A heterodyne detection FM-CW laser r

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A  HETERODYNE   DETECTION   FM-CW 
LASER   RADAR  USING  A   10.6  Jj,  SOURCE 


Maurice   F.    Fraunfelder 


:ry 


L  POSTGRADUATE  SCHOOL 

Monterey,  California 


jurqic 


A  HETERODYNE  DETECTION  FM-CW 
LASER  RADAR  USING  A  10.6  y  SOURCE 

by 

Maurice  F.  Fraunf elder,  Jr. 


December  1974 


Thesis  Advisor: 


T.  F.  Tao 


antiwMwuw  um 


ii  an  iiihi  M 


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4.     TITLE   find  Subline) 

A  Heterodyne  Detection  FM-CW  Laser 
Radar  Using  a  10.6  u  Source 


5.     TYPE  OF    REPORT   a   PERIOO  COVERED 

Electrical  Engineer 
Thesis ;  December  1974 


6.  PERFORMING  ORG.  REPORT  NUMBER 


7.  AUTHORf*; 

Maurice  F.  Fraunfelder,  Jr. 


S.  CONTRACT  OR  GRANT  NUMBERC.) 


9.  PERFORMING  ORGANIZATION  NAME  AND  AOORESS 

Naval  Postgraduate  School 
Monterey,  California   93940 


10.     PROGRAM    ELEMENT.  PROJECT.    TASK 
AREA   4    WORK   UNIT   NUMBERS 


II.     CONTROLLING  OFFICE   NAME   AND   ADDRESS 

Naval  Postgraduate  School 
Monterey,  California   93940 


12.  REPORT  DATE 

December  1974 


13.  NUMBER  OF  PAGES 


114 


T*.     MONITORING  AGENCY  NAME  a    ADDRESSf//  dlttertnt  horn  Controlling  Olllcc) 

Naval  Postgraduate  School 
Monterey,  California   93940 


!S.     SECURITY  CLASS,  (ot  thl*  ra>o«; 

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Approved  for  THiblic  release-  distribution  unlimited 


17.     DISTRIBUTION  STATEMENT  (ol  (he  tbttrrct  *nl*r*rl  In  Block  20.   II  rllllmrmt  from  Report) 


18.     SUPPLEMENTARY   NOTES 


19.     KEY  WORDS  (Contlnua  on  i.vfru  aid*  II  nec****ry  and  Identity  by  black  number; 


Lidar 

Optical  radar 

FM-CW  radar 

Range  and  velocity  measurement 


Acousto-optic  modulation 


20.     ABSTRACT  (Conllnu*  on  r*v*r*»  lid*  II  r<*^**e*j?  end  Identity  b/  block  ma4«r) 

The  feasibility  of  a  heterodyne  detection  FM-CW  laser 
radar  capable  of  providing  simultaneous  range  and  velocity 
information  was  investigated.   Linear  triangular  frequency 
modulation  was  accomplished  with  an  acoustooptic  modulator. 
Two  separate  optical  configurations  were  investigated.   Ranges 
to  2400  ±  30  yards  were  measured  using  a  two- inch  retro- 
reflector  as  a  target,  with  a  7000-yard  maximum  predicted 


DD     |   jam "3     1473  EDITION   OF    1   NOV  65  IS  OBSOLETE 

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range.   Velocities  as  low  as  .37  m/sec  were  easily  measured, 
and  the  system  was  estimated  to  have  a  velocity  resolution 
of  approximately  .05  m/sec.   The  measured  receiver  sensitivity 
was  approximately  30  db  below  the  theoretical  limit.   Possible 
causes  and  remedies  for  this  reduced  sensitivity  are  presented, 
An  unexplained  zero  velocity  return  was  observed  from  a 
moving  target  with  the  second  optical  configuration.   A  signal 
contamination  of  the  local  oscillator  beam  was  also  observed. 
Investigations  of  the  cause  of  this  contamination  and  possible 
explanations  are  presented. 

Simultaneous  results  of  this  project  are  reported  in 
FM-CW  Laser  Radar  at  10.6  Microns,  a  thesis  bv  Lieutenant  T.H. 
Chance  [Ref .  7] . 


DD  Form   1473     (BACK)  UNCLASSIFIED 

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A  Heterodyne  Detection  FM-CW 
Laser  Radar  Using  a  10.6  u  Source 

by 


Maurice  F.  Fraunfelder,  Jr. 
Lieutenant,  United  States  Navy 
B.S.E.E.,  Purdue  University,  1969 
M.S.E.E.,  Naval  Postgraduate  School,  1974 


Submitted  in  partial  fulfillment  of  the 
requirements  for  the  degree  of 


ELECTRICAL  ENGINEER 


from  the 

NAVAL  POSTGRADUATE  SCHOOL 
December  1974 


c./ 


Library 

Mavai  Postern 
Monterey,  California  S  ■ 


ABSTRACT 

The  feasibility  of  a  heterodyne  detection  FM-CW  laser 
radar  capable  of  providing  simultaneous  range  and  velocity 
information  was  investigated.   Linear  triangular  frequency 
modulation  was  accomplished  with  an  acoustooptic  modulator. 
Two  separate  optical  configurations  were  investigated. '  Ranges 
to  2400  ±  30  yards  were  measured  using  a  two-inch  retro- 
reflector  as  a  target,  with  a  7000-yard  maximum  predicted 
range.   Velocities  as  low  as  .37  m/sec  were  easily  measured, 
and  the  system  was  estimated  to  have  a  velocity  resolution 
of  approximately  .05  m/sec.   The  measured  receiver  sensitivi- 
ty was  approximately  30  db  below  the  theoretical  limit.   Pos- 
sible causes  and  remedies  for  this  reduced  sensitivity  are 
presented.   An  unexplained  zero  velocity  return  was  observed 
from  a  moving  target  with  the  second  optical  configuration. 
A  signal  contamination  of  the  local  oscillator  beam  was  also 
observed.   Investigations  of  the  cause  of  this  contamination 
and  possible  explanations  are  presented. 

Simultaneous  results  of  this  project  are  reported  in 
FM-CW  Laser  Radar  at  10.6  Microns,  a  thesis  by  Lieutenant 
T.  H.  Chance  [Ref .  7] . 


TABLE  OF  CONTENTS 

I.   INTRODUCTION  -------------------  11 

II.   GENERAL  THEORY  OF  OPTICAL  DETECTION-  -------  13 

A.  DETECTION  MECHANISMS  IN  SEMICONDUCTORS  -  -  -  -  13 

1.  Photoconductor  -  __.__-___  14 

2.  Photodiode  ----------------  15 

B.  SENSITIVITY  COMPARISON  OF  OPTICAL 

HETERODYNE  AND  ENVELOPE  DETECTION-  ------  16 

1.  Envelope  Detection  Sensitivity  ------  16 

2.  Heterodyne  Detection  Sensitivity  -----  18 

C.  REQUIREMENTS  FOR  OPTICAL  HETERODYNE 

DETECTION-  ------------------  20 

III.   GENERAL  THEORY  AND  ASPECTS  OF  FM-CW  RADAR-  -----  21 

A.  PRINCIPLES  OF  OPERATION-  -----------  21 

1.  Range  Information-  -- -  -  -  21 

2.  Doppler  Information-  -----------  23 

B.  COMPARISON  OF  FM-CW  AND  PULSE  RADARS  -----  24 
IV.   OPTICAL  MODULATION  ----------------  26 

A.  GENERAL  CONSIDERATIONS  -  - -  -  -  26 

B.  ACOUSTO-OPTIC  MODULATOR-  ------  26 

V.   GENERAL  SYSTEM  ASPECTS  OF  A  10.6  MICROMETER 

LASER  RADAR-  -------------------  29 

A.  LASER  TRANSMITTER  CONSIDERATIONS  -  -  -----  -  29 

B.  ATMOSPHERIC  PROPAGATION-  -  -  - -  -  30 

1.  Absorption  ----------------  30 

2.  Scattering  ----------------  31 

3.  Beam  Distortion-  -------  33 


C.   RECEIVER  OPTICS - 36 

1.  Unfocused  Heterodyne  Detection  ------  36 

2.  Simultaneously  Focused  Beams  with  a 

Single  Aperture-  -------  -38 

3.  Signal  Beam  Only  Focused  ---------39 

VI.   DEVELOPMENTAL  HETERODYNE  DETECTION  FM-CW  RADAR  -  -42 

A.  SYSTEM  DESCRIPTION  ---------  42 

1.  Block  Diagram-  --------------42 

2.  Component  Description-  ----------42 

a.  Laser-  -----  -43 

b.  Modulator-  --------------43 

c.  Detector  ---------------43 

3.  Theory  of  Operation-  -----------45 

4.  Optical  Configurations  ----------45 

B.  EXPERIMENTAL  PROCEDURES-  -----------  47 

1.  Modulator  Measurements  ----------  47 

2.  Alignment  Procedures  -----------48 

a.  First  Optical  Configuration-  -  -  -  -  -  49 

b.  Second  Optical  Configuration  -----  50 

C.  EXPERIMENTAL  RESULTS  -------------  51 

1.  Zero  Range  Error  -------------52 

2.  Range  Measurement-  ------------54 

3.  Velocity  Measurements-  ----------57 

4.  Receiver  Field  of  View  ----------59 

5.  Transmitter  Divergence  ----------61 

6.  Detector  Evaluation-  -----  -63 

7.  Receiver  Sensitivity  -----------65 


VII.   CONCLUSIONS  AND  RECOMMENDATIONS-  -  - 72 

A.  CONCLUSIONS-  -----------  72 

B.  AREAS  OF  IMPROVEMENT  AND  FURTHER  STUDY  -  -  -  -  73 

C.  POSSIBLE  SYSTEM  APPLICATIONS  ---------  75 

FIGURES-  ------------------------  80 

APPENDIX  A  -  EQUIPMENT  LIST-  --------------  107 

BIBLIOGRAPHY  ------  ________  10g 

INITIAL  DISTRIBUTION  LIST-  ---------------  H2 


LIST  OF  FIGURES 

Figure  Page 

1  Linear  Frequency  Modulation,  Stationary 

Target  ---------------------  go 

2  Linear  Frequency  Modulation,  Moving  Target  -  -  -  80 

3  Dual  Mode  Operation-  --------------81 

4  Incident  and  Resulting  Wave  Numbers  of  the 
Optical  and  Acoustic  Energies-  ---81 

5  Basic  Acousto-optic  Modulator-  ---------82 

6  Bragg  Angle  Acousto-optic  Modulator-  -  -  -----  83 

7  Scattering  Area  Ratio  for  Spherical  Water 

Drops-  ---------------------84 

8  Lateral  Phase  Coherence  Length  for 
Intermediate  Turbulence-  ------------85 

9  Standard  Deviation  in  Beam  Arrival  Angle 

due  to  Intermediate  Turbulence  ---------86 

10  Spatial  Misalignment  of  Local  Oscillator 

and  Signal  Beams  ----  -------87 

11  Heterodyne  Detection  with  Focused  Beams-  -  -  -  -  88 

12  Simple  Photoconductor  Circuit-  ---------89 

13  Basic  System  Block  Diagram  -----------  gg 

14  First  Optical  Configuration-  ----------  gj 

15  Second  Optical  Configuration  ----------  g2 

16  Modulator  Frequency  Linearity-  ---------  93 

17  Spatial  Intensity  Recording  of  Modulated 

and  Zero-Order  Diffracted  Beams-  --------94 

18  Map  of  NPS  ------ - -  -  95 

19  Observed  Beat  Frequency  as  a  Function 
of  Range  --------------------  95 


1  ;> 


20    Map  of  Local  Area-  ----------------  97 

8 


21  Photograph  of  Beam  Path  used  for  305  Yard 

Range  Measurements  ---------------93 

22  Local  Oscillator  Contaminating  Signal  4 

Minutes  after  Laser  Energization  --------98 

23  Local  Oscillator  Contaminating  Signal  5 

Minutes  after  Laser  Energization  --------99 

24  Local  Oscillator  Contaminating  Signal  7 

Minutes  after  Laser  Energization  --------99 

25  Local  Oscillator  Contaminating  Signal  8 

Minutes  after  Laser  Energization  --------  100 

26  Zero  Range  Offset-  ------  ._..  100 

27  Heterodyne  Detected  Signal  Prior  to  Signal 
Processing  -------------------  101 

28  Processed  Signal  of  a  Stationary  Target 

at  305  Yards  ------------------  101 

29  Processed  Signal  of  a  Stationary  Target 

at  2400  Yards-  -----------------  102 

30  Processed  Signal  of  a  Stationary  Target 

at  2400  Yards-  ----------------  -102 

31  Target  Velocity  Generation  Apparatus  ------  103 

32  Target  Retro-reflector  -------------  103 

33  Simultaneous  Range  and  Velocity  information 

from  a  Moving  Target  at  305  Yards-  -------  104 

34  Information  of  Fig.  33  with  Different 

Velocity  --------------------  104 

35  Information  of  Fig.  33  with  Different 

Velocity  ----- -- _..  tqs 

36  Information  of  Fig.  33  with  Different 

Velocity  ----------  _____  tqs 

37  Photograph  of  the  Optical  Components 
Utilized  in  the  First  Optical  Configuration 

(Fig.  14)-  -  -  - 106 

38  Photograph  of  the  Optical  Components 
Utilized  in  the  Second  Optical  Configuration 

(Fig.  15)-  -------------------  106 


ACKNOWLEDGEMENTS 

I  wish  to  express  sincere  appreciation  to  the  Naval 
Electronics  Laboratory  Center  San  Diego,  Code  2500,  par- 
ticularly to  Dr.  Greg  Mooradian  and  Rudy  Krautwald.   Without 
their  advice  and  equipment  support,  this  project  would  not 
have  been  possible.   I  am  additionally  grateful  for  the 
assistance  of  Professors  John  Powers  and  T.  F.  Tao  of  the 
Naval  Postgraduate  School. 

I  wish  to  thank  Dr.  J.  Lcngo  of  the  Rockwell  Inter- 
national Science  Center  and  Dr.  Peter  Wang  of  Aerojet 
General  Corporation  for  the  loan  of  state  of  the  art 
detectors  which  were  used  or  evaluated  in  this  project. 

Lastly  I  would  like  to  thank  my  co-worker  and  academic 
colleague  Lieutenant  Thomas  H.  Chance,  with  whom  this 
joint  project  was  conducted. 


10 


I.   INTRODUCTION 

One  of  the  primary  advantages  of  a  laser  communications 
or  radar  system  is  the  enormous  economically  achievable 
antenna  gain  and  hence  excellent  spatial  resolution. 
Another  advantage  is  the  extreme  receiver  sensitivity  if 
shot  noise  limited  operation  is  achieved  with  a  heterodyne 
detection  system  [Refs.  1,  2,  3,  and  4].   Several  communica- 
tions and  radar  systems  have  been  built  that  approach  within 
an  order  of  magnitude  the  theoretical  quantum  or  shot  noise 
limit  [Ref .  5] . 

The  combinations  of  the  well  known  8-13  micron  atmospher- 
ic window;  high  available  output  powers',  high  conversion 
efficiencies ;  and  detectors  with  high  quantum  efficiencies 
indicate  that  a  carbon  dioxide  wavelength  system  may  be  the 
best  candidate  for  an  optical  radar  [Ref.  5] . 

Coherent  (heterodyne)  detection  is  more  advantageous  at 
longer  optical  wavelengths  due  to  reduced  quantum  noise, 
less  stringent  optical  alignment  requirements,  less  atmo- 
spheric coherence  degradation  effects,  and  a  larger 
resulting  field  of  view  for  a  fixed  receiver  aperture. 
Thus  a  longer  wavelength  system  is  capable  of  a  greater 
sensitivity  for  a  fixed  field  of  view  [Ref.  C] . 

In  addition  to  the  greater  achievable  sensitivity  of 
heterodyne  detection,  it  also  offers  considerably  reduced 
background  radiation  interference  and  spatial  signal 


11 


discrimination.   The  latter  two  combine  to  form  a  certain 
degree  of  immunity  to  jamming  from  hostile  sources. 
Heterodyne  detection  also  preserves  the  phase  information 
contained  within  the  transmitted  signal.   This  allows  the 
application  of  powerful  signal  processing  techniques  to 
extract  maximum  information  from  the  returned  signal. 

A  frequency  modulated  continuous-wave  radar  system  has 
several  advantages  over  the  more  conventional  pulsed  type 
radars.   It  has  no  minimum  range;  the  range  resolution  is 
potentially  greater  than  for  pulsed  systems;  and  it  is 
less  susceptible  to  narrow  band  jamming.   The  radar  sensi- 
tivity is  a  function  of  the  average  output  power,  and  for 
a  continuous  wave  system  this  is  the  full  laser  power.   In 
a  pulsed  system  the  average  power  is  the  laser  power  reduced 
by  the  duty  cycle.   The  inherent  coherent  property  of  a 
continuous  wave  system  allows  for  simultaneous  measurement 
of  both  velocity  and  range  information.   Since  the  doppler 
information  is  proportional  to  the  transmitted  frequency, 
the  extremely  high  frequency  of  an  optical  system  should 
allow  velocity  measurements  to  a  fraction  of  a  meter  per 
second . 

The  excellent  angular  resolution  of  the  laser  coupled 
with  the  excellent  range  resolution  and  high  average  powers 
of  the  continuous  wave  radar  in  conjunction  with  the  ease 
and  accuracy  of  velocity  measurements  indicate  that  a 
heterodyne  detection,  FM-CW  laser  radar  may  be  a  potentially 
useful  system  capable  of  development  with  current  technology, 


12 


II.   GENERAL  THEORY  OF  OPTICAL  DETECTION 

Photo  detectors  fall  into  two  classes:   photon  or 
quantum  detectors  and  thermal  detectors.   The  latter  type 
are  extremely  narrow  bandwidth  low-pass  devices  and  hence 
are  inappropriate  for  communications  or  radar  detector 
applications.   Photon  detectors  can  further  be  broken  down 
into  four  basic  types  of  detectors:   photoemissive ,  photo- 
conductor,  photovoltaic,  and  photoelectromagnetic .   Since 
photoemissive  devices  do  not  extent  to  wavelengths  much 
greater  than  1  u  [Ref s .  3,  4,  8,  and  9],  and  since  the 
cumbersome  magnetic  field  requirements  and  limited  band- 
widths  of  the  photoelectromagnetic  have  limited  its  practi- 
cal application,  only  photoconductor  and  photovoltaic 
devices  will  be  discussed. 

A.   DETECTION  MECHANISM  IN  SEMICONDUCTORS 

For  a  photon  to  be  absorbed  by  a  semiconductor,  it  is 
necessary  that  the  photon  energy  be  greater  than  the 
material  energy  gap,  E  .   This  places  a  long  wavelength 
limit,  X  ,  on  the  photogeneration  process  given  by 

.   _  hv 

Ac   E~  ' 
8 

The  short  wavelength  limit  is  determined  by  carrier  absorp- 
tion at  the  semiconductor  surface  through  surface  trapping 
and  absorption  effects  [Refs.  4,  9,  and  10].   The  detection 


13 


mechanism  is  a  creation  of  excess  charge  carriers  caused 
by  the  absorbed  photon. 
1 .   Photo conductors 

This  is  the  simplest  type  of  detector.   It  consists 
of  a  single  crystal  slab  of  semiconductor  material  or  of  a 
thin  film  of  semiconductor  material  deposited  on  a  substrate. 
The  thin  film  may  be  either  single  crystal  or  polycrystal- 
line  depending  upon  the  material  used.   The  detector  is 
biased  with  an  external  potential  as  shown  in  Figure  12. 
The  incident  radiation  changes  the  carrier  concentration  and 
hence  detector  conductivity,  and  the  resulting  change  in 
detector  current  develops  a  potential  signal  across  the  load 
resistor.   The  signal  current  can  be  expressed  by  the 
following  [Ref .  4] . 

1  +   (tOTj 

m 

where  t  is  the  carrier  lifetime,  and  T  is  the  carrier  transit 
time.   From  this  it  can  be  seen  that  the  bandwidth  of  a  pho- 
toconductor  detector  is  carrier  lifetime  limited. 

Extrinsic  infrared  photoconductors  rely  upon  optical 
excitation  of  energy  sites  within  the  host  crystal  band  gap. 
These  energy  sites  are  caused  by  impurities  such  as  copper, 
mercury,  cadmium  or  zinc.   The  prime  disadvantage  of  this 
type  of  detector  is  the  low  temperature  operating  require- 
ments [Refs.  3  and  9]. 


14 


Intrinsic  photoconductors  utilize  band-to-band 

excitation  for  the  detection  mechanism.   Recent  developments 

have  been  achieved  with  such  mixed  crystals  as  Hg,   CD  Te 

'  &l-x  x 

and  Pb1_xSnxTe  [Refs.  11,  12,  13,  and  14].   The  operating 
wavelength  of  these  detectors  can  be  controlled  by  varying 
the  molar  content  x.   The  significance  of  these  detector 
materials  is  a  higher  permissible  operating  temperature. 
2 .   Photovoltaic  or  Photodiode  Detectors 

A  photovoltaic  detector  consists  of  a  p-n  junction 
formed  within  an  intrinsic  semiconductor.   Incident  photons 
create  an  electron  hole  pair  within  the  crystal  bulk.   If 
this  carrier  pair  is  generated  within  the  depletion  region 
or  within  a  diffusion  length  of  the  depletion  region,  the 
internal  electronic  field  of  the  diode  will  separate  the 
charge  carriers  and  a  potential  will  be  developed  across 
the  diode  terminals.   The  photovoltaic  detector's  frequency 
response  is  a  function  of  the  carrier  diffusion  time, 
drift  time  within  the  depletion  region,  and  junction 
resistance -capacitance. 

However,  measurement  by  Peyton  and  others  [Ref.  2] 
on  2.5  urn  HgCdTe  photovoltaic  detectors  showed  that  the 
frequency  response  was  limited  by  the  RC  constant  of  the 
p-n  junction.   Burke  and  Koehler  have  performed  measurements 
on  HgCdTe  photodiodes  at  an  elevated  temperature  of  170°K. 
A  bandwidth  of  200  MHz  was  achieved  at  10.6  urn  with  1.7 
volt  reverse  bias  [Ref.  15] .   The  technical  importance  of 
these  measurements  lies  in  satisfying  the  cooling  requirement 


15 


with  thermoelectric  coolers.   In  general,  photovoltaic 
detectors  exhibit  the  highest  detectivity  when  they  are 
operated  in  the  short-circuit  or  zero  bias  mode.   For  mod- 
erate or  wide  band  operation,  however,  a  reverse  bias  is 
usually  applied  to  increase  the  bandwidth  by  decreasing 
junction  capacitance. 

B.   SENSITIVITY  COMPARISON  OF  OPTICAL  HETERODYNE  AND 
ENVELOPE  (DIRECT)  DETECTION 

1 .   Envelope  Detection  Sensitivity 

Photodetectors  convert  the  absorbed  optical  radiation 
into  electrical  output  signals.   They  are  square  law  devices 
that  respond  to  the  intensity  of  light  averaged  over  a  few 
optical  cycles.   This  is  due  to  the  limited  speed  of 
response  of  the  carrier  transport  and  relaxation  processes 
within  the  detector.   These  responses  do  not  have  sufficient- 
ly short  time  constants  to  respond  to  the  optical  field 
variations.   The  expression  for  the  conversion  of  the 
incoming  optical  power  into  a  direct  current  is : 

nqP^ 

This  is  a  fairly  important  relationship  in  that  is 

can  be  used  to  calculate  the  quantum  efficiency  of  a  detector 

if  the  optical  power  and  signal  current  are  known.   The 

minimum  signal  that  the  detector  is  capable  of  detecting 

is  a  function  of  the  different  noise  sources  within  the 

system.   The  familiar  expression  for  shot  noise  due  to  an 

average  DC  durrcnt  is  N~,  =  2qIBR.  vhere  t  is  the  average 
DC  current . 

16 


The  thermal  noise  contributed  by  the  detector  is 
NS2  =  4KTB,  and  the  noise  caused  by  the  effective  temperature 
of  the  following  amplifier  is  4KT  ffB.   The  power  signal- 
to-noise  ratio  thus  becomes: 


O  2rl 

S/N  =  — ^ .     (3) 

2qB  {jH  (PS+PB)  +  ID}  RL  *  4KB  (T+Tef£) 


Now  if  the  thermal  noise  dominates  the  shot  noise  (usual 
case  for  a  well  designed  and  state  of  the  art  detector) , 
then  the  signal-to-noise  ratio  reduces  to: 

nqPo  ? 

HrT^  RL 

S/N  =  AVP,     (t+t    ,.)  (4) 

'    ^   e±±J 

Equations  (2)  and  (3)  are  for  a  photovoltaic 
detector  as  generation-recombination  noise  is  not  included. 
Also  1001  intensity  modulation  is  assumed.   Assume  a  50  OHM 
detector  operating  into  a  matched  load.   The  following 
amplifier  has  a  3  db  noise  figure.   The  noise  equivalent 
power  is  the  value  of  optical  signal  power  required  to 
produce  a  signal- to-noise  ratio  of  1.   Therefore: 


NEP  _  2hv  (K  (T"W}l/2  t  (5) 


/B     nq       R 


If  the  quantum  efficiency  is  assumed  to  be  1,  and 
the  following  amplifier  has  a  noise  figure  of  3  db ,  then  the 


17 


amplifier  has  an  effective  noise  temperature  of  290°K. 
Using  these  values  (5)  yields: 

—  =  2.36  x  10"12  Watts/(Hz)1/2 
/B 

2 .   Heterodyne  Detection  Sensitivity 

As  with  conventional  radio  or  radar  receivers, 
optical  heterodyne  detection  involves  the  mixing  of  the 
return  signal  with  an  optical  local  oscillator  to  produce 
a  current  at  some  intermediate  frequency;  however,  it  is 
done  for  different  reasons  and  produces  different  system 
results.   The  mean  value  of  this  intermediate  current  can 
be  shown  to  be  [Ref .  1] : 


i   2  =  rH£h  ?  P   P  (6~) 

XIF     lhvJ  L      LO   S  l0) 


The  transducer  gain  is  defined  as  the  IF  output 
power  divided  by  the  available  signal  power.   Using  (6) 
and  the  definition  of  transducer  gain,  it  can  be  shown 
[Ref.  2]  that: 


nq^2 
2[GD  (1  ♦  CDRS)  +  ^FRSCD- 


r      _       IF    VlTvJ  rL0 (1, 

bT  -  -p s y~       •  *-/J 


Thus  it  can  be  seen  that  the  transducer  gain  is  directly 
proportional  to  the  local  oscillator  power.   If  (6)  is 
substituted  into  (.3)  then  the  value  of  S/N  becomes: 


18 


7  /-nib  2p  p  p 
**  lhvJ  *L0  S  1 


S/N  = .   (8) 

2«B  C  CPS+PB+PLO>  +  V  RL  +  4KB  <T+Teff> 


If  P.q  is  made  large  enough  to  dominate  the 
denominator  then  (8)  becomes: 

S/N  -  Ev§  '    ■  (9) 

Using  the  previous  definition  of  NEP,  it  is  trivial  to 
show  that: 


NE P  _  hv 
B    n 


(10) 


This  is  the  well  known  "shot  noise  limited  operation" 
of  a  heterodyne  detection  system. 

If  the  quantum  efficiency  is  assumed  to  be  1  as  was 
the  example  of  envelope  detection  then: 

^—  =    1.88  x  10"20  Watts/Hz  . 

Therefore,  for  a  bandwidth  of  one  hertz  the  heterodyne  system 
has  a  theoretical  sensitivity  eight  orders  of  magnitude 
greater  than  a  comparable  envelope  detection  system. 
Several  workers  have  reported  achieving  heterodyne  systems 
that  approach  within  an  order  of  magnitude  of  shot  noise 
limited  operation  [Refs.  2,  5.  and  6]. 


19 


B.   REQUIREMENTS  FOR  OPTICAL  HETERODYNE  DETECTION 

For  the  relationship  of  (6)  to  represent  the  physical 
situation  the  signal  and  local  oscillator  wavefronts  must 
maintain  the  same  phase  relationship  over  the  entire  sensitive 
area  of  the  detector.   This  requirement  can  only  be  satisfied 
by  the  following  conditions  [Ref .  16] : 

1.  The  two  beams  must  have  the  same  mode  structure. 

The  dominant  TEM   mode  is  preferred. 

oo         r 

2.  The  two  beams  must  be  spatially  coincident,  and  to 
provide  maximum  signal- to-ncise  ratio,  their  diameters  must 
be  equal. 

3.  The  two  beam  pointing  vectors  must  be  coincident. 
This  implies  angular  alignment  of  the  beams  must  be  main- 
tained. A  quantitative  discussion  of  this  alignment  will 
be  presented  in  a  later  section. 

4.  The  wavefront  must  have  the  same  curvature.   Both 
must  be  plane  waves  or,  if  curved,  both  must  have  the  same 
radius  of  curvature. 

5.  The  beams  must  be  identically  polarized  so  their 
electic  vectors  wil]  be  coincident. 

Although  these  requirements  appear  to  impose  extremely 
stringent  requirements  upon  the  system,  they  can  be  satis- 
fied at  the  longer  infrared  wavelengths  as  indicated  by  the 
experimental  results  cited  in  the  discussion  of  heterodyne 
detection  sensitivity. 


20 


III.   GENERAL  THEORY  OF  FM-CW  RADAR 

A.   PRINCIPLES  OF  OPERATION 

A  radar  detects  the  presence  of  targets  by  transmitting 
electromagnetic  energy  and  absorbing  the  returned  energy. 

A  conventional  pulsed  type  radar  transmits  a  short 
pulse  and  measures  the  elapsed  time  to  the  returned  energy. 
The  pulse  duration  and  time  between  pulses  are  the  control- 
ling parameters  of  range  resolution  and  the  maximum  unambig- 
uous range.   In  a  CW  radar  the  measurable  information  is  the 
target's  velocity  determined  by  the  doppler  relationship: 

2v 

At  10.6  micrometers  wavelength  a  velocity  of  1  m/sec  corre- 
sponds to  a  doppler  shift  of  188.7  kHz.   Since  filters  of  a 
few  kHz  are  readily  available  doppler  measurements  of 
velocities  to  a  fraction  of  a  meter  per  second  are  readily 
achievable . 

1 .   Determination  of  Range 

A  simple  CW  radar  cannot  measure  range  since  it 
has  no  method  of  correlating  the  returned  signal  to  the 
instant  of  its  transmitted  time.   This  inability  is  related 
to  the  extremely  narrow  bandwidth  of  the  transmitted  wave- 
form.  Some  sort  of  timing  mark  must  be  applied  to  a  CW 
carrier  to  allow  this  correlation.   The  more  distinctive 
the  marker,  the  more  precise  will  be  the  range  measurement 


21 


and  the  broader  will  be  the  transmitted  spectrum.   This 
interaction  follows  from  the  properties  of  the  Fourier 
transform.   One  of  the  easiest  methods  to  produce  this 
timing  mark  is  to  linearly  frequency  modulate  the  CW 
carrier  with  either  a  sawtooth  or  triangular  waveform. 

For  either  case  the  returned  signal  heterodyne 

spectrum  will  consist  of  a  envelope.   The  spectral 

width  will  be  a  function  of  target  range  [Refs.  17,  18, 
and  19] .   The  closer  the  range  the  narrower  will  be  the 
spectrum  and  hence,  the  greater  the  range  resolution.   This 
is  usually  the  desirable  condition. 

The  relationship  between  the  transmitted,  received, 
and  heterodyned  frequencies  is  illustrated  in  Figure  1. 
The  heterodyne  or  beat  frequency  is  determined  by: 

£b  =  §   At  .  (12) 

Since  the  frequency  deviation  is  linear,  ppr-  can 
be  replaced  by  2f  Af,  and  At  can  be  replaced  by  the  signal 
transit  time  2R/C.   Substituting  and  rearranging  results 
in  the  range  equation 

(13) 


4f  Af 
m 


The  range  resolution  will  be  determined  by  the 
combination  of  the  IF  filter  bandwidth  and  the  returned 
signal  heterodyne  spectrum. 


22 


The  range  resolution  will  be  determined  by  the  IF 
filter  bandwidth  if  it  is  smaller  than  the  target  spectral 
bandwidth.   If  not,  the  target  spectral  bandwidth  will 
control  the  range  resolution. 

2 .   Determination  of  Velocity 

The  frequency  relationships  of  Figure  1  and  the 
preceding  discussion  assumed  a  stationary  target.   If  the 
target  has  relative  motion  with  respect  to  the  radar,  a 
doppler  frequency  shift  will  be  superimposed  on  the  beat 
frequency  and  an  erroneous  range  will  result.   Figure  2 
shows  the  frequency  relationships  of  Figure  1  modified  by 
doppler  information. 

On  one  portion  of  the  frequency-modulation  cycle, 
the  beat  frequency  will  be  either  increased  or  decreased 
by  the  doppler  frequency  depending  upon  the  sign  of  the 
relative  velocity  of  the  target.   On  the  other  portion  of 
the  cycle,  the  opposite  direction  frequency  shift  will  be 
observed. 

As  an  example,  consider  a  closing  target.   During 
the  rising  portion  of  the  transmitter  spectrum,  the  doppler 
frequency  will  subtract  from  the  beat  frequency  and  during 
the  falling  portion  of  the  spectrum,  the  doppler  frequency 
will  add  to  the  doppler  frequency. 

fb  (up)  =  fr  -  fd_    (a) 

(14) 
fb  (down)  -  f  '+  f.   (b) 


23 


By  summing  the  two  frequencies  the  range  information 
can  be  determined,  and  by  taking  the  difference  the  velocity 
information  can  be  determined.   Since  the  two  frequencies 
involved  occur  during  different  time  increments  a  memory 
device  must  be  utilized.   High-speed  counters  and  digital 
arithmetic  units  should  be  capable  of  performing  the  required 
functions . 

If  precise  velocity  measurements  were  desired,  a 
dual  mode  feature  could  be  utilized  as  shown  in  Figure  3. 
During  the  CW  velocity  mode,  the  heterodyne  spectrum 
broadening  caused  by  the  waveforms  of  Figures  1  and  2  would 
be  absent,  and  the  velocity  resolution  would  be  limited  only 
by  the  filter  bandwidth  of  the  measuring  device.   However, 
this  velocitv  precision  would  not  be  reciuired  for  most 
radar  applications. 

B.   COMPARISON  OF  FM-CW  RADAR  WITH  PULSED  SYSTEMS 

The  FM-CW  radar  does  not  have  the  minimum  range 
restrictions  of  a  pulsed  radar.   It  has  the  added  advantage 
of  an  average  to  peak  power  of  unity  which  is  highly  desir- 
able when  using  a  transmitter  which  is  peak-power  limited. 
For  equal  transmitted  bandwidths ,  pulsed  and  FM-CW  radars 
have  comparable  range  resolutions  [Ref.  20];  however,  the 
pulsed  type  radar  must  have  a  receiver  bandwidth  comparable 
to  the  transmitted  bandwidth.   The  FM-CW  radar  can  have  a 
receiver  bandwidth  which  is  a  small  fraction  of  the  trans- 
mitted bandwidth.   This  implies  an  increased  permissible 
receiver  signal-to-noise  performance  and  fewer  permissible 

24 


stages  of  amplification  due  to  the  gain-bandwidth 
product. 

To  change  range  resolution  in  the  FM-CW  radar, 
one  merely  has  to  change  the  transmitted  frequency  deviation, 
To  produce  a  comparable  change  in  a  pulsed  system,  one 
generally  would  have  to  change  the  pulse  width,  pulse 
repetition  frequency,  and  the  receiver  bandwidth. 

For  equal  average  transmitted  powers,  target 
illumination  times,  receiver  noise  figures,  antenna  gains, 
integration  efficiencies,  and  optimized  bandwidths ,  pulse 
and  FM-CW  radars  have  comparable  maximum  range  capabilities 
[Refs.  18  and  20] . 


25 


IV.   OPTICAL  MODULATION 

A.  GENERAL  CONSIDERATIONS 

Since  the  phase  velocity  of  an  electromagnetic  wave  is 
a  function  of  the  index  of  refraction  of  the  medium  through 
which  it  passes,  any  material  whose  index  of  refraction  can 
be  varied  can  be  used  to  modulate  an  optical  beam. 

If  the  index  of  refraction  is  varied  by  means  of  an 
electric  field  by  the  Pockels  or  Kerr  effect,  then  it  is 
known  as  an  electrooptic  modulator.   By  various  physical 
configurations  this  type  of  modulator  can  be  used  for 
intensity,  phase,  polarization  and  deflection  modulation 
[Refs.  21  and  22].   If  the  index  of  refraction  is  varied 
by  a  magnetic  field,  it  is  known  as  a  magnetooptic  modulator 
Here  the  prime  mechanism  is  a  rotation  of  the  wavefront 
polarization  and  hence,  it  is  not  suitable  for  intensity 
or  frequency  modulation.   If  the  index  of  refraction  is 
varied  by  a  mechanical  force  (pressure) ,  it  is  known  as 
an  acousto-optic  modulator.   The  mechanism  is  the  diffrac- 
tion of  an  optical  wave  by  a  traveling  acoustic  wave.   The 
diffracted  wave  is  not  only  deflection  modulated,  but  it 
is  also  simultaneously  frequency  modulated. 

B.  ACOUSTO-OPTIC  MODULATION 

An  explanation  of  the  interaction  of  light  and  sound 
can  be  obtained  through  the  dual  particle-wave  nature  of 
light  and  sound  energy  [Ref .  23] . 


26 


Using  this  approach  a  light  beam  with  a  propagation 

vector  K  and  a  frequency  to  can  be  considered  a  stream  of 

photons  with  momentum  tiK.  and  energy  "hoj.   In  a  like  manner 

the  sound  beam  is  modeled  as  photons  with  momentum  hK   and 

r  s 

energy  "hw  .   Since  the  momentum  and  energy  of  the  system 
must  be  conserved,  the  propagating  vector  of  the  diffracted 
wave  must  be: 

K   =  K.  +  K    and  the  frequency  must  be: 

o    L    s 

Figure  4  shows  the  required  momentum  conservation  and 
the  resultant  direction  of  propagation  of  the  diffracted 
beam. 

Figure  5  is  a  schematic  diagram  of  a  basic  acousto- 
optic  modulator.   Note  that  if  the  optical  beam  is 
orthogonal  to  the  acoustic  beam,  a  zero-order  beam 
(unmodulated) ,  first  order  diffracted  beams  (modulated 
by  the  acoustic  frequency) ,  and  higher  order  beams  (not 
shown)  will  result. 

If  the  optic  and  acoustic  waves  are  offset  from  the 
orthogonal  condition  by  the  bragg  angle  as  shown  in 
Figure  6,  a  zero  order  and  higher  order  diffracted  beams 
in  a  single  direction  only  will  be  observed.   For  this 
case,  the  energy  of  the  single  first  order  diffracted 
beam  will  be  twice  that  of  a  single  order  diffracted  beam 
of  the  basic  modulator.   The  frequency  modulation  ;\rill  be 


27 


the  same.   Diffracted  beams  of  higher  order  than  the  first 
are  usually  neglected  due  to  the  extremely  low  energy  content 
For  a  more  detailed  explanation  concerning  bandwidths ,  opti- 
cal demands,  power  requirements  and  general  parameters,  see 
Refs.  4,  24,  25,  26  and  27. 


V.   GENERAL  SYSTEM  ASPECTS  OF  A  10.6  y  LASER  RADAR 

On  a  macroscopic  scale  a  radar  consists  basically  of 
a  transmitter,  a  receiver  and  a  propagation  medium  through 
which  the  electromagnetic  energy  must  pass.   For  the  purpose 
of  this  discussion  the  laser  will  be  viewed  solely  as  a 
radar  transmitter.   Only  those  parameters  that  pertain  to 
system  performance  will  be  considered.   The  receiver  can  be 
considered  to  consist  of  an  optical  antenna,  detector  and 
associated  signal  processing.   Since  the  majority  of  the 
important  detector  characteristics  have  already  been  covered, 
this  section  will  discuss  the  antenna  or  optical  considerations 

LAbcn    KAJJ/A.R    iRAiNOi'lx  1  xcis. 

Since  the  acousto-optic  modulator  is  polarization 
sensitive,  the  laser  transmitter  should  be  polarized  and 
have  a  polarization  corresponding  to  maximum  efficiency 
of  the  modulator. 

Previous  discussions  indicated  that  the  transmitter  and 
LO  beams  should  have  the  same  spatial  coherence.   For  maximum 
signal-to-noise  ratio  and  ease  of  alignment,  this  coherence 
should  be  restricted  to  the  dominant  TEM   mode  of  propaga- 
tion.  Additional  restrictions  are  minimal  for  systems 
deriving  the  transmitted  and  local  oscillator  beams  from 
a  single  laser  source. 


29 


B.   ATMOSPHERIC  PROPAGATION 

The  medium  through  which  an  optical  beam  travels  has 
a  significant  effect  on  the  system  performance.   Absorption 
and  scattering  by  the  atmospheric  constituants  and  sus- 
pended aerosols  must  be  considered  for  a  homogeneous  medium. 
In  the  more  usual  case  of  a  turbulent  medium,  the  additional 
system  perturbations  of  the  beam  shape,  dimensions  and 
electromagnetic  properties  must  be  considered. 

1 .   Absorption 

The  fraction  of  an  optical  beam  intensity  passing 
through  a  transmission  medium  is  proportional  to  the  distance 
traveled  [Refs.  3  and  8].   Stated  mathematically  this 
becomes  : 


HT  =  "KAdL  • 


Solving  for  I  results  in: 


I(x)  =  I  e"KAL   .  (15) 

o 


A  number  of  different  atmospheric  constituants 
attenuate  an  infrared  beam  as  it  passes  through  the  atmo- 
sphere.  The  primary  effect  can  be  attribuyed  to  water 
vapor  (H?0) ,  carbon  dioxide  (C02)  and  ozone  (0_)  (high 
altitudes  only).   Considerably  lesser  effect  may  be 
observed  from  methane  (CM.) ,  nitrous  oxide  (N^O) ,  and 
carbon  monoxide  (CO)  if  the  path  is  long.   The  amount  of 
water  vapor  in  the  path  varies  over  a  wide  range,  and  while 


30 


the  carbon  dioxide  is  mixed  more  nearly  uniformly,  it  may 
still  vary  appreciably  in  various  air  masses.   Thus  a 
detailed  knowledge  of  the  meteorological  conditions  is 
necessary  to  perform  an  exact  calculation  of  the  infrared 
transmission.   Even  though  such  detailed  information  is 
seldom,  if  ever,  available  it  is  usually  possible  to  make 
gross  predictions  using  such  meteorological  parameters  as 
temperature,  pressure  and  relative  humidity.   Early  workers 
performed  many  field  measurements  over  typical  paths  and 
under  a  variety  of  weather  conditions.   Results  of  these 
measurements  in  graphical  and  tabular  form  are  available 
[Refs.  8  and  9],  and  are  of  value  to  the  system  engineer  who 
must  estimate  the  system  performance  under  field  conditions. 
2.   Scattering 

Scattering  has  the  same  intensity  as  a  function  of 
path  length  relationship  as  absorption.   The  effect  of 
scattering  on  infrared  transmission  can,  therefore,  be 
represented  by  (15)  with  the  absorption  coefficient  K 
replaced  by  the  scattering  coefficient  K  .   The  total 
transmittance  of  the  path  can  be  represented  by: 


t  =  e"aL  (16) 


where  a  =  K.  +  K„  and  is  known  as  the  extinction  coefficient 

-  Two  major  models  for  scattering  exist.   If  the 
scattering  particle  is  considerably  smaller  than  the  optical 
wavelength,  it  is  known  as  Rayleigh  scattering.   Here  the 


31 


4 
scattering  coefficient  is  inversely  proportional  to  A  .   As 

such,  shorter  wavelengths  are  scattered  much  more  than 

longer  wavelengths,  and  for  all  practical  purposes  Rayleigh 

scattering  can  be  neglected  at  10.6  micrometers.   The  second 

model  occurs  if  the  size  of  the  scattering  particle  is 

comparable  to,  or  larger  than,  the  optical  wavelength. 

Mie  scattering  can  be  described  by  the  following 

empirical  relationship  [Ref.  4] 


v     _    3.91  r    A  ,-.585V1/3  ,17. 

Ks  "  ~y—   [755]  (17) 


where  V  is  the  visual  range  in  kilometers,  the  wavelength 
is  in  microns,  and  the  path  length  is  in  kilometers.   If 
the  scattering  centers  are  spherical,  the  relationship: 

Ks  =  Tmyr2  (18) 

can  be  used  where  y    is  the  scattering  area  ratio  and  is  a 
measure  of  the  efficiency  with  which  a  center  scatters  the 
incident  energy.   n  is  the  number  of  scattering  centers  per 
cubic  centimeter  and  y    is    the  radius  of  the  scattering  center 
Figure  7  shows  the  relationship  between  y   and  the  ratio  of 
the  scattering  center  radius  to  wavelength  (r/A)  .   Notice 
that  the  center  is  the  most  efficient  scatterer  when  the 
center  radius  size  is  approximately  equal  to  the  wavelength. 
Measurements  of  the  droplets  in  fogs  show  that  their  radii 


32 


range  from  0.5  to  80  microns.   The  peak  of  their  size 
distribution  usually  occurs  between  5  and  15  microns. 
Therefore,  fog  particles  are  efficient  scatterers  at  the 
10.6  micron  wavelength  [Ref.  9]. 
3.   Beam  Distortion 

In  the  presence  of  a  turbulent  propagation  medium, 
the  beam  may  be  distorted  in  several  different  ways.   These 
beam  distortions  may  appreciably  affect  the  system  perfor- 
mance.  This  turbulence  which  is  a  manifestation  of  thermal 
and  pressure  inhomogeneities  causes  a  change  in  the  index 
of  refraction  of  the  medium.   The  changes  in  the  index  of 
refraction  modify  the  propagation  constant  and  Poynting 
vector  of  the  optical  beam  and  this  modification  can  be 
summarized  as  follows  [Ref.  28] : 

a.  Beam  steering  -  angular  deviation  from  the 
line  of  sight  path. 

b.  Image  dancing  -  variations  in  the  angle  of 
arrival  of  the  beam  wavefront. 

c.  Beam  spreading  -  small  angle  spreading  which 
increases  the  beam  divergence. 

d.  Beam  scintillation  -  small-scale  destructive 
interference  within  the  beam  cross  section. 

e.  Spatial  coherence  degradation  -  losses  in  phase 
coherence  across  the  beam  phase  front. 

If  the  turbulent  medium  is  modeled  as  consisting 
of  discrete  blobs,  each  homogeneous  but  with  a  different 
index  of  refraction  from  adjacent  blobs,  then  the  relative 


33 


size  of  the  optical  beam  and  the  turbulent  blobs  will 

determine  which  of  the  above  distortions  will  predominate. 

If  the  blob  size  is  I   and  the  beam  size  is  dR ,  then  for 

dg/£   <<  1  the  major  effect  will  be  beam  steering  and  image 

dancing.   For  dR,   >>  1,  the  major  effect  will  be  beam 

spreading,  beam  scintillation,  and  spatial  coherence 

degradation. 

Numeric  models  of  a  turbulent  medium  have  been 

developed  by  Tatarski  [Ref.  29].   In  Tatarski's  model,  the 

degree  of  atmospheric  turbulence  and  its  relationship  to 

the  optical  properties  of  the  atmosphere  can  be  characterized 

by  a  structure  constant  for  refractive  index  fluctuations, 

C  (r) .   The  value  of  the  structure  constant  varies  with 

altitude  and  time  of  day.   Typical  values  for  daytime 

conditions  near  the  earth  are: 

Weak  turbulence         -  C  (r)  =  8  x  10"9  m"1'3 

n 

-  8   -1/3 

Intermediate  turbulence  -  C  (r)  =  4  x  10   m  ' 

n 

-  7   - 1/3 
Strong  turbulence       -  C  (r)  =  5  x  10   m 

If  the  smallest  inhomogeniety  blob  is  I    ,  the 
largest  is  L  ,  and  the  path  length  is  L,  then  the  fluctua- 
tions in  phase  between  points  of  the  wavefront  separated 
by  the  distance  p,  as  postulated  by  Tatarski,  can  be 
represented  by: 

1.46(^-)2  P5/3  /  C  2(r)dz   for  I      <    p  <  (AL)1/2 
■y  a       o   n  o 

%  (P)  -  L                                 (19) 

*               ?ir  ?  5/3      ?                           1  /? 

2.91(^fr  P  '  „/  C  Z(r)dz   for  L   >  p  >  (XL)  7 

A  on             o 


34 


The  first  condition  leads  to  beam  spreading,  beam 
scintillation,  and  spatial  coherence  degradation.   The  second 
condition  leads  to  beam  steering  and  image  dancing.   Figure  8 
shows  the  lateral  phase  coherence  length  as  a  function  of 
path  length  for  intermediate  turbulence.   Figure  9  shows  the 
phase  front  angle  of  arrival  deviation  as  a  function  of  beam 
diameter  for  intermediate  turbulence. 

Fried  has  derived  an  expression  for  the  degradation 
in  the  signal-to-noise  ratio  for  an  optical  heterodyne 
receiver  in  terms  of  the  relative  sizes  of  the  receiver 
aperture,  dR,  and  the  phase  coherence  dimension,  r   [Ref.  30] 
An  examination  of  his  derivation  reveals  that  little  improve- 
ment in  the  signal-to-noise  ratio  will  result  by  increasing 

the  receiver  aperture  beyond  r  .   The  quantity  r   is  related 

r         J  o        l      '   o 

to  the  transmission  wavelength,  zenith  angle,  6,  and 
receiver  altitude,  H  ,  by  the  relationship: 


o 


05  [X]6/5  cos3/5(0) 


T(2/3) 


r f  ? / \      Ho  1 
l^L>  J  3200.L 


3/5 


(20) 


where  r(x,y)  is  the  incomplete  Gamma  function  [Ref.  31].   The 
coherence  dimension  can  also  be  related  to  Tatarski's  atmo- 
spheric structure  constant  by  [Ref.  31] . 

rQ  =  1.2  x  10"8  U)6/5  (L)~3/5  (Cn(r))"6/5    (21) 

From  the  X   '      dependence  of  r  ,  it  can  be  seen  that 
the  coherence  dimension  is  about  30  times  greater  for  10.6  u 
than  for  . 63  u . 


35 


The  X  '   dependence  of  r  has  been  experimentally 
verified  and  reported  by  Gilmartin  and  Holtz.   Their 
measurements  encompassed  wavelengths  from  the  visible  through 
10  microns  under  conditions  of  medium  and  severe  atmospheric 
degradation  of  resolution  [Ref .  32] . 

In  addition,  they  have  shown  that  focused  beam  size 
and  focused  beam  wander  can  be  predicted  from  relatively 
simple  visual  resolution  measurements.   Additional  theoret- 
ically predicted  and  experimentally  verified  methods  of 
determining  the  degree  of  coherence  of  a  laser  beam  passing 
through  a  turbulent  medium  has  been  reported  by  Grant  and 
Ageno  [Ref.  35] .   This  work  presents  the  relationship 
between  the  mean  square  angular  deflection  of  a  laser  beam 
and  the  corresponding  degree  of  coherence  of  the  wave front. 

C.   RECEIVER  OPTICS 

An  optical  heterodyne  receiver  can  be  separated  into 
two  separate  components:   an  optical  antenna  and  an  optical 
receiver.   Since  the  important  aspect  of  receiver  sensitivity 
has  been  discussed  in  a  previous  section,  this  section  will 
consider  the  directional  characteristics  and  spatial  require- 
ments of  an  optical  antenna. 

1 .   Unfocused  Heterodyne  Detection 

If  the  local  oscillator  and  signal  beams  are  both 
colimated  (plane  wavefront)  and  spatially  misaligned  as 
shown  in  Figure  10,  the  following  mathematical  model  of 
heterodyne  signal  spatial  degradation  can  be  developed 
[Refs .  3  and  4] . 

36 


Assume  the  detector  to  be  an  ideal  square  law 
device.   If  the  signal  and  local  oscillator  fields 
respectively  are: 

Es(t)  =  As  cos  (ojgt  +  $s  -  -£— ) 


EL(t)  =  AL  cos  (w   t   +  $L) 


then  the  instantaneous  detector  input  signal  will  be  equal 
to 

S(t)  =  [Ag  cos  Ogt  +  $g  -  -—-)    +  AL  cos  (w  t  +  $L)]    (22) 

x 

The  intermediate  or  heterodyne  signal  component  is 
determined  by  performing  the  squaring  operation  and  applying 
trigonometric  operations.   If  this  is  done,  the  detector 
heterodyne  current  will  be  the  time  average  and  spatial 
integral  over  the  detector  surface. 

w„x 
iTt3  «  //  cos  (wTC  +  *c  -  $.  +  -^-)  dA  (23) 

IF   AREA       IF     S     L    V 

Performing  the  integration  yields 

sin    (w~d/2v   ) 

ilc   tt  Ac   At    cos    (wTr   +    $c    +    $t  )    — r — j/-?,,    -^ (24) 

IF     S   L      v  IF     S     1/    (o)cd/2v  J  ' 

If  the  signal  degradation  due  to  misalignment  angle 
$  is  to  be  kept  less  than  10%,  then  the  term  (w^d/Zv  ) 
must  be  less  than  .8  radian.   By  making  the  substitution 


37 


C  <   X 

v  =  — t-Z — r     it  can  be  shown  that  i()  ~  it  must  be  maintained, 
x   sin  ty  4d 

The  first  null  in  the  heterodyne  signal  will  occur  for 


2TrCd 
uqd  X 

4 —  - 3-14  w 

x  2C 


sm  ty 

or  sin  ty   =  -r  .   For  small  4> ,    ty   z  -r    . 

If  a  5  mil  x  5  mil  detector  is  assumed,  then 


.    10.6x10  m    0,   .,,.   ,. 
ip   =   j—  =    83  milliradian 

1.27  x  10"4m 


Of  course,  the  obvious  disadvantage  of  this  simple  receiver 
is  the  extremely  small  intercepted  signal  energy  and  hence 
poor  receiver  signal-to-noise  ratio. 

2 .   Simultaneously  Focused  Beams  with  a  Single  Aperture 
Corcoran  has  performed  an  analysis  of  heterodyne 
detection  with  focused  signal  and  local  oscillator  beams  by 
a  single  aperture  [Ref.  34].   His  analysis  assumes  that  the 
focusing  element  is  in  the  Fraunhofer  region  or  far  field 
of  the  light  sources.   As  in  the  previous  analysis,  this 
assumes  that  the  light  incident  upon  the  aperture  is  effec- 
tively a  plane  wave.   Figure  11  is  a  representation  of  the 
detection  process.   His  results  show  that 

[(sin  6   -  sin  ei)OdA/X)] 

i   (t)  «  cos  a)TT,t  sin ci — r~ ■ 5 -tt* o^ (26) 

IFV  ■*         IF         irS'  (.sin  G?  -  sin  6-J 


38 


when  8.  =0,  the  first  zero  of  the  heterodyne  current  occurs 

ird. 
when  sin(99)  — =-^  =  tt.   For  small  values  of  9-  this  reduces 

to  8   =  J-  . 
2    dA 

Focusing  with  a  single  aperture,  therefore, 
decreases  the  receiver  field  of  view  when  the  receiving 
aperture  is  larger  than  the  detector.   Corcoran' s  analysis 
of  Fraunhofer  region  unfocused  detection  agrees  with 
Refs.  3  and  4. 

Additional  theoretical  predictions  relating  the 
receiver  aperture,  wavelength  and  angular  field  of  view 
have  been  presented  by  Siegman  [Ref.  35].   By  several 
methods  he  has  shown  that  the  product  of  the  effective 
receiver  aperture,  AR ,  and  the  solid  angle  field  of  view, 
ftR,  are  approximately  constant  and  related  by 

ARnR  =  X2  .  (27) 

n     .Re.,  2 

\     v  ^ 

By  making  the  substitution  -j—  =  — n it  can  be 

ttR 

seen  that  for  a  circular  aperture  of  diameter  d. 

6  -  %  •  .  <28> 

This  is  in  good  agreement  with  Corcoran's  results. 
3 .   Signal  Beam  Only  Focused 

Read  and  Turner  have  presented  theoretical  calcula- 
tions and  experimental  verification  of  an  optical  heterodyne 

39 


technique  which  greatly  reduces  the  stringent  angular 
requirements  [Ref .  36] .   In  this  method  the  signal  beam  is 
focused  with  a  diffraction-limited  lens  or  mirror.   A 
colimated  local  oscillator  beam  is  superimposed  on  the 
resulting  Airy  pattern  and  optical  heterodyning  results. 
The  Airy  disk  and  local  oscillator  beam  can  interact  effi- 
ciently because  both  wavefronts  will  be  plane  [Ref.  23] . 
The  greatest  heterodyne  efficiency  and  signal-to-noise 
ratio  will  be  achieved  if  only  the  central  disk  of  the 
Airy  pattern  is  used.   This  is  due  to  phase  reversals  of  the 
successive  diffraction  rings. 

The  electric  field  strength  due  to  the  signal  beam 
in  the  focal  plane  is 

J    Car) 

Es(t)  =  as  cos  cv  ♦  *s)  -far  (29) 

in  which 

a    =    2iTa/Xf 

a   =    lens    radius 

f  =  lens  focal  length 

r  =  radius  from  disk  center 

J,  (x)  =  Bessel  function  of  order  one 

R  =  disk  radius . 

At  a  distance  I   from  the  axis,  the  two  wavefronts 
are  out  of  phase  by  — —-   . 

The  elemental  signal  is,  therefore,  proportional  to 

lT(f)  Z 

dijp   a  AgA.    cos    (ojTpt    +    $„    -    $.  )    ccs    (— — )    .  (30) 


40 


The  total  signal  is  obtained  by  integrating  over  the 
area  of  the  Airy  disk. 

This  integral  is  not  expressive  in  elementary 
functions  for  finite  disk  sizes,  but  if  the  assumption  is 
made  that  the  signal  beam  intensity  is  uniform  over  the 
disk  area,  then  the  integral  results  in 


A  A 
iIF(t)  "  HP"  R  Jl  C^T^   •  C31) 


Now  if  the  substitution  R  =  1.22  ^f/dA  is  made, 
the  voltage  signal-to-noise  voltage  ratio  can  be  expressed 
as 

K  J,  (2.44TT(f>  f/d  ) 
(S/N)v  =  ± ^ ^-  (32) 

dA 
The  first  zero  will  occur  for  cf>  =  .  5-t—  .   If  the  optics 

has  a  speed  of  f/(no)  of  10,  then  the  angular  field  of  view 

will  be  50  mrad.   This  reduced  angular  requirement  is  not 

without  restrictions,  however,  since  the  center  of  the 

focused  spot  must  not  deviate  from  the  center  of  the 

aperture  in  the  focal  plane  by  more  than  a  fraction  of  its 

diameter . 


41 


VI.   DEVELOPMENTAL  HETERODYNE  DETECTION  FM-CW  RADAR 

A.   SYSTEM  DESCRIPTION 

Two  optical  configurations  were  constructed  and  tested 
for  the  developmental  system.   Figures  37  and  38  are  photo- 
graphs of  the  physical  optics  utilized.   Several  high-quality 
photovoltaic  detectors  were  available  and  each  was  tried  in 
the  two-system  configurations. 

1.  Basic  System  Block  Diagram 

The  over-all  system  block  diagram  is  shown  in 
Figure  13.   Equipment  model  numbers  and  component  parameters 
are  given  in  Appendix  A.   The  system  optics  (two  separate 
configurations)  are  shown  in  more  specific  detail  in  a 
subsequent  section. 

2 .  Major  Component  Description 
a.   Laser 

The  laser  used  for  the  developmental  system 
was  a  Honeywell  model  3000  three-watt  continuous  wave  CO- 
laser.   The  laser  output  was  vertically  polarized,  and 
output  power  was  continuously  controllable  over  a  range 
of  .2  -  3  watts.   A  piezoelectric  transducer  (PZT)  was 
attached  to  the  rear  cavity  mirror  for  control  of  the 
selected  radiation  line  although  this  feature  was  not  used 
for  the  described  system.   The  laser  was  a  sealed  cavity 
type  and  was  water-cooled.   The  water  flow  requirement  was 
about  .25  gallons  per  minute. 


42 


b.  Modulator 

The  10.6  micron  AO  modulation  system  consisted 
of  three  main  components:   a  water-cooled  Germanium  AO 
modulator;  a  pair  of  Germanium  focusing  lenses,  each  with 
a  5"  focal  length;  and  a  combination  voltage  controlled 
oscillator  (VCO)  and  RF  power  amplifier.   This  latter 
combination  will  be  collectively  referred  to  as  the  modu- 
lator driver.   The  modulator  driver  was  capable  of  supply- 
ing six  watts  of  CW  power  to  the  modulator.   The  bandwidth 
of  the  modulator  system  was  measured  and  found  to  be  in 
excess  of  20  MHz.   The  output  frequency  linearity  as  a 
function  of  modulator  driven  DC  control  voltage  input  was 
measured  and  it  was  found  that  non-linearities  existed 
above  45  MHz  and  below  35  MHz.   The  effective  bandwidth  of 
the  modulator  for  this  system  was  concluded  to  be  10  MHz. 

c.  Detectors 

Three  detectors  were  used  during  the  system 
tests.   All  three  detectors  were  of  the  PbSnTe  photovoltaic 
type.   One  detector  was  a  Raytheon  IR-101  PN  photovoltaic 
detector  packaged  within  a  glass  dewar.   The  other  two 
detectors  were  Rockwell  International  PIN  photovoltaic 
detectors  packaged  within  stainless  steel  dewars .   Perti- 
nent detector  parameters  are  given  in  Appendix  A. 
3 .   Theory  of  Operation 

Refer  to  Figure  13  for  the  following  description 
of  system  operation.   The  bias  supply  V,  determine  the 
center  frequency  of  the  modulated  optical  beam.   Since  the 

43 


linear  bandwidth  of  the  modulation  systems  extends  from 
35-45  MHz,  the  value  of  V,  was  set  to  -7.5  volts  corre- 
sponding to  a  center  frequency  of  40  MHz.   The  sweep 
voltage  was  obtained  from  a  function  generator  and  passed 
through  a  high-pass  filter.   It  was  adjusted  for  an  ampli- 
tude to  produce  a  frequency  sweep  from  35-45  MHz  out  of 
the  modulator  driver.   Since  the  laser  output  beam  is  fre- 
quency swept  in  a  triangular  fashion,  the  detected  laser 
return  will  also  be  frequency  swept  in  a  triangular  fashion 
from  35-45  MHz.   This  detected  signal  is  amplified  by  a 
combination  of  wideband  amplifiers  resulting  in  53  db  of 
amplification  prior  to  insertion  of  a  balanced  mixer.   The 
output  of  the  VCO  is  available  at  the  DC  input  to  the  modula- 
tor driver  and  was  extracted  by  a  high-pass  filter.   This 
filter  passes  the  35-45  MHz  swept  signal  while  blocking  the 
much  lower  frequency  sweep  voltage.   The  35-45  MHz  swept 
signal  is  mixed  in  a  double  balanced  mixer  with  a  30  MHz 
signal  and  translated  to  65-75  MHz.   This  signal  is  then 
passed  through  a  60  db  wideband  amplifier  to  raise  the 
signal  to  the  proper  level  to  drive  the  "L"  port  of  a 
double  balanced  mixer.   The  65-75  MHz  filter  eliminates  all 
undesirable  mixer  products  from  mixer  number  1.   If  the 
detected  signal  and  the  "L"  port  signals  of  mixer  2  were 
sweeping  from  35-45  MHz  and  65-75  MHz,  respectively,  in 
synchronism  (zero  range  and  zero  doppler) ,  then  a  single 
output  frequency  of  30  MHz  would  be  observed.   As  the  range 
is  increased,  the  30  MHz  signal  splits  into  two  distinct 


44 


frequencies,  one  above  and  one  corresponding  below  30  MHz. 
The  frequency  shift  from  30  MHz  is  proportional  to  the 
range.   Doppler  information  manifests  itself  in  a  shift 
of  the  signal  pair  centroid  from  30  MHz.   The  mathematical 
relationship  describing  these  phenomena  was  presented  in 
Chapter  III,  A,  sections  1  and  2. 
4.   Optical  Configurations 

Two  system  optical  configurations  were  tried.   The 
first  configuration  was  initially  tried  at  the  Naval 
Electronics  Laboratory  Center  (NELC)  in  May  1974  during 
the  author's  industrial  experience  tour.   Refer  to  Figure  14 
for  a  description  of  this  configuration.   The  designation 
x/y  refers  to  a  beam  splitter  and  means  x  per  cent  of  the 
beam  energy  is  reflected  by  the  beamsplitter  and  y  per  cent 
is  transmitted  by  the  splitter.   Ninety  per  cent  of  the 
laser  beam  is  reflected  to  become  the  radar  output  beam. 
The  5"  focal  length  lens  prior  to  the  AO  modulator  focuses 
the  beam  to  a  small  waist  size  to  increase  the  modulator 
bandwidth.   The  5"  focal  length  lens  after  the  AO  modula- 
tor colimates  the  two  emerging  beams  and  restores  the  output 
beam  divergence.   The  blocking  aperture  passes  the  modulated 
beam  and  blocks  the  zero-order  beam.   The  50/50  splitter 
following  the  blocking  aperture  passes  50%  of  the  output 
beam  and  also  reflects  501  of  the  return  beam  down  to  the 
detector.   The  5/95  splitter  in  the  output  path  passes  95% 
of  the  output  signal  and  returned  signal  but  reflects 
essentially  100%  of  the  visible  He-Ne  beam.   Fine 


45 


adjustment  of  this  splitter  superimposes  the  C0_  and  He-Ne 
beams,  and  hence  the  radar  output  beam  can  be  aimed  according 
to  the  visual  beam.   The  output  mirror  is  adjustable  in 
both  vertical  and  azimuth  and  facilitates  the  steering  pro- 
cess.  The  mirror  in  the  He-Ne  path  has  a  small  hole  near 
the  center  through  which  the  visible  beam  passes.   By  aiming 
the  telescope  at  the  front  surface  of  this  mirror,  the 
telescope  reticles  can  be  precisely  aligned  with  the 
illuminated  area.   The  local  oscillator  beam  is  the  beam 
transmitted  through  the  90/10  splitter.   It  is  folded  three 
times  with  the  front  surfaced  mirrors  and  passed  through  a 
limiting  aperture.   This  aperture  controls  the  amount  of 
local  oscillation  power  incident  upon  the  detector.   The 
5/95  splitter  just  prior  to  the  8"  focal  length  lens  passes 
951  of  the  returned  energy  and  5%    of  the  local  oscillator 
energy.   It  is  adjusted  to  superimpose  the  signal  and  local 
oscillator  beams.   The  8"  focal  length  lens  focuses  both 
the  local  oscillator  and  signal  beams  to  an  Airy  disk  com- 
parable to  the  detector  size.   The  absorber  absorbs  that 
portion  of  the  transmit  beam  reflected  by  the  50/50  splitter. 
This  power  is  appreciable  and  oculd  become  a  health  hazard 
if  it  were  not  blocked. 

The  second  optical  configuration  is  shown  in 
Figure  15.   This  configuration  was  constructed  to  overcome 
two  distinct  disadvantages  of  the  first  system.   The  50/50 
splitter  attenuates  3  db  of  the  output  beam  and  also  3  db 
on  the  receive  path,  hence  elimination  of  this  splitter 


46 


should  immediately  cause  a  6  db  increase  in  system 
performance. 

An  increase  in  the  receiver  aperture  would  also 
cause  an  increase  in  the  system  performance;  hence  a  simple 
Newtonian  antenna  system  was  chosen.   The  path  through  the 
modulation  system  is  essentially  unchanged.   The  zero  order 
blocking  aperture  was  replaced  by  a  folding  mirror  and  the 
zero  order  beam  was  used  as  the  local  oscillator  beam. 
Beam  elevators  had  to  be  used  to  raise  the  local  oscillator 
and  signal  beams  to  a  height  required  by  the  larger  diameter 
of  the  receiver  optics.   The  small  front  obstruction  mirror 
was  double  surfaced.   The  output  beam  was  reflected  from 
the  front  surface,  and  the  returned  signal  was  reflected 
from  the  rear  surface.   This  was  an  elliptical  mirror 
measuring  1-1/2"  by  2-1/4".   The  primary  reflecting  mirror 
was  a  6"  diameter  mirror  with  a  60"  focal  length.   Notice 
that  the  local  oscillator  beam  was  unfocused.   The  visual 
alignment  mechamism  was  the  same  as  in  the  previous 
configuration. 

B.   EXPERIMENTAL  PROCEDURES 

1.   Modulator  Measurements 


Parameter  measurements  of  the  basic  system  components 
consisted  of  modulator  frequency  deviation  and  power  output 
of  the  modulated  beam  as  a  function  of  VCO  driver  voltage. 
The  deflection  efficiency  and  over-all  transmission  effi- 
ciency was  measured  at  the  center  of  the  effective 


4  7 


bandwidth  (40  MHz) .   Figure  16  shows  the  modulation  linearity 
as  a  function  of  VCO  driving  voltage.   Figure  17  shows  the 
modulated  and  zero  order  beams  after  the  colimating  lens. 
This  figure  is  the  result  of  recording  the  spatial  intensity 
patterns  of  the  beams  on  temperature-sensitive  paper.   The 
Bragg  angle  for  this  moudlator  at  10.6  microns  was  approxi- 
mately 2.21  degrees.   The  modulator  was  mounted  on  a  stand 
with  x,  y,  z  and  Bragg  angle  micrometer  adjustments,  and 
each  dimension  was  adjusted  for  maximum  power  output  of  the 
modulated  beam.   The  zero  order  beam  was  blocked  with  an 
aperture.   The  power  input  to  the  modulator,  and  the  modu- 
lated beam  and  zero  order  diffraction  beam  powers  were 
measured  at  40  MHz.   If  the  deflection  efficiency  (DE)  is 
defined  as: 


DE 


Power  in  Modulated  Be 


am 


Total  Power  Output 
and  the  transmission  efficiency  (TE)  is  defined  as 


TF  =  P°wer  Output 
Power  Input 


then  the  resultant  measured  efficiencies  were  a  deflection 
efficiency  of  53%  and  a  transmission  efficiency  of  55%. 
2 .   Alignment  Procedures 

The  alignment  procedures  for  the  two  optical 
configurations  were  appreciably  different;  therefore,  each 
procedure  will  be  discussed  separately. 


48 


a.   First  Optical  Configuration 

Refer  to  Figure  14  for  this  discussion.   Prior 
to  insertion  of  the  AO  modulator,  the  90/10  splitter  was 
adjusted  to  produce  a  90°  beam  reflection  which  was  parallel 
with  the  optical  table  top.   After  the  AO  modulator  was 
inserted,  it  was  adjusted  for  maximum  power  in  the  modulated 
beam.   The  colimation  lens  was  adjusted  to  produce  a  constant 
separation  of  the  modulation  and  zero  order  beams  over  the 
length  of  the  optical  table  (distance  of  about  three  feet) . 
The  blocking  aperture  was  then  adjusted  to  allow  unobstructed 
passage  of  the  modulated  beam  and  total  blockage  of  the  zero 
order  beam.   The  50/50  and  5/95  splitters  and  steering  mirror 
were  positioned  such  that  the  output  beam  struck  each  as 
closely  as  possible  to  the  center.   The  He-Ne  laser  was 
adjusted  for  coincidence  of  the  He-Ne  and  CO?  beams  at  a 
distance  of  approximately  40  feet  from  the  steering  mirror. 
For  CO?  beam  powers  of  approximately  .25  watts  or  greater 
the  beam  was  sensed  with  temperature-sensitive  chart  paper 
(see  Figure  17) .   For  CO   beam  powers  of  a  few  milliwatts 
to  approximately  .25  watts,  the  beam  was  sensed  with 
temperature-sensitive  liquid  crystal  paper.   The  liquid 
crystal  paper  was  able  to  detect  approximately  one  milliwatt 
at  the  focal  plane  of  the  8"  focal  length  lens.   The  5/95 
splitter  in  the  receive  path  was  placed  to  allow  maximum 
transmission  of  the  received  signal  while  simultaneously 
reflecting  the  local  oscillator  beam.   These  two  beams  were 
adjusted  to  be  as  coaxial  as  possible  at  the  exit  surface 


49 


of  the  5/95  splitter.   The  focusing  lens  was  positioned 
such  that  both  beams  were  concentric  with  the  lens  center. 
For  precise  alignment  between  the  signal  and  local  oscilla- 
tor beams  a  folding  mirror  was  placed  approximately  20  feet 
from  the  folding  mirror,  and  it  was  adjusted  to  precisely 
fold  the  visible  beam  back  upon  itself.   The  -50/50  splitter 
and  the  5/95  splitter  in  the  receive  path  were  then  adjusted 
to  provide  coincidence  of  the  signal  and  local  oscillator 
beams  at  the  focal  point  of  the  detector  focus  lens.   As 
a  final  precision  adjustment  a  pinhole  aperture  (approxi- 
mately .01  inch  diameter)  was  placed  at  the  focal  point  of 
the  lens  and  the  two  beams  were  adjusted  to  pass  through 
the  aperture.   Every  time  this  procedure  was  followed, 
there  was  sufficient  beam  overlap  to  produce  heterodyne 
operation.   Once  heterodyne  operation  was  achieved,  fine 
adjustment  of  the  beam  splitters  to  produce  a  maximum 
signal-to-noise  ratio  was  easily  achieved.   The  detector 
was  placed  at  the  lens  focal  point  by  inserting  a  "whisper" 
fan  just  prior  to  the  detector.   The  detector  was  then 
raster  scanned  until  the  low  frequency  (approximately  100  Hz) 
"chopped"  signal  was  observed  on  an  oscilloscope.   The 
detector  was  then  positioned  to  produce  a  maximum  chopped 
signal . 

b.   Second  Optical  Configuration 

Refer  to  Figure  15  for  this  discussion.   The 
alignment  procedure  through  the  modulator  was  the  some  as 
for  the  first  configuration.   The  transmit  beam  elevator 

50 


was  adjusted  to  place  the  transmit  beam  in  the  center  of 
the  front  face  of  the  elliptical  obstruction  mirror  of  the 
Newtonian  antenna.   The  He-Ne  and  C02  beams  were  adjusted  to 
be  coaxial  as  in  the  first  configuration.   A  two-inch 
diameter  gold  surface  retro-reflector  was  placed  on  the  top 
of  Ingersoll  Hall.   With  the  5/95  splitter  removed,  the 
visible  return  from  the  retro-reflector  could  be  seen  on 
the  dewar  window.   By  chopping  the  returned  signal,  the 
detector  could  relatively  easily  be  placed  at  the  antenna 
focal  spot.   Once  the  chopped  signal  was  located,  the  5/95 
splitter  was  set  in  place.   The  detector  would  then  have 
to  be  moved  horizontally  to  compensate  for  the  beam  offset 
caused  by  the  beam  splitter.   This  was  always  accomplished 
with  relative  ease.   A  small  folding  mirror  was  placed 
after  the  modulator  and  its  height  was  adjusted  to  fold  the 
zero  order  beam  while  passing  the  modulated  beam.   The  zero- 
order  beam  was  folded  parallel  to  the  transmit  beam  and 
adjusted  in  height  and  direction  to  strike  the  center  of  the 
5/95  splitter.   The  5/95  splitter  was  then  adjusted  to  pro- 
duce a  maximum  chopped  local  oscillator  signal  at  the 
detector.   Since  the  local  oscillator  beam  was  unfocused, 
this  task  was  relatively  simple. 

C.   EXPERIMENTAL  RESULTS 

The  aforementioned  systems  were  constructed  and  aligned 
in  Spanagel  704.   This  was  a  seventh-story  location  with 
open-window  access  to  both  land  and  sea  targets.   Initial 


51 


tests  were  conducted  over  path  lengths  of  several  meters 
to  70  meters  on  the  roof  of  Spanagel  Hall  with  the  aid  of 
several  folding  mirrors.   The  majority  of  the  tests  were 
conducted  several  times,  and  in  all  cases  the  results  were 
highly  reproducible.   Initial  feasibility  tests  of  the  first 
optical  configuration,  less  the  processing  electronics,  were 
conducted  during  the  author's  experience  tour  at  NELC 
(Code  2500)  during  May  1974.   Subsequent  testing  was  over 
the  period  of  July  to  December  1974. 
1 .   Zero  Range  Error 

Two  distinct  and  related  effects  will  be  discussed 
in  this  section.   During  the  initial  radar  feasibility  tests 
conducted  with  the  optic  configuration  of  Figure  14,  a 
40  MHz  heterodyne  signal  was  observed  when  the  detector 
was  illuminated  by  the  local  oscillator  alone.   This  is  an 
extremely  troublesome  effect  for  a  CW  radar  xvith  a  stationary 
target  since  a  signal  is  present  at  the  detector  whether  a 
target  return  is  present  or  not.   It  was  postulated  that 
this  effect  was  caused  by  a  portion  of  the  modulated  beam 
being  reflected  by  the  exit  surface  of  the  AO  modulator  and 
entering  the  local  oscillator  beam  by  one  of  two  mechanisms. 
These  mechanisms  could  be:   reflections  of  the  AO  reflected 
beam  from  the  front  face  of  the  laser,  or  internal  laser 
cavity  amplifications  of  the  AO  reflected  beam  which  would 
then  appear  superimposed  on  the  local  oscillator  beam.   The 
following  remedy  verified  the  reflection  source  and  eliminated 
its  effect.   A  quarter  wave  plate  was  inserted  between  the 


52 


90/10  splitter  and  the  AO  modulator.   A  wire  grid  polarizer 
was  inserted  in  the  local  oscillator  path  and  adjusted  to 
the  polarization  plane  of  the  local  oscillator.   The  effect 
of  the   quarter  wave  plate  was  to  shift  the  polarization 
of  the  reflected  beam  orthogonal  to  the  incident  beam.   The 
wire  grid  polarizer  was  then  able  to  pass  the  true  local 
oscillator  beam  while  blocking  the  reflected  beam.   Although 
this  remedy  reduced  an  average  heterodyne  signal-to-noise 
ratio  of  40  db  to  2-3  db  and  verified  the  source  of  the 
initial  reflections,  it  contributed  no  further  evidence  as 
to  the  mechanism  by  which  the  reflections  entered  the  local 
oscillator  beam. 

When  the  system  was  moved  to  NPS  and  reconstructed, 
no  detectable  local  oscillator  contaminating  signal  could 
be  detected  for  the  first  two  weeks  of  laser  operation. 
During  the  interim  period  between  initial  tests  at  NELC 
and  the  resumption  of  testing  at  NPS,  the  laser  cavity  had 
been  recharged  to  restore  the  laser  power  output  to  the 
proper  level.   After  a  laser  use  period  of  about  two  weeks, 
the  local  oscillator  contaminating  signal  reappeared.   Its 
characteristics  were  somewhat  altered  from  those  originally 
observed  at  NELC.   The  contaminating  signal  strength  and 
frequency  response  were  a  function  of  laser  operating  time. 
In  general,  when  the  laser  was  first  energized,  the  contami- 
nating signal  would  be  absent  and  would  appear  after  about 
five  minutes  of  laser  operation. 


53 


De-energizing  the  laser  for  a  period  of  10-15  minutes 
before  re-energizing  resulted  in  fairly  reproducible  results. 
Figures  22,  23,  24,  and  25  show  the  amplitude  and  frequency 
response  of  the  contamination  signal  as  a  function  of  laser 
energized  time.   Although  these  tests  were  by  no  means 
conclusive,  it  was  strongly  suspected  that  the  local 
oscillator  entry  mechanism  was  via  laser  cavity  amplifica- 
tions since  the  laser  cavity  gain  curve  and  frequency 
response  are  a  function  of  laser  cavity  temperature  and 
pressure« 

The  zero  range  offset  was  caused  by  the  finite  time 
delay  for  the  acoustic  wave  to  propagate  from  the  PZT 
launch  location  to  the  optical  beam  waist  location.   This 
delay  varies  as  to  the  physical  location  of  the  optical 
beam  within  the  AO  modulator  optical  input  aperture. 
However,  once  the  optical  system  is  adjusted,  the  delay 
remains  fixed,  and  it  can  easily  be  accounted  for  when 
computing  range  and  velocity  information.   Figure  26  shows 
the  system  presentation  with  no  signal  return.   The  zero 
range  offset  is  visible  via  the  previously  discussed  local 
oscillator  contaminating  signal. 
2 .   Range  Measurement 

Initial  range  measurements  of  a  stationary  target 
were  performed  on  the  roof  of  Spanagel  Hall  with  folding 
mirrors.   The  range  to  each  target  location  was  accurately 
measured,  and  the  resulting  beat  frequency  was  recorded. 


54 


During  this  measurement  phase  the  zero  offset  range  was  not 
clearly  visible,  and  initial  confusion  concerning  the 
range  measurements  resulted.   Since  the  short  range  specu- 
lar reflector  targets  yielded  a  large  signal  return,  the 
Raytheon  IR-101  detector  was  used  in  conjunction  with  the 
optical  configuration  of  Figure  14.   No  photographs  of  the 
system  presentation  were  taken  during  this  measurement 
phase;  however,  Table  1  and  Figure  19  are  the  results  of 
these  measurements.   Figure  19  gives  the  value  of  the  zero 
offset  range.   Using  the  relationships  of  Chapter  III, 
Section  A.l,  the  range  information  was  easily  computed  by 

Cf 

R  =  4F~5T" 
m 

where  f   =  frequency  shift  observed  minus  the  zero  range 
offset  frequency. 

The  second  phase  of  the  stationary  range  measure- 
ments was  conducted  at  a  range  of  approximately  305  yards. 
The  target  was  a  2"  diameter,  gold-surfaced  retro-reflector. 
The  target  was  placed  on  the  roof  of  Ingersoll  Hall. 
Figures  18  and  21  show  the  propagation  path  for  this  measure 
ment  phase.   The  optical  configuration  of  Figure  15  in 
conjunction  with  the  Rockwell  Internation  number  5-128-4 
detector  (on  loan  from  NELC)  was  used.   Figure  26  clearly 
shows  the  amount  of  zero  range  offset  to  be  about  37  KHz. 
Figure  27  shows  the  unprocessed  detector  output,  and 
Figure  28  shows  the  processed  presentation.   Note  that 


55 


Figure  28  also  shows  the  zero  range  offset  at  a  much  reduced 
amplitude.   Using  the  system  parameters  given  below,  the  * 
range  was  computed  to  be  295  yards. 

Transmit  Frequency  Deviation    35-45  MHz 
Modulation  Frequency  1.75  KHz 

Target  Range  305  yards 

Observed  Range  Frequency        100  KHz. 
The  retro-reflector  was  next  moved  to  the  edge  of 
El  Estero  Lake  for  range  measurements.   This  range  was 
considerably  beyond  300  yards.   Although  the  exact  range 
was  unknown,  a  visual  estimation  of  the  range  was  1000-1200 
yards.   The  retro-reflector  was  easily  acquired,  and  a 
S/N  ratio  of  35  db  resulted.   The  corresponding  measured 
range  frequency  was  260  KHz  including  the  zero  range  offset. 
This  computed  to  a  range  of  1055  yards.   Since  the  received 
signal  power  is  a  R   relationship,  the  S/N  ratio  should 
have  decreased  approximately  21  db .   Allowing  a  several 
additional  db  decrease  for  atmospheric  transmission  effects, 
the  results  were  well  within  expectations. 

The  longest  range  attempted  was  from  Spanagel  Hall 
to  the  U.S.  Coast  Guard  Pier.   This  range  was  approximately 
2400  yards  to  the  end  of  the  pier.   Target  acquisition  was 
somewhat  more  difficult  than  for  the  El  Estero  Lake  measure- 
ments, and  this  was  attributed  to  misalignment  of  the 
visible  and  CC>   transmit  beams  and  the  narrow  receiver  field 
of  view.   The  measured  data  were  a  S/N  ratio  of  20  db 
and  a  range  frequency  of  540  KHz  including  the  zero  range 


56 


offset.   This  computed  to  a  range  of  2370  yards  which  was 
in  excellent  agreement  with  the  known  value.   The  range 
difference  from  305  yards  should  have  caused  a  S/N  reduction 
of  approximately  36  db .   If  several  db  were  allowed  for 
atmospheric  losses,  the  results  again  were  well  within 
expectations.   Figures  29  and  30  show  the  spectrum  analyzer 
display  of  the  signal  return  from  the  Coast  Guard  pier. 
Figure  20  shows  the  local  area  map  and  the  signal  paths 
used  for  the  El  Estero  Lake  and  Coast  Guard  pier  range 
measurements . 

3.   Velocity  Measurements 

A  velocity  measurement  experiment  was  conducted  to 
demonstrate  that  the  target's  relative  velocity  could  be 
measured,  and  that  this  measurement  could  be  accomplished 
simultaneously  with  the  range  measurement.   To  accomplish 
this  measurement,  a  model  train  was  set  up  on  the  roof  of 
Ingersoll  Hall.   The  track  was  oval  with  one  of  the  straight 
segments  parallel  to,  and  illuminated  by,  the  C0?  radar 
beam.   An  electric  timer  in  conjunction  with  a  meter  stick 
was  used  for  elapsed  time  velocity  measurements.   Both  up 
and  down  doppler  informations  were  obtained  by  reversing 
direction  of  the  train.   Figures  31  and  32  show  the  experi- 
mental set-up  used  for  these  measurements.   These  figures 
also  show  the  target  retro-reflector  that  was  used  for  the 
majority  of  the  target  informations.   Due  to  the  mechanical 
nature  of  the  apparatus,  the  velocity  measurements  were 


57 


rather  imprecise.   Due  to  elevation  differences  between  the 
transmitter  and  target  locations,  a  correction  factor  of 
cos  5.5°  must  be  applied  to  compute  the  horizontal  velocity 
of  the  train.   Figures  33,  34,  35  and  36  and  Table  2  are 
the  results  of  this  experiment.   The  figures  clearly  indi- 
cate that  simultaneous  velocity  and  range  measurements  are 
possible.   The  direction  of  velocity  was  immediately  apparent, 
and  the  computed  magnitude  was  well  within  the  experimental 
error  of  the  apparatus. 

Although  this  experiment  demonstrated  the  range  and 
velocity  determination  capabilities  of  the  system  as  expected, 
an  unexpected  phenomenon  was  observed  with  the  optical 
configuration  of  Figure  15.   In  addition  to  the  expected 
doppler  shift  of  the  two  range  frequencies,  the  stationary 
target  range  frequencies  were  also  present.   They  were, 
however,  at  a  reduced  amplitude.   The  experiment  was  con- 
ducted several  times  under  varying  conditions  and  essentially 
the  same  results  were  obtained.   Figures  31,  34,  35,  and 
36  show  the  simultaneous  presence  of  both  the  stationary 
target  and  moving  target  signals.   The  target  was  clearly 
in  motion  while  these  photographs  were  taken;  also,  the 
signal  was  definitely  from  the  moving  retro-reflector  and 
not  from  the  train  track  or  any  other  adjacent  stationary 
target.   The  experiment  was  essentially  repeated  at  a  later 
date  with  the  optical  configuration  of  Figure  14.   The 
range  and  velocity  results  were  as  expected;  however,  the 


58 


stationary  target  frequencies  were  no  longer  present.   No 
cause  for  this  unexpected  phenomenon  has  been  postulated. 
An  additional  puzzle  is  why  it  should  appear  with  one  opti- 
cal configuration  and  not  with  the  other. 
4 .   Receiver  Field  of  View 

The  receiver  field  of  view  measurements  were  con- 
ducted at  305  yards  using  the  retro-reflector.   The 
retro-reflector  was  positioned  to  maximize  the  returned 
signal.   The  retro-reflector  was  then  moved  a  known 
distance  and  the  resulting  S/N  ratio  was  recorded.   Two 
receiver  fields  of  view  were  calculated:   one  at  the  point 
where  the  S/N  ratio  decreased  by  3  db  and  one  where  the 
S/N  ratio  was  reduced  to  unity.   The  results  are  given 
below : 

Optical  Configuration  of  Figure  14 

S/N  reduced  by  3  db     S/N  reduced  to  unity 
Not  Recorded  7.4m  radian 

Optical  Configuration  of  Figure  15 

S/N  reduced  by  3  db     S/N  reduced  to  unity 
179  u  radian  6.8  m  radian 

An  additional  rough  measure  of  the  receiver  field 
of  view  was  conducted  at  the  1055  yard  range.   The  arc- 
length  which  resulted  in  a  S/N  ratio  of  unity  was  approxi- 
mately one  yard.   This  resulted  in  a  field  of  view  of 
.95  m  radian.   A  comparable  decrease  of  35  db  S/N  ratio 


59 


at  305  yards  results  in  a  field  of  view  of  .65  m  radian. 
Although  all  of  these  measurements  are  indicative  of  the 
system  performance,  the  most  useful  are  most  likely  the 
3  db  figures. 

The  analysis  of  Chapter  V,  Section  C.2  most  closely 
represents  the  physical  system  utilized.   The  3  db  field  of 
view  of  the  optical  configuration  of  Figure  15  is  in 
reasonable  agreement  with  these  results.   A  closer  agree- 
ment can  be  envisioned  when  the  effect  of  the  relatively 
large  size  of  the  retro-reflector  compared  to  an  ideal  point 
source  is  considered.   Also  the  retro-reflector  was  not 
within  the  Fraunhofer  or  far  field  region  of  the  optics. 

By  observing  the  chopped  retro-return  signal  while 
the  retro-reflector  position  was  moved,  it  appeared  as 
though  the  detector  size  was  the  primary  field  of  view 
limiting  factor.   As  the  target  is  moved  in  the  object 
plane,  the  Airy  disk  moves  proportionately  in  the  focal 
plane.   For  a  small  detector,  a  small  movement  in  the 
object  plane  will  cause  the  focused  signal  to  depart  from 
the  active  detector  area  and  detection  ceases.   The  rela- 
tionship describing  this  situation  is 


x 

f 


where  x  is  the  detector  diameter  and  f  is  the  optics  focal 
length.   For  both  optical  configurations,  the  detector 


60 


diameter  was  approximately  seven  mils.   For  the  optical 
configuration  of  Figure  15,  the  field  of  view  predicted 
by  this  relationship  is  116  u  radian,  and  for  the  optical 
configuration  of  Figure  14,  the  field  of  view  is  predicted 
as  875  u  radian.   Both  of  these  predicted  results  remain 
considerably  smaller  than  the  observed  results.   Again, 
however,  this  prediction  is  predicated  upon  the  target 
being  in  the  optics  far  field.   It  also  assumes  the  signal 
energy  to  be  confined  within  the  Airy  disk.   Due  to  the 
considerably  increased  sensitivity  of  heterodyne  detection, 
the  system  should  easily  be  capable  of  detecting  energy 
well  out  into  the  diffraction  ring  area.   This  may  be  the 
cause  of  the  larger  than  predicted  field  of  view. 
5 .   Transmitter  Divergence 

In  a  laser  radar  system  the  transmitted  beam 
divergence  is  the  counterpart  of  the  microwave  radar's 
transmitter  antenna  gain.   It  must  be  fairly  accurately 
known  before  any  meaningful  system  performance  calculations 
can  be  made.   If  the  transmitted  and  received  powers  and 
target  and  receiver  apertures  are  known,  the  beam  divergence 
can  be  easily  computed.   The  divergence  calculations  were 
made  with  the  optical  configuration  of  Figure  15.   The 
retro-reflector  was  at  a  range  of  305  yards. 

The  linear  arc  length  of  a  beam  of  a  given  diver- 
gence at  a  range  R  is 

d  =  R9  . 


61 


The  area  covered  by  the  beam  at  this  range  is 


A      /•(!->  2     ,.R9  -.  2 


The  portion  o£  the  returned  energy  is  the  ratio  of  the  area 
of  the  retro-reflector  to  the  area  of  the  beam. 


Dt  2 

Pt  *  (2^} 
Returned  energy  =  ~  (33) 

u  Cj-0 


If  the  retro  reflector  preserves  the  transmitted  divergence 
(a  reasonable  assumption) ,  then  the  received  portion  of 
retransmitted  energy  will  be 


D    9 

77  ^2~} 

.Re.  2 


The  value  of  the  received  power  will  be 


(34) 


D.  ,     D   _ 

Pt  *   (  *)  ^  7T   (/)2 

P   =  — ^ .  (35) 

r       ,R9.2    ,R6.2 
tt  {—)      tt  (— ) 


Solving  for  9  results  in 


P.   D  ^  D  2 

e  =  [p1   t  4  r  ]  (36) 

r    R 


62 


Using  the  below  data,  a  transmitter  divergence  of  1.71 

milliradians  was  calculated. 

P   =  .65  watts 

P   =  .75  milliwatts 
r 

D   =  6  inches 
r 

D   =  2  inches 
R  =  305  yards 

The  transmitted  power  was  measured  with  the  higher 
power  analog  power  meter  while  the  received  power  was 
measured  with  the  lower  power  digital  power  meter.   Accurate 
results  were  predicated  upon  the  absolute  calibration  of 
each  of  these  devices.   A  calibration  error  of  either  device 
would,  of  course,  be  a  source  of  error. 
6.   Detector  Evaluation 

Four  detectors  were  used  or  evaluated  during  this 
project.   The  first  detector  used  was  a  Raytheon  IR-101 
PbSnTe  photovoltaic  detector.   It  was  extremely  useful  for 
alignment  procedures  since  it  exhibited  a  high  quantum 
efficiency  and  was  capable  of  detecting  powers  up  to  200  mw. 
It  was  packaged  in  a  glass  dewar,  however,  and  as  such  was 
extremely  vulnerable  to  external  RFI .   This  proved  to  be 
a  considerable  problem.   Also  the  frequency  response  of  the 
detector  was  below  the  required  value  of  35-45  MHz.   To 
achieve  a  reasonable  system  S./N  level,  the  modulator  had 
to  be  operated  at  a  frequency  below  the  desired  linear 
region  of  35-45  MHz. 


G3 


The  second  detector  used  was  a  Rockwell  International 
5-128-4  PbSnTe  photovoltaic  detector.   Its  frequency  response 
was  well  beyond  the  required  value,  and  although  the  quantum 
efficiency  appeared  to  be  lower  than  several  of  the  other 
detectors,  its  system  performance  exceeded  all  others.   The 
received  S/N  ratio  as  a  function  of  detector  bias  was 
recorded  for  the  optical  configuration  of  Figure  14.   As 
can  be  seen  by  Table  3,  a  reverse  bias  beyond  .2  volts 
results  in  no  further  received  S/N  ratio. 

The  next  detector  evaluated  was  a  Rockwell  Inter- 
national 7-229A.   This  detector  exhibited  a  quantum 
efficiency  approximately  twice  that  of  the  other  Rockwell 
detector,  but  the  frequency  response  was  again  a  problem. 
A  reverse  bias  of  .075-. 6  volts  was  applied,  but  this  was 
not  sufficient  to  raise  the  frequency  response  to  the 
required  level.   With  the  system  frequencies  lowered  to 
27-36  MHz,  the  best  attainable  S/N  was  5  db  below  the 
Rockwell  5-128-4  detector. 

The  last  detector  evaluated  was  an  Aerojet  General 
PbSnTe,  hetero junction,  photovoltaic  detector.   It  was  a 
high- impedance  detector  designed  primarily  for  passive 
system  applications.   Although  the  quantum  efficiency 
appeared  reasonably  high,  the  frequency  response  was  much 
too  low  to  achieve  heterodyne  detection  at  the  35-45  MHz 
region.   A  reverse  bias  of  .075-. 5  volts  was  applied; 
however,  no  heterodyne  detection  was  observed. 


64 


7 .   Receiver  Sensitivity 

The  measure  of  the  receiver  sensitivity  of  a 
radio- frequency  radar  is  usually  termed  the  minimum 
discernible  signal  or  MDS.   For  optical  systems,  however, 
this  parameter  is  more  commonly  expressed  as  the  noise 
equivalent  power  or  NEP.   It  is  defined  as  the  signal 
power  necessary  to  produce  a  signal-to-noise  ratio  of  unity. 
This  can  be  easily  computed  if  the  received  power,  effective 
noise  bandwidth,  and  measured  system  S/N  ratio  are  known. 
The  actual  received  power  incident  upon  the  detector  could 
not  be  directly  measured,  but  an  estimation  was  obtained 
from  the  measured  receive  power  prior  to  the  5/95  splitter 
and  a  knowledge  of  the  optical  parameters. 

The  Airy  disk  diameter  for  a  far  field  target  can 
be  computed  by 

d  =  2.44  X  (f/no)ef£  (37) 

where  the  effective  (f/no)  for  a  Newtonian  antenna  was 
computed  from  [Ref.  9] 

1/2 


(f/no)eff  =  5 


;>    D  -   CD0BS/Dp)L| 


(38) 


For  this  relationship  f  is  the  focal  length  of  the  primary 
mirror,  D   is  the  diameter  of  the  primary  mirror  and  D^p- 
is  the  diameter  of  the  obstructing  mirror.   The  diameter 
of  the  detector  used  was  known  to  be  approximately  8  mils. 


6 


r 


The  detector,  therefore,  was  estimated  to  be  75%  of  the 
Airy  disk  diameter.   From  the  energy  density  profile  of  the 
Airy  disk  [Ref .  4] ,  it  was  estimated  that  approximately  801 
of  the  energy  within  the  Airy  disk  was  incident  upon  the 
detector.   Of  the  total  incident  energy  approximately  841 
of  the  energy  is  contained  within  the  Airy  disk  [Ref.  9] . 
The  dewar  window  transmittance  was  estimated  to  be  approxi- 
mately .8.   The  far  field  of  a  lens  system  can  be  computed 
from  [Ref.  9] 

D2 
x  =  jk  (39) 

where  D  is  the  lens  aperture  diameter.   The  far  field  of 
the  optical  configuration  of  Figure  15  was  computed  to  be 
1001  yards.   With  the  retro-reflector  at  305  yards,  the 
effective  object  range  was  610  yards.   It  was  assumed  that 
the  difference  between  this  range  and  the  antenna's  far 
field  would  have  little  effect  upon  the  computed  Airy  disk 
size . 

Using  the  above  relationships  and  the  experimental 
conditions  listed  below,  the  system  NEP  for  the  optical 
configuration  of  Figure  15  was  calculated  to  be 

NEP  _    S     3.8x10  Watts    „  ,  ,n-15UT  .,  Iu  fArt, 

~1T-        HT7mTr  =  £ T "  7.6x10    Watts/Hz    (40) 

B     (S/N)B    (10G)(5xl04Rz) 

Total  Spectrum  S/N  5  5  db 

Range  Frequency  S/N  60  db 

Transmitted  Power      -     .65  w 


66 


Returned  Signal  Power  .71  mw 
Chopped  Signal  Output  5.5  mv 
Chopped  L.O.  Output  1.4  mv 

The  returned  signal  power  for  the  optical  configura- 
tion of  Figure  14  was  too  low  to  be  measured  with  the  avail- 
able power  measuring  equipments.   Using  the  transmitted  power, 
target  distance,  beam  divergence,  and  effective  receiver 
aperture,  the  signal  power  was  computed  to  be  7.53  x  10 
watts  from  the  following  relationship: 

p   =  _J i 1 .  (41) 

r       ,R6-.4   2 

The  factor  — -r—  is  the  effective  receiver  aperture.   it  is 
the  area  of  an  ellipse  with  major  and  minor  axes  a  and  b, 
respectively.   The  elliptical  area  is  a  result  of  the  beam- 
splitter's subtending  a  45°  angle  to  the  received  wavefront. 
The  factor  .45  accounts  for  the  two  5/95  and  the  50/50 
splitters  within  the  receive  path.   Using  the  data  listed 
below,  the  system  NEP  was  calculated  to  be 


NEP     7.53xlO"6Watts     -  01  m-l?.,,  *<  /u 

— g—  = 7 j =  3.01x10   Watts/Hz 

*  (5x10°) (5xl04Hz) 


Range  Frequency  S/N  67  db 

Transmitted  Power  .23  w 


67 


Returned  Signal  Power       7.53x10  w 
(Calculated) 

Local  Oscillator  Power      3  mw 

From  equation  (9)  it  can  be  seen  that  for  shot 
noise  limited  heterodyne  detection,  the  theoretical  limit 
of  NEP  is 

^~-  =    1.88xlO"20Watts/Hz  . 

The  previously  measured  value  of  n  by  the  Rockwell  Interna- 
tional Science  Center  was  .32  [Ref.  37];  therefore,  the 
theoretical  limit  of  NEP  for  the  detector  used  was 


NEP  =  5.86xlO"20Watts/Hz 


Therefore,  it  can  be  seen  that  the  best  attainable  system 
performance  resulted  in  approximately  three  orders  of 
magnitude  below  the  theoretical  limit.   The  local  oscillator 
power  of  3  mw  for  the  optical  configuration  of  Figure  14 
should  have  been  sufficient  to  produce  shot  noise  limited 
operation.   Shot  noise  limited  operation  can  be  easily 
verified  by  observing  the  background  receiver  noise  as  the 
local  oscillator  power  is  increased.   No  such  increase 
was  observed  for  either  optical  configuration.   The 
theoretical  power  required  for  shot  noise  limited  operation 
can  be  computed  from  [Ref.  2]. 

MCD   .        2K  (T  +  T'   )  G-   , 

NEP  =  £v  {1   +  ^m IFJ   D  (_hv,n         (42) 

B     n   l  q  ^  LO 


68 


where  T   is  the  physical  detector  temperature,  T'Tp  is 

the  amplifier  effective  noise  temperature,  and  G~  is  the 

detector  conductance. 

For  the  system  investigated,  G~  =  -r^r   ,  n  =  .32, 

T   =  77°K  and  T'TC  ~  870°K  (a  generous  estimate)  which 
m  Lb 

corresponds  to  an  amplifier  noise  figure  of  6.  db . 

For  shot  noise  limited  operation,  the  first  term 
of  (42)  must  predominate  the  equation  \\rhich  requires 


—  «  2K  (T   +  T'   )  Gn  (— )2  5 

n        *•  m     IF'   D  Kr\Q        P 


W       'L0 


or 


PTn  >>  2K  (T   +  T'J  Gn  (— )  (43) 

LO         m      IF    D  ^nq 


Using  the  specified  system  parameters  given  above,  the  re- 
quired value  of  PT0  must  be  PJ0  >>  42  mw.   Thus  it  can  be 
seen  that  a  local  oscillator  power  of  3  mw  should  induce 
enough  shot  noise  power  to  dominate  other  noise  sources 

With  a  S/N  ratio  of  60  db  registered  from  the 
retro-reflector  at  305  yards,  a  diffuse  reflector  was 
placed  immediately  in  front  of  the  reflector.   No  signal 
return  could  be  observed  from  the  diffuse  reflector.   The 
diffuse  reflector  consisted  of  a  three-inch  by  six-inch 
piece  of  sand-blasted  aluminum.   If  the  diffuse  reflector 
were  a  perfect  Lambertian  surface,  the  returned  signal 
irradiance  (II)  can  be  computed  from 


69 


WA 
H  =  — \  (44) 


where  WA   is  the  diffuse  reflector  power  returned  and  is 


expressed  by  the  relationship 


PtAD 
WAD  =  -7W72  <45> 

77  Cj-) 


where  W  is  the  radiant  intensity  and  is  the  power  density 
returned  per  unit  area  of  the  reflector. 

From  these  relationships  it  can  be  seen  that 


P.A^A 

IT  Co— J  TTK 


where  A_  is  the  area  of  the  diffuse  reflector,  and  A   is 
the  effective  receiver  aperture. 

Comparing  this  result  with  equation  (35)  ,  it  can  be 
seen  that  a  reduction  of  53.8  db  could  be  expected  from  a 
perfect  Lambertian  reflector  of  the  size  used.   If  the 
reflection  coefficient  of  the  sandblasted  diffuse  target 
is  considered  to  be  .79  [Ref.  9],  then  an  additional  reduc- 
tion of  1  db  would  result.   If  the  reflection  coefficient 
were  as  low  as  .1  due  to  oxidation,  then  the  additional 
decrease  could  be  as  much  as  10  db .   The  actual  reflection 
coefficient  encountered  was  expected  to  lie  somewhere  in 
this  mentioned  range.   An  additional  degradation  of  the 


70 


signal  level  was  a  masking  effect  caused  by  the  strong  local 
oscillator  contaminating  signal.   This  signal  could  easily 
have  masked  the  small  expected  return  from  the  diffuse 
reflector. 


71 


VII.   CONCLUSIONS  AND  RECOMMENDATIONS 

A.   CONCLUSIONS 

The  receiver  sensitivities  achieved  were  quite 
disappointing.   If  the  theoretical  limit  had  been  achieved, 
an  approximate  sensitivity  increase  of  30  db  would  have 
been  realized  with  the  optical  configuration  of  Figure  14. 
Also,  if  the  optical  configuration  of  Figure  15  had 
realized  the  theoretical  S/N  improvement  of  approximately 
15  db  over  that  of  Figure  14,  its  theoretical  performance 
should  have  been  about  112  db  S/N.   With  this  degree  of 
system  sensitivity,  a  three-inch  by  six-inch  diffuse  target 
should  be  observable  at  a  range  of  approximately  2500  yards. 
It  is  doubtful  that  this  degree  of  performance  would  be 
acceptable  for  a  search,  tracking  or  threat  warning  system 
for  a  Naval  environment.   It  was  suspected  that  a  portion 
of  the  less  than  expected  receiver  sensitivity  problem  was 
caused  by  noise  introduced  by  the  signal  processing  elec- 
tronics.  Better  filtering  and  lower  noise  amplifiers  within 
the  processing  area  should  improve  the  obtainable  system 
S/N.   The  system  sensitivity  is  an  inverse  function  of  the 
receiver  effective  noise  bandwidth.   If  this  bandwidth  were 
reduced  considerably,  the  over-all  system  sensitivity  could 
be  appreciably  increased.   The  processed  signal  bandwidth 
was  also  larger  than  desirable.   This  could  have  been 
caused  by  frequency  non-linearity  of  the  modulator  driver  or 


72 


instabilities  of  the  laser.   Before  the  receiver  noise 
bandwidth  can  be  reduced,  the  processed  signal  bandwidth 
must  be  reduced  accordingly. 

From  the  range  and  velocity  measurements,  it  was 
clearly  evident  that  the  developmental  system  was  capable 
of  simultaneous  range  and  velocity  measurements.   The  velocity 
resolution  measurements  were  quite  impressive.   The  develop- 
mental system  would  have  been  capable  of  detecting  several 
targets  simultaneously  providing  the  ranges  or  velocities 
were  appreciably  different.   The  extremely  narrow  receiver 
field  of  view  would  limit  the  system  detection  to  a  single 
or  a  few  targets. 

B.   AREAS  OF  POSSIBLE  IMPROVEMENT  AND  FURTHER  STUDY 

From  the  receiver  3  db  field  of  view  and  transmitter 
divergence  measurements,  it  was  obvious  that  the  trans- 
mitted energy  was  inefficiently  utilized.   A  better  approach 
would  have  been  to  use  separate  receive  and  transmit  optics 
with  the  transmitter  divergence  more  nearly  corresponding 
to  the  receiver's  effective  field  of  view.   A  beam  expander 
within  the  transmitter  optics  could  easily  perform  this 
function.   Tiie  local  oscillator  contaminating  signal  pre- 
vented close  range  measurements;  therefore,  its  generation 
mechanism  should  be  investigated  and  suppressed.   Although 
this  effect  was  suppressed  with  the  combination  of  a 
quarter-wave  plate  and  a  wire-grid  polarizer,  the  transmitter 
power  was  also  reduced  by  more  than  3  db.   By  eliminating 


73 


this  effect  through  its  generation  mechanism,  a  larger 
transmitted  power  can  be  achieved.   Once  this  generation 
mechanism  is  clearly  understood,  it  is  conceivable  that  it 
could  be  optimized  and  utilized  for  a  variety  of  system 
applications.   As  an  example,  it  could  possibly  be  utilized 
for  a  short-range  data  link  type  communication  system. 
The  full  signal  processing  advantage  of  a  coherent  detec- 
tion process  would  be  available  while  the  receiver  would  be 
greatly  simplified  since  a  local  oscillator  laser  would 
not  be  necessary.   Since  sufficient  local  oscillator  power 
would  not  be  available  to  produce  shot  noise  limited 
operation,  the  system  sensitivity  would  be  considerably 
reduced.   The  degradations  of  atmospheric  amplitude  scintil- 
lations could  easily  be  overcome  by  FM  or  PM  modulation 
methods.   Also,  the  doppler  shift  from  a  rapidly  moving 
receiver  or  transmitter  would  not  be  a  problem  since  the 
modulated  and  reference  signals  would  be  doppler  shifted  by 
the  same  amount.   Also,  it  is  not  beyond  reason  to  visualize 
a  radar  system  similar  to  the  developmental  system  in  which 
a  low  power  AO  modulator  is  utilized  to  reflect  power  back 
into  the  cavity  of  a  high-power  laser  for  re-amplification. 
Such  a  system  could  possibly  achieve  transmitted  powers 
several  orders  of  magnitude  above  the  powers  achieved  with 
the  developmental  system. 

A  study  of  alternate  methods  of  signal  processing  or 
modulation  could  be  conducted  to  determine  an  optimum 
technique. 


74 


Possible  digital  coding  modulation  schemes  could  be 
used  that  would  not  require  a  high  degree  of  frequency 
linearity  of  the  modulator. 

An  automatic  range  and  velocity  display  system  could 
easily  be  devised  using  a  digital  counter  and  logic  circuits, 

Lastly,  an  automatic  tracking  system  would  most  likely 
be  required  within  the  optics  to  accommodate  the  extremely 
small  receiver  field  of  view  and  stringent  heterodyne  detec- 
tion requirements  of  the  received  wavefront. 

C.   POSSIBLE  SYSTEM  APPLICATIONS 

One  of  the  primary  applications  of  an  FM-CW  radar 
would  be  a  precision  tracking  system  capable  of  near  the 
horizon  operation.   If  the  .system  sensitivity  were  adequate, 
this  aspect  should  be  easily  achievable  due  to  the  extremely 
narrow  transmitted  beam  and  receiver  field  of  view.   The 
excellent  velocity  resolution  could  easily  allow  a  threat 
velocity  search  to  be  conducted  and  identified.   Also  due 
to  the  excellent  velocity  resolution,  it  is  conceivable 
that  target  vibrations  could  be  sensed  and  categorized  for 
target  identification. 

Another  application  could  be  an  airborne  clear  air 
turbulence  indicator.   It  could  provide  the  turbulence 
range  and  velocity  information.   A  correlation  of  the 
signal  intensity  with  the  measured  range  could  possibly 
yield  information  concerning  the  magnitude  of  index  of 


75 


refraction  change.   This  should  yield  information  regarding 
the  degree  of  turbulence  expected. 

If  the  system  sensitivity  could  not  be  increased  to 
effectively  perform  the  above  applications,  an  optical 
return  augmentation  device  might  be  used  for  cooperative 
targets.   Such  an  application  might  be  for  aircraft  landing 
systems  in  which  it  is  highly  desirable  to  precisely  measure 
the  landing  aircraft's  velocity,  range  and  descent  angle. 


76 


TABLE  1 


OBSERVED  FREQUENCY  AS  A  FUNCTION  OF  RANGE 


Triangular  Modulation 
Af  =  10  MHz 

.fm  =  10  KHz 


OBS  FREQ  =  Observed  Frequency 

CORR  FREQ  =  Corrected  Frequency 
COMP  FREQ  =  Computed  Frequency 


RANGE 
(FEET) 

OBS  FREQ 
(KHz) 

CORR  FREQ 
(KHz) 

COMP  FREQ 
(KHz) 

43 

345 

15 

17.5 

67 

360 

30 

27.2 

91 

567 

37 

37.0 

115 

375 

45 

46.8 

139 

387.5 

57.5 

56.3 

163 

395 

65 

66.3 

187 

405 

75 

76.0 

211 

415 

85 

85.8 

Average  Frequency  Error:   1.43  KHz 
Average  Range  Error:  3.5  Feet 


77 


TABLE  2 
DOPPLER  FREQUENCY  MEASUREMENTS 


Figure  33 

1 

v 


Expected  Frequency  Shift 
Observed  Frequency  Shift 


Figure  34 

1 

v 


Expected  Frequency  Shift 
Observed  Frequency  Shift 


Figure  35 

1 

v 


Expected  Frequency  Shift 
Observed  Frequency  Shift 


Figure  36 


1 

v 


Expected  Frequency  Shift 
Observed  Frequency  Shift 


Down  Doppler  Shift 

~    2.7  sec/m 
~  .37  m/sec 

69.5  KHz 

8  0  KHz 

Down  Doppler  Shift 

~  1.8  sec/m 

~  .56  m/sec 

104  KHz 

110  KHz 

Up  Doppler  Shift 

~  1.6  sec/m 

~  .63  m/sec 

117  KHz 

120  KHz 

Up  Doppler  Shift 

~   1.7  sec/m 

~   .59  m/sec 

110  KHz 

115  KHz 


78 


TABLE  3 
S/N  AS  A  FUNCTION  OF  DETECTOR  BIAS 

Optical  Configuration  of  Figure  14 
Rockwell  International  Detector  5-128-4 


S/N  Reverse  Bias 

60  db  .075  v 

6  2  db  .1  v 

65  db  .15  v 

67  db  .2  v 

67  db  .25  v 

67  db  .3  v 

67  db  .35  v 

67  db  .4  v 

67  db  .5  v 


PLQ  =  3  mw 


Range  =  305  Yards 


79 


TIME 


Figure  1 . 

Linear  frequency  modulation,  stationary  target, 
(a)  Frequency  variation  of  signals. 
(b)  Observed  beat  frequency  of  a  single  stationary  target 


(a) 


TIME 


Li 


5h 
U 

m 

^> 

h  cy 

<  w 


Figure  2. 
near  frequency  modulation,  moving  target, 
(a)  Frequency  variation  of  signals. 
Cb)  Observed  beat  frequency  of  a  single  moving  target 


(b) 


TIME 


The  above  figures  indicate  the  relationship  between  the 
transmitted  and  received  signals  of  a  linear  FM  homodyne 
radar.   The  resulting  beat  frequency  contains  the  target's 
range  and  velocitv  information. 


SO 


VELOCITY 
MODE 


TIME 
Figure  3. 

Dual  mode  operation  of  the  system. 
The  CW  mode  could  be  used  for  precision  velocity  measurement 
or  possible  target  identification.   The  FM  mode  could  be  used 
to  measure  the  range  information. 


Figure  4. 
Incident  and  resulting  wave  numbers  of  the  optical  and 
acoustic  energies. 


81 


LASER 


OPTIC  INPUT  BEAM 


FREQUENCY 
MODULATED 


ACOUSTIC 
ABSORBER 


ZERO-ORDER 
DIFFRACTED  BEAM 


^ORDF.R 
DIFFRACTEI 
BEAM 


CTED 


ACOUSTIC 

TRANSDUCER 


MODULATOR 
DRIVER 


INFORMATION  SIGNAL 

Figure  5. 
Basic  acousto-optic  modulator. 


82 


INCIDENT  LASuR 
BEAM 


MODULATOR 
DRIVER 


ACOUSTIC 
ABSORBER 


ZERO-ORDER 
.DIFFRACTED 

(UNMODULATED) 


-1  ORDER 
D3 


-ACOUSTIC  TRANSDUCER 


INFORMATION  SIGNAL 


FIGURE  6 
>ragg  angle  acousto-optic  modulator. 


83 


>- 


o 

■H 

4-> 

03 

o3 
0) 

03 

bO 

•H 

4J 

■P 

rt 
u 

CO 


12      3      4      5       6      7 
Ratio  of  scattering  center  radius  to  wavelength,  r/X 

Figure  7. 
Scattering  area  ratio  after  spherical  water  drops  (Mie 
scattering) . 


84 


10"        10"       10"        10' 
Turbulence  path  length,  L,  meters 


Figure  8. 
Lateral  phase  coherence  length  for  intermediate  turbulence 


85 


V) 

C 
cd 

•H 

a 

Sh 

o 

u 

6 


v 

r-i 

C 
nj 

c 
o 

•H 
+-> 

cd 

■H 

> 

cd 


o 

•H 
+-> 

cd 

•H 

> 

ID 
tJ 

T3 

cd 

cd 
-(-> 
to 


Beam  diameter,  dR,  in  meters 


Figure  9. 
Standard  deviation  in  beam  arrival  angle  due  to  intermediate 
atmospheric  turbulence. 


86 


LOCAL  OSCILLATOR 
WAVE FRONT 


SIGNAL 
VE FRONT 


PHOTODIODE 
SURFACE 


Figure  10. 
Spatial  misalignment  of  local  oscillator  and  signal  beams 


87 


N 


< 


T3 


03 

DO 

•H 


£ 

(D 

u 
o 


o 

•  H 

u 
o 
•p 
o 
o 

c 

o 

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35      37       39       41       43       45 
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Figure  17. 

Spatial  intensity  recording  of  modulated  and  zero-order 
diffracted  beams.   Recording  was  taken  after  the  modulator 
colimating  lens. 


94 


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REFLECTOR 


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Figure  20. 
Map  of  Local  Area. 


97 


Figure  21. 
Photograph  of  beam  path  used  for  305  yard  range 

measurements . 


Figure  22. 

Local  oscillator  contaminating  signal  4  minutes  after  laser 
was  re-energized:   Center  frequency  40  MHz,  Spectrum  analyzer 
dispersion  2  MHz/Div,  Right  side  of  figure  is  low  frequency. 


98 


Figure  23. 

Local  oscillator  contaminating  signal  5  minutes  after  laser 
was  re-energized.   All  measurement  parameters  are  as  in 
Figure  22. 


Figure  24. 

Local  oscillator  contaminating  signal  7  minutes  after  laser 
was  re-energized.   All  measurement  parameters  are  as  in 
Figure  22. 


99 


Figure  25. 

Local  oscillator  contaminating  signal  2  minutes  after  laser 
was  re-energized.   All  measurement  parameters  are  as  in 
Figure  22. 


Figure  26. 

Zero  range  offset.   The  range  offset  is  visible  via  the  local 
oscillator  contaminating  signal:   Center  frequency  30  MHz, 
Spectrum  analyzer  dispersion  50  kHz/Div. 


100 


Figure  27. 

Heterodyne  detected  signal  prior  to  electronic  processing 
Center  frequency  40  MHz,  Spectrum  analyzer  dispersion 
2  MHz/Div. 


Figure  28. 

Processed  signal  of  a  stationary  target  at  305  yards.   40  db 
of  attenuation  is  inserted  prior  to  the  spectrum  analyzer. 
Note  the  visible  zero  range  offset.   Center  frequency  30  Mhz, 
Spectrum  Analyzer  dispersion  50  kHz/Div. 


101 


Figure  29. 

Processed  signal  from  a  stationary  target  at  2400  yards. 
No  attenuation  inserted.   Note  that  the  zero  range  offset  is 
clearly  visible:   Center  frequency  30  MHz,  Spectrum  Analyzer 
dispersion  200  kHz/Div. 


Figure  30. 

Processed  signal  from  a  stationary  target  at  2400  yards, 
All  measurement  information  is  the  same  as  in  Figure  29 


102 


Figure  29. 

Processed  signal  from  a  stationary  target  at  2400  yards. 
No  attenuation  inserted.   Note  that  the  zero  range  offset  is 
clearly  visible:   Center  frequency  30  MHz,  Spectrum  Analyzer 
dispersion  200  kHz/Div. 


Figure  30. 

Processed  signal  from  a  stationary  target  at  2400  yards 
All  measurement  information  is  the  same  as  in  Figure  29 


102 


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Figure  31. 
Target  velocity  generation  apparatus. 


Figure  32. 
Target  retro-reflector, 


103 


Figure  33. 

Simultaneous  range  and  velocity  information  from  a  moving 
target  at  305  yards:   Center  frequency  30  MHz,  Spectrum 
analyzer  dispersion  50  kHz/Div. 


Figure  34. 

Simultaneous  range  and  velocity  information  from  a  moving 
target  at  305  yards.   Note  the  presence  of  a  stationary 
target  return.   All  measurement  data  are  the  same  as  for 
Figure  33. 


104 


Figure  35. 

Simultaneous  range  and  velocity  information  from  a  moving 
target  at  305  yards:   Measurement  data  are  the  same  as 
for  Figure  33. 


Figure  36. 

Simultaneous  range  and  velocity  information  from  a  moving 
target  at  305  yards:   Measurement  data  are  the  same  as  for 
Figure  33. 


105 


Figure  37. 

Photograph  of  optical  components  utilized  in  the  first 
optical  configuration  (Figure  14) . 


Figure  38. 

Photograph  of  the  optical  components  utilized  in  the  second 
optical  configuration  (Figure  15). 


106 


APPENDIX  A 
EQUIPMENT  LIST 

Unidek  Optical  Table,  Quarter  inch  tapped  holes  drilled  on 
a  one  inch  grid  spacing. 

CO-  Laser,  Honeywell  Model  3000. 

Modulator-Driver,  Isomet  Model  DE-IR-10/S. 

Acousto-Optic  Modulator,  Isomet  Model  DE-IR-10. 

Spectrum  Analyzer,  Tektronix,  Inc.,  Model  491. 

Oscilloscope,  Tektronix,  Inc.,  Model  546. 

Detector  Bias  and  Pre-amplifier ,  Mfg.  by  NELC  Code  2500. 
(23  db  Amplification  with  a  3  db  Noise  Figure) 

Signal  Amplifier  (2-100  MHz),  Miteq  Model  AV-1A-3078-3 . 

Wideband  Amplifier.  Two  Cascaded  Hewlett  Packard  Model  461A. 

Function  Generator,  Wavetek  Model  134. 

Signal  Generator,  Hewlett  Packard  Model  606A. 

Analog  Optical  Power  Meter,  Coherent  Radiation  Model  201. 

Digital  Optical  Power  Meter,  Jordon  Model  PM-550. 

Balanced  Modulators  (Mixers  -  .2-500  MHz),  Relcom  Model  Ml. 

DC  Power  Supplies,  Hewlett  Packard  Model  6216A. 

Beamsplitters,  Laser  Optics  2  Inch  Diameter  Germanium 
Splitters  with  Anti-reflective  Coating  on  the  Exit  Surface. 

Detector  Focus  Lens,  Laser  Optics  2  Inch  Diameter  Germanium 
Lens  with  Anti- reflective  Coatings. 

Beam  Elevators,  Spectra-Physics  Model  340. 

Band  Pass  Filter  (BPF)  ,  65-80  MHz  Butterworth  Band  Pass 
Filter  Designed  and  Constructed  by  the  Author. 

High  Pass  Filter  (HPF) ,  Simple  Parallel  LC  filter  with  a  Center 
Frequency  of  4  0  MHz.   Constructed  by  the  Author. 


107 


Infrared  Detector,  Raytheon  Model  IR-101,  Sensitive  area 
approximately  10  Mils  diameter. 

Infrared  Detector,  Rockwell  International  Number  5-128-4, 
Sensitive  area  approximately  7  Mils  diameter. 

Infrared  Detector,  Rockwell  International  Number  7-229A, 
Sensitive  area  approximately  7  Mils  diameter. 

Infrared  Detector,  Aerojet  General  Corp.   Sample  number 
unknown.   Sensitive  area  approximately  5  Mils ■ diameter . 

Encapsulated  Liquid  Crystal  Paper,  Edmund  Scientific  Co. 
Stock  Number  500224. 


108 


BIBLIOGRAPHY 


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3.  Ross,  M. ,  Laser  Receivers,  Wiley,  1966. 

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109 


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110 


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32.  Gilmartin,  T.  J.,  and  Holtz,  J.  Z.,  "Focused  Beam  and 

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33.  ITT  Federal  Laboratories,  Measurement  of  the  Degree  of 

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35.  Siegman,  A.  E.,  "The  Antenna  Properties  of  Optical 

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10.6  Micron  Photodiodes,  by  A.  S.  Joseph,  p.  10, 
27  September  1973. 


Ill 


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112 


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A  heterodyne  detection 
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A  heterodyne  detection  FM-CW  laser  radar 


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DUDLEY  KNOX  LIBRARY