DTIC ADA514761: Field Manual 5-0. Exercising Command and Control in an Era of Persistent Conflict

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Exercising  Command  and  Control  in  an  Era  of  Persistent  Conflict 


Colonel  Clinton  J.  Ancker  III,  U.S.  Army,  Retired  and 
Lieutenant  Colonel  Michael  Flynn,  U.S.  Army,  Retired 


Of the  many  lessons  drawn  from  over  seven  years  of wartime  experience,  one 
that  stands  out  prominently  is  the  critical  need  to  improve  our  ability  to  exercise 
the  cognitive  aspects  of  battle  command — understanding  and  visualizing} 

— Lieutenant  General  William  B.  Caldwell 


Clinton  J.  Ancker  III  is  the  director  of 
the  Combined  Arms  Doctrine  Direc¬ 
torate,  U.S.  Army  Combined  Arms 
Center,  Fort  Leavenworth,  KS.  He  is  a 
graduate  of  the  U.S.  Military  Academy, 
the  U.S.  Army  Command  and  General 
Staff  College  (CGSC)  and  the  Naval 
War  College,  and  holds  four  masters 
degrees  In  various  disciplines.  He  is  a 
veteran  of  Vietnam  and  Desert  Storm, 
and  served  for  nine  years  in  the  11th 
Armored  Cavalry  Regiment  on  three 
different  tours. 

Michael  Flynn  is  a  doctrine  author 
at  the  Combined  Arms  Doctrine  Di¬ 
rectorate.  He  is  a  graduate  of  Eckert 
College,  CGSC,  and  the  School  of 
Advanced  Military  Science.  He  is  a 
veteran  of  Operation  Enduring  Free¬ 
dom  in  Kuwait  and  Afghanistan.  He 
served  in  various  infantry  assignments 
and  planning  positions  throughout  his 
career.  Mr.  Flynn  is  the  lead  author 
of  both  the  2005  and  2010  versions 
ofFM5-0. 


PHOTO:  U.S.  Army  Soldiers  control 
the  crowd  of  Haitians  waiting  for  food 
and  water  during  Operation  Unified 
Response  in  Port-au-Prince,  Haiti,  20 
January  2010.  (U.S.  Air  Force,  MSGT 
Jeremy  Lock) 


OUR  ARMY,  as  part  of  a  joint  interdependent  foree,  eontinues  to 
engage  in  full  speetrum  operations  around  the  world.  Several  global 
trends — sueh  as  failing  and  failed  states,  resouree  demands,  and  prolifera¬ 
tions  of  weapons  of  mass  destruetion — ^make  it  likely  that  the  next  deeades 
will  be  eharaeterized  by  persistent  conflict.  Protraeted  eonfrontations 
among  state,  nonstate,  and  individual  aetors  that  are  inereasingly  willing  to 
use  violenee  to  aehieve  their  politieal  and  ideologieal  ends  appear  eertain. 
Whether  reaeting  to  natural  disasters  or  eonfronting  armed  enemies.  Army 
forees  will  eontinue  to  eonduet  operations  in  eomplex,  ever-ehanging,  and 
uneertain  operational  environments. 

Operational  experienee  and  lessons,  transformational  ehanges,  and  reeent 
revisions  to  Joint  and  Army  doetrine  now  demand  major  revisions  to  Field 
Manual  (FM)  5-0,  The  Operations  Process.  Of  the  many  lessons  learned 
from  wartime  experienee  sinee  2001,  the  need  to  improve  our  ability  to 
exereise  the  “thinking”  aspeets  of  eommand  and  eontrol  stands  out.^  The 
2010  edition  of  FM  5-0  represents  a  signifieant  evolution  in  Army  doetrine 
foeusing  on  the  eognitive  aspeets  of  eommand  and  eontrol. 

The  revised  FM  5-0  deseribes  how  eommanders — supported  by  their 
staffs,  subordinate  eommanders,  and  other  partners — exereise  eommand 
and  eontrol  during  the  eonduet  of  full  speetrum  operations.  In  operations, 
eommanders  faee  thinking  and  adaptive  enemies,  ehanging  eivilian  pereep- 
tions,  and  differing  agendas  of  various  organizations  in  an  operational  area. 
Commanders  ean  never  prediet  with  eertainty  how  enemies  or  eivilians  will 
aet  and  reaet  or  how  events  may  develop.  During  exeeution,  leaders  must  eon- 
tinuously  antieipate,  learn,  and  adapt  to  overeome  the  dynamies  of  ehanging 
eireumstanees  and  adaptive  adversaries.  The  best  outeomes  require  leaders 
to  develop  holistie  understanding  of  the  environment,  frame  problems,  and 


MILITARY  REVIEW  •  March-April  2010 


13 


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1.  REPORT  DATE 

20  jQ  2.  REPORT  TYPE 

4.  TITLE  AND  SUBTITLE 

Field  Manual  5-0.  Exercising  Command  and  Control  in  an  Era  of 
Persistent  Conflict 

6.  AUTHOR(S) 


7.  PEREORMING  ORGANIZATION  NAME(S)  AND  ADDRESS(ES) 

U.S.  Army  Combined  Arms  Center, Fort  Leaven  worth, KS, 66027 

9.  SPONSORING/MONITORING  AGENCY  NAME(S)  AND  ADDRESS(ES) 


12.  DISTRIBUTION/AVAILABILITY  STATEMENT 

Approved  for  public  release;  distribution  unlimited 

13.  SUPPLEMENTARY  NOTES 

14.  ABSTRACT 

15.  SUBJECT  TERMS 


16.  SECURITY  CLASSIEICATION  OE: 

17.  LIMITATION  OE 

18.  NUMBER 

19a.  NAME  OE 

ABSTRACT 

OE  PAGES 

RESPONSIBLE  PERSON 

a.  REPORT 

unclassified 

b.  ABSTRACT 

unclassified 

c.  THIS  PAGE 

unclassified 

Same  as 
Report  (SAR) 

7 

3.  DATES  COVERED 

00-03-2010  to  00-04-2010 

5a.  CONTRACT  NUMBER 

5b.  GRANT  NUMBER 

5c.  PROGRAM  ELEMENT  NUMBER 

5d.  PROJECT  NUMBER 

5e.  TASK  NUMBER 

5f.  WORK  UNIT  NUMBER 

8.  PEREORMING  ORGANIZATION 
REPORT  NUMBER 

10.  SPONSOR/MONITOR’S  ACRONYM(S) 

11.  SPONSOR/MONITOR’S  REPORT 
NUMBER(S) 


Standard  Form  298  (Rev.  8-98) 

Prescribed  by  ANSI  Std  Z39-18 


develop  approaehes  to  solve  or  manage  those  prob¬ 
lems.  From  sueh  understanding,  leaders  ean  develop 
simple,  flexible  plans  that  eommunieate  their  vision 
and  intent  by  foeusing  on  the  results  they  expeet  to 
aehieve.  Commanders  must  eneourage  eontinuous 
eollaboration  aeross  the  foree  to  better  understand 
the  situation  as  they  adjust  plans  or  reframe  prob¬ 
lems  throughout  the  eonduet  of  an  operation. 

Making  the  Manual 

This  revision  of  FM  5-0  began  in  parallel  with 
the  revision  of  FM  3-0,  Operations,  in  2006.  As 
part  of  the  development  strategy  for  FM  3-0,  the 
Combined  Arms  Doetrine  Direetorate  (CADD) 
staffed  a  series  of  issue  papers  to  a  broad  audienee 
of  military  and  eivilian  organizations  to  stimulate 
debate  and  gain  eonsensus  eoneeming  the  Army’s 
direetion  for  its  eapstone  doetrine  on  operations. 
Topies  ranged  from  the  Army’s  operational  eoneept 
of  full  speetrum  operations  to  the  eonstruetion  of 
the  warflghting  fiinetions  (intelligenee,  movement 
and  maneuver,  flres,  proteetion,  sustainment,  and 
eommand  and  eontrol).  Feedbaek  from  these  issue 
papers  revealed  gaps  to  inelude  insufiieient  doetrine 
on  assessment,  a  need  to  better  deseribe  how  stabil¬ 
ity  operations  are  integrated  into  full  speetrum  oper¬ 
ations,  guidelines  for  eommand  post  organization 
and  operations,  and  an  Army  position  on  so-ealled 
“effeets-based”  operations.^  These  shortfalls  led 
to  the  development  of  Field  Manual  Interim  (FMI) 
5-0.1,  The  Operations  Process,  published  in  2006. 
This  interim  fleld  manual  fllled  a  signifleant  gap  in 
doetrine  until  the  ideas  in  FM  3-0  and  FM  5-0  eould 
be  fully  examined,  evaluated,  and  published.  FMI 
5-0.1  provided  a  basis  for  the  eommand  and  eontrol 
ehapter  of  FM  3-0  as  well  as  the  foundation  for  the 
revision  of  FM  5-0. 

During  this  period,  the  Army  also  examined  eon- 
eepts  to  assist  eommanders  in  understanding  eom- 
plex,  ill-struetured  problems  and  ways  to  visualize 
approaehes  to  solve  those  problems.  Colleetively 
known  as  “design,”  several  organizations — sueh 
as  Training  and  Doetrine  Command’s  (TRADOC) 
Army  Coneepts  Integration  Center,  the  Sehool  of 
Advaneed  Military  Studies  (SAMS),  and  the  Army 
War  College — explored  ways  to  ineorporate  the 
theories  and  philosophy  of  design  into  praetieal 
applieation  for  military  operations.  In  January  2008, 
TRADOC  Pamphlet  525-5-500,  Commander  s 


Appreciation  and  Campaign  Design,  eaptured  the 
latest  ideas  of  how  design  eould  enhanee  eommand 
and  eontrol.  Simultaneously,  SAMS  developed  and 
began  teaehing  its  “Art  of  Design”  eurrieulum  that 
addressed  subjeets  ranging  from  the  theoretieal 
basis  of  design  to  praetieal  applieation  in  operations 
through  three  formal  exereises.  Both  the  TRADOC 
pamphlet  and  the  work  from  SAMS  signifleantly 
influeneed  the  ineorporation  of  design  into  eom¬ 
mand  and  eontrol  in  Army."^ 

With  signifleant  eollaborative  effort  over  the  last 
three  years,  the  Army  developed  and  staffed  three 
drafts  of  FM  5-0.  The  manual  was  also  shared  with 
the  Joint  staff,  eombatant  eommands,  and  seleeted 
interageney  organizations,  ineluding  the  Depart¬ 
ment  of  State  and  the  United  States  Ageney  for 
International  Development.  CADD  hosted  three 
aetion-offleer-level  eouneils  of  eolonels  in  an  effort 
to  synthesize  and  integrate  over  3,000  eomments 
from  various  organizations  over  three  drafts  to 
eoalesee  as  mueh  expert  knowledge,  thought,  and 
experienee  as  possible.  The  meetings  provided 
a  separate  forum  for  fostering  debate,  gaining 
eonsensus,  and  resolving  eritieal  and  important 
eontributions  from  reviewing  ageneies  prior  to 
the  TRADOC  eommander’s  review  and  approval 
eonferenee  held  in  Deeember  2009. 

What  is  Changing  and  Why? 

One  of  the  first  ehanges  readers  will  note  in 
the  new  FM  5-0  is  its  title.  Changed  from  Army 
Planning  and  Orders  Production  to  The  Opera¬ 
tions  Process,  the  new  title  refleets  signifleant 
modifleation  to  the  material  eovered  in  FM  5-0. 
While  retaining  details  of  planning  and  planning 
produets,  the  revised  FM  5-0  expands  the  seope  of 
the  manual  to  inelude  doetrine  on  the  exereise  of 
eommand  and  eontrol  throughout  the  operations 
proeess.  This  ehange  is  intended  to  better  deseribe 
the  dynamie  relationship  among  all  the  aetivities  of 
the  operations  proeess — not  just  planning. 

The  operations  proeess  is  an  organizational  learn¬ 
ing  model  eonsisting  of  the  major  eommand  and  eon¬ 
trol  aetivities  performed  during  operations:  planning, 
preparing  for,  exeeuting,  and  eontinuously  assessing 
the  operation.  Commanders  drive  the  operations  pro¬ 
eess  through  battle  eommand.  The  aetivities  of  the 
operations  proeess  may  be  sequential — espeeially  at 
the  start  of  an  operation.  However,  onee  operations 


14 


March-April  2010  •  MILITARY  REVIEW 


FM  5-0 


have  begun,  a  headquarters  often  eonduets  parts  of 
eaeh  aetivity  simultaneously  and  eyeles  through  the 
aetivities  of  the  operations  proeess  eontinuously  as 
the  situation  requires. 

While  simple  in  eoneept  (plan,  prepare,  exeeute, 
and  assess),  the  operations  proeess  is  dynamie  in 
exeeution.  Commanders  and  staffs  use  the  opera¬ 
tions  proeess  to  integrate  numerous  aetivities  eon- 
sisting  of  hundreds  of  tasks  exeeuted  throughout  the 
headquarters.  Commanders  must  organize  and  train 
their  staffs  to  think  eritieally  and  ereatively  as  they 
plan,  prepare,  and  exeeute  operations  simultane¬ 
ously  while  eontinually  assessing  progress. 

The  Army’s  model  for  the  exereise  of  eommand 
and  eontrol  through  the  operations  proeess  is  not 
new.  The  2001  edition  of  FM  3-0  and  the  2003  edi¬ 
tion  of  FM  6-0  eaeh  addressed  battle  eommand  and 
the  operations  proeess  in  detail.  The  2005  edition  of 
FM  5-0  deseribed  how  planning  fit  within  the  opera¬ 
tions  proeess.  What  is  new,  however,  is  a  greater 
emphasis  of  the  eommander’s  role  during  the  eon- 
duet  of  operations  and  a  more  detailed  deseription 
of  the  interrelationships  among  the  eommander, 
staff,  subordinate  eommanders,  and  other  partners 
in  the  exereise  of  eommand  and  eontrol.  FM  5-0 
now  provides  doetrine  on  the  operations  proeess  as 
a  whole,  a  ehapter  on  design,  and  a  ehapter  for  eaeh 
aetivity  of  the  operations  proeess.  The  appendixes 
deseribe  taeties,  teehniques,  and  proeedures  for 
organizing  the  headquarters  to  eonduet  the  opera¬ 
tions  proeess,  using  the  military  deeision-making 
proeess  (MDMP),  eondueting  troop-leading  pro¬ 
eedures,  and  writing  operation  plans  and  orders. 

Building  on  Full  Spectrum 
Operations 

The  2005  edition  of  FM  5-0  foeused  on  offensive 
and  defensive  operations  both  in  examples  and 
in  emphasis.  To  better  aeeount  for  full  speetrum 
operations,  the  revised  FM  5-0  ineorporates  the 
eentral  idea  of  full  speetrum  operations  through¬ 
out  the  manual.  The  new  manual  emphasizes  the 
importanee  of  understanding  the  eivil  aspeets  of 
the  operational  environment  in  relationship  to  the 


mission,  enemy,  terrain  and  weather,  troops  and 
support  available,  and  time.  FM  5-0  now  stresses 
the  fundamental  that,  during  operations,  eommand¬ 
ers  eontinually  eonsider  and  eombine  stability  tasks 
foeused  on  the  populations  with  offensive  and 
defensive  tasks  foeused  on  the  enemy  during  plan¬ 
ning  and  exeeution.  It  deseribes  ways  to  develop 
plans  for  full  speetrum  operations  using  lines  of 
effort  and  modifies  the  Army’s  operation  order  to 
better  aeeount  for  eivil  eonsiderations  and  stability 
or  eivil  support  tasks. 

The  ehapter  on  exeeution  deseribes  how  eom¬ 
manders  use  forees  and  other  resourees  to  mass 
effeets  at  deeisive  points  and  times.  It  deseribes  how 
eommanders  seek  to  seize  and  retain  the  initiative, 
build  and  maintain  momentum,  and  exploit  sueeess. 
Additionally,  the  eommand  and  eontrol  philosophy 
of  mission  eommand  and  aeeeptanee  of  prudent  risk 
is  addressed  in  detail  in  the  exeeution  ehapter  and 
throughout  the  new  FM  5-0. 

Incorporating  Design  Into 
Army  Doctrine 

We  often  fail  not  because  we  fail  to  solve  the 
problem  we  face,  but  because  we  fail  to  face  the 
right  problem. 

— Russell  L.  Ackoff® 

Full  speetrum  operations  eondueted  within  a 
population  are  effeetive  only  when  eommanders 
understand  the  issues  within  the  eontext  of  that 
population.  Understanding  eontext  and  then  deeid- 
ing  how,  if,  and  when  to  aet  is  a  produet  of  design 
and  integral  to  the  art  of  eommand.  The  revised  FM 
5-0  deseribes  the  praetiee  of  design  throughout  the 
operations  proeess. 

Design  is  a  methodology  for  applying  eritieal 
and  ereative  thinking  to  understand,  visualize, 
and  deseribe  eomplex,  ill-struetured  problems  and 
develop  approaehes  to  solve  them.  Design  under¬ 
pins  the  exereise  of  battle  eommand  within  the 
operations  proeess,  guiding  the  iterative  and  often 
eyelie  applieation  of  understanding,  visualizing, 
and  deseribing.  Design  assists  with  the  eoneep- 
tual  aspeets  of  planning  to  inelude  understanding 


The  new  manual  emphasizes  the  importance  of  understanding 
the  civil  aspects  of  the  operational  environment... 


MILITARY  REVIEW  •  March-April  2010 


15 


the  operational  environment  and 
framing  the  problem,  visualizing  a 
desired  end  state,  and  eoneeptual- 
izing  a  broad  operational  approaeh 
to  solve  or  manage  a  problem  situ¬ 
ation.  Commanders  deseribe  their 


U.S.  Army  MG  John  A.  McDonald,  commander  of  U.S.  Forces  Afghanistan,  speaks 
with  CPT  Jason  Adams,  a  physician’s  assistant,  Afghanistan,  20  December  2009. 


understanding  and  visualization  in 
a  design  eoneept  that  drives  more 
detailed  planning.  Design  is  prae- 
tieed  eontinuously  throughout  the 
operations  proeess.  As  eommand- 
ers  learn  during  exeeution,  they 
update  their  understanding,  modify 
their  visualization,  and  deseribe 
their  visualization  to  modify  plans. 

In  some  instanees,  eommanders 
may  go  beyond  modifying  the  basie 
plan.  They  may  deeide  to  reframe 
the  problem  and  develop  a  new 
operational  approaeh  resulting  in 
an  entirely  new  plan. 

The  revised  FM  5-0  devotes  a  ehapter  to  design 
that  deseribes  the  fundamentals  of  design  and  offers 
a  design  methodology.  Design  is  also  addressed 
throughout  the  manual  to  inelude  ehapters  on  the 
fundamentals  of  the  operations  proeess,  planning, 
exeeution,  and  assessment.  In  addition,  the  revised 
appendix  on  the  MDMP  deseribes  how  design 
interfaees  with  the  MDMP. 


operations,  the  warfighting  funetions,  and  the  five 
Army  information  tasks. 

Fundamentals  of  the  Operations 
Process 

In  addition  to  the  prineiples  of  operations  found 
in  FM  3-0,  the  doetrine  that  FM  5-0  preseribes  is 
built  on  six  fundamentals: 


other  Changes 

In  addition  to  expanding  the  seope  of  the  manual 
to  inelude  all  the  aetivities  of  the  operations  pro¬ 
eess  and  ineorporating  the  eoneept  of  design,  other 
signifieant  ehanges  in  the  new  FM  5-0  inelude — 

•  Replaeing  eommand  and  eontrol  teehniques 
and  produets  based  on  the  battlefield  operation 
systems  to  the  warfighting  functions.  This  affeets 
several  areas,  to  inelude  organizing  the  staff  for 
operations  and  the  formats  for  operation  orders  and 
their  annexes. 

•  Emphasizing  and  aeeounting  for  how  eom¬ 
manders  use  the  five  Army  information  tasks  in 
shaping  the  operational  environment. 

•  Deseribing  how  eommanders  organize  their  staff 
into  eommand  posts,  eommand  post  eells,  working 
groups,  and  boards  to  eonduet  the  operations  proeess. 

•  Updating  the  MDMP  and  operation  order 
format  to  better  aeeount  for  design,  full  speetrum 


•  Commanders  drive  the  operations  proeess 
through  battle  eommand. 

•  Situational  understanding  is  fundamental  to 
effeetive  eommand  and  eontrol. 

•  Critieal  and  ereative  thinking  aids  in  under¬ 
standing  and  deeision  making  throughout  the  opera¬ 
tions  proeess. 

•  Commanders  eontinually  eonsider  and  eom- 
bine  tasks  foeused  on  the  populations  (stability 
or  eivil  support  operations)  as  well  as  those  tasks 
foeused  on  enemy  forees  (offensive  and  defensive 
operations). 

•  Mission  eommand  is  the  preferred  method  of 
exereising  eommand  and  eontrol. 

•  Continuous  assessment  enables  organizational 
learning  and  adaptation  throughout  the  eonduet  of 
operations. 

Commanders  drive  the  operations  process 
through  battle  command.  A  key  theme  in  the  new 

FM  5-0  is  the  eentral  role  of  the  eommander  in  the 


16 


March-April  2010  •  MILITARY  REVIEW 


FM  5-0 


operations  process.  While  staffs  perform  essential 
functions  that  amplify  the  effectiveness  of  opera¬ 
tions,  commanders  play  the  most  important  role  in 
the  operations  process  through  battle  command. 
Battle  command  is  the  art  and  science  of  under¬ 
standing,  visualizing,  describing,  directing,  leading, 
and  assessing  operations  to  accomplish  missions. 

The  relationships  among  the  activities  of  battle 
command  and  the  activities  of  the  operations  pro¬ 
cess  are  dynamic.  All  activities  of  battle  command 
occur  in  planning,  preparation,  execution,  and 
assessment,  but  take  on  different  emphasis  through¬ 
out  the  conduct  of  operations.  For  example,  during 
planning,  commanders  focus  their  activities  on 
understanding,  visualizing,  and  describing.  During 
execution,  commanders  often  focus  on  directing, 
leading,  and  assessing  while  improving  their  under¬ 
standing  and  modifying  their  visualization. 

One  of  the  major  changes  to  the  Army’s  model 
for  battle  command  was  the  addition  of  the  activ¬ 
ity  of  “understanding”  in  the  2008  edition  of  FM 
3-0.^  The  new  FM  5-0  emphasizes  the  importance 
of  developing  and  maintaining  understanding 
throughout  the  operations  process.  Commanders 
collaborate  and  dialog  with  superior,  adjacent,  and 
subordinate  commanders,  and  other  military  and 
civilian  organizations  within  the  area  of  operations 
to  build  and  maintain  their  understanding.  They 
also  circulate  throughout  their  areas  of  operations  as 
often  as  possible,  talking  to  subordinate  command¬ 
ers,  Soldiers,  and  members  of  other  military  and 
civilian  organizations  as  they  observe  operations  for 
themselves.  Commanders  continuously  update  their 
understanding  as  the  operation  progresses  and  adjust 
their  visualization  of  the  operation  as  required.  Com¬ 
manders  use  their  running  estimate  and  the  running 
estimates  of  the  staff  and  subordinate  commanders 
to  assist  them  with  understanding  and  visualization. 

Situational  understanding  is  fundamental  to 
effective  command  and  control.  Throughout  the 
operations  process,  commanders  (supported  by 
their  staffs,  subordinate  commanders,  and  other 
partners)  seek  to  build  and  maintain  their  situational 
understanding — the  product  of  applying  analysis 
and  judgment  to  relevant  information  and  knowl¬ 
edge — to  facilitate  their  decision-making.  Situ¬ 
ational  understanding  is  essential  for  commanders 
in  establishing  the  situation’s  context,  developing 
effective  plans,  assessing  operations,  and  making 


Battle  command  is  the  art  and 
science  of  understanding, 
visualizing,  describing,  directing, 
leading,  and  assessing  operations 
to  accomplish  missions. 

quality  decisions  during  execution.  Commanders 
and  staffs  must  continually  work  to  maintain  their 
situational  understanding  and  work  through  periods 
of  reduced  understanding  as  the  situation  evolves. 

As  commanders  develop  their  situational  under¬ 
standing,  they  see  patterns  emerge,  dissipate,  and 
reappear  in  their  operational  environment.  This 
helps  them  direct  their  own  forces’  actions  with 
respect  to  other  friendly  forces  and  partners,  the 
enemy,  the  terrain,  and  the  population.  While  com¬ 
plete  understanding  is  the  ideal  for  planning  and 
decision-making,  it  rarely  exists.  Commanders  must 
accept  they  will  often  have  to  act  despite  significant 
gaps  in  their  understanding. 

Collaboration  and  dialog  assist  in  building  learn¬ 
ing  organizations  and  developing  a  shared  under¬ 
standing  of  the  situation.  Throughout  operations, 
commanders,  subordinate  commanders,  staffs, 
and  other  partners  collaborate  and  dialog  actively, 
sharing  and  questioning  information,  perceptions, 
and  ideas  to  better  understand  situations  and  make 
decisions.  Collaboration  is  two  or  more  people  or 
organizations  working  together  toward  common 
goals  by  sharing  knowledge  and  building  consen¬ 
sus.  Dialog  is  a  way  to  collaborate  that  involves 
the  candid  exchange  of  ideas  or  opinions  among 
participants  that  encourages  frank  discussions  in 
areas  of  disagreement.  Effective  collaboration  and 
dialog  leads  to  increased  understanding  of  the  situ¬ 
ation  to  include  the  problem  or  problems  at  hand. 

Critical  and  creative  thinking  aids  in  under¬ 
standing  and  decision-making  throughout  the 
operations  process.  To  assist  commanders  in 
understanding  and  decision-making,  commanders 
and  staff  apply  critical  and  creative  thinking  tech¬ 
niques  throughout  the  operations  process. 

Critical  thinking  is  purposeful,  refiective,  and 
self-regulating  judgment  to  determine  the  meaning 
and  significance  of  what  is  observed  or  expressed. 
Critical  thinking  involves  determining  the  meaning 


MILITARY  REVIEW  •  March-April  2010 


17 


and  significance  of  what  is  observed  or  expressed. 
It  also  involves  determining  whether  adequate 
justifieation  exists  to  aeeept  eonelusions  as  true, 
based  on  a  given  inferenee  or  argument.  Critieal 
thinking  is  key  to  understanding  situations,  identify¬ 
ing  problems,  finding  eauses,  arriving  at  justifiable 
eonelusions,  making  quality  plans,  and  assessing 
the  progress  of  operations. 

Creative  thinking  involves  ereating  something 
new  or  original.  Often,  leaders  faee  unfamiliar 
problems  or  old  problems  requiring  new  solutions. 
Creative  thinking  leads  to  new  insights,  novel 
approaehes,  fresh  perspeetives,  and  new  ways  of 
understanding  and  eoneeiving  things.  Leaders  look  at 
different  options  to  solve  problems.  Creative  think¬ 
ing  ineludes  using  adaptive  approaehes  (drawing 
from  previous  similar  eireumstanees)  or  innovative 
approaehes  (eoming  up  with  eompletely  new  ideas. 

Critieal  and  ereative  thinking  are  fundamental  to 
understanding  an  operational  environment,  framing 
problems,  and  developing  operational  approaehes 
to  solve  or  manage  those  problems. 

Commanders  continually  consider  and  com¬ 
bine  tasks  focused  on  the  populations  (stability 
or  civil  support  operations)  and  tasks  focused 
on  enemy  forces  (offensive  and  defensive 
operations).  Military  operations  involve  more 
than  eombat  between  armed  opponents.  Winning 
battles  and  engagements  is  eritieal  but  not  suffieient 
for  sueeess.  Shaping  the  eivil  situation  is  just  as 
important  to  long-term  sueeess.  Beeause  of  this, 
eommanders  eontinually  eonsider  and  eombine  sta¬ 
bility  tasks  foeused  on  the  population  with  offensive 
and  defensive  tasks  foeused  on  the  enemy  during 
planning  and  exeeution.  For  homeland  seeurity, 
eommanders  foeus  operations  on  eivil  support. 

Mission  command  is  the  preferred  method 
of  exercising  command  and  control.  Because  of 
the  complex,  uncertain,  and  ever  changing  nature 
of  operations,  mission  command — as  opposed  to 
detailed  command — is  the  preferred  method  for 
exercising  command  and  control.  Mission  com¬ 
mand  is  the  conduct  of  military  operations  through 

Creative  thinking  inciudes 
using  adaptive  approaches... 


decentralized  execution  based  on  mission  orders. 
Successful  mission  command  demands  that  subordi¬ 
nate  leaders  at  all  echelons  exercise  disciplined  initia¬ 
tive,  acting  aggressively  and  independently  within 
the  commander’s  intent.  Prerequisites  for  effective 
mission  command  are  the  use  of  mission  orders;  full 
familiarity  with  the  mission,  commander’s  intent,  and 
concept  of  operations;  and  mutual  trust  and  under¬ 
standing  between  commanders  and  subordinates.  FM 
5-0  describes  the  philosophy  of  mission  command  as 
it  applies  to  all  activities  of  the  operations  process. 

Continuous  assessment  enables  organizational 
learning  and  adaptation  throughout  the  conduct 
of  operations.  Assessment  is  a  continuous  activity 
of  the  operations  process  and  a  primary  feedback 
mechanism  that  enables  the  command  as  a  whole 
to  learn  and  adapt.  Assessment  is  also  an  activity 
of  battle  command.  Plans  are  based  on  imperfect 
understanding  and  assumptions  about  how  the  com¬ 
mander  expects  a  situation  to  evolve.  Sometimes 
results  fail  to  meet  expectations  or  the  situation 
evolves  in  a  manner  that  was  not  anticipated, 
including  unanticipated  success.  In  these  cases, 
the  commander  determines  whether  the  results  are 
due  to  a  failure  in  implementing  the  plan  (execu¬ 
tion)  or  if  the  plan  and  its  underlying  logic  were 
fiawed.  Continuous  assessment  helps  commanders 
recognize  shortcomings  in  the  plan  and  changes  in 
the  situation.  In  those  instances  when  assessment 
reveals  minor  variances  from  the  commander’s 
visualization,  commanders  adjust  plans  as  required. 
In  those  instances  when  assessment  reveals  a  sig¬ 
nificant  variance  from  the  commander’s  original 
visualization,  commanders  reframe  the  problem  and 
develop  an  entirely  new  plan  as  required. 

The  Way  Ahead 

As  part  of  the  effort  to  inculcate  the  doctrine 
in  FM  5-0  across  the  Army,  the  Combined  Arms 
Center  established  a  doctrine,  education,  and  train¬ 
ing  working  group.  The  purpose  of  this  working 
group  is  to  reduce  the  period  of  time  between  doc¬ 
trine  production  and  its  use  by  the  generating  and 
operating  force.  The  Command  and  General  Staff 
College  is  leading  the  effort  to  ensure  topics  in  FM 
5-0  are  sufficiently  addressed  in  both  the  officer 
and  noncommissioned  officer  educations  systems. 
The  Combined  Arms  Center-Training  is  leading 
the  effort  to  ensure  training  at  the  combat  training 


18 


March-April  2010  •  MILITARY  REVIEW 


FM  5-0 


centers  is  updated  to  inelude  topies  addressed  in 
FM  5-0.  The  Combined  Arms  Doetrine  Direetorate 
is  developing  an  FM  5-0  interaetive  media  study 
guide  to  assist  in  the  self-study  of  the  operations 
proeess.  In  addition,  the  Combined  Arms  Center 
put  together  a  mobile  training  team  to  inform  and 
edueate  units  aeross  the  Army  eoneerning  doetrine 
on  the  operations  proeess. 

The  revised  FM  5-0  resulted  from  a  signifieant 
intelleetual  eollaborative  effort  from  aeross  the  Army. 
The  revised  manual  provides  a  starting  point  for  Army 
leaders  in  the  exereise  of  eommand  and  eontrol  during 
operations.  It  establishes  a  eommon  frame  of  referenee 
and  intelleetual  tools  Army  leaders  use  to  plan,  prepare 
for,  exeeute,  and  assess  operations.  By  establishing  a 
eommon  approaeh  and  language  for  eondueting  eom¬ 
mand  and  eontrol,  doetrine  promotes  mutual  under¬ 
standing  and  enhanees  effeetiveness.  The  doetrine  in 
this  new  manual  is  a  guide  for  aetion  rather  than  a  set 
of  fixed  rules.  While  it  provides  an  authoritative  guide 
for  leaders,  it  requires  original  applieations  adapted  to 
eireumstanees.  In  operations,  effeetive  leaders  possess 
the  ability  to  spot  when  and  where  doetrine,  training, 
or  even  their  past  experienee  no  longer  fit  the  situation, 
and  then  adapt  aeeordingly.  MR 


...effective  leaders  possess  the 
ability  to  spot  when  and  where 
doctrine,  training,  or  even  their 
past  experience  no  longer  fit 
the  situation... 


NOTES 

1 .  William  B.  Caldwell,  “Design  and  the  Art  of  Battle  Command,”  reflections  from 
Frontier  Six,  Combined  Arms  Center  Blog,  6  March  2009  (17  October  2009). 

2.  United  States  Joint  Forces  Command  memorandum,  subject:  “Vision  for  a  Joint 
Approach  to  Operational  Design,”  6  October  2009.  In  this  memo.  General  Mattis  identi¬ 
fies  the  need  to  improve  joint  doctrine,  training,  and  joint  professional  military  education 
in  the  areas  of  critical  and  creative  thinking,  particularly  as  they  relate  to  planning. 

3.  U.S.  Army  Field  Manual-Interim  (FMI)  5-0.1 ,  The  Operations  Process  and  FM 
3-0,  Operations,  clearly  states  that  the  Army  would  not  adopt  the  joint  concept  of 
effects  based  operations  (EBO).  While  aspects  of  the  EBO  concept  (e.g.,  assessment 
techniques  and  ways  to  analyze  the  operational  environment)  have  enhanced  Army 
doctrine,  the  Army’s  doctrine  on  command  and  control  is  based  on  the  philosophy 
of  mission  command. 

4.  See  Colonel  Stefan  Banach’s  article,  “Educating  by  Design:  Preparing  Leaders 
for  a  Complex  World,”  Military  Review  {March-Aph\  2009)  and  Brigadier  General  Fluba 
Wass  de  Czege’s  article  “Systemic  Operational  Design:  Learning  and  Adapting  in 
Complex  Missions,”  Military  Review  (January-February  2009)  for  a  summary  of  efforts 
that  influenced  the  Army’s  thinking  on  the  application  of  design  for  military  operations. 

5.  Jamshid  Gharajedaghi,  Systems  Thinking:  Managing  Chaos  and  Complexity,  2d 
ed.  (Burlington,  MS:  Elsevier  Inc.,  2006),  126.  In  his  discussion  of  defining  problems, 
Gharajedaghi  attributes  this  quote  to  Russel  Ackoff,  a  pioneer  in  systems  thinking. 

6.  The  2001  edition  of  FM  3-0  and  the  2003  edition  of  FM  6-0  discussed  under¬ 
standing  as  part  of  the  commander’s  visualization.  The  2008  edition  of  FM  3-0  added 
“understanding”  as  an  activity  to  the  Army’s  battle  command  model  to  emphasize  this 
critical  activity  throughout  the  conduct  of  operations. 


New  Army  Field  Manual 
FM  5-0,  The  Operations  Process 


U.S.  Army 
Combined 
Arms  Center 


“InmiwitaBl  Center  of  thB  Ann^" 


U.S.  Army  Combined  Arms  Doctrine  Directorate  (CADD) 

U.S.  Army  Combined  Arms  Center  (CAC),  Fort  Leavenworth,  KS  66027 


The  new  FM  The  Oper^Uons  Process,  expands  Army  doctrine  on 
the  exeixise  of  command  and  control  during  the  conduct  of  full  apectrum 
operations.  No  longer  a  manual  strictly  concerning  planning,  FM  now 
describes  the  relationship  of  ali  activities  of  the  operations  process  - 
planning,  preparing  for,  execution,  and  asseesfng  operations. 

In  addition^  for  the  first  time  in  Aimy  doctrine,  the  manual  weaves  ‘'‘design” 
throughout  the  operations  process.  This  version  of  FM  5-0  provides  a 
guide  for  Army  leaders  In  understanding,  visualizing,  and  describing 
complex^  llPstmctured  problems  and  developing  approaches  to  solve  them. 

FM  5-0  IS  scheduled  to  be  available  fpr  downlped  In  March  2010  at  the 
following  Combined  Arms  Center  website:  httpi^/usacac.army.mil^cac2^50i 

More  mformer/on  may  be  ottmned  by  cahtng  the  U.S.  Army  Combined 
Arms  Doctrine  Directorate  (CADD}  at:  DSN  552^2159. 


FM  5-0 


The 

OPERATtONS 

PROCESS 


MILITARY  REVIEW  •  March-April  2010 


19