Document text
for Drs. Fauci and Rosenberg. https://www.dandavidprize.org/prize/prize-nominations
Linda D. Simmons
NIH Ethics Office (NEO)
National Institutes of Health
Bethesda, MD
@nih.gov
(NEO)
(direct)
https://ethics.od.nih.gov
Released by Chairman Rand Paul
From: Weaver, Gretchen (NIH/OD) [E] < @od.nih.gov >
Sent: Friday, January 29, 2021 3:18 PM
To: Jaffe, Holli Beckerman (NIH/OD) [E] < @od.nih.gov >
Subject: RE: Dan David Prize
Holli: Here is discussion from 2011. If you can confirm that nothing has changed, including the
“attendant events” that are now mentioned on the web site, this should be helpful. I did all of the
leg work. Ed took this information to OGE and OGE accepted the award as bona fide even though
the subject area to be recognized changes, etc.:
The Dan David Foundation awards three $1 million Dan David Prizes each year (since 2002),
recognizing past, present, and future achievements. For each time dimension, a field is chosen, and
one or more recipients are selected. If more than one recipient is selected in a field, the cash prize is
shared. The categories for 2012 are: Past – History/Biography; Present – Plastic Arts; and Future –
Genome Research. Notably, laureates donate 10% of their prize money to graduate students of
their choice. NASA and DOE employees are among the prior recipients (they received the award in
2007). International panels of experts in each of the fields to be recognized evaluate the nominees
based upon the description of each field of recognition posted on the web site and submit reports to
the Dan David Prize Board (an international panel selected by the Dan David Foundation Board). The
DDP Board makes the final determination as to which nominee(s) in each category have achieved
that which the prize is intended to recognize (as described in the category descriptions). More
information is available at: http://www.dandavidprize.org/ , including the composition of the DDP
Board.
After reviewing the web site, other publicly available information, and the materials our NASA
colleagues were able to provide, I made contact with the Chair of the Dan David Foundation Board,
Professor Itamar Rabinovich, and the administrative Director of the Prize, Ms. Smadar Fisher. Based
on all of the information I have been able to obtain , it appears that the Prize program is “owned” by
the Dan David Foundation, although there is a relationship between it and Tel Aviv University
pursuant to which Tel Aviv provides space and administrative support for the award program.
Professor Rabinovich was the President of Tel Aviv University when Dan David began his Foundation
and an agreement was reached. Professor Rabinovich confirmed that the Foundation could opt to
move the administrative headquarters of the Prize out of the University.
Upon review of the web site, you may also notice reference to French Collaboration. The Dan David
Foundation entered into an agreement with the French Government in 2006. Professor Rabinovich
has said that this was intended to further the international outreach efforts of the Foundation. In
alternating years the Prize ceremony is held in France. In exchange, two or three seats on the Dan
David Prize Board “belong” to the French. The current composition of the Board is at:
http://www.dandavidprize.org/about/about-the-board.html .
Released by Chairman Rand Paul
Based upon the available information, and in light of OLC’s opinions (particularly the more recent
award opinion covering the President’s Nobel Prize), I do not think the Dan David Prize implicates
the Emoluments Clause or the Foreign Gifts and Decorations Act.
Although Tel Aviv University is an NIH grantee, I do not think the Dan David Prize implicates our
Supplemental Standard because the Prize appears to be from the Dan David Foundation, a separate
entity that does not appear to be a grantee or otherwise have any business dealings with the NIH.
Moreover, although the recipient is expected to give a lecture (at a symposium, and in addition to
acceptance remarks during the presentation ceremony), the Dan David Prize appears to be a bona
fide award made as part of an established program of recognition that an NIH employee, including
Dr. Collins, might be permitted to accept (assuming no change in the program or other individualized
issue). Again , the award appears to be from the Dan David Foundation. I have found no record of
any business interactions between NIH and the Dan David Foundation, so OGE’s source limitation is
not an issue. Although there is a symposium at which the recipients are expected to give a
presentation, I have been told they give talks about their work over the course of their careers,
rather than current science and theory, and $1 million is far outside of the range of typical honoraria
paid for individual presentations. From videos available on the internet (at sites not presently
blocked by NIH security measures), it appears that the Prize ceremony is quite elaborate, well-
attended, and in keeping with what we expect such an event to “look like.” Press reports that
coincide with the announcement of each year’s winners appear to reflect that this is a significant
award/honor.
Gretchen H. Weaver, J.D.
Supervisory/Senior NIH Ethics Counsel
DHHS/OGC/Ethics Division
phone:
fax:
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From: Jaffe, Holli Beckerman (NIH/OD) [E] < @od.nih.gov >
Sent: Friday, January 29, 2021 2:16 PM
LectureReleased by Chairman Rand Paul
Released by Chairman Rand Paul
Released by Chairman Rand Paul
From:"Conrad, Patricia (NIH/NIAID) [E]" < @niaid.nih.gov>To:"Fauci, Anthony (NIH/NIAID) [E]" < @niaid.nih.gov>Cc:"Folkers, Greg (NIH/NIAID) [E]" < @niaid.nih.gov>Subject:FW: DECISION: Anthony FAUCI's NIH 2854 approvedDate:Sat, 10 Apr 2021 11:52:15 -0400Importance:NormalCongratulations....you're rich!-----Original Message-----From: Bennett, Arthur (NIH/NIAID) [E] < @niaid.nih.gov>Sent: Friday, April 9, 2021 4:44 PMTo: Conrad, Patricia (NIH/NIAID) [E] < @niaid.nih.gov>Subject: FW: DECISION: Anthony FAUCI's NIH 2854 approvedAt last!!!!!!!-----Original Message-----From: NIHNEES < @mail.nih.gov>Sent: Friday, April 9, 2021 4:43 PMTo: Fauci, Anthony (NIH/NIAID) [E] < @niaid.nih.gov>; Bennett, Arthur (NIH/NIAID) [E]< @niaid.nih.gov>Cc: Bennett, Arthur (NIH/NIAID) [E] < @niaid.nih.gov>Subject: DECISION: Anthony FAUCI's NIH 2854 approvedSYSTEM-GENERATED MESSAGE; PLEASE DO NOT REPLY TO THIS MESSAGE VIA EMAIL.The NIH 2854 for Dan David Prize has been approved.Please go to https://nees.nih.gov and log in as employee/filer. Choose View the report, then click on the View/Print tab toopen the pdf Request.Remember, you are recused from all specific party matters where the award donor organization is a party to the matter, forone year following the date you will receive the award. This means that you may not participate in any official Governmentmatter (e.g., grant or contract) in which the award donor is also a party (e.g., the grantee or contractor) until one yearfollowing the date you receive the award. If anyone attempts to discuss a Government matter involving the donororganization, please stop the discussion and refer the individual to your supervisor. If you have questions, contact your IC'sethics office. Contact information is available at http://ethics.od.nih.gov/coord.pdf. Released by Chairman Rand Paul
From:"Folkers, Greg (NIH/NIAID) [E]" < @niaid.nih.gov>To:"Conrad, Patricia (NIH/NIAID) [E]" < @niaid.nih.gov>Subject:RE: DECISION: Anthony FAUCI's NIH 2854 approvedDate:Sat, 10 Apr 2021 11:58:34 -0400Importance:NormalI want my 15% Released by Chairman Rand Paul
From:"Fauci, Anthony (NIH/NIAID) [E]" < @niaid.nih.gov>To:"Conrad, Patricia (NIH/NIAID) [E]" < @niaid.nih.gov>Subject:RE: DECISION: Anthony FAUCI's NIH 2854 approvedDate:Sat, 10 Apr 2021 16:43:40 -0400Importance:Normal -----Original Message-----From: Conrad, Patricia (NIH/NIAID) [E] < @niaid.nih.gov>Sent: Saturday, April 10, 2021 11:52 AMTo: Fauci, Anthony (NIH/NIAID) [E] < @niaid.nih.gov>Cc: Folkers, Greg (NIH/NIAID) [E] < @niaid.nih.gov>Subject: FW: DECISION: Anthony FAUCI's NIH 2854 approved Congratulations....you're rich! -----Original Message-----From: Bennett, Arthur (NIH/NIAID) [E] <@niaid.nih.gov>Sent: Friday, April 9, 2021 4:44 PMTo: Conrad, Patricia (NIH/NIAID) [E] <@niaid.nih.gov>Subject: FW: DECISION: Anthony FAUCI's NIH 2854 approved At last!!!!!!! -----Original Message-----From: NIHNEES <@mail.nih.gov>Sent: Friday, April 9, 2021 4:43 PMTo: Fauci, Anthony (NIH/NIAID) [E] <@niaid.nih.gov>; Bennett, Arthur (NIH/NIAID) [E]<@niaid.nih.gov>Cc: Bennett, Arthur (NIH/NIAID) [E] <@niaid.nih.gov>Subject: DECISION: Anthony FAUCI's NIH 2854 approved SYSTEM-GENERATED MESSAGE; PLEASE DO NOT REPLY TO THIS MESSAGE VIA EMAIL. The NIH 2854 for Dan David Prize has been approved. Please go to https://nees.nih.gov and log in as employee/filer. Choose View the report, then click on theView/Print tab to open the pdf Request. Released by Chairman Rand Paul
Remember, you are recused from all specific party matters where the award donor organization is a party to thematter, for one year following the date you will receive the award. This means that you may not participate inany official Government matter (e.g., grant or contract) in which the award donor is also a party (e.g., thegrantee or contractor) until one year following the date you receive the award. If anyone attempts to discuss aGovernment matter involving the donor organization, please stop the discussion and refer the individual to yoursupervisor. If you have questions, contact your IC's ethics office. Contact information is available athttp://ethics.od.nih.gov/coord.pdf.Released by Chairman Rand Paul
Released by Chairman Rand Paul
From:Dan David Prize < @tauex.tau.ac.il>To:" @niaid.nih.gov'" < @niaid.nih.gov>Subject:Dan David Prize - Bank TransferDate:Tue, 11 May 2021 06:13:57 -0400Importance:NormalAttachments:Watch_the_ceremony.3.pdf; Anthony_Fauci_-_Swift.pdfDear Dr. Fauci, I am attaching a copy of the bank transfer. Please confirm that you have received the funds. I am also attaching a flyer, with a link to ceremony screening. Best wishes,Tami Tami NoamProject CoordinatorDan David PrizeOffice: @tauex.tau.ac.ilEmail: www.dandavidprize.orgWebsite: Released by Chairman Rand Paul
Released by Chairman Rand Paul
From:"Fauci, Anthony (NIH/NIAID) [E]" < @niaid.nih.gov>To:"Dan David Prize" < @tauex.tau.ac.il>Subject:RE: Dan David Prize - Bank TransferDate:Sat, 15 May 2021 13:54:55 -0400Importance:NormalI have received the funds. Many thanks.Best regards,A.S. FauciAnthony S. Fauci, MDDirectorNational Institute of Allergy and Infectious DiseasesNational Institutes of HealthBethesda, MD Phone: FAX: E-mail: @niaid.nih.govThe information in this e-mail and any of its attachments is confidential and may contain sensitive information. Itshould not be used by anyone who is not the original intended recipient. If you have received this e-mail in errorplease inform the sender and delete it from your mailbox or any other storage devices. The National Institute ofAllergy and Infectious Diseases (NIAID) shall not accept liability for any statements made that are the sender'sown and not expressly made on behalf of the NIAID by one of its representatives. From: Dan David Prize < @tauex.tau.ac.il>Sent: Tuesday, May 11, 2021 6:14 AMTo: Fauci, Anthony (NIH/NIAID) [E] < @niaid.nih.gov>Subject: Dan David Prize - Bank Transfer Dear Dr. Fauci, I am attaching a copy of the bank transfer. Please confirm that you have received the funds. I am also attaching a flyer, with a link to ceremony screening. Best wishes,Tami Tami NoamProject CoordinatorDan David PrizeOffice: @tauex.tau.ac.ilEmail: www.dandavidprize.orgWebsite: Released by Chairman Rand Paul
From:"Fauci, Anthony (NIH/NIAID) [E]" < @niaid.nih.gov>To:"Folkers, Greg (NIH/NIAID) [E]" < @niaid.nih.gov>Cc:"Conrad, Patricia (NIH/NIAID) [E]" < @niaid.nih.gov>, "Auchincloss, Hugh(NIH/NIAID) [E]" <@niaid.nih.gov>, "Barasch, Kimberly (NIH/NIAID) [E]"<@nih.gov>Subject:RE: Dinarello has a questionDate:Mon, 23 Aug 2021 16:25:22 -0400Importance:NormalInline-Images:image002.jpgI did not want Bart to nominate me for the Shaw Prize. If Charles wants me to nominate himfor the Shaw Prize, I would be happy to do so. He would have to write the nomination as hehas done in the past. Anthony S. Fauci, MDDirectorNational Institute of Allergy and Infectious DiseasesNational Institutes of HealthBethesda, MD Phone: FAX: E-mail: @niaid.nih.govThe information in this e-mail and any of its attachments is confidential and may contain sensitive information. Itshould not be used by anyone who is not the original intended recipient. If you have received this e-mail in errorplease inform the sender and delete it from your mailbox or any other storage devices. The National Institute ofAllergy and Infectious Diseases (NIAID) shall not accept liability for any statements made that are the sender'sown and not expressly made on behalf of the NIAID by one of its representatives. From: Folkers, Greg (NIH/NIAID) [E] < @niaid.nih.gov>Sent: Monday, August 23, 2021 3:25 PMTo: Fauci, Anthony (NIH/NIAID) [E] < @niaid.nih.gov>Cc: Conrad, Patricia (NIH/NIAID) [E] < @niaid.nih.gov>; Auchincloss, Hugh (NIH/NIAID) [E]<@niaid.nih.gov>; Barasch, Kimberly (NIH/NIAID) [E] <@nih.gov>Subject: RE: Dinarello has a question This came to BartHe asked you if you wanted him to nominate you Don’t know where that stands, nor what to do re: charles From: Barton Haynes, M.D. <@duke.edu>Sent: Sunday, November 15, 2020 10:01 PMTo: Conrad, Patricia (NIH/NIAID) [E] <@niaid.nih.gov>; Anthony Fauci [E] <@gmail.com>; Fauci, Anthony(NIH/NIAID) [E] <@niaid.nih.gov>Cc: Kelly Soderberg <@duke.edu>Subject: Fwd: Final Reminder to Nominate a Candidate for The Shaw Prize in Life Science and Medicine 2021Released by Chairman Rand Paul
Hi TonyHave you won this yet? Want me to nominate you? Best bSent from my iPhone From: The Shaw Prize <@shawprize.org>Date: November 15, 2020 at 9:50:51 PM ESTTo: "Barton Haynes, M.D." <@duke.edu>Subject: Final Reminder to Nominate a Candidate for The Shaw Prize in Life Science and Medicine 2021
The Shaw PrizeDear Professor Barton F Haynes,This letter serves as our renewed invitation to you to nominate a candidate for The Shaw Prize in Life Science andMedicine.Please click on the link below to start the nomination process. If this is your first visit to this new round of 2021, you willbe invited to set a password before you begin.BEGIN NOMINATIONPlease treat this invitation and nomination as highly confidential and kindly do not transfer the invitation for nominationto any other individual.Thank you for your support and please note that all nominations must be received by the Shaw Prize on or before 30November 2020. Sincerely yours,Peggy NgThe Shaw Prize Secretariat From: Fauci, Anthony (NIH/NIAID) [E] <@niaid.nih.gov>Sent: Monday, August 23, 2021 11:39 AMTo: Folkers, Greg (NIH/NIAID) [E] <@niaid.nih.gov>Cc: Conrad, Patricia (NIH/NIAID) [E] <@niaid.nih.gov>; Auchincloss, Hugh (NIH/NIAID) [E]<@niaid.nih.gov>; Barasch, Kimberly (NIH/NIAID) [E] <@nih.gov>Subject: Re: Dinarello has a question Greg: I believe I have been asked by the Shaw prize people to nominate someone. However because I have been so busy Ijust discarded the request and no longer have the forms. I am not sure whether I can get another copy since I believe thatCharles wants me to nominate him. Let us discuss. Thanks, Tony Released by Chairman Rand Paul
On Aug 23, 2021, at 11:25 AM, Folkers, Greg (NIH/NIAID) [E] <@niaid.nih.gov> wrote:Do u know? From: charles dinarello <@aol.com>Sent: Monday, August 23, 2021 11:24 AMTo: Folkers, Greg (NIH/NIAID) [E] <@niaid.nih.gov>Subject: Dinarello has a question I thoroughly enjoyed Tony's acceptance speech for the Dan David Prize and again I thank you for your essential role inthe nomination process. Can you find out if Tony has been asked by the Shaw Prize committee to nominate someone.Thanks. CharlesReleased by Chairman Rand Paul
From:"Miller, Katherine (NIH/NIAID) [E]" < @niaid.nih.gov>To:"Auchincloss, Hugh (NIH/NIAID) [E]" <@niaid.nih.gov>Cc:"Holland, Steven (NIH/NIAID) [E]" < @niaid.nih.gov>, "Shaffer, Meredith(NIH/NIAID) [E]" <@nih.gov>Subject:RE: Nominate Anthony Fauci as an exceptional candidate in infectious diseases for the 2022John J. Carty Award for the Advancement of ScienceDate:Fri, 17 Sep 2021 09:50:23 -0400Importance:NormalThank you! From: Auchincloss, Hugh (NIH/NIAID) [E] <@niaid.nih.gov>Sent: Friday, September 17, 2021 9:40 AMTo: Miller, Katherine (NIH/NIAID) [E] < @niaid.nih.gov>Cc: Holland, Steven (NIH/NIAID) [E] < @niaid.nih.gov>; Shaffer, Meredith (NIH/NIAID) [E]<@nih.gov>Subject: RE: Nominate Anthony Fauci as an exceptional candidate in infectious diseases for the 2022 John J. Carty Awardfor the Advancement of Science You could ask Laurie Glimcher @dfci.harvard.edu and Larry Corey @fredhutch.org From: Miller, Katherine (NIH/NIAID) [E] <@niaid.nih.gov>Sent: Thursday, September 16, 2021 4:55 PMTo: Auchincloss, Hugh (NIH/NIAID) [E] <@niaid.nih.gov>Cc: Holland, Steven (NIH/NIAID) [E] <@niaid.nih.gov>; Shaffer, Meredith (NIH/NIAID) [E]<@nih.gov>Subject: FW: Nominate Anthony Fauci as an exceptional candidate in infectious diseases for the 2022 John J. Carty Awardfor the Advancement of Science Hi HughHow are you? I hope you are doing well in these extraordinary times. Steve has asked that I help with the nomination of Dr. Fauci for the Carty award. The timeline is tight and the mostimmediate concern is the need for two reference letters from outside NIH (highlight below). I am happy to solicit theletters – have referees been identified?I will also draft a letter and citation to send through the usual channels for review and I’ll reach out to Greg for theabbreviated CV and top 12 publications unless you advise an alternative course.Thank you and take care.Best,Katherine From: Estes, Mary Kolb <@bcm.edu>Sent: Monday, September 13, 2021 11:55 AMTo: Collins, Francis (NIH/OD) [E] <@od.nih.gov>Subject: Nominate Anthony Fauci as an exceptional candidate in infectious diseases for the 2022 John J. CartyAward for the Advancement of Science Dear Francis,Released by Chairman Rand Paul
I am chairing the committee to review nominees for the 2022 John J. Carty Award for the Advancementof Science that will be presented at the National Academy of Sciences meeting next spring. The committee easily identify Dr. Fauci as an exceptional candidate for this award. I am writing ask ifyou would be willing and able to nominate him for this Award. The 2022 John J. Carty Award recognizes noteworthy and distinguished accomplishments in infectiousdiseases. The award is presented with a medal and a $25,000 prize. Additional information, includingpast recipients, eligibility requirements, and more, can be found at http://bit.ly/NASCartyAward. All nominations must be submitted online. Unless otherwise stated, the following materials must besubmitted: 1. A letter from the nominator describing the candidate's work and why he or she should be selected forthe award. No more than three (3) pages.2. Curriculum vitae. No more than two (2) pages (similar to CVs included with NSF proposals but other 2page formats are acceptable).3. Bibliography listing no more than twelve (12) of the nominee's most significant publications.4. Suggested citation. A 50-word summary stating why the nominee should be considered for thisaward. Citation examples»5. Two letters of support. Support letters must be written by individuals from institutions outside boththe nominator's and the nominee’s institution. Nominations accepted through Monday, October 4, 2021. Please let me know if your office can do this or if you have another suggestion for who I might contact. Thank you and I look forward to hearing from you. Sincerely, Mary Mary K. Estes, PhDThe Carty Award Selection Committee Distinguished Service ProfessorDepartment of Molecular Virology and MicrobiologyBaylor College of MedicineHouston, Texas cell Released by Chairman Rand Paul
From:"/O=EXCHANGELABS/OU=EXCHANGE ADMINISTRATIVE GROUP(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=DF38103D75134F658AE2D356F0396B94-AFAUCI" < @niaid.nih.gov>To:"Conrad, Patricia (NIH/NIAID) [E]" < @niaid.nih.gov>, "Bennett, Arthur(NIH/NIAID) [E]" < @niaid.nih.gov>Cc:"Barasch, Kimberly (NIH/NIAID) [E]" <@nih.gov>Subject:RE: Draft info - Dr. Fauci annual financial disclosure reportDate:Wed, 23 Mar 2022 11:20:59 -0400Importance:NormalInline-Images:image001.pngArthur: Some corrections to you e-mail regarding gifts, awards, etc.:1. The Dan David prize that was deposited in my bank account was $899,960. 00, not $901,400.2) The Elliot Richardson Prize was officially $25,000.00; however, I only received $12,500since they automatically gave $!2,500 of the $25,000 to charity. That was a condition of theaward. 3) My wife and I never attended the Amethyste at the French Ambassador’s home. We were invited, but we did not attend.Thanks,Tony Anthony S. Fauci, MDDirectorNational Institute of Allergy and Infectious DiseasesNational Institutes of HealthBethesda, MD Phone: FAX: E-mail:@niaid.nih.govThe information in this e-mail and any of its attachments is confidential and may contain sensitive information. Itshould not be used by anyone who is not the original intended recipient. If you have received this e-mail in errorplease inform the sender and delete it from your mailbox or any other storage devices. The National Institute ofAllergy and Infectious Diseases (NIAID) shall not accept liability for any statements made that are the sender'sown and not expressly made on behalf of the NIAID by one of its representatives. From: Conrad, Patricia (NIH/NIAID) [E] < @niaid.nih.gov>Sent: Wednesday, March 23, 2022 11:11 AMTo: Bennett, Arthur (NIH/NIAID) [E] < @niaid.nih.gov>Cc: Barasch, Kimberly (NIH/NIAID) [E] <@nih.gov>; Fauci, Anthony (NIH/NIAID) [E]< @niaid.nih.gov>Subject: Re: Draft info - Dr. Fauci annual financial disclosure report Thanks u. Adding ASF Sent from my iPhoneReleased by Chairman Rand Paul
Released by Chairman Rand Paul