 inches 200.000 200.000 100% 3XJFP
Console a plateaux, models aux grenouilles
Circa 1984
Bronze
GIACOMETTI, DIEGO 35 x 47 inches 200,000 200,000 100% 3XJFS
Console table with shelf, model with frogs
Circa 1980
Bronze with green patina
GIACOMETTI, DIEGO 35 x 50 x 15 inches 200.000 200,000 100% 3XJFT
Console table with shelf, model with frogs
Circa 1980
Bronze with green patina
GIACOMETTI. DIEGO 35 x 50 %x 15'/. inches 200.000 200,000 100% 3XJFV
The Fish
1932-33
Oil on cardboard
HARTLEY. MARSDEN 15 x 24''4 inches 200.000 200.000 100% 3XJ04
Page 28 of 54
EFTA_R1_02138450
EFTA02714016
UN-PLEDGED
Artist
.40 Item Description Sotheby's Appraised
Value (July 2013) Fair Value (%
Ownership) or Cost
(if not on Appraisal) PARTIAL PROMISED
INTEREST (PLEDGED)
GIFT? IF PARTIAL.
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
Eve a la pomme
1899
Bronze
MAILLOL. ARISTIDE Height: 23 inches 200.000 200.000 100% 4CXVN
Awes le bain t
(Leaving the Bath) (Seated Bather)
Circa 1861
Pen and sepia ink with wash, over red chalk with
corrections in black chalk on thin wove paper
MANET. EDOUARD 10 1/4 x 8 inches 200.000 200.000 N Y 100% 3XJGV
Le Cerf Volant
1890
Charcoal on paper
REDON. ODILON 14 1/4 x 12 % inches 200,000 200,000 100% 3XJJH
Airplanes
2008
Ash on linen
ZHANG HUAN 98 V. x 189 inches 200,000 200,000 100% 4GX7O
Chrysanthemum
Watercolor and gouache on paper
MONDRIAN. PIET 12 x 9 inches 200,000 200,000 100% 3Z3D2
Los Proverbios (or Los Disparates)
1864
DE GOYA, FRANCISCO Set of first edition etchings and lithographs 200.000 200.000 100% 73LR9
Celebration en l'honneur du dieu Pan
Pen, gouache and red chalk wash, heightened with
white
GILLOT. CLAUDE 8 1/4 x 12 % inches 200.000 200,000 100% 6BT8W
Afar (Memory Door Series)
2007
Silkscreen mounted on carved antique wood door
Zhang Huan 5 feet 1 inch x 9 feet 61/2 inches x 4 inches 195,075 100% 99N I ZI
The Virgin with the Rosary on the Crescent
Ca. 1450
Engraving
MASTER E. S. 7. 7:6.3 an 190,531 100% 99N1M1
Solid No. 3
2007
Paintstick on handmade paper
SERFtA. RICHARD x 40 inches 180,000 180.000 100% 4GWYS
Page 29 of 54
EFTA_R1_02138451
EFTA02714017
UN-PLEDGED
Artist Item Description Sotheby's Appraised
Value (July 2013) Fair Value (% PARTIAL PROMISED
Ownership) or Cost INTEREST (PLEDGED)
(if not on Appraisal) GIFT? IF PARTIAL,
NAME OF
OWNERSHIP OTHER
OWNER IDENTIFIER
Solid No. 11
2008
Paintstick on handmade paper
SERRA. RICHARD 40 x 40 inches 180,000 180,000 100% 4GWYT
*Solid No. 13
2008
Paintstick on handmade paper
SERRA. RICHARD 40 x 40 inches 180.000 180.000 100% 4GXJL
Group of Seven Horses (Bartsch 56: Hollstein 238:
Mende 77;
Shestack 83)
1534
BALDUNG. HANS Woodcut 180.000 180,000 100% 4GXJM
Handicraftsman (from the Memory Door series)
2007
Silkscreen mounted on carved antique wood door
ZHANG HUAN 58 % x 125 x 6 % inches 180,000 180000 100% 4GX7M
Broomcorn Field (from the Memory Door series)
2008
Silkscreen mounted on carved antique wood door
ZHANG HUAN 55 % x 110 % x 6 inches 180000 180.000 100% 4GX7N
Stairs (from the Memory Door s
📷 Images in this document (54 detected; 6 largest described)
AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.
[Image 1] The image shows a financial document, which appears to be a statement or invoice. It lists various transactions with columns for date, description, amount, and balance. The document includes numerical values and some text descriptions of the transactions. The visible text includes names, dates, and numerical figures, but the specific details are not clear due to the resolution of the image. The do
[Image 2] The image appears to be a photograph of a printed document, specifically a financial statement or report. It contains a table with various columns, including "Date," "Description," "Amount," and "Balance." The document lists several transactions with corresponding figures, indicating income and expenses. The visible text includes names, dates, and numerical values, but the specific details are not
[Image 3] The image shows a financial document, which appears to be a statement or invoice. It lists various transactions with columns for date, description, amount, and balance. The transactions include items such as "Membership Fee," "Subscription," "Donation," and "Sale of Goods." The amounts are in a currency that is not specified, but it looks like it could be a dollar-based currency given the format.
[Image 4] The image shows a document with a table of figures, likely a financial or accounting report. The table is organized with columns that include "Description," "Amount," and "Balance." There are rows of figures with corresponding amounts, indicating income or expenses. The document appears to be a scanned copy, and the text is not entirely clear due to the resolution and angle of the scan. The visibl
[Image 5] The image shows a document with a table that appears to be a financial statement or a record of transactions. The table is organized with columns that include "Date," "Description," "Amount," and "Payment." There are entries listed under each column, indicating transactions such as "Rent," "Utilities," "Food," and others. The amounts are listed in a currency, likely dollars, and there are totals a
[Image 6] The image shows a document with a table of financial transactions. The table includes columns for date, description, amount, and vendor. There are entries for various expenses, such as "Rent," "Utilities," "Food," and "Travel," with corresponding amounts listed next to each entry. The document appears to be a financial statement or report, possibly from a business or organization. The text is blac