MIS Biomarker Field Manual (English)

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BIOMARKER MANUAL: 


Training Program for Measuring 
and Testing for Biomarkers 


[DOCUMENT SUBTITLE | 


The DHS Program is a five-year project to assist institutions in collecting and analyzing 
necessary data to plan, monitor, and evaluate population, health, and nutrition programs. 
The DHS Program is funded by the U.S. Agency for International Development (USAID). 
The project is implemented by ICF in Rockville, Maryland USA, in partnership with the 
Johns Hopkins Bloomberg School of Public Health/Center for Communication Programs, 
PATH (formerly, the Program for Appropriate Technology in Health), Avenir Health, Blue 
Raster, and EnCompass, IFORD, and AFIDEP. 


The main objectives of The DHS Program are to: 1) provide improved information through 
appropriate data collection, analysis, and evaluation; 2) improve coordination and 
partnerships in data collection at the international and country levels; 3) increase host- 
country institutionalization of data collection capacity; 4) improve data collection and 
analysis tools and methodologies; and 5) improve the dissemination and utilization of 
data. 


Information about The DHS Program may be obtained from ICF, 530 Gaither Road, Suite 
500, Rockville, MD 20850, USA; Telephone: +1-301-407-6500; Fax: +1-301-407-6501; E- 
mail: [email protected]; Internet: http://www.dhsprogram.com. 


Contents 


Chapter 
1.A. 
1.B. 
1.C. 
1.D. 
1.E. 
1.F. 
1.G. 

Chapter 
2.A. 
2.B. 
2.C. 
2D, 
2.Ey 
2.F. 
2.G. 
2H: 
2.1. 

Chapter 
3.A. 
3.B. 
a 
3.D. 
3.E. 
3.F. 
3.G. 
3.H. 

Chapter 
4A. 
4.B. 


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4.C. Materials and supplies for preparing, storing and transporting blood smears 


34 
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Chapter1. INTRODUCTION AND OVERVIEW 


1.A. About this manual 


This manual is used as part of the Training Program for Measuring and Testing for 
Biomarkers, and provides the core content needed to acquire the following skills 
during the training: 


How to identify eligible respondents in households for biomarker measurement 
How to obtain informed consent from parents/responsible adults for children 
How to complete the Biomarker Questionnaire 

How to perform capillary blood collection on children 


How to select the appropriate equipment; collect samples; conduct tests and 
record, report, and document results for the following, as needed: 


Rapid diagnostic tests (RDTs) [and microscopy] for malaria 
Demonstrate appropriate universal safety precautions 
Demonstrate appropriate disposal of biohazardous waste 


1.B. About this training program 


Biomarker measurements can serve as diagnostic tools to identify diseases or 
conditions in their early stages and can be used as Surveillance tools to track 
changes in disease patterns or to evaluate intervention programs. In population- 
based surveys, biomarkers help assess the prevalence or occurrence of diseases or 
conditions in a population; they can also be used at a macro level to measure the 
long-term effect of policies and programs. In The Demographic and Health Surveys 
(DHS) Program, biomarkers are measured to estimate the prevalence of specific 
diseases and health conditions at the population level. 


This training program is designed to equip biomarker technicians with skills and 
techniques to efficiently and effectively measure and test biomarkers in field 
conditions, and accurately record and report the results as part of the survey 
process. In addition, this training program will equip biomarker technicians to 
collect, process, and package biological specimens for transport to a laboratory for 
testing. 


1.C. Training program structure 


In combination with classroom instruction and practical experience, this manual will 
be used to teach you how to collect blood samples and conduct basic tests to 
measure biomarkers for the [YEAR] [COUNTRY] Malaria Indicator Survey (MIS). 
Before each training session, you should study this manual and the Biomarker 


1 


Questionnaire carefully. You are encouraged to ask questions during training and to 
discuss problems encountered to avoid making mistakes during fieldwork. Training 
consists of the following phases: 


Phase I. The chapters of this manual are reviewed in a classroom setting where you 
learn how to identify eligible children; record biomarker measurements or 
test results in the Biomarker Questionnaire or on appropriate field forms; and 
handle technical procedures involved in blood collection, testing, [storage 
and transportation of smears], and other related instructions. You observe 
the trainers demonstrating the skills. Then, you will have the opportunity to 
practice the procedures, with other trainees, which will include finger pricks 
for blood collection. 


Phase Il. You will visit a health facility and practice measuring biomarkers from 
children with the consent of their parent or responsible adult. 


Phase Ill. You will be assigned to a survey trainee team in the field where you will 
measure biomarkers from eligible children exactly as you would during the 
survey. Households that are visited will be in clusters that are not part of the 
survey sample. 


At the end of the training, your overall performance will be assessed, and the top 
performers will be selected to work in the survey. 


Your training does not end at the start of fieldwork. Rather, it is a continuous 
process. Your team supervisor and the [COUNTRY] MIS coordinators will play 
important roles in continuing your training and in ensuring the quality of data you 
collect throughout the survey. They will: 


e Observe your fieldwork activities periodically to ensure that you are 
conducting yourself professionally, obtaining informed consent from 
respondents, and following the sample collection and biomarker 
measurement protocol correctly 


Spot check that you visited the correct households and collected blood samples and 
measured biomarkers only from eligible respondents; 


Collect blood specimens for transport to the laboratory and consolidate the field 
record forms; and 


Meet with you regularly to discuss your performance and assign future work 
assignments. 


Note: A biomarker technician who is not performing at the level necessary to 
produce the high-quality data required for a successful [COUNTRY] MIS may be 
released from service. 


1.D. Overview of the survey 


The [YEAR, COUNTRY] MIS is a nationally representative household survey to be 
conducted during high malaria transmission seasons to measure a wide range of 
internationally recognized malaria indicators to include: 


Household ownership of insecticide-treated mosquito nets and their use, especially 
by children under age five years and pregnant women; 


Intermittent preventive treatment against malaria during pregnancy; 
The type and timing of treatment of high fever in children under age five years; 
Diagnostic blood testing of children under five for malaria 


The survey gathers background information on the characteristics of household 
members such as age and sex as well as information about households including 
access to electricity, source of drinking water, and ownership of assets such as 
radios, vehicles, and farm animals. 


The [YEAR] XMIS is the [NUMBER] MIS survey conducted in [COUNTRY] following 
[INSERT PREVIOUS MALARIA INDICATOR SURVEYS AND YEAR]. The [YEAR] XMIS will 
include malaria RDT [and thick blood smears]. Results from this survey will produce 
population-based estimates of malaria prevalence among children age 6-59 months. 


1.E. Overview of biomarker measurement 


A biomarker may be thought of as a characteristic that can be independently 
measured and evaluated as an indicator of normal biologic processes, pathogenic 
processes, or pharmacologic response to a therapeutic intervention’. Biomarker 
measurements can serve as diagnostic tools to identify diseases in their early 
stages and can be used as Surveillance tools to track changes in disease patterns or 
to evaluate intervention programs. In population-based surveys, biomarkers help 
assess the prevalence or occurrence of diseases or conditions and can also be used 
at a macro level to measure the long-term effect of policies and programs. In the 
MIS, biomarkers are measured to report levels of malaria on a population level. 
Specific to the [YEAR] XMIS, the following biomarkers will be measured and/or 
collected: malaria RDT [and thick smears]. This training manual will discuss the 
proper biomarker testing and/or collection techniques and how to appropriately 
record test results in the biomarker questionnaire, and the malaria brochure or 
severe malaria referrals if needed. 


Biomarkers measured in the [YEAR] XMIS and what they are used for: 


Histidine-Rich Protein II (HRP- | Estimate the prevalence of malaria 


1 Biomarker Definitions Working Group, National Institutes of Health, 2001 


II) 


Malaria parasite Estimate the prevalence of malaria 


1.F. Overview of tests in an MIS and the biomarker technician’s role 


Malaria is a vector borne infection. Malaria parasites are transmitted into a 
susceptible host through the bite of a mosquito. Malaria is a major cause of illness 
and death especially among children under 5 years, pregnant women and 
immunocompromised individuals (WHO, 2017). [PROVIDE COUNTRY STATS ON 
MALARIA] 


Children age 6-59 months in the XMIS will be eligible for malaria testing. 


Rapid diagnostic testing (RDT) 


Capillary blood from a finger or heel prick will be used for malaria testing. A malaria 
RDT will be performed in the household to test the child’s malaria status. If the 
malaria RDT is positive, the child will be further screened to determine if he/she has 
symptoms of severe malaria. Children with symptoms of severe malaria will be 
referred to a health facility for immediate attention. Malaria medication will be 
provided in the household to children eligible for treatment. The biomarker 
technician will provide all households with an informational malaria pamphlet. 


Preparation of thick blood smear for microscopy 


A thick blood smear will be prepared in the household and transported to the 
central laboratory for the detection of malaria parasites by microscopy, the current 
gold standard method. 


1.G. Social media policy 


The use of social media and other digital media is now common and continues to 
grow in popularity. Platforms and applications including blogs, social networking 
sites (Such as Twitter or Facebook), video streaming sites (such as YouTube), and 
digital messaging applications (WhatsApp), have made it easy for anyone to reach a 
wide audience very quickly. Public and private companies and their staff also use 
these platforms and sites to share work experiences, images, or videos taken in the 
workplace, or to seek professional advice from colleagues or friends. However, in 
the XMIS, the use of social media may break the promise we make to our 
respondents to maintain their privacy and keep all information confidential. The 
XMIS has also made a promise to the ICF Institutional Review Board and the 
[COUNTRY] Institutional Review Board to maintain anonymity of all survey 


4 


respondents. 


To fulfil our promise to all survey respondents to maintain strict confidentiality, all 
fieldworkers are obligated to follow these rules: 


Social media rules for maintaining confidentiality of survey respondents 


1. | Survey staff have an ethical obligation to always maintain respondent privacy 
and confidentiality. 


2. Limiting access to social media postings by using privacy settings is not 
enough to ensure privacy or maintain the confidentiality of respondents. 


3. Do not transmit any respondent-related image or video that includes the 
respondent, respondent household members, or their homes, through any 
social media platform. 


4. Do not identify respondents, enumeration areas, or clusters by name through 
any social media platform. Do not post any information that may lead to the 
identification of a respondent or an enumeration area. 


5. Do not take any photos or videos of respondents or their homes - not even if 
the respondent gives permission - on personal mobile devices - including 
mobile phones, tablets, and cameras. 


6. Turn off or disable geolocation or geotagging permissions in social media 
applications on personal mobile devices while conducting fieldwork. 


7. Consult with a supervisor before making any work-related postings. 


8. Promptly report any violations of privacy or confidentiality. 


What is geolocation and geotagging? 


Geolocation or geotagging refers to identifying an object (for example a photo) by 
its location. Many social media platforms, including Twitter and Facebook, now 
include geolocation or geotagging, so users can add location information to their 
messages. The location information can be a broad location such as a city or village, 
or a precise location with the exact latitude and longitude of the location from which 
a message was sent. A fieldworker who posts a geolocated or geotagged social 
media message from the field violates confidentiality by disclosing the location of 
the cluster. 


Geolocation or geotagging in social media applications may also have security 
implications. In security-risk countries, where fieldwork must undergo stringent 
5 


protocols to protect field teams, it is imperative that survey-related staff disable 
geolocation from their personal devices to not give away secure locations. 


Common Misunderstandings of Social Media 


Misuse of social media is often unintentional and the result of misunderstandings of 
how social media platforms function. Many factors may contribute to survey-related 
staff inadvertently violating survey respondent privacy and confidentiality while 
using social media. 


Test your knowledge: 
TRUE or FALSE? 


Q 1. A communication or post is private and can only be seen by the intended 
recipient. True or False? 


FALSE. Why? Once you send or post something, it can be sent by someone else to 
others, without you knowing. 


Q 2. You can always delete posted content and make it “go away”. True or False? 


FALSE. Why? What happens on the Internet, stays on the Internet. 


Chapter 2. GENERAL PROCEDURES FOR COMPLETING 
THE PAPER QUESTIONNAIRE 


Learning objective 


e Confirm the eligibility of respondents for biomarker collection 

e Understand the elements of informed consent 

e Know the structure and content of the Biomarker Questionnaire 

e This part of the training manual is designed to familiarize you with the 
[COUNTRY] MIS paper questionnaire that you will use for field data collection 


2.A. Introduction 


This chapter describes the [subsample of households selected for biomarker 
collection,] requirements for eligibility and informed consent. To collect the 
information needed by the [COUNTRY] MIS, you must understand how to ask each 
question, what information the question is attempting to collect, and how to handle 
problems that might arise during the interview. You must also know how to 
correctly record the answers the respondent gives and how to follow special 
instructions in the questionnaire. 


2.B. Identifying respondents eligible for Biomarker Questionnaire 


Eligible respondents 


[Not all households are eligible for biomarker measurement and testing.] There are 
[NUMBER] households per cluster, [half of which were selected for biomarker 
collection.] This means you as a biomarker technician will visit [NUMBER] 
households per cluster for biomarker collection. ] 


The hierarchy below summarizes which households are eligible for biomarker 
collection. 


All Households (HHs) 
n = [number] HHs 
100% | 


All Selected for Biomarkers 
n = [number] HHs 


Malaria RDT: Children 6-59 months 
{Malaria microscopy: Children 6-59 months] 


Adjust the image and all related content to reflect the survey. Once completed, copy and 
past into the Introduction and Overview Chapter and Questionnaire PPT. 


Not everyone in a household is eligible for biomarker measurement. Within 
selected households, those eligible for biomarker measurement and testing are: 
children age 6 - 59 months (4 years) who are usual household residents or visitors 
who have stayed in the house the night before the household interview took place. 


Children age 6 months-4 years x 


Obtaining Eligibility from Computer Assisted Personal Interviewing (CAPI) 


The Household Questionnaire and Individual Questionnaires use computer assisted 
personal interviewing (CAPI) for face-to-face interviews. However, the Biomarker 
Questionnaire is still completed on paper. This means that the interviewer will need 
to transfer the list of eligible children from the report generated by the CAPI system 
using information collected in the Household Questionnaire to the Biomarker 
Questionnaire. Only then will the biomarker technician be able to start the process 
of identifying eligible respondents, obtaining informed consent, collecting a blood 
sample and testing for biomarkers. 


On the cover page of the Biomarker Questionnaire, the interviewer will record all 
the information required to identify the household. When you receive a Biomarker 
Questionnaire, the interviewer should have already recorded the following into the 
identification box: 


e Place Name 
e Name of Household Head 
e Cluster Number 


e Household Number 


You will notice that for both the Cluster Number and Household Number four boxes 
are provided. When a number has fewer digits than the number of boxes provided, 
the leading zeros should be filled in. For example, if the cluster number is 1 and 
household number 3, this information should be recorded on the cover page (by the 
interviewer) as cluster number 0001 and household number 0003. 


IDENTIFICATION (1) 


PLACE NAME __ Fill with appropriate place name 


NAME OF HOUSEHOLD HEAD Fill with appropriate name 


CLUSTER NUMBER 


Using the CAPI function to list those eligible for individual interviews and 
biomarkers, the interviewer will record the number of respondents in the household 
potentially eligible for biomarker collection. An example of a list is shown below: 


CLUSTER: @001 HOUSEHOLD: 0003 

Name of household head: GENEVIEVE DUPUIS 
Check the cover page Children Eligible for Biomarker Collection of the 
Biomarker Se ——————— Questionnaire 
to identify the number ron So Tene ate eesae yep aaa octet of children 
who are potentially g2 2 @2 JULIA FLEURET eligible for 
biomarker collection. 4 1 @4 MATT TURBYFILL This 
information can be found under 


“Fieldworker Visits.” 


FINAL VISIT 


DATE 


wae Where to find the 
number of eligible 
children 


TOTAL ELIGIBLE 
CHILDREN 


2.C. Verifying information for eligible children 


Check each page of the Biomarker Questionnaire; individual children are listed on 
separate pages. Verify that the interviewer has completed Qs. 102-106 for each 
9 


eligible child. If this section is incomplete, return the questionnaire to the 
interviewer to fill in Q. 102-106 for each eligible child. 


MALARIA TESTING FOR CHILDREN AGE 6 MONTHS TO 4 YEARS 
CHECK CAPI OUTPUT FOR "LIST ELIGIBLE INDIVIDUALS/BIOMARKERS". RECORD THE LINE NUMBER AND NAME 


FOR ALL ELIGIBLE CHILDREN AGE 0-5 YEARS IN QUESTION 102 ON THIS PAGE AND SUBSEQUENT PAGES 
STARTING WITH THE FIRST ONE LISTED. IF MORE THAN THREE CHILDREN, USE ADDITIONAL QUESTIONNAIRE(S). 


CHILD 1 


CHECK CAPI OUTPUT AND RECORD NAME AND LINE NUMBER OF CHILD. 


IF MOTHER INTERVIEWED: COPY CHILD’S DATE OF BIRTH (DAY, MONTH, AND 
YEAR) FROM PREGNANCY HISTORY. 


IF MOTHER NOT INTERVIEWED ASK: 
What is {NAME OF CHILD}'s date of birth? 


IF MOTHER INTERVIEWED: COPY CHILD’S AGE FROM PREGNANCY HISTORY. 


IF MOTHER NOT INTERVIEWED ASK: 
How old was {NAME OF CHILD} at {NAME OF CHILD}'s last birthday? 


COMPARE AND CORRECT 103 AND/OR 104 IF INCONSISTENT. 


CHECK 104: CHILD AGE 0-4 YEARS? YES io NO ] 


CHECK 103: IS THE CHILD AGE 0-5 MONTHS OR OLDER| | AGE 0-5 T_ 
IS THE CHILD OLDER? MONTHS 


Although Qs. 105 and 106 will be completed by the interviewer, they are described 
below so that you will understand how they are used by the interviewer to 
determine which children are eligible for malaria testing. It is also good practice to 
check that they were completed correctly. 


_ 105: CHECK 104: CHILD AGE 0-4 YEARS? 


A child whose age in the Household Questionnaire is listed as being age 0-5 is 
eligible for the Biomarker Questionnaire, but only those age 6-59 months are 
eligible for malaria testing. Qs. 105 and 106 are used to identify children in this age 
range and eliminate those children who are either too old for testing (age 5 years) 
or too young for testing (age 0-5 months). 


To complete Q. 105, the interviewer will check the age in Q. 104. If it is 0,1,2,3 or 4, 
they will put an ‘X’ in the box next to ‘YES’ and proceed to Q. 106. If the child is 
age 5 or older, they will put an ‘X’ in the box next to ‘NO,’ and skip to the end of the 
section, in this example, Q. 135. 


Why, you might be thinking, do we have the interviewers enter children in the 
Biomarker Questionnaire Qs. 102-104, if we know from the Household Questionnaire 
10 


that they are too old (age 5) to qualify for malaria testing? The reason is that often 
respondents to the Household Questionnaire are uncertain of the exact age of 
children in the household and/or they round up a child’s age. 


Example: The respondent to the Household Questionnaire might say a child is 
age 5 when in fact the child is age 4, and therefore eligible for testing. 


To reduce the chance of mistakenly eliminating children who are eligible for testing, 
The DHS Program has made the decision to not rely on the information from the 
Household Questionnaire for the exact age of children. 


Rather, we will use the date of birth and age information obtained from the child’s 
mother’s birth history (for children whose mother were interviewed) or by asking an 
adult responsible for the child for the child’s date of birth and age information (for 
children whose mothers were not interviewed). 


Q. 106: CHECK 103: IS THE CHILD AGE 0-5 MONTHS OR IS THE CHILD OLDER? 


Children age 0-5 months (i.e., <6 months), are not eligible for blood collection and 
are therefore not eligible for malaria testing. In Q. 106, the interviewer uses the 
date of birth information entered in Q. 103 to determine if the child is age O-5 
months or older. If the child is age 1-4 years, they are clearly older than age 0-5 
months and the interviewer should put an X in the box next to ‘OLDER’. If, however, 
the child is age 0 years, the interviewer needs to determine if they are age 0-5 
months or older (age 6-11 months). If they are age 6 months or older, an ‘X’ is put 
in the box next to OLDER. If they are 0-5 months, an ‘X’ is put in the box next to 
‘AGE 0-5 MONTHS’ and the skip to Q. 135 is followed. 


Example: if you are visiting the household on 9 July [YEAR], a child born 16 
January [YEAR] is not eligible for blood collection. Any child born 10 
January [YEAR] or more recently (February, March, April, May, June, or July 
[YEAR]) is under age 6 months. Put an X next to ‘AGE 0-5 MONTHS’ and 
skip to Q. 135. If the child is 6 months or older, put an X in the box next to 
‘OLDER’. 


2.D. Documenting [fieldworker] visits on the cover page 


As described above, the interviewer will provide the information on the cover page 
to identify the household and the total number of eligible children. It is the 
responsibility of the biomarker technician to document when he/she visited the 
household to collection biomarkers under the section labeled, [FIELDWORKER] 
VISIT. You have at least three opportunities to visit the household to complete the 
biomarker collection. On your first visit to the household, you will record the date 
and write your name. If you do not complete biomarker collection for all the eligible 


11 


respondents in your first visit, it will be necessary to make a second visit. You must 
arrange this second visit with the respondents or parent/responsible adult and ask 
when is the best day and time for you to return. You must record this date and time 
on the cover page of the Biomarker Questionnaire at NEXT VISIT. When you return 
a second time, you must document again the date of your second visit and write 
your name. When you have finished a household, on your last visit, you must enter 
the date under FINAL VISIT as DAY-MONTH-YEAR and record your TOTAL NUMBER 
OF VISITS. It is also acceptable for the first and second visit to occur on the same 
day if the respondent or the parent/responsible adult requests it. However, if you 
return to that household on the same day and the child still is not present, you are 
required to make two additional visits to that household. 


Example: In a household there are 3 eligible children. You arrive at the house for 
your first visit on 16 July 2020 and complete malaria testing for 2 of the 3 children. 
You are told by the mother to return on 17 July at 8:00 AM to test the third child. 
You make a second visit to the household on 17 July at 8:00 AM and complete the 
malaria testing for the third child. You finished testing all 3 children on 17 July and 
made 2 visits to the household. It is important to complete the FIELDWORKER 
VISITS section daily. Do not wait until you finish a household to complete this 
section. You will enter your final visit only once you have completed the household. 
You or the interviewer can record notes in the NOTES section that pertain to the 
household or children. For example, recording the phone number of a respondent 
or information about the locating the household. 


[FIELDWORKER] VISITS 


16 July 2020 | 17 July 2020 


DATE 


[FIELDWORKER'S] 
NAME 


Next visit: pate | 27 7 July 2020 2020 TOTAL NUMBER 
OF VISITS 
time | 08:00 AM_ : 


TOTAL ELIGIBLE 
CHILDREN 


The language of the questionnaire is already prepopulated. You are responsible for 
recording the language of the interview and native language of the respondent 
using the LANGUAGE CODES on the cover page. You also must indicate if ‘YES’ a 
translator was used by entering 1, or ‘NO’ a translator was not used by entering ‘2’ 

12 


in the space provided. 


LANGUAGE OF LANGUAGE OF 1 NATIVE LANGUAGE 1 TRANSLATOR 
QUESTIONNAIRE* INTERVIEW** OF RESPONDENT** (YES = 1, NO = 2) 


LANGUAGE OF **LANGUAGE CODES: 
QUESTIONNAIRE** EN G LI Ss H 01 ENGLISH 03 LANGUAGE 3 05 LANGUAGE 5 


02 LANGUAGE 2 04 LANGUAGE 4 06 LANGUAGE 6 


2.E. Asking Questions and Reading Informed Consent Statements 


It is very important that you ask each question and read the consent statement 
exactly as it is written in the questionnaire. Always speak slowly and clearly so that 
the respondent will have no difficulty hearing or understanding the question or 
consent statement. At times you may need to repeat the question or consent 
statement to be sure the respondent understands it. In those cases, do not change 
the wording, but repeat it exactly as it is written. 


If, after you have repeated a question or consent statement, the respondent still 
does not understand it, you may have to restate it. Be very careful when you 
change the wording, however, that you do not alter the meaning of the original 
question or consent statement. 


Prior to biomarker measurement, one of the primary tasks is to explain the purpose 
of the measurement or test to eligible respondents or, in the case of children, to the 
parent or responsible adult, and to obtain their consent before collecting blood 
samples or conducting biomarker measurements. In the absence of a parent, the 
consent of a responsible adult who is at least 18 years of age is required. If the 
parent or responsible adult does not consent to the test, the test must not be 
performed. 


Process of obtaining informed consent for children: 


Process 


Children (age 6- | Obtain the consent of one of the child’s parents, or, in the 


59 months) absence of a parent, the consent of a responsible adult who is 
at least 18 years of age. If the parent or responsible adult 
does not consent to the test, do not perform the test. 


To ensure that these individuals can make an “informed” decision about whether to 
have their children tested, the Biomarker Questionnaire includes a consent 
statement which you must read to the parent/responsible adult. These consent 
statements include the following basic elements: 


e Introduction and type of study 
13 


e Importance of study to the subject and/or others (what will be improved, how 
results will be used, benefits to specific others and/or society) 

¢ Procedures - what is going to be done to/with subject 

e Reasonably foreseeable risks or discomforts 

e¢ Duration of involvement 

e Extent to which records will be confidential 

e Participation is voluntary; refusal to participate will involve no penalty or loss 
of benefits 


If you have to reword the consent statement so that the respondent understands it, 
you must still include these seven elements of informed consent listed above. 


You will notice that some questions contain one or more words in parentheses. As 
shown below, the presence of parentheses indicates that a sentence needs to be 
adapted to fit the respondent’s specific situation. 


Parentheses that indicate a substitution must be made: 
Example: 
ASK CONSENT FOR MALARIA TEST FROM PARENT/RESPONSIBLE ADULT: 


As part of this survey, we are asking children all over the country to take a test to see 
if they have malaria. Malaria is a serious illness caused by a parasite transmitted by a 
mosquito bite. This survey will assist the government to develop programs to prevent 
and treat malaria. We ask that all children age 6 months through 4 years take part in 
malaria testing. The tests require a few drops of blood from a finger or heel. The 
equipment used to take the blood is clean and completely safe. It has never been 
used before and will be thrown away after each test. 


The blood will be tested for malaria immediately, and the results will be told to you 
right away. [A few blood drops will be collected on slide(s) and taken to a laboratory 
for testing. You will not be told the results of the laboratory testing.] All results will be 
kept strictly confidential and will not be shared with anyone other than members of our 
survey team. 


Do you have any questions? You can say yes or no. It is up to you to decide. Will you 
allow {NAME OF CHILD} to participate in the malaria test? 


Notice that the word in parentheses is in all capital letters. Words in all caps are 
instructions to biomarker technicians that are not meant to be read out 
loud. Instead, in this example, you should substitute in the name of child for which 
you are seeking informed consent for testing. For instance, if you are seeking 
informed consent for malaria testing from a woman who has a son named Barack, 
ask “Will you allow Barack to participate in the malaria test?” 


2.F. Recording Responses 


All biomarker technicians should use pens with blue ink to complete all paper 


14 


questionnaires. Never use a pencil to complete the survey questionnaire. 
There are generally three types of questions in the [COUNTRY] MIS Biomarker 


Questionnaire: 1) questions that have precoded responses; 2) questions that do not 
have precoded responses, i.e., those that are “open-ended;” and 3) filters. 


Questions with precoded responses 


For some questions, we can predict the types of answers a respondent will give or 
you know how the procedure in question was performed. The responses to these 
questions are listed in the questionnaire. To record a respondent’s answer, you 
merely circle the number (code) that corresponds to the reply. Make sure that each 
circle surrounds only a single number. 


Example: 


< 
m 
an 
Zz 
re) 


Does (NAME) suffer from any of the following illnesses or symptoms: 
a) Extreme weakness? 

b) Heart problems? 

c) Loss of consciousness? 


a) EXTREME WEAKNESS 1 
b) HEART PROBLEMS . 1 
c) LOSS OF CONSCIOUS 1 
d) Rapid or difficult breathing? d) RAPID BREATHING 

e) Seizures? e) SEIZURES 

f) Abnormal bleeding? f) BLEEDING 


g) Jaundice or yellow skin? g) JAUNDICE 
h) Dark urine? h) DARK URINE 


SYCBOREHN 


In some cases, precoded responses will include ‘OTHER.’ The OTHER code should be 
selected only when the respondent’s answer is different from any of the precoded 
responses listed for the question or when you have encountered an issue in the field 
that does not permit you to proceed with the biomarker collection. Before using the 
OTHER code, you should make sure the answer does not fit in any of the specified 


categories. 


Example: 


CONDUCT TEST AND RECORD RESULT OF THE MALARIA RDT HERE AND IN [TEST POSITIVE] 
THE [INFORMATIONAL PAMPHLET]. [TEST NEGATIVE] ........-- 2 


In this case, an acceptable use of ‘OTHER’ would be receiving permission from the 
parent/responsible adult collect blood for malaria testing of the child, but you faced 
an issue with the rapid diagnostic test that would not allow you to complete the 


test. 


Recording responses that are not pre-coded 


The answers to some questions are not pre-coded but require that you write the 
15 


appropriate response in the space provided or the respondent’s results. 


Example 


RECORD NAME OF PARENT/RESPONSIBLE ADULT FOR THE CHILD. Monica 


LINE NUMBER 


2.G. Marking Filters and Following Skip Patterns 
Marking Filters 


Filters require you to look back to the answer to a previous question and then mark 
an ‘X’ in the appropriate box. 


Example: 


CHECK 103: IS THE CHILD AGE 0-5 MONTHS OR OLDER [§{] AGE 0-5 C1 
IS THE CHILD OLDER? MONTHS 135 


To ensure the proper flow of a paper questionnaire, you will sometimes be directed 
to check a respondent’s answer to an earlier question, indicate what the response 
was by marking a box with an ‘X’, and then follow the relevant skip instruction. 
Questions of this type are called “filters”; they are used to prevent a respondent 
from being asked the same question multiple times. Use caution when answering 


filters. Filters involve skip patterns so ensure you are following them correctly. 
Following Skip Patters 


It is very important not to ask a respondent any questions that are not relevant to 
his or her situation. For example, you should not read a malaria consent statement 
to a parent/responsible adult of a child age 0-5 months because children in this age 
group are too young to be tested. In cases where a particular response makes 
subsequent questions irrelevant, an instruction is written in the questionnaire 
directing you to skip to the next appropriate question. 


Example: 
CHECK 103: IS THE CHILD AGE 0-5 MONTHS OR OLDER |] AGE 0-5 pd 
IS THE CHILD OLDER? MONTHS 135 


\—___,___ 


Always follow the skip patterns! 


Unless a skip pattern is present, always move directly to the next question. 


16 


2.H. Correcting Mistakes 


When working with a paper questionnaire, it is very important that you record all 
answers neatly. For precoded responses, be sure that you circle the code for the 
correct response carefully. When recording responses that are not precoded, the 
reply should be written legibly so that it can be easily read. If you made a mistake 
in entering a respondent’s result, the respondent wishes to change his/her reply, or 
you have made a mistake, be sure that you cross out the incorrect response and 
enter the right answer. Do not erase an answer. Just put two diagonal lines through 
the incorrect response. 


Here is how to correct a mistake: 


Example: 


CONDUCT TEST AND RECORD RESULT OF THE MALARIA RD¥ HERE AND IN [TEST POSITIVE] 
THE [INFORMATIONAL PAMPHLET] (TEST NEGATIVE] . 


NOT PRESENT 
REFUSED 


Remember that if you are not careful to cross out mistakes neatly, it may not be 
possible to determine the correct answer when the data are entered later into the 
CAPI system. 


2.1. Key points to remember 


The following steps are important to remember when completing the Biomarker 
Questionnaire: 

¢ Children should be measured after the mother is interviewed. If the 
mother is not present in the household or does not live in the household, 
children should be measured after the responsible adult has given consent 
for biomarker collection. 

e Measure and/or test for biomarkers one respondent at a time. All the 
biomarker measurements for the [COUNTRY] MIS should be performed on one 
respondent before moving on to the next eligible respondent. Complete the 
measurement of all biomarkers from one respondent before proceeding to 
the next. Failure to do so may lead to the results of one respondent being 
recorded for another respondent. 

e Never alter any responses or information transferred by the 
interviewer from the CAPI list of individuals eligible for the 
Biomarker Questionnaire without consulting the interviewer who 
completed the Household Questionnaire. Even in cases where there are 
concerns about a respondent’s eligibility for testing, proceed with the 
biomarker collection. Record in the notes section of the Biomarker 
Questionnaire a description of the problem. Provide as many details as 


17 


possible. The field organization/central office will decide later what will be 
done about the test results for the respondent in question. 

Read the applicable consent statements to each parent/responsible 
adult exactly as they appear in the Biomarker Questionnaire. When 
you arrive at the household and begin talking about the blood tests with the 
respondent, you may informally discuss items included in the informed 
consent statement. However, before beginning the testing procedures, you 
must still read the informed consent statements exactly as they appear in the 
Biomarker Questionnaire. If the respondent finds the statements repetitive, 
tell him or her that you are required to read the statements to ensure that 
they are given all the appropriate information. 

Read the informed consent statements clearly. Practice reading the 
consent statements out loud so that you become comfortable delivering them 
in a clear, natural voice and manner. Avoid speaking rapidly or in a 
monotone. 

Never attempt to force or coerce consent. Some respondents may be 
suspicious or fearful of having their blood collected for biomarker testing. 
Others may have questions or want to discuss the procedures before giving 
consent. Take time to patiently respond to all questions. 

Some parents/responsible adults may be reluctant to allow testing of a child 
without consulting someone not present at the time of your visit (for 
example, a woman may want to consult her husband before giving 
permission). In such cases, make an appointment to return to the 
household later at an agreed upon time. If you believe it will help, ask 
the team supervisor to visit a household where eligible respondents express 
fear or reluctance to be tested. 


18 


Chapter 3. CAPILLARY BLOOD COLLECTION 


Learning objectives 


m List supplies for blood collection 

m Determine the site of blood collection for the appropriate age group 

@ List steps involved in obtaining a capillary blood sample from the finger 
i 


Perform steps involved in obtaining a capillary blood sample from the 
finger 


List steps involved in obtaining a capillary blood sample from the heel 


Apply steps involved in obtaining a capillary blood sample from the heel 
@ List best practices and precautions to observe when collecting blood 


3.A. Introduction 


This chapter describes the materials needed for and, the steps involved in, capillary 
blood collection. 


Capillary blood will be collected as part of the survey to test for malaria. Capillary 
blood can be obtained from the palm side of the tip of a finger or from a heel. For 
children age 12 months and older, a finger should be used. For children less than 
age 12 months, the heel should be used. For children who are undernourished or 
skinny a heel puncture is also recommended because the finger tissue can be thin, 
and the lancet may pierce the bone. 


3.B. Materials and supplies for performing finger or heel pricks 


The capillary blood drops collected for biomarker testing will be drawn from a finger 
or heel. The following supplies and materials will be used in performing the finger or 
heel prick. 


19 


Disposable nitrile gloves: Used to reduce the 
risk of bloodborne diseases. Gloves must be 
worn by the biomarker technician and by 
anyone else who may assist with the blood 
collection. 


Absorbent paper sheets: The surface area 
where your supplies will be placed while you 
collect the blood. Place the plastic/shiny side of 
the absorbent sheet face down (the absorbent 
side without plastic on it should be facing up). 


Alcohol preps: Used for cleaning the skin prior 
to pricking the finger or heel. 


20 


Safety lancets: The lancet is a single-use, 
disposable device used to prick the fingertip or 
heel. The blade is retractable; when in contact 
with the finger and pressure is applied, a 
surgical blade quickly ejects from the device, 
punctures the skin, and then automatically 
retracts. 


Sterile gauze pads: Used to wipe away the 
first drop(s) of blood to stimulate capillary blood 
flow. 


€) BD Microtainer® 


Contact-Activated Lancet 


Adhesive bandages: Applied to the puncture 
site to minimize the risk of infection. 


21 


Biohazardous waste bags: Plastic bags that 
are provided to hold all the biohazardous waste 
generated during the day except sharps. All 
waste bags are labeled with “biohazard” logo. 


Sharps containers: All biohazardous sharps 
that have pointed tips such as lancets, as well 
as inverted cups, [applicator sticks, and 
microscope glass slides]. 


3.C. How to put on gloves 
Donning (putting on gloves) 


1. Measure your hand using the glove-sizing chart before choosing a glove to 
reduce the potential for tearing. 

2. If possible, thoroughly wash hands before donning gloves and after each 
glove change. 

3. Open glove at the cuff and extend opposite hand until thumb crotch is to the 
cuff of the glove. 

4. Once the hand is properly aligned in the glove, move your fingers down into 
the glove's fingers. 

5. Roll the cuff of the glove down the wrist until the glove is secure. 

6. Replace gloves frequently, including whenever changing tasks. 


Doffing (taking off gloves) 


1. Pull the glove from above the cuff up on the hand inside out to trap potential 
contaminants inside the used glove. 
2. Place the used glove into the palm of the opposite hand (which remains 
gloved). 
22 


as 


4. 


3.D. 


Repeat step 1 on the opposite hand, trapping the first glove inside the 
second. 
Discard gloves and wash hands. 


Steps in obtaining capillary blood from the finger 


The following steps describe how to obtain a capillary blood drop sample from the 
finger. They apply to the collection of samples from children age 12 months and 
older. Remember, the informed consent statement must be read, and consent must 
be granted, for each eligible child before malaria testing. 


Preparing the session 


1, 


If possible, find an indoor site to encourage privacy. The site should have a 
table or other furniture with a flat surface where you can lay out the supplies. 
A couch, bed, or mat should be readily available if the child feels faint and 
needs to lie down. If you must do the testing outdoors, find a site in the full 
Shade and away from rain, dust, and other environmental elements that 
might affect the sample. 

Describe to the parent or responsible adult exactly what will be done 
during the collection of the blood sample and how they can assist by holding 
the child on their lap and holding the child’s hand during the collection of the 
sample. 

When collecting blood from a child, note that the child may be fearful or 
anxious about what is going to happen. Therefore, using a calm and 
reassuring manner is important as you begin to collect the blood sample. 
Remember that nonverbal communication is important, so maintain eye 
contact with the child as you prepare to take the sample. Encourage the 
parent/responsible adult to hold the child on his or her lap and place the 
child’s legs in between his or hers so that the child does not kick the table 
and place his or her arms around the child. 


Figure X-1. How a parent should hold a child for a finger prick. 


23 


3.E. Collecting the blood from a finger prick 


1. Put on gloves before beginning the 
collection of the blood sample from the first 
child. 


2. Kneel on the side of the child opposite 
to the hand/heel from which you will 
collect blood. For example, if you want to 
collect the sample from the left hand, place 
yourself to the right side of the child. Do not 
sit on a chair. 


3. Use the third or fourth finger for 
collecting blood. Do not use a finger with 
a scar, a wound or cut, swelling, a 
deformity, a rash, or an infection. 


4. Ask the parent/responsible adult to 
warm the child’s hand by briskly rubbing 
the child’s fingers in between their palms. 


Bi 


Set up your station: 
e Take out a clean absorbent 


supplies. 

e Open the _ sterile gauze 
Separate the two pieces of 
lay them down on the pack 
do not touch the absorbent p 

e Open the outer package of t 
bandage. Place the bandég 
packaging. Open the alcohol prep 
package. 

e Remove the blade slot cover of the 
lancet. Prepare the lancet for use. 
Simply twist the blade slot cover 360° 
until the cover comes out. Do not 
remove the blade slot cover from the 
lancet other than as instructed here, as 
this may damage the lancet and cause it 
to malfunction. 


6. 


With an alcohol prep pad, clean the 
skin of the finger thoroughly. If the skin 
is dirty, use a second pad. Clean the finger 
before pricking. 


Allow the finger to air dry completely. 
Do not blow on the area to dry the 
alcohol. Blowing may allow bacteria to 
contaminate the site. Allow the alcohol to 
air dry. If the finger is not properly dried, 
you run the risk of mixing alcohol with the 
blood. It takes 15-20 seconds for the 
alcohol to dry. If the alcohol used to clean 
the puncture site mixes with the blood, it 
can cause hemolysis of the sample leading 


25 


to errors in the test results. 


. Position the hand palm side facing up. 
Form a pad with your index and middle 
finger behind the base of the child’s middle 
finger and your thumb in front of the child’s 
finger. 


. Using a rolling movement of your 
thumb, push blood from the base of 
the finger to the tip. This action will 
stimulate a flow of blood to the fingertip. It 
may be helpful if the parent or responsible 
adult assists you by holding the child’s 
hand. 


Note: Never “milk” the finger. Milking is excessive massaging or squeezing 
of the finger, which will cause tissue juice to mix with and dilute the blood. 
This will result in erroneous test results. Instead, the biomarker technician 
should employ only mild pressure by using the thumb and the index and ring 
fingers to support the base of the finger. 


26 


Biomarker 
Tech’s Thumb 


Biomarker 
Tech’s Index 


This position will make the connective tissue underlying the skin more porous 
and allow the capillary blood to flow easily after the incision. 


10.Hold the lancet by the grooved area on the 
lancet body and gently place the white 
lancet tip against the skin. Look to confirm 
that you have selected a good puncture site and 
reposition if necessary. Apply pressure 
against the fingertip to trigger the lancet 
to prick the skin. The lancet will automatically 
trigger when the correct amount of pressure is 
applied. (The tip of the blade ejects through the 
blade slot, producing a micro-incision in the 
skin, and immediately retracts into the device.) 
After pricking the skin, drop the used lancet into 
the sharps container. 


Note: Avoid placing the lancet on the very tip of the finger, near the fingernail, or on the 
sides beyond the palmar area. You can first check the position of the 
puncture by placing the lancet against the finger without applying pressure 
that might trigger the lancet. Re-adjust the placement of the lancet if 
needed. 


27 


11.When your thumb reaches the fingertip, 
maintain a gentle pressure to trap the 
blood in the fingertip. 


12.When the blood appears, use a sterile 
gauze pad to wipe away the first blood 
drop. Collect the second blood drop for the 
malaria RDT and [the third blood drop thick 
smear]. 


13. When blood collection is completed, 
apply a piece of sterile gauze at the 
prick site to stop the blood flow. 


28 


14. Apply an adhesive bandage to the 
prick site. 


15.Properly dispose of all materials used in 
blood collection: 


e Lancets should always be discarded in a 
sharps container 


e All other materials used in the blood 
collection procedure can be discarded in a 
labeled biohazardous waste bag. 


3.F. Obtaining capillary blood from a child’s heel 


The heel is the puncture site for children age 6 - 11 months, or malnourished 
(skinny) children whose fingers are very thin. A lancet that punctures to a depth of 
1.8 - 2.0 mm will be used to puncture the heel. The following describes the steps 
that are involved in obtaining a capillary blood drop from the heel. 


29 


1. Prepare to prick outside an imaginary line 
drawn from the middle of the big toe to the 
heel or outside an imaginary line drawn 
from the area between the fourth and fifth 
toes to the heel. Take care to avoid the 
central area of the foot (to avoid injury to 
the nerves and tendons) or the center of 
the heel (to avoid piercing the heel bone). 


‘ Do not 
\ 
\ 


prick here 


2. Hold the heel firmly. Apply moderate 
pressure near the puncture site by 
wrapping the heel using your thumb and 
second finger. 


3. Clean the site with an alcohol prep 
wipe. Make sure the site is dry before 
puncturing the skin with the lancet. In 
selecting a puncture site, avoid any areas of 
the skin that are broken or infected. 


4. Place the blade-slot surface against 
the skin and press the trigger. Ensure 
the free flow of blood. 


5. When the blood appears, use a sterile 
gauze pad to wipe away the first one 
drop of blood, use the second for malaria 
testing, [and the third drop for the thick 
smear. ] 


30 


6. Apply an adhesive bandage to the prick 
site. 


7. Properly dispose of all materials used in 
blood collection: 


Lancets should always be discarded in a 
sharps container 


All other materials used in the blood 
collection procedure can be discarded in a 
labeled biohazardous waste bag. 


3.G. 


Precautions to observe when collecting blood samples? 


This section describes the universal (general) precautions to be followed during 


blood 


collection.? You should take precautions when collecting blood to prevent 


exposure to bloodborne infections such as hepatitis B or HIV. Follow the steps below 
to ensure protection against bloodborne infections. 


If you must prick a child a second time, do not prick the same finger 
or heel. 


Do not use the same pair of gloves for more than one child. If you 
have worked with one child and your gloves do not appear soiled, you 
must still discard them and put on a fresh pair of gloves when working with 
a different child. It is also possible that you use more than one pair of 
gloves when working with just one child if the gloves have become heavily 
soiled. 


Keep intermittent pressure on the finger or heel during the blood 
collection process. 


Do not milk the finger: milking the finger may cause the interstitial fluid 
to mix with blood and dilute the blood sample giving false results. Also, if 
a large volume of tissue fluid mixes with the blood, the sample will be like 
a plasma sample instead of a whole blood sample. 


? Adapted from National Committee for Clinical Laboratory Standards (NCCLS) 1997 

3 For the universal precautions regarding bloodborne pathogens, see the U.S. Centers for 
Disease Control and Prevention guidelines and the U.S. Occupational Safety and Health 
Administration (OSHA) standards for protection from exposure to bloodborne pathogen. 


31 


3.H. 


If your gloves are soiled with blood, complete the blood collection 
process and change them immediately once you have finished with that 
child. 


Wear disposable gloves. Gloves help to prevent skin and mucous- 
membrane exposure to blood. Gloves should be worn during blood 
collection, until the specimen(s) from a child is collected and all waste 
materials produced during the collection are disposed. At that point, the 
used gloves should be treated as biohazardous waste. A new pair of latex 
gloves should be used with each child. Gloves must never be re-used! 


Avoid penetrating injuries. Although gloves can prevent blood 
contamination of intact and non-intact skin surfaces, they cannot prevent 
penetrating injuries caused by the instruments used for finger or heel 
pricks. Safety lancet devices reduce the risk of penetrating injuries. 


Do not use lancets for purposes other than a single finger or heel 
prick to collect blood for the biomarker testing. The lancets should not be 
broken or destroyed for curiosity or other purposes. After the device is 
used, it should be placed in a puncture-resistant sharps container. 


Wash contaminated areas. If an accident occurs, any skin surfaces or 
mucous membranes that become contaminated with blood, should be 
immediately and thoroughly washed with running water or a large quantify 
of water from a bucket or basin. 


Never eat or drink during the testing. Eating or drinking while 
collecting blood samples may result in contaminating yourself and is 
prohibited during the blood collection and testing procedures. 


Properly dispose of all biohazardous materials. All materials coming 
in contact with blood must be placed in a biohazardous waste container 
after use and disposed of according to the survey’s policy on infectious 
waste disposal ([see Chapter 6]). Take precautions when storing and 
transporting the waste during the fieldwork. 


Good blood collection practices 


Good position in relation to the child. Position yourself well before you make a 


puncture on the child’s finger or heel, such as kneeling below the child’s 
heart level. 


Do not prick the finger or heel if it is cold! Warm the hands (or heel) by asking 


the parent/responsible adult to rub the child’s hand or heel vigorously. 


Never “milk” the finger. Excessive massaging or squeezing of the finger or foot 


will cause tissue juice to mix with and dilute the blood. 


Never mix alcohol with the blood. If the alcohol used to clean the puncture site 


mixes with the blood, it can cause hemolysis of the sample leading to errors 


32 


in the testing results. To avoid this problem, the finger or heel must be air 
dried completely before being punctured. 

Avoid obstructing blood flow. It is important to hold the finger properly to allow 
the accumulation of blood at the puncture site. Holding the finger too tightly 
can obstruct blood flow to the finger. 

Push lancet in firmly to avoid shallow punctures. A deep puncture should be 
made for better blood flow and to have a representative concentration of red 
blood cells. 

Dispose of biohazard materials as they are used. Keep the biohazard bag and 
sharps container open during blood collection and drop each disposable item 
in the appropriate container as you finish using it. 

If blood flow stops before all biomarkers are collected/tested, lay out all new 
supplies to make a second prick. 

NEVER leave behind or give biohazardous waste to parents/responsible, even if 
they request it. 


33 


Chapter 4. MALARIA TESTING 


Learning objectives 


e Define malaria and its causes 

e List the supplies for testing for malaria 

e List steps for malaria testing 

e Demonstrate proper use of the malaria RDT 

e [Demonstrate proper storage and transport of malaria slides]* 

e List precautions in malaria testing 

e List steps in providing test results, treatment for malaria, and referrals 
for severe malaria 


4.A. Introduction 


Malaria is a parasitic disease that is transmitted by the bite of a Plasmodium- 
infected mosquito. Symptoms of malaria include fever, chills, 
headache, and vomiting, in addition to other flu-like symptoms; if left 
untreated, severe cases of malaria can quickly become life 
threatening. In the [YEAR, COUNTRY] MIS, children age 6- 59 months 
will be tested for malaria with the [SD Bioline P.f] rapid diagnostic 
test (RDT). [The results of the RDT will be confirmed in a laboratory 
by microscopic examination of a thick blood smear collected from 
the same individual. The thick blood smear allows lab technicians to 
detect the presence of malaria parasites.] These data will be used to 
generate national and regional malaria prevalence estimates. 


This chapter presents detailed instructions on using the SD Bioline P.f test kit as 
well as on preparing and storing thick blood smears and transferring 
them to the laboratory. In accordance with the [COUNTRY] national 
treatment guidelines, children who test positive for non-complicated 
malaria by the RDT will be provided with treatment; the treatment 
protocol is also described in this chapter. 


4.B. Materials and supplies for malaria testing 


In addition to the supplies required for capillary blood collection in Chapter X, and 
the Biomarker Questionnaire, the following materials and supplies 
are required for malaria testing: 


4Note: If the [YEAR, COUNTRY] MIS does not include preparation of thick blood smears, this 
module will need to be adapted accordingly. 
34 


SD Bioline P.f. RDT: will be used for 
home-based malaria testing. This test 
detects malaria antigens (Plasmodium 
proteins) and produces results in 15 
minutes. It is discussed in greater 
detail below. 


Sample Collection Cup: Small plastic 
tubes with a cup on the end to collect 
the blood sample from the finger or 
heel prick and deposit it in the sample 
port of the test device. 


Assay Diluent: To facilitate capillary 
flow of embedded reagents and the 
blood sample. 


Timer: for precisely timed reading of 
results 


35 


[FIRST LINE ACT]: is provided to 
children testing positive for malaria, 
who do not exhibit symptoms of severe 
malaria, or who are not currently taking 
medication for malaria. Children who 
have tested positive and received 
[FIRST LINE ACT] treatment in the last 2 
weeks are not eligible for additional 
treatment. 


Coartem® 20/120 


artemether. 
lumefantrin. 


4.C. Materials and supplies for preparing, storing and transporting 


blood smears 


Glass microscope slides: Used for 
preparing thick blood smears. The 
slides are non-sterile but clean. 


Additional use of the glass slides is to 
spread the blood drops on the slide for 
thin and/or beveled edge of a slide for 
thick smear preparation. 


Barcode Labels: The malaria testing in 
the [YEAR] [COUNTRY] MIS is 
anonymous; i.e., an individual’s name is 
never written on the glass slide. 
Instead, barcode labels are used to link 
the thick smears to the data recorded in 
the Biomarker Questionnaire. You will 
be provided with sheets of “peel-off” 
adhesive barcode labels. The barcodes 
are arranged in rows. The codes on 
each label are the same across one 
row. A different row of barcode labels 
on the sheet should be used for each 
individual for whom a thick blood smear 
is prepared. In the [YEAR] [COUNTRY] 
MIS, barcodes will be used to label all 
smears. 


UTA 


YSB3L 


UT DE UT ST AT 
KesGésI KSGtI K3sGSl 
TN TL TNT TT 

MIZIxX 


Wizix WizZix 
YU Ly UL TT 
WeaTrz wWe2Trd wW2TTs 
10 TT TT 
ooDOR coDOR coDoR 
IL YE TMF 
EsceP E3c6eP E3ceP 
HONG =A UY 
WiFal V1IFai 


‘VIFBI 


TT TL TIT 
S3Q6R S3Q6R 


33Q6R 


DANEEL 
G4AsT G4AsT G4A8T 
TT 

XASGK 


xISEXx x1ISSxX 


ARMIN 
KsGB! 
Tia 
ViIzZIx 
Et LY 
W2TTz 
yi 
ooboR 
Ma IL) 
Escsr 
TESTE 
MIFSI 
WMO 
SsasrR 
TT 
G4AaT 
a 


xAIS6X 


Tee 
Kesal 
Toe 
Viz 
it | 
weTrz 
EE 
cooDboR 
4/0000 
Escsr 
CUNT Tl Ci 
V1IF6I 
TEE 
3S306R 
TL Lite 
G4AST 
LL 
x1S6x 


36 


Cardboard slide tray: The thick blood 
smears should be placed in slots inside 
the carboard slide tray to drying. The 
tray protects the thick smears from 
dust and insects and facilitates the safe 
transport of slides while in the field. 


Blue slide storage box: Once out of 
the field, dried thick blood smears 
should be transferred to a slide box; 
each box holds 25 slides. 


Ziploc® storage bags: Sealable plastic 
bags will be used to store the cardboard 
slide tray and slide boxes containing 
the thick blood smears. 


37 


Desiccant packets: Drying agents 
that absorb moisture from the _ air. 
Desiccants are used to keep the smears 
dry during transport to the laboratory. 
The granules inside the packets change 
color from blue to pink as they absorb 
moisture. Treat used desiccants as 
biohazardous waste and throw them 
away in a biohazardous waste bag. 


Microscope Slide Transmittal Form: 
Used to track the movement of the 
thick smears from the field to the 
laboratory. For each individual who 
provided a_ blood’ sample, the 
Microscope Slide Transmittal Form 
should have a barcode with the same 
unique identifier as the barcode label 
attached to the glass slide and the 
Biomarker Questionnaire. See 
Appendix X for a sample Microscope 
Slide Transmittal Form. 


[YEAR] [COUNTRY] [MALARIA INDICATOR] SURVEY| 
MICROSCOPE SLIDE TRANSMITTAL FORM (FRONT SIDE) 


(FIELOWORKER] NUMBER 


(CLUSTER MUMaER 


Two paper handouts are available to parents/responsible adults: 


1. Malaria pamphlet: a one sheet document designed to 


inform the 


parent/responsible adult about the malaria test results within the household, 


dosages of treatment and contact information. 


example of the malaria pamphlet. 


2. Severe malaria’ referral form: 


a slip of paper given to 
parent/responsible adult of a child with severe malaria (defined as a child 
who tested positive for malaria and has symptoms of severe malaria See 
Appendix X for an example of the severe malaria referral form). 


See Appendix X for an 


the 


NOTE: Provision of [FIRST LINE ACT] is a requirement of the survey. Children should 
not be tested for malaria if [FIRST LINE ACT] is unavailable. 


4.D. Handling and storage of SD Bioline P.f rapid diagnostic test 


(RDT) kit 


38 


The SD Bioline P.f RDT is a rapid, qualitative test for malaria. It tests for one 
antigen, the histidine-rich protein II (HRP-II), specific to Plasmodium 
falciparum (P.f), the major cause of malaria in [COUNTRY]. 


Each SD Bioline P.f RDT comes in a self-contained pouch. The kit includes: 


Test cassette 

Desiccant packet 

Sample collection cup 

Assay diluent in a dropper bottle 
Instructions 


SD Bioline P.f RDT 


Resuttwindow Samplewell Dilvent well 


1. The sample collection cup is used to collect and deposit the blood sample 
from the finger (heel) prick into the sample well in the test device. 

2. Assay diluent is added to the diluent well to aid the lateral flow of the blood 
and reagents along the strip. 

3. After 15 minutes, a control band (C) and test band (T), will appear in the 
result window if malaria is detected. 


There are handling and storage requirements that should be observed for 
accurately performing the SD Bioline P.f RDT: 


e Do not use the device after the expiration date. 
e The test device must remain in the sealed pouch until use. Once the 
device is open, it must be used immediately. Do not open the 


39 


sealed pouch more than 5 minutes before doing the test as the device is 
sensitive to humidity. 

e Never mix reagents from different lots. 

e Do not use the device if the pouch or device is damaged or if any lines 
are visible on the device before contact with the sample. 


4.E. Determine eligibility and obtain informed consent for malaria 
testing 


Children: Follow the steps below for malaria testing of eligible children age 6-59 
months. 


Biomarker technicians will not fill in anything prior to [Q. 106; Q. 118] and onwards 
are for the biomarker technician to complete. 


.118]:; NAME OF PARENT/RESPONSIBLE ADULT FOR THE CHILD 


In [Q. 118], record the name of the parent/responsible adult (over the age of 18) for 
the child. This person will be asked for their informed consent for malaria testing for 
that child. You will notice that below the space for the name is space for a line 
number. You are NOT responsible for filling in the line number. The line number of 
the parent/responsible adult will be populated when the questionnaire is entered 
into CAPI. 


Do Not Enter Lite Number 


RECORD NAME AND LINE NUMBER OF PARENT/RESPONSIBLE ADULT FORTHE | NAME 
CHILD. 


LINE NUMBER OF 
PARENT/ 
RESPONSIBLE ADULT 


_ 120]: ASK CONSENT FOR MALARIA TEST FROM PARENT/RESPONSIBLE ADULT 


ASK CONSENT FOR MALARIA TEST FROM PARENT/RESPONSIBLE ADULT- GRANTED 
REFUSED 
As part of this survey, we are asking children all over the country to take a test to see if NOT PRESENT/OTHER 
they have malaria. Malaria is a serious illness caused by a parasite transmitted by a 
mosquito bite. This survey will assist the government to develop programs to prevent 
and treat malaria. We ask that all children age 6 months through 4 years take part in 
malaria testing. The tests require a few drops of blood from a finger or heel. The 
equipment used to take the blood is clean and completely safe. It has never been used 
before and will be thrown away after each test. 


The blood will be tested for malaria immediately, and the results will be told to you right 
away. [A few blood drops will be collected on slide(s) and taken to a laboratory for 
testing. You will not be told the results of the laboratory testing_] All results will be kept 
strictly confidential and will not be shared with anyone other than members of our 
survey team. 


Do you have any questions? You can say yes or no. It is up to you to decide. Will you [FIELDWORKER] NUMBER 
allow {NAME OF CHILD} to participate in the malaria test? 


After reading the consent statement, record the parent/responsible adult’s response 
to the request to allow the child to participate in the testing. If the 
parent/responsible adult agrees, circle ‘1’ (GRANTED). If the parent/responsible 
adult refuses to allow the child to participate in the testing, circle ‘2,’ (REFUSED). 


[Q. 121]: SIGN NAME AND ENTER [FIELDWORKER] NUMBER 


After recording the outcome of the consent process, you must affirm that you have 
read the statement to the parent/responsible adult and recorded the results 
accurately by signing your name and entering your fieldworker number in the space 
provided. 


. 123]: IF CONSENT GRANTED, PREPARE EQUIPMENT AND SUPPLIES FOR THE 
TESTS AND PROCEED WITH THE TESTS 


At this point, set up your station and proceed with the malaria testing. 


4.F. Steps in performing malaria testing 


1. Prepare the supplies 

Following instructions in Chapter X, prepare 
blood collection supplies. 
Remove one malaria RDT 
from the kit, [one glass slide 
for the thick smear, another 
slide to spread the _ blood 
drop,] and timer. Open your 
capillary blood collection 
supplies in the order 
mentioned in Chapter X. 


2 a P l ace ba rcod e la be l Ss: PREPARE EQUIPMENT AND SUPPLIES FOR THE TEST(S) AND PROCEED WITH 
2 TESTING. PUT THE 1ST BAR CODE 
LABEL HERE 
a Take the first barcode PLACE 1ST BAR CODE LABEL FOR MALARIA LAB TEST IN SPACE TO THE 
: RIGHT. PUT THE 2ND BAR CODE LABEL ON THE SLIDE AND THE 3RD ON THE 
label from the _ first TRANSMITTAL FOR REFUSED 


OTHER 


complete row on_ the 
sheet of barcode labels 
and affix it in [Q. 123] of 
the Biomarker 
Questionnaire. 

W@ Take the second barcode 
label from the same row 
on the sheet of barcode 
labels and affix it on the 
microscope slide (with the 


4l 


unique identifier facing 
outwards). 

W@ Take the third barcode 
label from the same row 
on the sheet of barcode 
labels and affix it on the 
Microscope Slide 
Transmittal Form for the 
cluster in which you are 
working. 


[YEAR] [COUNTRY] [MALARIA INDICATOR] SURVEY| 
MICROSCOPE SLIDE TRANSMITTAL FORM (FRONT SIDE) 


‘CLUSTER MUMBER. 


TEAM | WHEN CLUSTER IS 
SUPERVISOR ‘COMPLETED 


FIELD baal 
cooroinator | 


receiver at |, 
IMPLEMENTING 
AGENCY 


ue 


3. Organize your station - 
Malaria 

HM Open the RDT pouch and 

retrieve the test cassette, 

the sample collection cup 

and desiccant packet, 

taking care not to touch 

the membrane area of the 

device. Once the device 

is open, it must be used 


immediately! 
M Check the color of the 
desiccant packet, it 


should be blue. If it is 
colorless or pink, discard 
the device and_ use 
another one. 


42 


4. 


If consent was_ granted, 
collect a blood sample from 
the respondent following the 
procedure described in 
Chapter X. Use a _ sterile 
gauze pad to wipe away the 
FIRST large blood drop 
from the finger or heel. 
Use the SECOND large 
blood drop for the malaria 
RDT. 


. Touch the sample collection 


cup to the blood drop at the 
puncture site, ensuring that 
blood fills the entire cup (5 
yuL) to run the RDT. Do not 
release the finger. 


Transfer the blood sample to 
the sample well immediately. 
Ensure the blood from the 
sample collection cup has 
been completely absorbed by 
the sample pad. Put the 
sample collection cup in the 
Sharps container. 


Dispense / Distribuer 
Distribuir / Dispensar 


€ Pan &t 
ahaa 


Without delay, dispense four 
drops of the assay diluent 
into the developer well while 
holding the bottle vertically. 


43 


8. Start the timer for 15 
minutes. 


9. Collect the THIRD drop of 
blood for the preparation 
of the thick blood smear. 
The blood drop should be 
about 5 ul or about this size «. 
Pick up a slide with a barcode 
by its edge. Turn the slide so 
the barcode is facing the 
respondent’s finger or heel. 
Touch the center of the slide 
to the blood drop three times 
to collect three small blood 
drops in the shape of a 
triangle. Place the slide on 
the absorbent sheet. 


DO NOT LET THE SLIDE TOUCH 
THE FINGER! 


10.Prepare the thick smear. 
Use the corner of a beveled 
edge clean slide to blend the 
three drops of blood. Do not 
“stir” the blood; instead, the 
blood should be spread 
evenly in 3 to 5. circular 
motions in the same 
direction. Start from the 
inside and work your way out. 
Bring the edge/corner of the 
mixing slide back to the 
center of the blood drop and 
lift. The blood smear should 
have a diameter of about 1 
cm in size. Put the mixing 
slide in the sharps container. 


44 


The following shows how thick smears should look: 


over newsprint. 


The following illustrate some common errors in thick blood smear preparation 
which you should avoid: 


Corner of mixing slide chipped: 


A thick smear is made by placing three drops of blood (5 ul 


each) on ae clean, grease-free slide and 
spreading blood evenly over a small area such 
that the blood cells are layered on top of each 
other. If the thick smear is made correctly, 
letters can be barely read if the slide is placed 


Too little blood: 


e 
J 


11. 


12. 


13. 


After you have finished blood 
collection, wipe any 
remaining blood from the 
prick site with a sterile 
gauze pad. Press the gauze 
pad against the prick site 
until the blood flow’ has 
stopped completely. 


Apply an adhesive 
bandage to the prick site. 
Advise the parent or 


responsible adult, especially 
when the child is a toddler, to 
carefully watch that the child 
does not take off the 
bandage and put it in his/her 
mouth as the child may 
choke on it. 


After 15 minutes, read the 
malaria result. Record the 
result code of malaria testing 


Children age 12-59 months (Finger) 


Children age 6-11 months (Heel) 


124 | CONDUCT TEST AND RECORD RESULT OF THE MALARIA RDT HERE AND IN 
THE [INFORMATIONAL PAMPHLET]. 


[TEST POSITIVE] 
[TEST NEGATIVE] 
NOT PRESENT 
REFUSED 
OTHER 


Onk Na 


in [Q. 124] of the Biomarker 
Questionnaire and the 
malaria pamphlet. If the child 
was tested, circle ‘1’. If the 
child was not present, the 
parent/responsible adult 
refused to consent to the 
test, or there was some other 
problem, circle the 
appropriate code. The test 
results should not be 
interpreted after 30 
minutes. 


14. 


Place the blood smears in 
the cardboard slide tray. 
Each smear should be placed 
in one independent _ slot. 
Make sure the smear is facing 
upwards and not down. Close 
the cardboard slide tray to 
protect the blood smears 
from flies and dust. The blood 
smears will dry while in the 
cardboard tray in a horizontal 
position. 


15. 


Give the malaria pamphlet 
to the parent/responsible 
adult. Inform the 
parent/responsible adult of 
the result and_ provide 
him/her with the pamphlet. 
When reporting the result, 
briefly explain to the 
parent/responsible adult what 
his/her child’s malaria result 
means, using the 
informational pamphlet as a 
guide. 


16. 


Provide a written referral to the parent/responsible adult of a child with 
severe malaria, defined as any child with severe malaria symptoms and/or any child 
who tested positive for malaria. Inform the parent/responsible adult about the effects 
of severe malaria. Record the RDT result on the severe malaria referral form and 
encourage the parent/responsible adult to seek follow-up medical attention for their 
child. 


17. 


Provide the parent/responsible adult with treatment for a child with malaria. 
Any child with malaria who does not have any severe malaria symptoms is eligible for 
treatment if the parent/responsible adult consents. Children who are taking or have 
taken a first line ACT in the past 2 weeks are not eligible for treatment. Instead, the 


46 


parent/responsible adult is instructed to seek care if the child has a fever for 2 days 
after the last dose of the ACT was given. 


4.G. Interpreting the results of SD Bioline P.f RDT 


There are three possible outcomes of the SD Bioline P.f RDT: negative, positive, 
and invalid. A test that is positive will be classified as P. falciparum 


malaria positive. 


The result is NEGATIVE for P. fa/cijparum malaria if only a single pink/pink- 
purple band corresponding to the control “C” is observed. 


NEGATIVE 

A line in “C” and NO LINE in “T”’ means 
the patient DOES NOT have falciparum 
malaria. 


The result is POSITIVE for P. fa/ciparum malaria if there is a pink/pink-purple 
band in both the test and control areas of the result window. 


POSITIVE 
A line in “C” AND a line in “T” means the patient 
DOES have falciparum malaria. 


The test is POSITIVE even if the line in 
“T” is faint. 


If no control band is observed on the device, the test is invalid. It must be 
repeated with consent from the parent/responsible adult using a new device. 


47 


INVALID RESULT 


NO LINE in “C” and a line or no line in “T” 
means the test is INVALID. 


| Mataria Ag Pt ' 


| Malaria Ag Pt > 7 


Repeat the test using a new RDT if no 
control line appears. 


4.H. Treatment protocol for malaria positive 
children 


Malaria treatment will be provided to children testing malaria positive in the [YEAR] 
XMIS. Following the national malaria treatment guidelines, children will be treated 
with [FIRST LINE ACT]. Prior to treating children, it must be determined whether or 
not the child is in need of treatment. If the child has taken [ACT] within the previous 
2 weeks or is currently taking [ACT] to treat the malaria, it is not appropriate to give 
him/her additional medication. Rather, if the child has already received medication, 
read the following statement to the parent/responsible adult and skip to [Q. 129]: 


ALREADY TAKING [FIRST LINE MEDICATION] REFERRAL STATEMENT 


You have told me that {NAME OF CHILD} had already received [FIRST LINE OF MEDICATION] for malaria. Therefore, | 
cannot give you additional [FIRST LINE OF MEDICATION]. However, the test shows that he/she has malaria. If your child has 
a fever for 2 days after the last dose of [FIRST LINE MEDICATION], you should take the child to the nearest health facility for 
further examination. 


For each child with a positive malaria test and who hasn’t taken [FIRST LINE ACT] in 
the past 2 weeks, request consent from the parent/responsible adult to provide 
[FIRST LINE ACT] using the following language: 


ASK CONSENT FOR MALARIA TREATMENT FROM PARENT/RESPONSIBLE ACCEPTED MEDICINE 
ADULT: REFUSED MEDICINE 


The malaria test shows that {NAME OF CHILD} has malaria. We can give you free 


medicine. The medicine is called [FIRST LINE OF MEDICATION]. [FIRST LINE OF 
MEDICATION] is very effective and in a few days it should get rid of the fever and other 
symptoms. You do not have to give {NAME OF CHILD} the medicine. This is up to you. 
Please tell me whether you accept the medicine or not. 


The correct dosage of [ACT] depends on the child’s weight/age: 


[ACT] dosage guidelines for children with positive malaria tests 


48 


The first dose of [FIRST LINE ACT] should be administered to the child by the 
biomarker technician. The nurse/health technician should advise the 
parent/responsible adult on how to administer the subsequent doses of [ACT]. The 
parent/responsible adult should also be told that the child must be given the full 3 
days of medication so that the infection will be cleared. The nurse/health technician 
should also advise the parent that additional [ACT] tablets must be obtained and 
given to the child if the child vomits within an hour of taking a tablet. 


The nurse/health technician should also tell the parent/responsible adult to take the 
child to a health facility immediately if the child experiences a fever for 2 days after 
taking the last dose of medication. 


4.1. Storage and transport of thick blood smears 


The blood smears you make in the field for malaria testing must be properly stored. 
They must be allowed to dry thoroughly, protected from dust, flies, debris and other 
contaminants and kept from high levels of humidity. Follow the guidelines below to 
maintain high quality blood smears during storage. 


1. After returning from the field each day, you should inspect the slides you 
collected that day to check their quality. Be sure to wear gloves during your 
inspection. 


2. You should also check that you have one thick smear for each eligible child 
you tested that day, and that each slide has a barcode label. Check that the 
barcode label in the Biomarker Questionnaire ([Q. 123]) matches one placed 
on the Microscope Slide Transmittal Form. Note any discrepancies and 
try to resolve them. If you are missing slides for any child for whom you have 
recorded that a smear was prepared, you must go back to the household and 
ask permission to test the child again. 


3. Make sure that you do not touch the smears accidentally with your fingers or 
with any materials you carry in the field and that there is no dust or dirt 
particles embedded in the blood. If you touch the smear before it has dried 
thoroughly, you must go back to the household and ask permission to collect 
another blood smear. 


The next morning before going to the field, you must: 
4. Check the thick smears to make sure that they have dried completely. 


5. Transfer the thick blood smears from the cardboard tray into the slide slots of 
blue slide storage box, beginning with the first column. 


6. Place the blue slide storage box in a Ziploc bag containing about 3 to 5 
sachets of desiccant. It is very important that the zip-loc bag remained 
sealed. The buildup of humidity can damage blood smears. Monitor the 
desiccants for color change from blue to pink. As necessary, remove pink 


49 


desiccants and replace with new desiccant packets. Each morning that you 
are in the cluster, add the additional smears you have collected to the slide 
box. You will use one blue slide storage box per cluster. Mark both the slide 
box and the Ziploc back with the cluster number. 


Transferring the thick smears to the laboratory 


Periodically, field coordinators or other members of the [YEAR, COUNTRY MIS] team 
will visit to pick up the blood smears and transfer them to the central office and 
then to the laboratory for further processing. You will transfer slides for 
completed clusters only. 


To make sure that all the slides are transferred, you must check the slides against 
the Microscope Slide Transmittal Form and the Biomarker Questionnaires for 
each cluster. Please see an example of the Microscope Slide Transmittal Form 
in Appendix X. Follow these steps for in preparation for transferring the slides: 


1. Put on Gloves. Remove the blue slide storage box from the Ziploc bag. 
Check the barcode on each thick smear slides against the barcodes on the 
Microscope Slide Transmittal Form. Put a check mark in the column 
labelled TECHNICIAN for each slide with corresponding barcode found on the 
Microscope Slide Transmittal Form. 


2. Complete the Microscope Slide Transmittal Form. Count the total 
number of blood smears (slides) and record the number in Column (3). 


3. Sign your name in Column (4) and record the date in Column (6). Note any 
discrepancies in Column (7). 


4. The team supervisor will re-verify that the barcodes on the smears match the 
barcodes on the Microscope Slide Transmittal Form. 


5. Fold the Microscope Slide Transmittal Form along the dotted lines (so 
that the bar-coded labels are not folded) and keep it with the slides in the 
blue slide storage box or Ziploc bag until the slides are collected by the field 
coordinator or other staff member who is picking up the slides for all 
completed clusters. 


6. When the field coordinator collects the slides for completed clusters from the 
teams, he/she will verify the number of slides on the Microscope Slide 
Transmittal Form with the field supervisor. They will then be taken to the 
central survey office for checking before being transferred to the laboratory 
for processing. 


4.J). Precautions to take during malaria testing 


The following are common mistakes made during malaria testing: 


50 


Inadequate filling of the malaria RDT. The blood collection device should 
be filled correctly with the recommended volume by the RDT kit 
manufacturer. The entire volume of blood should be blotted in the sample 
collection well. 


Improperly stored RDTs should not be used for testing. RDTs have 
specific storage requirements and should not be used if these storage 
requirements were not followed. The containers must be kept closed when 
not in use to avoid exposure to moisture, which may destroy the reagents or 
alter the properties of the test. 


Using kit components with different lot numbers. Always use the 
reagents that are supplied with the RDT kits. Do not swap buffers or 
cassettes from different kits. 


Not labelling the slide. As the blood smear will be taken to another 
location where the microscopic examination will be done, it is critical that the 
smears are labelled with a barcode so the result can be matched to the child. 


Not using free-flowing blood. It is important that the blood be free 
flowing, especially the drops used for preparing the blood smear. 


Touching the glass slide with fingers wet with alcohol. This can result 
in alcohol and dirt contamination of the glass slide preventing the proper 
spread and drying of the blood smear. 


Using greasy slides to prepare thick smears. Preparing blood smears on 
greasy slides results in smears with holes and streaks, as the grease does 
not allow the blood to spread evenly on the slide. These slides cannot be 
properly read. 


51 


CHAPTER 5. BIOHAZARDOUS WASTE DISPOSAL 


Learning objectives 


m Define biohazardous waste 

Define biohazardous waste disposal 

How to collect and store biohazardous waste during training and fieldwork 
Procedures for field disposal of biohazardous waste 

Methods of destroying biohazardous waste 


5.A. Introduction 


Any material that has come in contact with blood or other bodily fluids such as 
lancets, alcohol swabs, gauze, and gloves are considered to be biohazardous waste 
(hazardous to other humans). Safe disposal of such material (biohazardous waste 
disposal) is crucial to prevent the transmission and spread of various bloodborne 
diseases, such as hepatitis B and HIV, among survey personnel and survey 
respondents. Biohazardous waste must be collected in biohazardous waste bags or 
sharps containers immediately following blood collection and testing, securely 
stored and transported, and safely disposed of prior to leaving a cluster. Both 
biohazardous waste bags and sharps containers have a special logo warning about 
biohazardous content. Sharps containers should be securely closed for safe storage 
and transportation of used sharp materials. 


5.B. Collecting and storing waste during trainings and fieldwork 


During training and while in the field/during data collection, all soiled (containing 
blood) biomarker supplies (for example: absorbent sheets, gloves, gauze, etc.), and 
their packaging will be placed in a biohazardous waste bag. Items identified as 
sharps, posing a personal health risk to biomarker technicians, respondents and 
anyone disposing of waste (for example: safety-engineered lancets) will be collected 
in a sharps container. 


Biohazardous Waste Bags 


For the [YEAR] [COUNTRY] MIS, three sizes of biohazardous waste bags are 
provided: small 2-3 gallon (7.5-11.3 liters), medium 7-10 gallon (26.5-37.8 liters) 
and large 12-14 gallon (45.4-52.9 liters). The small “household” waste bag will be 
used to collect all the non-sharps biohazardous waste from one household. Once 
the biomarker technician has completed processing all eligible respondents within a 
single household, the small biohazardous waste bag should be tied in a knot making 
sure to remove any excess air. When traveling from one household to another, all 
individually knotted small biohazardous waste bags should be stored in a medium 
“field” waste bag for easier transport. Thus, the biomarker technician can carry 
around one medium biohazardous waste bag instead of five or so small waste bags. 

52 


At the team space or vehicle (wherever the biohazardous waste is being stored), all 
used medium biohazardous waste bags should have the excess air removed from 
them and be transferred for storage into a large “cluster” waste bag. The large 
biohazardous bag should hold all the waste collected within a cluster. If not, a 
second cluster bag may be used. See the table below for each biohazardous waste 
bag and their appropriate use. 


Biohazardous Appropriate Use Storage When Filled 
Waste Bag 


2 to 3-gallon Small household biohazardous Store inside of medium 
waste bag biohazardous bag 


7 to 10-gallon Stores the small biohazardous Store inside of large 
waste bags used in households for biohazardous bags 
easier transport though the field 


12 to 14-gallon Stores the medium biohazardous | Store at the team space until 
waste bags per cluster disposal at a local health 
facility 


If all the waste from one household will not fit into one 2-3 gallon small 
biohazardous waste bag, please use another small bag to collect the remaining 
household waste. Generally, 1-2 large cluster bags are enough to hold all the waste 
from one cluster. 


Sharps Containers 


For the [YEAR] [COUNTRY] MIS, [SIZE] sharps containers are provided. Sharps are 
any items used to measure biomarkers (and as a result are contaminated with 
biohazardous bodily fluids or blood) that can puncture through the thin plastic 
biohazardous waste bags. All sharps containers used in the [XMIS] are made of 
puncture-proof plastic so any item placed inside of them will not puncture through 
the material. This is not the case for the plastic biohazardous waste bags. Sharp 
items include, but are not limited to, safety-engineered lancets. [For an MIS, glass 
slides, cartridges and pipettes should be considered sharps]. To protect both the 
biomarker technicians and the respondents, safety-engineered lancets are used to 
reduce exposure to blood and injuries. These lancets are one-time use and thus, 
the blade permanently retracts into the casing after being triggered. However, if 
these lancets are tampered with after use (i.e., taken apart), it is possible to recover 
the blade inside the casing, so we place lancets inside the sharps container. Unlike 
the biohazardous waste bag, items cannot be recovered from the sharps container 
once they are sealed. 


Note: you should NEVER attempt to remove any biohazardous waste 
material once it is discarded in the biohazardous waste bag or sharps 


53 


container! 
See the table below for sharps containers and their appropriate use. 


Sharps Containers Appropriate Use Storage When Filled 


5 quarts Sharp biohazardous waste froma | Store at the team space until 


(4.7 liters) cluster disposal at a local health 
facility 


All sharps containers recommended by The DHS Program have a fill line printed on 
the outside. Do not fill the sharps containers with material past this line. Sharps 
containers once sealed cannot be reused. So once a sharps container is filled, close 
the lid and dispose of at a designated health facility. Start each cluster with a new 
sharps container even if the last sharps container from the previous cluster has yet 
to reach the fill line. 


Sharps container labels 


5.C. Procedures for disposal of biohazardous waste 


Biohazardous waste is generated at three stages during the [YEAR] [COUNTRY] MIS: 
during the training, during field practice, and during fieldwork. Prior to generating 
any biohazardous waste, [Implementing Agency] in partnership with the [Ministry of 
Health, NACP or other country specific agencies] must identify health facilities that 
will dispose of the biohazardous waste collected according to [Country] national 
standards. A list of these health facilities and their contact information should be 
provided to the team supervisors by the [implementing agency] along with a letter 
from the MOH detailing the mission of the survey, introducing the team, and 
outlining the services needed from that facility. 


At the end of training and after each blood collection within the household, all the 
non-sharps materials used during the testing (i.e., gloves, alcohol swabs, and gauze 
pads) are to be placed in a 2-3 gallon household biohazardous waste bag. All sharp 


54 


materials (i.e., lancets and glass slides) are to be placed in the sharps container. All 
biohazardous materials should be immediately placed in the appropriate waste bag 
or container after use. For instance, once you have pricked the finger or heel with 
the lancet, you should place the lancet directly into the sharps container, do not 
place the lancet back on the absorbent sheet. 


Before proceeding to a new cluster, team supervisors should identify (from the list 
of facilities provided by [implementing agency], the local health facility where the 
waste can be safely destroyed. Team supervisors should contact the health facility 
prior to or soon after entering the cluster to introduce themselves and inform the 
local health facility that the team intends to dispose of the biohazardous waste from 
the cluster(s) there. One health facility may be used for the disposing of waste from 
multiple clusters; hence it is considerate to inform the local health facility ahead of 
time. 


5.D. Methods of destroying/decontaminating biohazardous waste 


It is likely that the local health facilities identified by the government for safe 
disposal of biohazardous waste during the [YEAR] [COUNTRY] MIS will use one or a 
combination of the following methods to destroy or decontaminate the 
biohazardous waste. The two methods listed below are the best management 
options for solid infectious waste for small-scale activities. 


Incineration 


Incineration is the process of burning biohazardous waste and reducing the waste 
volume by about 80%. Incineration can take place in a chamber or drum/brick 
furnace. Through this method, 99% of microorganisms on biohazardous waste and 
contaminated sharps are destroyed. However, the sharps found in ashes can still 
pose a physical hazard. Open-air incineration is less effective at disinfecting and 
has the potential for incomplete burning (leaving behind infectious material), is 
more hazardous to the staff involved and runs a greater risk of unburned supplies 
being scavenged by people and animals. 


Autoclave 


Autoclaving is the process of sterilizing waste with steam treating at high 
temperature and pressure. In order to be effective, the steam needs to be able to 
penetrate the waste. Autoclaving can also be used to sterilize reusable medical 
waste. We do not autoclave and reuse any of the materials used in the [YEAR] 
[COUNTRY] MIS. 


A few points to remember when you are collecting and storing biohazardous waste 
in the field: 


e NEVER leave biohazardous waste in households 
55 


Biohazardous waste should NEVER be disposed of in general solid waste 
containers or facilities 

Never store anything in the biohazardous waste bags or sharps containers 
other than biohazardous waste 

Once closed, the sharps containers cannot be reopened, so take care when 
moving through the field not to close the container prior to reaching the fill 
line 


56 


CHAPTER 6. APPENDIX 


6.A. Malaria brochure 


LOGO [NAME OF SURVEY] LOGO 
| 


Name of the Household Head: 


Malaria diagnosis: Malaria diagnosis: Malaria diagnosis: Malaria diagnosis: 


Positive Negative Positive Negative Positive Negative || Positive Negative 


TREATMENT FOR TREATMENT FOR TREATMENT FOR TREATMENT FOR MALARIA 
MALARIA PROVIDED: MALARIA PROVIDED: MALARIA PROVIDED: PROVIDED: 


TREATMENT WITH FIRST LINE: [FIRST LINE ACT] 


Weight in KG Content Dosage* 
25 mg XX + 67.5 mE XX 


29kg <18 ky; 1-4 50 XX+ 135 XX 

1 tablet once a day for 3 days 
* If the child has a fever for two days after completing the last dose of [FIRST LINE ACT], you should take him or hertoa 
health professional for treatment right away 


A Ifyour child develops the following For questions concerning the survey please contact 
symptoms you should go to the health the following: 
facility: 


e Extreme weakness 

e Loss of consciousness 
¢ Rapid or difficult breathing [NAME: CELL NUMBER] 
¢ Seizures [NAME: CELL NUMBER] 
e Jaundice or yellow skin 


¢ Dark urine 
¢ Abnormal bleeding [OTHER RELEVANT AGENCY] 


[NAME: CELL NUMBER] 


National Malaria Control Program 


6.B. Severe malaria referral 


[COUNTRY] MALARIA INDICATOR SURVEY: Severe Malaria Referral 


During the YEAR COUNTRY MIS (Name), age __ 
____ months / years, was tested for malaria on , with a Rapid 
Diagnostic Test (RDT). He/she tested positive for malaria, and is displaying the 
following signs of severe malaria: 


___ EXTREME WEAKNESS ___ HEART PROBLEMS 


___LOSS OF CONSCIOUSNESS ___ RAPID OR DIFFICULT 
BREATHING 


___SEIZURES ___ABNORMAL 
BLEEDING 


__JAUNDICE OR YELLOW SKIN ___ DARK URINE 


58 


6.C. Slide transmittal form 


[YEAR] [COUNTRY] [MALARIA INDICATOR] SURVEY 


MICROSCOPE SLIDE TRANSMITTAL FORM (FRONT SIDE) 


[FIELDWORKER] NUMBER 


PERSON 
SENDING/ 
RECEIVING 

SAMPLES 


SIGNATURE 
(CONFIRMING THAT 
EACH SLIDE IS 
TIME TO FILLIN TOTAL COUNT OF PRESENT - SEE BACK 


FORM MICROSCOPE SLIDES 


SIGNATURE 
(CONFIRMING COUNT 
OF MICROSCOP SLIDES 

IN COLUMN 3) 


CLUSTER NUMBER 


NOTES 
(NOTE ANY DISCREPANCY 
IN NUMBERS OF SLIDES) 


AFTER 
BIOMARKER 
TECHNICIAN HAS 
DONE HIS/ HER 
COUNT 


BIOMARKER 
TECHNICIAN 


TEAM WHEN CLUSTER IS 
SUPERVISOR COMPLETED 


FIELD WHEN SAMPLES 


COORDINATOR | ARE PICKED UP IN 
FIELD 


UPON ARRIVAL AT 
LAB 


INSTRUCTIONS 

BIOMARKER TECHNICIAN: Upon completion of a cluster, verify that the barcode label on each slide collected in that cluster 
corresponds to a barcode label pasted to the back of this transmittal form and vice-versa. Note any discrepancies in Column (7). 
Count and record the total number of blood smears (slides) in Column (3). Sign your name in Column (4) and record the date in 
Column (6). Fold and store this transmittal form in the Ziploc bag with the box containing the slides. 

TEAM SUPERVISOR: After the biomarker technician has verified the slides, the team supervisor will conduct a second verification. 
Verify that the barcode label on each slide collected in that cluster corresponds to a barcode label pasted to the back of this 
transmittal form and vice-versa. Note any discrepancies in Column (7). Count and record the total number of slides in Column (3). 
Sign your name in Column (4) and record the date in Column (6). Fold and store this transmittal form in the box containing the 
slides. 

FIELD COORDINATOR: Before returning to the laboratory with the slides, you will count and record the total number of blood 
smears (slides) in Column (3). Sign your name in Column (5) and record the date in Column (6). Note any discrepancies in Column 
(7). Fold and store this transmittal form in the box containing the slides. 

RECEIVER AT THE LABORATORY: Upon receiving the blood smears (slides) from the [FIELD COORDINATOR], verify that the barcode 
label on each blood smear (slide) collected in that cluster corresponds to a barcode label pasted on the back of this transmittal form 
and vice-versa. Count and record the total number of slides in Column (3). Sign your name in Column (4) and record the date in 
Column (6). Note any discrepancies in Column (7) and inform the [IMPLEMENTING AGENCY]. 


Note: This form will be destroyed under the direction of the Lab Director after all blood smears have been stained and read and a_ 


59 


[YEAR] [COUNTRY] [MALARIA INDICATOR] SURVEY 


BLOOD SMEAR (SLIDE) TRANSMITTAL FORM (BACK SIDE) 
cusrerwumacr |_| [|_| 
fel amen em] Pm] ence mm