125742 S1 M5 5351 c4591001 fa interim discontinued patients

Pfizer Documents (PHMPT/FDA)

Pfizer Bla Submission

Pfizer 16 Plus Documents

112

Document text

16.2.1.1 Listing of Subjects Withdrawn From the Study – Phase 1, 2 Doses, 21 Days Apar t 
Vaccine  
Candidate  Age 
Group  
(Years)  Vaccine Group  
(as 
Randomized)  Subject  Dose 
No. Rel 
Daya Withdrawal  
Date  Study 
Phase   Withdrawal 
Reason        Commentb 
  
No subject meets the 
reporting criteria.                    
  
a.      Relative Day (Rel Day) = date of withdrawal - date of last vaccination + 1. For a withdrawal that occurred before the date of the first study 
vaccination, +1 was not added to compute relative day.  
b.      MedDRA (v23.0) coding dictionary applied.  
PFIZER CO NFIDENTIAL SDTM Creation: 28AUG2020 (16:27) Source Data: adds Table Generation: 29AUG2020 (08:38)  
(Cutoff Date: 24AUG2020, Snapshot Date: 28AUG2020) Output File: (CDISC)/C4591001 IA P1/adds l001 p1   
 
 
090177e194d7854e\Final\Final On: 07-Sep-2020 03:52 (GMT) 
Page 1
FDA-CBER-2021-5683-0128990
16.2.1.1.1 Listing of Subjects Withdrawn From the Study Before Dose 2 – Phase 1 – BNT162b1 (100 μg ) 
Vaccine  
Candidate  Age 
Group  
(Years)  Vaccine Group  
(as 
Randomized)  Subject  Dose 
No. Rel 
Daya Withdrawal  
Date  Study 
Phase   Withdrawal 
Reason        Commentb 
  
No subject meets the 
reporting criteria.                    
  
a.      Relative Day (Rel Day) = date of withdrawal - date of last vaccination + 1. For a withdrawal that occurred before the date of the first study 
vaccination, +1 was not added to compute relative day.  
b.      MedDRA (v23.0) coding dictionary applied.  
PFIZER CO NFIDENTIAL SDTM Creation: 28AUG2020 (16:27) Source Data: adds Table Generation: 19SEP2020 (10:19)  
(Cutoff Date: 24AUG2020, Snapshot Date: 28AUG2020) Output File: ./nda3/C4591001 IA P1 100/adds l001 100 p1   
 
 
090177e194fbc02f\Final\Final On: 22-Sep-2020 14:25 (GMT) 
Page 2
FDA-CBER-2021-5683-0128991
16.2.1.2 Listing of Subjects Withdrawn From the Study – Phase 2 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal 
Reason        Commentb 
  
18-55 C4591001 1079 
10791004  1 23 20AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/ADENOCARCINOMA 
GASTRIC  
    1 30 27AUG2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT  
  
a.      Relative Day (Rel Day) = date of withdrawal - date of last vaccination + 1. For a withdrawal that occurred before the date of the first study vaccination, + 
1 was not added to compute relative day.  
b.      MedDRA (v23.0) coding dictionary applied.  
PFIZER C ONFIDENTIAL SDTM Creation: 05SEP2020 (14:11) Source Data: adds Table Generation: 09SEP2020 (23:17)  
(Cutoff Date: 02SEP2020, Snapshot Date: 04SEP2020) Output File: ./nda2 unblinded/C4591001 IA P2/adds l001 withdraw p2   
 
 
090177e194e7a3aa\Final\Final On: 14-Sep-2020 01:45 (GMT) 
Page 3
FDA-CBER-2021-5683-0128992
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
16-55 C4591001 
1001 
10011125  1 37 09SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Withdrew consent and decided not to continue in study.  
    1 37 09SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  patient withdrew consent  
  C4591001 
1003 
10031140    
04AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  Randomized in error.  
  C4591001 
1003 
10031143    
04AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  Randomized in error.  
  C4591001 
1005 
10051308  1 1 19OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  busy work schedule  
    1 1 19OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  busy work schedule  
  C4591001 
1005 
10051341  1 2 22OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject tested COVID positive between visits 1 and 2  
  C4591001 
1005 
10051381    
28OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject decided to withdraw consent after randomized in 
IVRS but before given vaccine  
  C4591001 
1007 
10071179  2 29 01OCT2020  VACCINATION  LOST TO FOLLOW -UP phone attempt 01oct2020, 02oct2020, 05oct2020; certified 
letter 05o ct2020  
    2 29 01OCT2020  FOLLOW -UP LOST TO FOLLOW -UP phone attempt 01oct2020, 02oct2020,05oct2020; certified 
letter 05oct2020  
  C4591001 
1007 
10071407  1 15 05NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion # 5; Subject has diagnosis of COVID -19 with 
positive PCR and symptoms  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 4
FDA-CBER-2021-5683-0128993
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1008 
10081529  1 5 29SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject tested positive for COVID19  
  C4591001 
1008 
10081721  1 13 10NOV2020  VACCINATIO N NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject tested positive for COVID 19  
  C4591001 
1009 
10091211  1 19 03NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject tested positive for COVID -19 
  C4591001 
1009 
10091257  1 10 05NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  positive for COVID -19 
  C4591001 
1012 
10121001  1 26 28AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject refused second vaccination; will continue in study 
for follow -up. 
  C4591001 
1012 
10121103  2 2 23SEP2020  VACCINATION  MEDICATION ERROR 
WITHOUT 
ASSOCIATED 
ADVERSE EVENT  MEDICATION ERROR WITHOUT ASSOCIATED 
ADVERSE EVENT  
    2 2 23SEP2020  FOLLOW -UP MEDICATION ERROR 
WITHOUT 
ASSOCIATED 
ADVERSE EVENT  MEDICATION ERROR WITHOUT ASSOCIATED 
ADVERSE EVENT  
  C4591001 
1012 
10121163  1 16 24SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/INJECTION SITE DERMATITIS  
    1 39 17OCT2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT  
  C4591001 
1013 
10131017    
30JUL2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT FROM STUDY.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 5
FDA-CBER-2021-5683-0128994
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1013 
10131046  2 70 27OCT2020  VACCINATION  LOST TO FOLLOW -UP subject is lost to follow up. certified letter sent and emailed 
10-02-2020  
    2 70 27OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT IS LOST TO FOLLOW UP.  
  C4591001 
1013 
10131048  2 28 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  New job  
    2 28 17SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  New Job  
  C4591001 
1013 
10131054  2 7 30AUG2020  VACCINATION  LOST TO FOLLOW -UP Attempted contact  
    2 7 30AUG2020  FOLLOW -UP LOST TO FOLLOW -UP Contact attempted  
  C4591001 
1013 
10131131  2 36 07OCT2020  VACCINATION  LOST TO FOLLOW -UP Certified letter sent  
    2 36 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent  
  C4591001 
1013 
10131138  1 23 02SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT FROM THE STUDY  
    1 23 02SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT.  
  C4591001 
1013 
10131216  1 46 02OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew from study  
    1 46 02OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT DUE TO FAMILY 
SITUATION.  
  C4591001 
1013 
10131332  2 56 09NOV2020  VACCINATION  LOST TO FOLLOW -UP UNKOWN  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 6
FDA-CBER-2021-5683-0128995
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 56 09NOV2020  FOLLOW -UP LOST TO FOLLOW -UP UNKNOWN  
  C4591001 
1013 
10131426  1 1 03SEP2020  VACCINATION  LOST TO FOLLOW -UP subject has not returned for next visit. is now considered 
lost to follow up  
    1 1 03SEP2020  FOLLOW -UP LOST TO FOLLOW -UP subject is lost to follow up.  
  C4591001 
1013 
10131592  2 31 11NO V2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent from study.  
    2 31 11NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  MOVED OUT OF STATE NO LONGER WANTED TO 
PARTICIPATE.  
  C4591001 
1013 
10131670†  1 4 11OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  SUBJECT TESTED POSITIVE FOR COVID -19 
  C4591001 
1013 
10131740    
15OCT2020  FOLLOW -UP OTHER  randomized in error, needed to wait until course of 
antibiotics was done.  
  C4591001 
1013 
10131746  1 22 09NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Currently taking corticosteroids  
    1 22 09NOV2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY C RITERIA  Currently taking exclusionary medication  
  C4591001 
1015 
10151030  2 64 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject lost to follow up after multiple contact attempts and 
reciept of certified letter  
    2 64 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up after multiple contact attempts and 
reciept of certified letter  
  C4591001 
1015 
10151134  1 72 06NOV2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/VERTIGO  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 7
FDA-CBER-2021-5683-0128996
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1015 
10151199  1 24 01OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject decided not to continue with study.  
    1 24 01OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
  C4591001 
1016 
10161047  1 24 27AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject stated at visit 2, had positive COVID test  
  C4591001 
1016 
10161087  1 22 31AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/INJECTION SITE SWELLING  
  C4591001 
1016 
10161126  1 39 21SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject declined further study vaccines,subject will 
continue with rest of visits and procedures  
  C4591001 
1016 
10161341  1 10 31OCT2020  VACCI NATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject with a positive covid -19 test  
  C4591001 
1018 
10181025  1 45 16SEP2020  VACCINATION  LOST TO FOLLOW -UP Follow -up attempts made on 21 -Aug, 1 -Sep, and 4 -Sep 
with no response.  
    1 45 16SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Follow -up attempts made on 21 -Aug, 1 -Sep, and 4 -Sep. 
Certified letter sent 9 -Sep-2020.  
  C4591001 
1018 
10181036  1 45 16SEP2020  VACCINATION  LOST TO FOLLOW -UP Subject missed V2 and did not respond to 3 Follow -up 
attempts.  
    1 45 16SEP2020  FOLLOW -UP LOST TO FOLLOW -UP no response to multiple follow up calls and contact 
attempts  
  C4591001 
1018 
10181054  1 39 11SEP2020  VACCINATION  LOST TO FOLLOW -UP patient returned to home country, did not respond to 
outreach, certified letter sent  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 8
FDA-CBER-2021-5683-0128997
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 39 11SEP2020  FOLLOW -UP LOST TO FOLLOW -UP subject returned to home country, according to call to 
emergency contact  
  C4591001 
1018 
10181142  1 33 14SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject did not arrive at scheduled second visit and texted 
no longer wants to participate in study.  
    1 33 14SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject did not arrive at scheduled second visit and texted 
no longer wants to participate in study.  
  C4591001 
1018 
10181266  1 41 14OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdraw from study due to work schedule  
    1 41 14OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdraw from study due to work schedule  
  C4591001 
1019 
10191098  1 18 11SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Pt discontinued due to positive covid test. Will f/u with pt  
  C4591001 
1019 
10191166  1 22 25SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
    1 22 25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
  C4591001 
1027 
10271105  1 15 11SEP2020  VACCINATION  ADVERSE EVENT  Subject has discontinued Study Drug. Subject has agreed to 
continue with follow -up visits./ALLERGY TO VACCINE  
  C4591001 
1028 
10281072  1 55 20OCT2020  VACCINATION  LOST TO FOLLOW -UP certified letter returned unclaimed 20oct2020  
    1 55 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter came back unclaimed on 20Oct2020  
  C4591001 
1028 
10281294  1 7 04NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  patient had positive covid test prior to V2  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 9
FDA-CBER-2021-5683-0128998
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1036 
10361011  1 1 20AUG2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up  
    1 1 20AUG2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
  C4591001 
1036 
10361032  2 48 03NOV2020  VACCINATION  LOST TO FOLLOW -UP unreachable  
    2 48 03NOV2020  FOLLOW -UP LOST TO FOLLOW -UP unreachable  
  C4591001 
1036 
10361050    
31AUG2020  FOLLOW -UP OTHER  Subject randomized in error due to prohibitive drug.  
  C4591001 
1037 
10371068  1 3 27AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  SUBJECT MET EXCL CRIT # 13  
  C4591001 
1037 
10371077  1 66 30OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SPOKE WITH SUBJECT ON 30 OCT. DUE TO 
SCHEDULE, HE CAN NO LONGER CONTINUE WITH 
STUDY VISITS  
    1 66 30OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SPOKE WITH SUBJECT ON 30 OCT. DUE TO 
SCHEDULE, HE CAN NO LONGER ATTEND VISITS  
  C4591001 
1037 
10371078  1 44 08OCT2020  VACCINATION  LOST TO FOLLOW -UP SITE ATTEMPTED CONTACT ON 22 SEP 30 SEP AND 
CERTIFIED LETTER SENT 8 OCT NO RESPONSE  
    1 44 08OCT2020  FOL LOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT 8 ONT. PT DID NOT 
RESPOND  
  C4591001 
1039 
10391021  1 24 17SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Patient tested positive for COVID -19. 
  C4591001 
1039 
10391080  1 21 23SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Patient withdrew consent. Patient will not be participating 
in follow -ups. 
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 10
FDA-CBER-2021-5683-0128999
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 21 23SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient withdrew from study and follow up.  
  C4591001 
1042 
10421069  1 22 31AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
    1 22 31AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1042 
10421079  2 55 02NOV2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow -up after unsuccessful attempts to contact  
    2 55 02NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up after unsuccessful attempts to make 
contact.  
  C4591001 
1042 
10421092  2 27 06OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject called the office in withdrew consent -they will not 
be returning to the site for future visi  
    2 27 06OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew from study participation  
  C4591001 
1042 
10421093  2 48 19OCT2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up after unsuccessful attempts to make 
contact.  
    2 48 19OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up after unsuccessful attempts to make 
contact.  
  C4591001 
1042 
10421129  2 41 19OCT2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up after unsuccessful attempts to make 
contact.  
    2 41 19OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up after unsuccessful attempts to make 
contact.  
  C4591001 
1042 
10421250  1 58 13NOV2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up  
    1 58 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 11
FDA-CBER-2021-5683-0129000
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1042 
10421251  1 58 13NOV2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up  
    1 58 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
  C4591001 
1046 
10461040  1 15 31AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject chose to discontinue due to personal reasons.  
    1 15 31AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Decision  
  C4591001 
1046 
10461049  2 31 09OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject Withdrew  
    2 31 09OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject decision  
  C4591001 
1046 
10461099  1 64 27OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject Decision  
    1 64 27OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Decision  
  C4591001 
1046 
10461140  1 22 19SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject Decision  
    1 22 19SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Decision  
  C4591001 
1047 
10471221  1 44 29OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrew consent  
    1 44 29OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew consent  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 12
FDA-CBER-2021-5683-0129001
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1047 
10471314  1 32 12NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject is lost to follow up  
  C4591001 
1052 
10521021  2 63 11NOV2020  VACCINATION  LOST TO FOLLOW -UP lost to follow up  
    2 63 11NOV2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up  
  C4591001 
1052 
10521022  2 63 11NOV2020  VACCINATION  LOST TO FOLLOW -UP lost to follow up  
    2 63 11NOV2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up  
  C4591001 
1052 
10521054  1 25 21SEP2020  VACCINATION  LOST TO FOLLOW -UP n/a 
    1 25 21SEP2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up  
  C4591001 
1052 
10521057  1 25 21SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrew consent  
    1 25 21SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrawal by subject  
  C4591001 
1052 
10521058  1 25 21SEP2020  VACCINATION  LOST TO FOLLOW -UP lost to follow up  
    1 25 21SEP2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up  
  C4591001 
1052 
10521064  1 25 24SEP2020  VACCINATION  LOST TO FOLLOW -UP n/a 
    1 25 24SEP2020  FOLLOW -UP LOST TO FOLLOW -UP lost of follow up  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 13
FDA-CBER-2021-5683-0129002
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1052 
10521080  1 28 29SEP2020  VACCINATION  LOST TO FOLLOW -UP lost of follow up  
    1 28 29SEP2020  FOLLOW -UP LOST TO FOLLOW -UP lost of follow up  
  C4591001 
1054 
10541022  1 64 23OCT2020  VACCINATION  LOST TO FOLLOW -UP Pt deemed LTFU by site.  
    1 64 23OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Pt deemed LTFU by site.  
  C4591001 
1054 
10541023  1 64 23OCT2020  VACCINATION  LOST TO FOLLOW -UP Pt deemed LTFU by site.  
    1 64 23OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Pt deemed LTFU by site.  
  C4591001 
1054 
10541033  1 21 11SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Per sponsor, participant met EXC #5, and should not 
receive VAX2 but may remain in study.  
  C4591001 
1054 
10541055  1 59 23OCT2020  VACCINATION  LOST TO FOLLOW -UP Pt deemed LTFU by site.  
    1 59 23OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Pt deemed LTFU by site.  
  C4591001 
1054 
10541064  1 78 12NOV2020  VACCINATION  LOST TO FOLLOW -UP > 3 attempts at contacting pt via telephone; certified letter 
sent 
    1 78 12NOV2020  FOLLOW -UP LOST TO FOLLOW -UP > 3 attempts at contacting pt via telephone; certified letter 
sent 
  C4591001 
1054 
10541138  1 23 02OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject doesn't want to continue in study.  
    1 23 02OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject doesn't want to continue in study.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 14
FDA-CBER-2021-5683-0129003
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1054 
10541150  1 22 05OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  No longer interested in study, and walked out of clinic w/o 
talking to Investigator.  
    1 22 05OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt is no longer interested in study. Walked out of clinic w/o 
seeing the Investigator.  
  C4591001 
1055 
10551145  1 48 14OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/DYSPHAGIA  
  C4591001 
1056 
10561027  1 35 25SEP2020  VACCINATION  LOST TO FOLLOW -UP Subject couldn't be reached. Caregiver states he left the 
house and nobody knows where he is.  
    1 35 25SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Subject couldn't be reached. Caregiver states he left the 
house and nobody knows where he is.  
  C4591001 
1056 
10561129  1 24 25SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject states he doesn't want to continue in the study  
    1 24 25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject states he doesn't want to continue in the study  
  C4591001 
1056 
10561152  1 27 29SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT STATED HE DOES NOT WANT TO 
CONTINUE HIS PARTICIPATION IN THE STUDY.  
    1 27 29SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT STATED HE DOES NOT WANT TO 
CONTINUE HIS PARTICIPATION IN THE STUDY.  
  C4591001 
1056 
10561253  2 32 05NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT MOVED OUT OF STATE AND HE IS 
UNABLE TO CONTINUE PARTICIPATING IN THE 
STUDY.  
    2 32 05NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT MOVED OUT OF STATE AND HE IS 
UNABLE TO CONTINUE PARTICIPATING IN THE 
STUDY.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 15
FDA-CBER-2021-5683-0129004
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1056 
10561293  1 50 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
    1 50 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
  C4591001 
1056 
10561372  1 38 06NOV2020  VACCINATION  LOST TO  FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
    1 38 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
  C4591001 
1056 
10561395  1 25 29OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT MOVED TO ANOTHER TOWN  
    1 25 29OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject moved out of town . 
  C4591001 
1057 
10571031    
18AUG2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  met delay criteria, reported by subject after subject was 
randomized, discontinued prior to vaccine  
  C4591001 
1057 
10571211    
18SEP2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject was randomized but failed to meet entry criteria, no 
vaccine wa s given  
  C4591001 
1057 
10571212    
18SEP2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject was randomized and then failed to meet criteria, no 
vaccine was administered  
  C4591001 
1057 
10571215    
18SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  refused further study procedures  
  C4591001 
1057 
10571216  2 30 10NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  MOVED TO SAN FRANCISCO  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 16
FDA-CBER-2021-5683-0129005
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 30 10NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  MOVED TO SAN FRANCISCO  
  C4591001 
1057 
10571248  1 36 30OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject refused to return for Visit 2, withdrew consent, No 
adverse events reported  
    1 36 30OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent from further study participation  
  C4591001 
1057 
10571268    
06OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  w/d consent  
  C4591001 
1066 
10661335    
14OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent to participate  
  C4591001 
1071 
10711095  1 61 24OCT2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT IS LOST TO FOLLOW UP  
    1 61 24OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT IS LOST TO FOLLOW UP  
  C4591001 
1071 
10711162    
11SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  During discussing the diary, the subject withdrew consent 
and subject left.  
      
11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1071 
10711211  1 32 05NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT TO 2ND 
INJECTION BUT WILL RETURN FOR FOLLOW UP 
VST  
  C4591001 
1072 
10721051  1 12 06SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  diagnosis COVID -19 exclusion 5  
  C4591001 
1073 
10731038  1 37 10SEP2020  VACCINATION  LOST TO FOLLOW -UP Subject was Discontinue  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 17
FDA-CBER-2021-5683-0129006
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 37 10SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Discontinue  
  C4591001 
1079 
10791004  1 23 20AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/ADENOCARCINOMA GASTRIC  
    1 30 27AUG2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT  
  C4591001 
1079 
10791040  2 45 07OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject has not returned calls, emails or letters  
    2 45 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject is lost to follow up  
  C4591001 
1079 
10791130  1 1 17AUG2020  VACCINATION  MEDICATION ERROR 
WITHOUT 
ASSOCIATED 
ADVERSE EVENT  MEDICATION ERROR WITHOUT ASSOCIATED 
ADVERSE EVENT  
  C4591001 
1079 
10791253  1 67 13NOV2020  VACCINATION  LOST TO FOLLOW -UP patient unresponsive  
  C4591001 
1081 
10811071  1 48 05OCT2020  VACCINATION  LOST TO FOLLOW -UP lack of follow -up, does not return calls & had multiple no 
show appointments  
    1 48 05OCT2020  FOLLOW -UP LOST TO FOLLOW -UP unable to reach subj, multiple no -show appts. This was the 
last scheduled visit that was a no -show.  
  C4591001 
1081 
10811105    
26AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1081 
10811194  2 34 01NOV2020  FOLLOW -UP DEATH  DEATH  
  C4591001 
1082 
10821013    
03AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  Subject was randomized but left site prior to receiving 
vaccination.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 18
FDA-CBER-2021-5683-0129007
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1082 
10821077  1 22 28AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  scheduling conflicts. live out of state . 
    1 22 28AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1082 
10821078  1 22 28AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  scheduling conflicts. live out of state.  
    1 22 28AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1082 
10821145  2 30 23OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent due to occupation  
    2 30 23OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent due to occupation  
  C4591001 
1083 
10831029  1 20 23AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/ATRIAL FIBRILLATION  
  C4591001 
1083 
10831060  1 9 14AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/DIVERTICULAR PERFORATION  
  C4591001 
1083 
10831141  1 34 23SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject no longers wants to participate in the study subject 
was offered safety F/U Sub Declined  
    1 34 23SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject decision Subject no longers wants to participate in 
the study subject was offered safety F/U  
  C4591001 
1083 
10831187  2 28 22OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT MOVE OUT OF STATE  
    2 28 22OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  22OCT2020 subject was contacted for V3 Appointment 
reminder 23OCT2020 and verbally withdrew consent  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 19
FDA-CBER-2021-5683-0129008
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1083 
10831219  2 37 05NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject was contacted to reschedule Visit 3 and he 
withdrew consent  
    2 37 05NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  05NOV2020 After mulitple attempts to contact subj to 
reschedule V3 subj returned call and WC  
  C4591001 
1084 
10841035  1 22 24AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject does not want to do study anymore; now engaged 
and wants to start a family  
    1 22 24AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew consent because subject wants to start a family  
  C4591001 
1084 
10841057  1 35 08SEP2020  VACCINATION  LOST TO FOLLOW -UP subject never answered phone calls; certified letter sent  
    1 35 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP subject never answered  phone calls; certified letter sent  
  C4591001 
1084 
10841119  2 38 07OCT2020  VACCINATION  LOST TO FOLLOW -UP certified letter sent  
    2 38 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject LTFU; certified letter sent  
  C4591001 
1084 
10841272  1 32 22SEP2020  VACCINATION  LOST TO FOLLOW -UP LTFU  
    1 32 22SEP2020  FOLLOW -UP LOST TO FOLLOW -UP LTFU  
  C4591001 
1085 
10851286  1 34 12OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Positive COVID -19 test result prior to vaccination 2 as 
such subject meets exclusion criteria.  
    1 58 05NOV2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  Positive Covid test prior to vaccine 2  
  C4591001 
1087 
10871085  2 13 20SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Pt moved to another State for job. Closest Site 1+ hr away 
from pt's new location. Withdrew consent.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 20
FDA-CBER-2021-5683-0129009
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 13 20SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt moved to another State for job. Closest Site 1+ hr away 
from pt's new location. Withdrew consent.  
  C4591001 
1087 
10871089  1 19 04SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion Criteria #5  
  C4591001 
1087 
10871209  1 7 31AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject has met exclusion #5  
    1 38 01OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject chose to withdraw from study because felt no 
longer necessary due to positive COVID dx.  
  C4591001 
1087 
10871336  1 61 02NOV2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up  
    1 61 02NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
  C4591001 
1087 
10871354  1 10 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject does not feel comfortable continuing in the study . 
Withdrawal of participation and consent.  
    1 10 17SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject does not feel comfortable continuing in study. 
Withdrawal of participation & consent.  
  C4591001 
1087 
10871356  1 54 31OCT2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up.  
    1 54 31OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up.  
  C4591001 
1087 
10871557  1 23 05NOV2020  VACCINATION  PREGNANCY  PREGNANCY  
  C4591001 
1089 
10891076  1 22 27AUG2020  VACCINATION  LOST TO FOLLOW -UP 8/25-# out of service, sent email 8/27 -no response, sent 
certified letter  
    1 22 27AUG2020  FOLLOW -UP LOST TO FOLLOW -UP number invaild and sent certified letter. no response  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 21
FDA-CBER-2021-5683-0129010
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1089 
10891158  1 44 02OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  site was notified that subject has been incarcerated and will 
not be able to complete study vi sit 
    1 44 02OCT2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  site was notified that subject has been incarcerated and will 
not be able to complete study visit  
  C4591001 
1089 
10891346    
22SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent prior to receiving vaccine  
  C4591001 
1089 
10891351    
25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent, and left office prior to 
vaccination  
  C4591001 
1090 
10901047  2 45 07OCT2020  VACCINAT ION LOST TO FOLLOW -UP Pt was not reachable the last 2 weeks. HE is in prison per 
his sister. Pt will be discontinued.  
    2 45 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP pt in prison  
  C4591001 
1090 
10901068  1 29 02SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  pt is not willing to come to any m visits  
    1 29 02SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject no longer interested in study  
  C4591001 
1090 
10901379  1 54 02NOV2020  VACCINATION  LOST TO FOLLOW -UP pt never contacted us to reschedule V2  
    1 54 02NOV2020  FOLLOW -UP LOST TO FOLLOW -UP unable to contact  
  C4591001 
1090 
10901507  1 20 04NOV2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/URTICARIA  
  C4591001 
1091 
10911039  1 50 22SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrew consent to future visits  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 22
FDA-CBER-2021-5683-0129011
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 50 22SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrew consent to further visits  
  C4591001 
1091 
10911077  1 22 27AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Patient agrees to stay in the trial for follow up but denied 
second vaccination.  
  C4591001 
1091 
10911083  1 23 28AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Did not want to come to scheduled visits  
    1 23 28AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject  no longer wanted to come to study appointments  
  C4591001 
1091 
10911352  1 23 28OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject was a NCNS for his V2 today. Stated over the 
phone he would like to withdraw consent  
    1 23 28OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject was a NCNS for his V2. Stated over the phone he 
would like to withdraw consent  
  C4591001 
1091 
1091138 7 1 5 09NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  NO LONGER MEETS ELIGIBILITY CRITERIA  
  C4591001 
1092 
10921080  1 22 16SEP2020  VACCINATION  OTHER  Incarcerated 09Sep2020  
    1 22 16SEP2020  FOLLOW -UP OTHER  Incarcerated  
  C4591001 
1092 
10921082  2 35 20OCT2020  VACCINATION  LOST TO FOLLOW -UP unable to make contact with subject  
    2 35 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject is Lost to follow up  
  C4591001 
1092 
10921128    
01SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt withdrew consent due to anxiety of having blood drawn  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 23
FDA-CBER-2021-5683-0129012
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1092 
10921130  2 21 12OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  confirmed covid illness  
  C4591001 
1093 
10931055    
31AUG2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  UNABLE TO OBTAIN BLOOD FROM SUBJECT.  
  C4591001 
1093 
10931058  1 25 18SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/EXPOSURE DURING 
PREGNANCY  
  C4591001 
1093 
10931065  1 81 14NOV2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT WAS SENT A CERTIFIED LETTER AND 
WAS UNABLE TO BE CONTACTED MULTIPLE 
TIMES.  
    1 81 14NOV2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT WAS SENT A CERTIFIED LETTER AND 
WAS UNABLE TO BE CONTACTED MULTIPLE 
TIMES.  
  C4591001 
1093 
1093109 4 1 76 14NOV2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT WAS SENT A CERTIFIED LETTER AFTER 
MULTIPLE ATTEMPTS TO CONTACT THEM.  
    1 76 14NOV2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT WAS SENT A CERTIFIED LETTER AFTER 
MULTIPLE ATTEMPTS TO CONTACT THEM.  
  C4591001 
1095 
10951056  1 35 08SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Participant is no longer able to participate  
    1 37 10SEP2020  FOLLOW -UP OTHER  Participant not able to  continue in study at this time. 
Participant did not withdraw consent  
  C4591001 
1095 
10951110  1 71 28OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  completed Vac 1, but declined vac 2 but will participate in 
all other study procedures. approved MD  
  C4591001 
1095 
10951141  1 22 16SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 24
FDA-CBER-2021-5683-0129013
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 22 16SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/DIABETIC FOOT  
  C4591001 
1095 
10951168  1 48 15OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject will not receive vaccination however will 
participate in all other study procedures  
  C4591001 
1095 
10951173  1 8 05SEP2020  VACCINATION  ADVERSE E VENT  ADVERSE EVENT/ACUTE MYOCARDIAL 
INFARCTION  
  C4591001 
1096 
10961031  1 22 04SEP2020  VACCINATION  PREGNANCY  PREGNANCY  
  C4591001 
1096 
10961081  1 54 12OCT2020  VACCINATION  LOST TO FOLLOW -UP LTFU, unresponsive to contact attempts  
    1 54 12OCT2020  FOLLOW -UP LOST TO FOLLOW -UP site unable to contact subject after multiple attempts and 
certified letter sent  
  C4591001 
1096 
10961141  1 22 16SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  per protocol  
  C4591001 
1096 
10961276  1 21 25SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  due to moving out of town unexpectedly  
    1 21 25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  due to moving out of town unexpectedly  
  C4591001 
1096 
10961321  1 22 03OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject met exclusion #1 on visit 2 (suicidal ideation) so no 
vaccine was administered  
  C4591001 
1096 
10961388  1 21 29OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject was diagnosed with COVID between vaccination 
one and vaccination two  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 25
FDA-CBER-2021-5683-0129014
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1098 
10981001  1 31 17SEP2020  VACCINATION  LOST TO FOLLOW -UP Lost to followup  
    1 31 17SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter was sent. Site is unable to contact the 
subject. Thanks.  
  C4591001 
1098 
10981029  1 22 11SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject wanted to be discontinued from the study for 
unknown reasons.  
    1 22 11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject inform, it is due to wellbeing  
  C4591001 
1098 
10981200  1 46 05NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject called multiple times and certified letter was sent. 
No response from subject  
    1 46 05NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject called multiple times and certified letter was sent. 
No response from subject.  
  C4591001 
1098 
10981219  1 43 05NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdraw by subject due to no longer wanting to take part 
in the study.  
    1 43 05NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdraw by subject due to no longer wanting to take part 
in the study.  
  C4591001 
1101 
11011024  1 21 29SEP2020  VACCINATION  NO LONG ER MEETS 
ELIGIBILITY CRITERIA  the subject was diagnoses with COVID between 
vaccination one and vaccination two  
  C4591001 
1107 
11071074  2 74 12NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT ON 12NOV2020  
  C4591001 
1109 
11091030  2 37 23SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT CALLED TO WITHDRAW FROM TRIAL 
DUE TO TRANSPORTATION ISSUES AS WELL AS 
BEING TO BUSY.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 26
FDA-CBER-2021-5683-0129015
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 37 23SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJEC T SUBJECT CALLED TO WITHDRAW FROM TRIAL 
DUE TO TRANSPORTATION ISSUES AS WELL AS 
BEING TO BUSY.  
  C4591001 
1109 
11091059  1 40 08SEP2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT NEVER RETURNED PHONE CALLS OR 
RESPOND TO CERTIFIED LETTER.  
    1 40 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVER RETURNED PHONE CALLS OR 
RESPOND TO CERTIFIED LETTER.  
  C4591001 
1109 
11091068  1 40 08SEP2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT NEVER RETURNED NUMEROUS CALLS 
OR CERTIFIED LETTER SENT TO HIM.  
    1 40 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO CALLS OR 
CERTIFIED LETTER.  
  C4591001 
1109 
11091127  1 37 08SEP2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT NEVE R RESPONDED TO MULTIPLE 
CALLS AND CERTIFIED LETTER SENT TO HER  
    1 37 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVE RESPONDED TO CALLS OR 
CERTIFIED LETTER SENT TO HER.  
  C4591001 
1109 
11091148  2 33 26SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT CALLED AND WITHDREW CONSENT  
    2 33 26SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT CALLED AND WITHDREW CONSENT  
  C4591001 
1109 
11091234  1 25 08SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  WORK HAD GOTTEN TOO BUSY WITH OPENING 
BACK UP AND SHE WAS UNABLE TO CONTINUE 
HER PARTICIPATION.  
    1 25 08SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  WORK HAD GOTTEN TOO BUSY WITH OPENING 
BACK UP AND SHE WAS UNABLE TO CONTINUE 
HER PARTICIPATION.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 27
FDA-CBER-2021-5683-0129016
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1109 
11091335  1 43 07OCT2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO MULTIPLE 
CALLS AND CERTIFIED LETTER SENT TO HER  
    1 43 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO MULTIPLE 
CALLS AND CERTIFIED LETTER SENT TO HER  
  C4591001 
1109 
11091349    
28AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  Subject randomized in error.  
  C4591001 
1109 
11091419  2 40 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject did no t respond to multiple phone calls or certified 
letter.  
    2 40 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject did not respond to multiple phone calls or certified 
letter.  
  C4591001 
1109 
11091478  1 29 07OCT2020  VACCINATION  LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
    1 29 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO MULTIPLE 
CALLS AND CERTIFIED LETTER SENT  
  C4591001 
1109 
11091515  1 30 14OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject never returned for visit, responded to call or 
certified letter sent.  
    1 30 14OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject never returned for visit, responded to call or 
certified letter sent.  
  C4591001 
1109 
11091556  1 9 12OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5  
  C4591001 
1110 
11101006  1 53 21SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject meets exclusion criteria #5  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 28
FDA-CBER-2021-5683-0129017
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1110 
11101010  2 63 22OCT2020  VACCINATION  LOST T O FOLLOW -UP Subject did not comply with inclusion criteria #2.  
    2 63 22OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject did not comply with inclusion criteria #2.  
  C4591001 
1110 
11101038  1 35 08SEP2020  VACCINATION  LOST TO FOLLOW -UP Subject was contact over the phone 3 times and a certified 
letter was sent. Subject never reply.  
    1 35 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow is status, subject has been withdrawn from 
trial. 
  C4591001 
1110 
11101039  1 35 08SEP2020  VACCINATION  LOST TO FOLLOW -UP subject failed to contact site after many calls and certified 
letter.  
    1 35 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Subject did not respond to many phones calls from site and 
did not res pond to certified letter fromi  
  C4591001 
1110 
11101069  1 59 08OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject was called more the 3 times,was texted 2 
times,email/certified letter were sent  
    1 59 08OCT2020  FOLLOW -UP LOST TO FOLLOW -UP we did more than 3 attempts via phone, 1 text message, 4 
emails and a certified letter.  
  C4591001 
1110 
11101085  1 58 08OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject was tried to contact by phone, text, email and 
certified letter several times.  
    1 58 08OCT2020  FOLLOW -UP LOST TO FOLLOW -UP we did 4 phone call attempts, 1 text message, 1 email and a 
certified letter.  
  C4591001 
1110 
11101110  1 22 08SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    1 22 08SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 29
FDA-CBER-2021-5683-0129018
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1110 
11101141  2 56 12NOV2020  VACCINATION  LOST TO FOLLOW -UP 4 attempts via phone call, 1 text message, 1 email and 1 
certified letter.  
    2 56 12NOV2020  FOLLOW -UP LOST TO FOLLOW -UP 4 attempts via phone call, 1 text message, 1 email and 1 
certified letter.  
  C4591001 
1110 
11101154  1 21 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject was contacted over the phone because she missed 
visit 2 and subject withdraw consent.  
    1 21 17SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent verbally over the phone.  
  C4591001 
1110 
11101155  1 21 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject was contacted over the phone because she missed 
visit 2 and subject withdraw cons ent. 
    1 21 17SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject verbally withdrew consent.  
  C4591001 
1110 
11101229  1 21 30SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject meets exclusion criterion #5  
  C4591001 
1110 
11101247  1 22 06OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject WICF because he is unable to continue with the 
visit due to work.  
    1 22 06OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject WICF because he is unable to continue with the 
visit due to work.  
  C4591001 
1110 
11101250  1 22 06OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject did not provide a reason to be discontinued from 
the study.  
    1 22 06OCT2020  FOLLOW -UP WITHDRAWA L BY 
SUBJECT  Subject did not provide a reason to be discontinued from 
the study.  
  C4591001 
1110 
11101333  1 35 05NOV2020  VACCINATION  LOST TO FOLLOW -UP we attempt 3 phone calls, 1 text message and 1 certified 
letter.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 30
FDA-CBER-2021-5683-0129019
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 35 05NOV2020  FOLLOW -UP LOST TO FOLLOW -UP we attempt 3 phone calls, 1 text message and 1 certified 
letter.  
  C4591001 
1110 
11101342  1 31 05NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject sent and email, he state he will like to withdraw 
from the study due to a private reason.  
    1 31 05NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject sent and email, he state he will like to withdraw 
from the study due to a private reason.  
  C4591001 
1111 
11111099  1 71 20OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject refused second vaccination but will continue with 
follow -up procedures  
  C4591001 
1112 
11121054  2 43 07OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  sujbect withdrew consent due to work schedule  
    2 43 07OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew due to busy work schedule  
  C4591001 
1112 
11121058  1 22 25AUG2020  VACCINATION  OTHER   
    1 22 25AUG2020  FOLLOW -UP OTHER   
  C4591001 
1112 
11121192  1 34 30SEP2020  VACCINATION  LOST TO FOLLOW -UP unable to reach subject for missed appts  
    1 34 30SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Unable to contact subject for Vs 2  
  C4591001 
1112 
11121229    
04SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject left clinic after randomization and prior to 
vaccination  
  C4591001 
1112 
11121270†  1 1 08OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  unstable viral load and Hepatitis B  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 31
(b) (6)
(b) (6)
FDA-CBER-2021-5683-0129020
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1114 
11141029  2 45 29OCT2020  VACCINATION  LOST TO FOLL OW-UP Subject no show to apt and no response from certified 
letter.  
    2 45 29OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject no show to apt and no response from certified 
letter.  
  C4591001 
1114 
11141037  1 54 09OCT2020  VACCINATION  LOST TO FOLLOW -UP no show to visit 2,two times.subject no responsive to calls 
and voicemails and subjects emerg.contac  
    1 54 09OCT2020  FOLLOW -UP LOST TO FOLLOW -UP no show to visit 2,two times.subject no responsive to calls 
and voicemails and subjects emerg.contac  
  C4591001 
1116 
11161015    
26AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent. Left site prior to IP 
administration.  
  C4591001 
1116 
11161143  1 68 14NOV2020  VACCINATION  LOST TO FOLLOW -UP Contact attempts 29SEP 30SEP 2OCT 13OCT 6NOV 
9NOV  
    1 68 14NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Contact attempts 29SEP 30SEP 2OCT 13OCT 6NOV 
9NOV  
  C4591001 
1116 
11161172  1 67 14NOV2020  VACCINATION  LOST TO FOLLOW -UP Contact attempts 2OCT 5OCT 7OCT 9OCT 13OCT 
23OCT 9NOV  
    1 67 14NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Contact attempts 2OCT 5OCT 7OCT 9OCT 13OCT 
23OCT 9NOV  
  C4591001 
1116 
11161292  1 52 14NOV2020  VACCINATION  LOST TO FOLLOW -UP Contact attempts 16OCT 22OCT 23OCT 3NOV 4NOV 
9NOV 10NOV  
    1 52 14NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Contact attempts 16OCT 22OCT 23OCT 3NOV 4NOV 
9NOV 10NOV  
  C4591001 
1117 
11171186  1 21 26OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  SAE EVENT, INVESTIGATOR DETERMINED 
SUBJECT NO LONGER MEETS CRITERIA FOR 
INCLUSION  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 32
FDA-CBER-2021-5683-0129021
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1120 
11201013  1 20 18AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject states he no longer wants to be in study  
    1 20 18AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject states he no longer wants to be in study  
  C4591001 
1120 
11201038    
04AUG2020  SCREENING  SCREEN FAILURE  SCREEN FAILURE  
  C4591001 
1120 
11201083  2 71 04NOV2020  VACCINATION  LOST TO FOLLOW -UP certified letter sent and moved to lost to follow up  
    2 71 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up  
  C4591001 
1120 
11201085  1 79 23OCT2020  VACCINATION  LOST TO FOLLOW -UP subject would not come in office for visit  
    1 79 23OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject never showed to appointment.  
  C4591001 
1120 
11201104  1 50 24SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject states no longer wishes to be in study about to have 
weight lost surgery  
    1 50 24SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject no longer wished to be in study subject is about to 
have weight lost surgery  
  C4591001 
1120 
11201249  1 50 09OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT IS STILL BEING FOLLOWED JUST 
REFUSED VAX 2  
    1 50 09OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject still being followed. refused vax 2  
  C4591001 
1120 
11201252    
09SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Subject was randomized, but had to leave for work. Subject 
never return for next appointment  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 33
FDA-CBER-2021-5683-0129022
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1121 
11211009  2 40 22OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew due to busy schedule.  
    2 40 22OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJE CT Subject withdrew consent due to busy schedule. Does not 
want to be FU  
  C4591001 
1121 
11211025  1 22 16SEP2020  VACCINATION  OTHER  Participants significant other notified the site, participant is 
in jail for the foreseeable future  
    1 22 16SEP2020  FOLLOW -UP OTHER  Subject incarcerated. Subject to be dropped from the study.  
  C4591001 
1122 
11221006    
03SEP2020  FOLLOW -UP PROTOCOL 
DEV IATION  Subject randomized in error  
  C4591001 
1122 
11221026    
11SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/PRESYNCOPE  
      
11SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/VOMITING  
  C4591001 
1123 
11231027    
04AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent after randomization prior to 
vaccination.  
  C4591001 
1123 
11231051  2 43 08OCT2020  VACCINATION  OTHER  moved to hawaii  
    2 43 08OCT2020  FOLLOW -UP OTHER  Moved to Hawaii  
  C4591001 
1123 
11231144  1 42 30SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criteria #5.  
  C4591001 
1123 
11231154  1 73 04NOV2020  VACCINATION  LOST TO FOLLOW -UP no response from subject after certified letter  
    1 73 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP no response from subject after certified letter  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 34
FDA-CBER-2021-5683-0129023
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1123 
11231168  1 72 04NOV2020  VACCINATION  LOST TO FOLLOW -UP Pt is LTF  
    1 72 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Pt is LTF  
  C4591001 
1123 
11231290  1 29 21OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subejct withdrew consent.  
    1 29 21OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent.  
  C4591001 
1123 
11231301    
24SEP2020  FOLLOW -UP PROTOCOL 
DEVIATION  subject randomized in error  
  C4591001 
1123 
11231313  1 13 06OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exc. criterion 5 COVID -19 positive  
  C4591001 
1123 
11231386  1 22 09NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  exclusion no. 5 positive covid test  
  C4591001 
1124 
11241049  1 26 11SEP2020  VACCINATION  LOST TO FOLLOW -UP Subject not responding to any phone calls, certified letter 
sent 
    1 26 11SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Subject not responding to any phone calls, certified letter 
sent 
  C4591001 
1124 
11241084  1 10 02SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or Microbiological COVID 19 Diagnosis  
    1 18 10SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject not interested in participating any longer  
  C4591001 
1125 
11251019  1 48 29SEP2020  VACCINATION  LOST TO FOLLOW -UP lost to follow  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 35
FDA-CBER-2021-5683-0129024
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 48 29SEP2020  FOLLOW -UP LOST TO FOLLOW -UP post to follow  
  C4591001 
1125 
11251022  2 57 28OCT2020  VACCINATION  LOST TO FOLLOW -UP patient is a lost to follow  
    2 57 28OCT2020  FOLLOW -UP LOST TO FOLLOW -UP patient was a lost to follow  
  C4591001 
1125 
11251148  1 43 14OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject tested positive for Covid -19 
  C4591001 
1125 
11251159  1 1 03SEP2020  VACCINATION  LOST TO FOLLOW -UP attempted to contact patient a nd sent certified letter wih no 
response back  
    1 1 03SEP2020  FOLLOW -UP LOST TO FOLLOW -UP patient is a lost to follow  
  C4591001 
1125 
11251160  1 33 05OCT2020  VACCINATION  LOST TO FOLLOW -UP Patient is a lost to follow  
    1 33 05OCT2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow  
  C4591001 
1126 
11261074    
25AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  During enrollment, after consent signed, inc/exc criteria 
reviewed, serology/nasal swab completed  
  C4591001 
1127 
11271022  1 50 17SEP2020  VACCINATION  PHYSICIAN DECISION  PHYSICIAN DECISION  
  C4591001 
1127 
11271099  1 22 09SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject tested positive and symptoms for COVID  
  C4591001 
1128 
11281055  2 65 29OCT2020  VACCINATION  LOST TO FOLLOW -UP subject contact attempted several times, certified letter sent, 
no response  
    2 65 29OCT2020  FOLLO W-UP LOST TO FOLLOW -UP after several attempts and certified letter, subject has not 
responded  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 36
FDA-CBER-2021-5683-0129025
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1128 
11281086  2 43 13OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject wishes to discontinue from study  
    2 43 13OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject wished to discontinue study  
  C4591001 
1128 
11281146  1 64 21OCT2020  VACCINATION  LOST TO FOLLOW -UP subject is lost to follow up  
    1 64 21OCT2020  FOLLOW -UP LOST TO FOLLOW -UP AFTER SEVERAL ATTEMPTS TO CONTACT, 
CERTIFITED LETTER SENT 16SEP2020  
  C4591001 
1128 
11281159  2 49 29OCT2020  VACCINATION  LOST TO FOLLOW -UP after several attempts and certified letter sent, subject is lost 
to follow up  
    2 49 29OCT2020  FOLLOW -UP LOST TO FOLLOW -UP after several attempts and certified letter sent, subject is lost 
to follow up  
  C4591001 
1128 
11281164  2 61 10NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSE NT, GOT A NEW JOB 
AND CAN'T RETURN FOR VISITS  
    2 61 10NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT, GOT A NEW JOB 
AND CAN'T RETURN FOR VISITS  
  C4591001 
1128 
11281279  2 48 09NOV2020  VACCINATION  LOST TO FOLLOW -UP AFTER SEVERAL ATTEMPTS TO REACH SUBJECT, 
CERTIFIED LETTER WAS SENT WITH NO 
RESPONSE  
    2 48 09NOV2020  FOLLOW -UP LOST TO FOLLOW -UP AFTER SEVERAL ATTEMPTS TO REACH SUBJECT, 
CERTIFIED LETTER WAS SENT WITH NO 
RESPONSE  
  C4591001 
1128 
11281368  1 46 31OCT2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT DID NOT RETURN TO CLINIC FOR V2. 
CERTIFIED LETTER SENT  
    1 46 31OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT DID NOT RETURN TO CLINIC FOR V2. 
CERTIFIED LETTER SENT  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 37
FDA-CBER-2021-5683-0129026
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1129 
11291048    
04AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  violation exclusion criteria 2 f. immunocompromised. 
randomized but not dosed  
  C4591001 
1131 
11311024  1 39 24SEP2020  VACCINA TION  LOST TO FOLLOW -UP subject received vax1 (17AUG2020) but no showed for 
vax2. Now LTFU  
    1 39 24SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Multiple attempts made after no -show for V2,no 
response.Certified letter sent. Signed 24SEP2020  
  C4591001 
1133 
11331023  2 36 25SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    2 36 25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331037  1 27 26AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
    1 27 26AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331042  1 21 20AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
    1 21 20AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331047  2 8 31AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject does not want to continue in the study  
    2 8 31AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331052  1 10 12AUG2020  VACCINATION  LOST TO FOLLOW -UP Certified Letter sent out Subject Lost to Follow up  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 38
FDA-CBER-2021-5683-0129027
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 10 12AUG2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter was sent  
  C4591001 
1133 
11331069  2 75 10NOV2020  VACCINATION  LOST TO FOLLOW -UP Unable to contact subject  
    2 75 10NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Site sent certified letter on 10Nov2020  
  C4591001 
1133 
11331087  1 7 14AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
    1 7 14AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331119  2 49 10NOV2020  VACCINATION  LOST TO FOLLOW -UP Unable to contact subject  
    2 49 10NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Site sent certified letter on 10Nov2020  
  C4591001 
1133 
11331122  1 20 31AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject was called because he was not complying with 
the diary. Subject withdrew consent  
    1 20 31AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331138  1 24 04SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject stated she is not happy with the study number of 
visits, number of vaccines, payments.  
    1 24 04SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject stated she is not happy with the study number of 
visits, number of vaccines, payments.  
  C4591001 
1133 
11331162    
14AUG2020  SCREENING  OTHER  DELAY CRITERIA MET  
      
05OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 39
FDA-CBER-2021-5683-0129028
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1133 
11331170  1 67 19OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/HYPERTENSION  
    1 67 19OCT2020  FOLLOW -UP PHYSICIAN DECISION  PHYSICIAN DECISION  
  C4591001 
1133 
11331177  2 68 10NOV2020  VACCINATION  LOST TO FOLLOW -UP Unable to contact subject  
    2 68 10NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Site sent certified letter on 10Nov2020  
  C4591001 
1133 
11331207  1 43 30SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
    1 43 30SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331291  1 47 12OCT2020  VACCINATION  LOST TO FOLLOW -UP Certified letter sent on 12/OCT/2020  
    1 47 12OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent on 12/OCT/2 020 
  C4591001 
1133 
11331294  2 54 10NOV2020  VACCINATION  LOST TO FOLLOW -UP Site sent certified letter on 10Nov2020  
    2 54 10NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Site sent certified letter on 10Nov2020  
  C4591001 
1133 
11331295  1 44 09OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
    1 44 09OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331338  1 50 17OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 40
FDA-CBER-2021-5683-0129029
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 50 17OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331341  1 45 12OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject is LTF. Certified letter sent 12/OCT/20  
    1 45 12OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT IS LTF. CERTIFIED LETTER SENT 
12/OCT/20  
  C4591001 
1133 
11331348  2 51 10NOV2020  VACCINATION  LOST TO FOLLOW -UP Site sent certified letter on 10Nov2020  
    2 51 10NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Site sent certified letter on 10Nov2020  
  C4591001 
1133 
11331499  2 17 30OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject does not wish to continue with study,he asked  us to 
please do notcall him again.  
    2 17 30OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject does not want to be contacted anymore  
  C4591001 
1133 
11331509  1 26 20OCT2020  VACCINATION  LOST TO FOLLOW -UP Unable to contact subject  
    1 26 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Unable to contact subject  
  C4591001 
1133 
11331510  1 20 14OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject doesn't feels comfortable receiving the second 
vaccine.  
    1 20 14OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT DOES NOT FEEL COMFORTABLE 
RECEIVING 2ND VACCINE. Subject wishies to no 
longer be contacted.  
  C4591001 
1133 
11331512  1 26 20OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Meets exclusion 5  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 41
FDA-CBER-2021-5683-0129030
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1134 
11341033  1 35 14SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Dropped  
    1 35 14SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1134 
11341153  1 2 25AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/ABDOMINAL DISCOMFORT  
    1 2 25AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/DIARRHOEA  
    1 2 25AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/EYE PAIN  
    1 2 25AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/FATIGUE  
    1 2 25AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/HEADACHE  
    1 2 25AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/MUSCULAR WEAKNESS  
  C4591001 
1134 
11341174  1 5 30AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/HEADACHE  
    1 5 30AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/INJECTION SITE PAIN  
    1 5 30AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/PAIN IN EXTREMITY  
  C4591001 
1134 
11341210  2 1 18SEP2020  VACCINATION  LOST TO FOLLOW -UP subject is lost to follow up  
    2 1 18SEP2020  FOLLOW -UP LOST TO FOLLOW -UP subject is lost to follow up  
  C4591001 
1135 
11351061  1 57 02OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
    1 57 02OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 42
FDA-CBER-2021-5683-0129031
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1135 
11351132  2 38 08OCT2020  VACCINATION  LOST TO FOLLOW -UP subject contact attempted several times, certified letter 
mailed on 08OCT2020.  
    2 38 08OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject lost to follow -up 
  C4591001 
1135 
11351199  1 39 01OCT2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up, certified letter sent to patient.  
    1 39 01OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject lost to follow -up, certified letter sent  
  C4591001 
1135 
11351200  1 54 16OCT2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up, certified letter sent to patient.  
    1 54 16OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject lost to follow -up, certified letter was sent  
  C4591001 
1135 
11351212  1 35 28SEP2020  VACCINATION  LOST TO FOLLOW -UP patient was lost to follow up. certified letter was sent.  
    1 35 28SEP2020  FOLLOW -UP LOST TO FOLLOW -UP subject lost to follow -up, certified letter was sent  
  C4591001 
1135 
11351389    
19SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  during screening visit, subject withdrew consent after 
randomization  
  C4591001 
1135 
11351420  1 27 19OCT2020  VACCINATION  LOST TO FOLLOW -UP subject contact attempted several times and certified letter 
sent 19OCT2020  
    1 27 19OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject contact attempted several times and certified letter 
sent on 19OCT2020  
  C4591001 
1135 
11351428  1 27 19OC T2020  VACCINATION  LOST TO FOLLOW -UP subject contact attempted several times and certified letter 
was sent on 19OCT2020  
    1 27 19OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject contact attempted several times and certified letter 
was sent on 19OCT2020  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 43
FDA-CBER-2021-5683-0129032
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1135 
11351430  1 26 19OCT2020  VACCINATION  LOST TO FOLLOW -UP subject contact attempted several times and certified letter 
sent on 19OCT2020  
    1 26 19OCT2020  FOL LOW -UP LOST TO FOLLOW -UP subject contact attempted several times and certified letter 
sent on 19OCT2020  
  C4591001 
1135 
11351523  1 18 10NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
    1 18 10NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1136 
11361045  1 75 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Unable to contact subject after multiple attempts and 
certified letter sent  
    1 75 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Unable to contact subject after multiple attempts and 
certified letter.  
  C4591001 
1140 
11401177  2 54 03NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT CONSIDERED WITHDRAWING CONSENT  
    2 54 03NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent via phone on 03Nov2020  
  C4591001 
1140 
11401306  1 23 13NOV2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/AMNESIA  
    1 23 13NOV2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/PARAPARESIS  
  C4591001 
1141 
11411146  1 50 16OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject no longer meets eligibility criteria. Exclusion #5  
  C4591001 
1141 
11411164  1 58 29OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject declined second vaccination  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 44
FDA-CBER-2021-5683-0129033
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1142 
11421084  2 62 04NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Discontinued d/t medical history discovered after 
enrollment per instructions of CRA  
  C4591001 
1147 
11471035  1 49 23SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Meets exclusion criterion 5  
  C4591001 
1147 
11471212  1 21 23SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    1 21 23SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1149 
11491005  1 21 25AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  patient will be out of state for a long period of time so 
unable to return for study visits  
    1 21 25AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  pt withdrew consent from study. unable to return for visits 
due to upcoming scheduling conflicts  
  C4591001 
1149 
11491007  2 18 11SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent and no longer wishes to continue 
in study citing personal reasons  
    2 18 11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent and no longer wishes to 
participate in the study due to personal reasons  
  C4591001 
1149 
11491031  1 68 16OCT2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up left several VM and certified letter send 
09oct2020.  
    1 68 16OCT2 020 FOLLOW -UP LOST TO FOLLOW -UP patient has been unresponsive to repeated site contacts via 
phone, email and certified letter  
  C4591001 
1149 
11491065  1 31 11SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  pt is withdrawing consent from study due to personal 
reasons  
    1 31 11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent and does not wish to continue in 
study citing personal reasons  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 45
FDA-CBER-2021-5683-0129034
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1149 
11491066  1 78 28OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject was asymptomatic and tested positive for COVID -
19 by outside provided.  
  C4591001 
1149 
11491067  1 21 01SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  patient withdrew consent from the study  
    1 21 01SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent and no longer wishes to 
participate in the study  
  C4591001 
1149 
11491230  1 60 09NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject sent LTFU certified letter 30OCT2020.  
    1 60 09NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject is non responsive. Certified letter sent 30OCT2020.  
  C4591001 
1152 
11521030  1 22 02SEP2020  VACCINATION  PHYSICIAN DECISION  PHYSICIAN DECISION  
  C4591001 
1152 
11521034  1 41 21SEP2020  VACCINATION  LOST TO FOLLOW -UP Several phone messages were left for subject. Certified 
letter was sent.  
    1 41 21SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent; return receipt received back signed by 
someo ne other than the subject.  
  C4591001 
1152 
11521043  2 10 10SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Now has 2 jobs and has no time to do study.  
    2 10 10SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrawal by subject due to time constraints.  
  C4591001 
1152 
11521077  2 1 03SEP2020  VACCINATION  OTHER  Subject had both vaccinations and then moved out of state. 
No Visit 3 was or ever will be done.  
    2 33 05OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT MOVED TO ARIZONA  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 46
FDA-CBER-2021-5683-0129035
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1152 
11521085  1 8 26AUG2020  VACCINATION  DEATH  DEATH  
    1 8 26AUG2020  FOLLOW -UP DEATH  DEATH  
  C4591001 
1156 
11561006  1 20 08SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion Criteria 5  
  C4591001 
1156 
11561015  1 39 28SEP2020  VACCINATION  PREGNANCY  PREGNANCY  
  C4591001 
1156 
11561033  1 16 10SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion Criteria 5  
  C4591001 
1157 
11571003  1 56 06OCT2020  VACCINATION  LOST TO FOLLOW -UP All attempts to contact subject have not been successful.  
    1 56 06OCT2020  FOLLOW -UP LOST TO FOLLOW -UP All attempts to contact subject have been unsuccessful  
  C4591001 
1157 
11571070  1 38 01OCT2020  VACCINATION  LOST TO FOLLOW -UP All attempts to contact subject have been unsuccessful  
    1 38 01OCT2020  FOLLOW -UP LOST TO FOLLOW -UP All attempts to contact subject have been unsuccessful  
  C4591001 
1157 
11571077  2 30 14OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject W/C due to moving  
    2 30 14OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Voluntary withdrawal not due to an AE or SAE  
  C4591001 
1157 
11571135  1 23 24SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Voluntary withdrawal not due to an adverse event  
    1 23 24SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Voluntary withdrawal not due to an AE or SAE  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 47
FDA-CBER-2021-5683-0129036
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1161 
11611002  1 85 23OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion 5  
  C4591001 
1161 
11611008  1 103 10NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5  
  C4591001 
1161 
11611023  1 72 13OCT2020  VACCINATION  LOST TO FOLLOW -UP subject had several con tact attempts by site along with 
certified letter. Unable to contact subject.  
    1 72 13OCT2020  FOLLOW -UP LOST TO FOLLOW -UP cert. letter sent and signed by subject. unable to contact and 
subject has not called site.  
  C4591001 
1161 
11611024  1 25 27AUG2020  VACCINATION  LOST TO FOLLOW -UP unable to contact subject. certified letter returned, no 
response from subject  
  C4591001 
1162 
11621005  1 32 31AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject prematurely withdrew from study.  
    1 32 31AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject prematurely withdrawn from study.  
  C4591001 
1162 
11621024    
06AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Randomized in error  
  C4591001 
1162 
11621074  2 73 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP subject LTFU after multiple contact attempts.  
  C4591001 
1162 
11621080  2 64 04NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU  
    2 64 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 48
FDA-CBER-2021-5683-0129037
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1162 
11621118  1 35 16SEP2020  VACCINATION  LOST TO FOLLOW -UP SUBECT WITHDREW,CERTIFIED LETTER SENT 
9/16/2020  
    1 35 16SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Subject withdrew from study  
  C4591001 
1162 
11621137  2 66 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU after multiple contact attempts.  
  C4591001 
1162 
11621164  2 66 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU after multiple contact attempts.  
  C4591001 
1162 
11621294  1 60 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU after many contact attempts  
    1 60 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU after many contact attempts  
  C4591001 
1162 
11621310  1 60 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU  
    1 60 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU  
  C4591001 
1162 
11621374  1 54 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU  
    1 54 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU after many contact attempts.  
  C4591001 
1162 
11621477    
30SEP2020  FOLLOW -UP PROTOCOL 
DEVIATION  Randomized in error  
  C4591001 
1163 
11631059  1 2 08AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/UPPER BODYRASH DUE TO 
VACCINE@@  
  C4591001 
1163 
11631069  1 66 14OCT2020  VACCINATION  OTHER  REHAB  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 49
FDA-CBER-2021-5683-0129038
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1163 
11631123  2 58 04NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
    2 58 04NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1166 
11661037  2 37 15OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject refused further procedures.  
    2 37 15OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient refused further study procedures. Upda ted per DM.  
  C4591001 
1166 
11661047  1 1 31AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/DIZZINESS  
  C4591001 
1167 
11671003    
14AUG2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  Did not meet inclusion criteria #3  
  C4591001 
1167 
11671111  1 38 08OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject is lost to follow up tried multiple calls and certified 
letter  
    1 38 08OCT2020  FOLLOW -UP LOST TO FOLLOW -UP no answer after multiple calls and sent certified letter  
  C4591001 
1168 
11681030    
15AUG2020  SCREENING  OTHER  randomized in error  
      
15AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  subject randomized in error  
  C4591001 
1168 
11681070  2 29 02NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Pt. will no longer complete study visits due to her schedule 
and withdrew consent to participate  
    2 29 02NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt would not return for visits as required and chose to no 
longer partici pate Verbal WOC  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 50
FDA-CBER-2021-5683-0129039
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1168 
11681077  2 28 12OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  PATIENT WITHDREW CONSENT  
    2 28 12OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient withdrew consent  
  C4591001 
1168 
11681097  2 1 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject is unable to complete V3 due to his work. Pt 
will complete the rest of the study visits  
  C4591001 
1168 
11681104  1 70 05NOV2020  VACCINATION  LOST TO FOLLOW -UP multiple attempts to reach patient for missed Visit 2 and no 
response.  
    1 70 05NOV2020  FOLLOW -UP LOST TO FOLLOW -UP multiple attempts to reach patient after missed Visit 2 and 
no response.  
  C4591001 
1168 
11681178  2 34 10NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The patient chose to no longer participate due to distance 
and an assumption of placebo group  
    2 34 10NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the subject withdrew consent to participate  
  C4591001 
1169 
11691058  1 17 02OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Covid +  
  C4591001 
1170 
11701311  1 33 16OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject contacted multiple times, never responded.  
    1 33 16OCT2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow -up subjects subject didnt come for visit.  
  C4591001 
1171 
11711004  2 29 28SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject stated they do not want to participate in the study 
anymore. Subject withdrew consent.  
    2 29 28SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject stated they do not want to participate in the study 
anymore. Subject withdrew consent.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 51
FDA-CBER-2021-5683-0129040
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1171 
11711042  1 39 24SEP2020  VACCINATION  LOST TO FOLLOW -UP Per PI instructions subject LTFU  
    1 39 24SEP2020  FOLLO W-UP LOST TO FOLLOW -UP Per PI instructions subject LTFU  
  C4591001 
1171 
11711072  1 37 24SEP2020  VACCINATION  LOST TO FOLLOW -UP Per PI instructions subject is LTFU  
    1 37 24SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Per PI instructions subject LTFU  
  C4591001 
1171 
11711131  1 45 09OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU.  
    1 45 09OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Per PI instructions, subject LTFU.  
  C4591001 
1171 
11711159  1 39 08OCT2020  VACCINATION  LOST TO FOLLOW -UP Per PI, subject LTFU.  
    1 39 08OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Per PI, subject LTFU  
  C4591001 
1177 
11771139  1 74 06NOV2020  VACCINATION  LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
    1 74 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow -up 
  C4591001 
1178 
11781107  1 22 25SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/LYMPHADENOPATHY  
  C4591001 
1179 
11791138  1 11 03NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5. VAX2 is not given but FUP will be 
completed.  
  C4591001 
1194 
11941061  1 8 26OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion Criterion 5  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 52
FDA-CBER-2021-5683-0129041
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1195 
11951061  1 21 06NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  patient withdrawal consent. she is afraid about the second 
vaccination  
  C4591001 
1203 
12031037  1 6 26OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Covid -19 Illness between V1 and V2(Positive self 
swab+symptoms) no 2ndvaccination administered.  
  C4591001 
1204 
12041197†  1 37 13NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Participant has chosen to withdraw from the study.  
  C4591001 
1205 
12051028    
30OCT2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/BLOOD PRESSURE INCREASED  
  C4591001 
1207 
12071024  1 17 13NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Participant symptomatic COVID +  
  C4591001 
1209 
12091013  1 9 10NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5. VAX2 is not given but follow -up 
will be completed  
  C4591001 
1212 
12121023    
03NOV2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  After PI judgement, subject was not vaccinated.  
  C4591001 
1217 
12171044  1 7 10NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5  
  C4591001 
1223 
12231200    
21SEP2020  FOLLOW -UP PROTOCOL 
DEVIATION  subject randomized in error  
  C4591001 
1223 
12231234    
12OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject left the site before vaccination 1  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 53
FDA-CBER-2021-5683-0129042
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1224 
12241009  1 37 18SEP2020  VACCINATION  LOST TO FOLLOW -UP PT failed to attend V2; site attempted conta ct via phone 
and certified letter  
    1 37 18SEP2020  FOLLOW -UP LOST TO FOLLOW -UP PT failed to return for V2; site attempted contact via phone 
and certified letter  
  C4591001 
1224 
12241065  1 13 05SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/HEART RATE IRREGULAR  
    1 13 05SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT  
  C4591001 
1226 
12261072  1 22 01SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/MYALGIA  
  C4591001 
1226 
12261108  2 32 01OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Participant withdrew consent for not wanting to comply 
with the study procedures.  
    2 32 01OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawal by subject  
  C4591001 
1226 
12261205  2 51 28OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject did not want to continue in the study.  
  C4591001 
1226 
12261272  2 28 07OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject withdrew consent due unavailability.  
    2 28 07OCT2020  FOLLOW -UP REFUSED FURTHER 
STUDY PROCEDURES  REFUSED FURTHER STUDY PROCEDURES  
  C4591001 
1226 
12261409  1 44 07OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject did not want to continue in the studies 
procedures.  
    1 44 07OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subject has no more availability to continue in the 
study.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 54
FDA-CBER-2021-5683-0129043
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1226 
12261894  1 5 29SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  The subject had a RT -PCR test COVID -19, so he was 
discontinued from the study, not recieving the V2.  
  C4591001 
1226 
12262108  1 20 27OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5  
  C4591001 
1226 
12262189  1 14 27OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5  
  C4591001 
1226 
12262267  1 2 18OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criteria 5  
  C4591001 
1229 
12291204  1 30 11NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
  C4591001 
1230 
12301045†  1 22 20OCT2020  VACCINATION  PREGNANCY  PREGNANCY  
  C4591001 
1230 
12301148  1 23 28OCT2020  VACCINATION  OTHER  Patient confirmed re -location for work purposes not 
foreseen. Not able to attend study visits  
    1 23 28OCT2020  FOLLOW -UP OTHER  Participant relocated and cannot attend study procedures.  
  C4591001 
1230 
12301150  1 23 28OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew their consent.  
    1 23 28OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject cannot commit to all the study procedures.  
  C4591001 
1231 
12311031  1 37 15SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 55
FDA-CBER-2021-5683-0129044
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12311054  1 45 24SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject refers that the decision to stop participating in 
the study is due to lack of time  
    1 45 24SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  No time necessary to comply with the visits and the 
demand that it takes to participate in the study  
  C4591 001 
1231 
12311087  1 39 19SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
    1 39 19SEP2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  Discontinued due to previous clinical or microbiological 
diagnosis of COVID -19 
  C4591001 
1231 
12311088  1 48 28SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311125  1 23 04SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Participants who, in the judment of the investigator, are at 
risk for acquiring COVID -19 
  C4591001 
1231 
12311147  1 7 19AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311189  1 39 21SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001  
1231 
12311191  1 32 14SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311195  1 40 22SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311200  1 22 04SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the subject did not sign amendment 5 because he did not 
agree  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 56
FDA-CBER-2021-5683-0129045
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 22 04SEP2020  FOL LOW -UP WITHDRAWAL BY 
SUBJECT  the subject did not sign amendment 5 because he did not 
agree  
  C4591001 
1231 
12311356  1 64 17OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The volunteer did not specify the reason why she decided 
to stop participating.  
    1 64 17OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The volunteer did not specify the reason why she decided 
to stop participating.  
  C4591001 
1231 
12311374  1 31 14SEP2020  VAC CINATION  WITHDRAWAL BY 
SUBJECT  The subject reports that the decision to stop participating in 
the study is of a personal nature  
    1 31 14SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subject reports that the decision to stop participating in 
the study is of a personal nature  
  C4591001 
1231 
12311391  1 14 28AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  COVID 19 DIAGNOSIS  
    1 80 02NOV2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up after several tries of contact  
  C4591001 
1231 
12311402  1 30 13SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311409    
25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the subject decided to withdraw the consent.  
  C4591001 
1231 
12311431  1 27 10SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject is afraid of exposure to COVID -19 in next 
study visits  
    1 27 10SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  you fear going to a health institution and that this will 
expose you to be reinfected by SARS -COV2  
  C4591001 
1231 
12311441  1 28 11SEP20 20 VACCINATION  WITHDRAWAL BY 
SUBJECT  for having moved to Gualeguaychu (Province of Entre 
Rios)  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 57
FDA-CBER-2021-5683-0129046
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 28 11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  for having moved to Gualeguaychu (Province of Entre 
Rios)  
  C4591001 
1231 
12311443  1 27 10SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Codiv 19 positive  
  C4591001 
1231 
12311473  1 29 12SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311516    
13OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  does not want to continue with the controls, after informing 
you that it was discontinued.  
  C4591001 
1231 
12311532  1 23 07SEP 2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311557  2 46 19OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  He believes that received a placebo and therefore has no 
interest in continuing with further control  
    2 46 19OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject THINKS received placebo, so withdrew consent  
  C4591001 
1231 
12311559  1 28 12SEP2020  VACCINATI ON WITHDRAWAL BY 
SUBJECT  The subject reports that the decision to stop participating in 
the study is of a personal nature  
    1 28 12SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject decided to withdraw consent  
  C4591001 
1231 
12311568  1 37 21SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311577  2 57 02NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is  due to personal reasons  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 58
FDA-CBER-2021-5683-0129047
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12311641  1 29 13SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311656  1 40 24SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311816  1 31 16SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311911  1 38 24SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311926    
18AUG2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/SYNCOPE  
  C4591001 
1231 
12311973  2 43 20OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The volunteer communicated his desire to withdraw 
consent to participate in the study when the alarm  
    2 43 20OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The volunteer communicated his desire to withdraw 
consent to participate in the study when the alarm  
  C4591001 
1231 
12311991  1 21 07SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject decided to withdraw consent  
    1 21 07SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject decided to withdraw consent  
  C4591001 
1231 
12311996  2 60 06NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to going to live 
abroad.  
  C4591001 
1231 
12312176    
19AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  Subject randomized for error  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 59
FDA-CBER-2021-5683-0129048
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12312186  2 35 13OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal and 
work issues.  
    2 35 13OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal and 
work issues.  
  C4591001 
1231 
12312244  1 23 10SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12312284  1 22 09SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12312320  1 61 18OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject with previou s clinically or microbiological 
diagnosis of COVID -19 
  C4591001 
1231 
12312326  1 34 21SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12312334  1 32 19SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12312339  1 38 25SEP2020  VACCINA TION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12312361  1 68 25OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Inability to attend visits for work reasons  
    1 68 25OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdraw consent due to personal reasons  
  C4591001 
1231 
12312365  1 28 15SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 60
FDA-CBER-2021-5683-0129049
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 56 13OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject decided to withdraw consent due to lack of time  
  C4591001 
1231 
12312375  1 26 13SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12312403  1 24 11SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The patient does not want to take the second dose.  
  C4591001 
1231 
12312451  1 23 11SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Participants who are willing and able to comply with all 
scheduled visits, vaccination plan, lab...  
  C4591001 
1231 
12312483    
20AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  subject randomized in error  
  C4591001 
1231 
12312559  1 23 11SEP2020  VACCINATION  WITHDRAW AL BY 
SUBJECT  The subject is available to attend the protocol visits  
  C4591001 
1231 
12312577  1 9 28AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/METASTASES TO CENTRAL 
NERVOUS SYSTEM  
  C4591001 
1231 
12312594  1 77 04NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Stop participating for personal reasons  
    1 77 04NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Withdraws his consent for personal reasons  
  C4591001 
1231 
12312660  1 56 14OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12312713  2 35 14OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reason.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 61
FDA-CBER-2021-5683-0129050
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12312752  1 40 29SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12312759  2 36 16OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the volunteer reported her desire to withdraw consent to 
participate in the study  
    2 36 16OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the volunteer reported her desire to withdraw consent to 
participate in the study  
  C4591001 
1231 
12312763  1 35 24SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12312848  1 29 18SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdraws consent. Subject declares she does not 
want t o be part of the research study  
    1 29 18SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdraws consent. Subject declares she does not 
want to be part of the research study  
  C4591001 
1231 
12312916  1 20 09SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19. 
  C4591001 
1231 
12312982  2 15 23SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject reports that the decision to stop participating in 
the study is of a per sonal nature  
    2 15 23SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrawal of consent for personal reasons  
  C4591001 
1231 
12313006  1 21 10SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313030  2 37 16OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The decision to stop participating is due to personal 
reasons.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 62
FDA-CBER-2021-5683-0129051
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 37 16OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The decision to stop participating is due to personal 
reasons.  
  C4591001 
1231 
12313068  1 23 13SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313 069 1 35 25SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313115  1 20 10SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313125  1 24 14SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313175  1 32 22SEP2020  VACCINA TION  WITHDRAWAL BY 
SUBJECT  The subject refuses to receive the second dosis of the 
investigation product  
  C4591001 
1231 
12313207  1 21 11SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The volunteer wishes to have a child with his current 
partner in the short term  
    1 21 11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the volunteer wants to have a child in the short term  
  C4591001 
1231 
12313211  1 11 01SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19. 
  C4591001 
1231 
12313225  1 20 10SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313357  1 20 11SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 63
FDA-CBER-2021-5683-0129052
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12313376  1 22 13SEP2020  VACCINA TION  WITHDRAWAL BY 
SUBJECT  being written phase 2/3 does not assure you that the safety 
of the product has been fully evaluated  
    1 22 13SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  being written phase 2/3 does not assure you that the safety 
of the product has been fully evaluated  
  C4591001 
1231 
12313395  1 23 14SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C459 1001 
1231 
12313428  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The patient decided not to apply the second dose.  
  C4591001 
1231 
12313443    
23AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  randomized, no vaccinated  
  C4591001 
1231 
12313449  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject refused to receive the second dose due to the 
previous medication dosis error.  
  C4591001 
1231 
12313459  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject made the decision not to receive the second 
vaccination  
  C4591001 
1231 
12313467  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the subject did not agree to be vaccinated a second time,but 
will continue in the study  
  C4591001 
1231 
12313469  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the subject did not want to receive a second dose but did 
continue in the study  
  C4591001 
1231 
12313479  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the subject decided not to received second dose of the 
investigational product  
  C4591001 
1231 
12313486  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the subject did not agree to be vaccinated a second time,but 
will continue in the study  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 64
FDA-CBER-2021-5683-0129053
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12313492  1 28 19SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the subject did not agree to be vaccinated a second time,but 
will continue in the study  
  C4591001 
1231 
12313497  1 25 16SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the subject did not agree to be vaccinated a second time,but 
will continue in the study  
  C4591001 
1231 
12313498  1 25 16SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the subject did not agree to be vaccinated a second time,but 
will continue in the study  
  C4591001 
1231 
12313506  1 25 16SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject refused to receive the second dose of treatment due 
to medication error in the first dose.  
  C4591001 
1231 
12313509  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject didnt agree to receive the second dose of the 
vaccine but continues in  the Study  
  C4591001 
1231 
12313510  1 48 09OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criteria: Previous diagnosis (clinical or 
microbiological) of COVID -19 
  C4591001 
1231 
12313512  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject refused to receive the second dose of the treatment 
due to the medication error  
  C4591001 
1231 
12313514  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject declined to receive the second vaccination  
  C4591001 
1231 
12313517  1 27 18SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject declined to receive the second vaccination  
  C4591001 
1231 
12313518  1 25 16SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Did not accept to receive second dose but accept continue 
with the rest of study procedures  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 65
FDA-CBER-2021-5683-0129054
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12313519  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Did not accept to receive second dose but accept continue 
with the rest of study procedur es 
  C4591001 
1231 
12313527    
02OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject declined from receiving the investigation product  
  C4591001 
1231 
12313528  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject declined to receive the second vaccination  
  C4591001 
1231 
12313534  1 28 19SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  medication error in V1, the subject decided not to vaccinate 
in V2  
  C4591001 
1231 
12313537  1 25 16SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  medication error in V1, subject decided not to vaccinate in 
V2 
  C4591001 
1231 
12313541  1 26 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject did not receive the second vaccination but 
continued otherwise with study procedures  
  C4591001 
1231 
12313546  1 26 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject did not receive the second vaccination but 
continued otherwise with study procedures  
  C4591001 
1231 
12313551  1 27 18SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject did not agree to receive the second dose, but 
continues in the study  
  C4591001 
1231 
12313554  1 28 19SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject did not agree to receive the second dose, but 
continues in the stu dy 
  C4591001 
1231 
12313567  1 26 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject did not agree to receive the second dose, but 
continues in the study  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 66
FDA-CBER-2021-5683-0129055
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12313592  1 28 19SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19. 
  C4591001 
1231 
12313609  2 44 26OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Withdrawal by subject due to personal (work) issues.  
    2 44 26OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal (work) 
issues.  
  C4591001 
1231 
12313619  2 43 27OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal issues.  
    2 43 27OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal issues.  
  C4591001 
1231 
12313622  1 24 16SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY  CRITERIA  Healthy participants eligible for inclusion in the study and 
Previous diagnosis of COVID -19 
  C4591001 
1231 
12313657  1 36 28SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313662  1 26 18SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313699  2 44 27OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  wants to leave the study  
    2 44 27OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  wants to leave the study  
  C4591001 
1231 
12313709  1 52 14OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiol ogical diagnosis of COVID -
19 
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 67
FDA-CBER-2021-5683-0129056
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12313758  1 44 06OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313823  2 45 28OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons.  
    2 45 28OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons.  
  C4591001 
1231 
12313851  2 40 28OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Personal reason that he preferred not to share  
    2 40 28OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Personal reason that he preferred not to share  
  C4591001 
1231 
12313869    
25AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the vo lunteer requests that she be withdrawn from the study  
  C4591001 
1231 
12313955  2 30 14OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to strict personal 
family causes.  
    2 30 14OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to strict personal 
family causes  
  C4591001 
1231 
12313981  2 45 29OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The decision to stop participating must be a move to the 
province of Santiago del Estero.  
    2 45 29OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The decision to stop participating must be a move to the 
province of Santiago del Estero.  
  C4591001 
1231 
12314030  2 37 23OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons.  
    2 37 23OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 68
FDA-CBER-2021-5683-0129057
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12314134  1 20 14SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12314179  1 30 24SEP2020  VACC INATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent after visit 1  
    1 30 24SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent after visit 1  
  C4591001 
1231 
12314205  1 20 14SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Clinical diagnosis of covid 19  
  C4591001 
1231 
12314266  1 22 16SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject reports that the decision to stop participating in 
the study is of a personal nature  
    1 22 16SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subject reports that the decision to stop participating in 
the study is of a personal nature  
  C4591001 
1231 
12314314  1 27 21SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject reports that the decision to s top participating in 
the study is of a personal nature  
    1 27 21SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subject reports that the decision to stop participating in 
the study is of a personal nature.  
  C4591001 
1231 
12314381  1 55 20OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject did not answer phone call or certified letter. 
Contact is considered lost  
    1 55 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject did not answer phone or certified letter. Contact is 
consider lost  
  C4591001 
1231 
12314385  1 44 09OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  For meeting the exclusion criterion of previous diagnosis, 
subject discontinued  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 69
FDA-CBER-2021-5683-0129058
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12314492  1 20 15SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12314580  1 33 28SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12314590  1 15 10SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The volunteer states that the decision to stop participating 
in the study is of a personal nature.  
    1 15 10SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The volunteer states that the decision to stop participating 
in the study is of a personal nature.  
  C4591001 
1231 
12314700  1 22 18SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12314713  1 22 18SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject refused to recieve second dose of investigation 
product  
  C4591001 
1231 
12314848  1 20 16SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
    1 64 30OCT2020  FOLLOW -UP LOST TO FOLLO W-UP after failed attempts of contact by phone and certified letter, 
it is consider lost of follow up  
  C4591001 
1231 
12314853  2 43 28OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  unforeseen move out of the country, with no probable date 
of return.  
    2 43 28OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  unforeseen move out of the country, with no probable date 
of return.  
  C4591001 
1231 
12314923  1 31 27SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject not being able to continue attending visits.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 70
FDA-CBER-2021-5683-0129059
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 31 27SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject not being able to continue attending visits.  
  C4591001 
1231 
12314964  2 48 04NOV2020  VACCINATION  LOST TO FOLLOW -UP The v olunteer does not answer calls. Contact was lost, the 
study was withdrawn  
    2 48 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP The volunteer does not answer calls. Contact was lost, the 
study was withdrawn  
  C4591001 
1231 
12314984  1 21 17SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
    1 36 02OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  It is due to having been discontinued from the study.  
  C4591001 
1231 
12315269  1 42 09OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12315308    
16SEP2020  FOLLOW -UP PROTOCOL 
DEVIATION  Subject randomized in error  
  C4591001 
1231 
12315357  1 13 10SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject does not specif y the reasons for withdrawing 
from the study  
    1 13 10SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subject does not specify the reasons for withdrawing 
from the study  
  C4591001 
1231 
12315429  1 37 05OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/INJECTION SITE PAIN  
    1 37 05OCT2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT  
  C4591001 
1231 
12315441  1 54 22OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/DEPRESSION  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 71
FDA-CBER-2021-5683-0129060
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12315600  1 22 21SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject refused to recieve second dose of investigation 
product  
  C4591001 
1232 
12321015  1 21 02SEP2020  VACCINATION  LOST TO FOLLOW -UP patient is labeled a "no show"  
    1 21 02SEP2020  FOLLOW -UP LOST TO FOLLOW -UP patient labeled as a "no show"  
  C4591001 
1232 
12321037    
18AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  Subject Randomized in Error  
  C4591001 
1232 
12321093  2 29 13OCT2020  VACCINATION  LOST TO FOLLOW -UP treatment period was not completed  
    2 29 13OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Treatment period was not completed  
  C4591001 
1232 
12321094  2 27 13OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject relocated out of state  
    2 27 13OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Withdrew Consent  
  C4591001 
1232 
12321100  1 51 15OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  V2 Vaccination was not given due to COVID 19 symptoms 
present at that time  
  C4591001 
1232 
12321142  1 57 26OCT2020  VACCINATION  LOST TO FOLLOW -UP due to subject's job she will not be able to attend 
appointments.  
    1 57 26OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
  C4591001 
1232 
12321175  1 51 23OCT2020  VACCINATION  OTHER  Subject did not received Vaccination 2  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 72
FDA-CBER-2021-5683-0129061
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1232 
12321213  1 52 30OCT2020  VACCINATION  PREGNANCY  PREGNANCY  
  C4591001 
1232 
12321293  1 22 22OCT2020  VACCINATION  PREGNANCY  PREGNANCY  
  C4591001 
1235 
12351027  1 18 23SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  COVID -19 positive with symptoms. Will not receive 
Vaccine 2.  
  C4591001 
1235 
12351071  1 9 22SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Will continue follow up, but will not receive vaccine 2.  
  C4591001 
1235 
12351167    
09OCT2020  FOLLOW -UP PROTOCOL 
DEVIATION  randomized but not vaccinated -met exclusion criteria  
  C4591001 
1235 
12351187  1 9 24OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  meets exclusion #5  
  C4591001 
1235 
12351188  1 7 22OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  positive COVID 19 - exclusion #5  
  C4591001 
1241 
12411132  1 2 15AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Discontinued.Exc #5  
  C4591001 
1241 
12411144  1 1 17AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Discontinued Exc 5  
  C4591001 
1241 
12411260  1 12 30AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Discontinued. Exc#5  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 73
FDA-CBER-2021-5683-0129062
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1241 
12411279  1 23 10SEP2020  VACCINATION  PREGNANCY  PREGNANCY  
  C4591001 
1241 
12411482  1 7 31AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Discontinued. RT -PCR SARS Cov -2 Positive  
  C4591001 
1241 
12411688  1 13 27SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Discontinued Exc#5  
  C4591001 
1241 
12411695  1 4 18SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Discontinued Exc# 5 
  C4591001 
1241 
12411766  1 24 09OCT2020  VACCINATION  PREGNANCY  PREGNANCY  
  C4591001 
1241 
12412355  1 22 09NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Discontinued Exc#5  
  C4591001 
1246 
12461025  1 22 19OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/URTICARIA  
  C4591001 
1247 
12471121  2 10 30OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Patient withdrew from study after motorcycle accident  
  C4591001 
1247 
12471149  1 1 01OCT2020  VACCINATION  LOST TO FOLLOW -UP Patient not answering calls from site; possibly relocated  
    1 1 01OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Patient not answering calls from site; could possibly have 
relocated  
  C4591001 
1247 
12471151  1 22 22OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Pt. sold e -diary smart phone. Does not meet eligibility 
Inclusion 2. E -diary deactivated.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 74
FDA-CBER-2021-5683-0129063
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1248 
12481018    
28AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Withdrew Consent  
  C4591001 
1248 
12481025    
29AUG2 020 FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Withdrew Consent  
  C4591001 
1248 
12481046  1 66 04NOV2020  VACCINATION  LOST TO FOLLOW -UP Missed V2 on 20Sep2020; site has been unable to contact 
subject despite multiple calls.  
    1 66 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Please see EOT page  
  C4591001 
1248 
12481048  1 66 04NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject missed V2 on 20Sep2020; multiple attempts to 
reach subject were unsuccessful.  
    1 66 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Please see EOT page.  
  C4591001 
1248 
12481060    
02SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Participant withdrew consent  
  C4591001 
1248 
12481110  1 59 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject was no show for V2; unable to contact subject.  
    1 59 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject was no show for V2; unable to contact subject.  
  C4591001 
1248 
12481175  1 22 06OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5  
  C4591001 
1248 
12481199  1 35 21OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    1 35 21OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 75
FDA-CBER-2021-5683-0129064
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1248 
12481218    
21SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT  
      
21SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/SYNCOPE  
  C4591001 
1251 
12511095  1 21 21SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject wished to withdraw from the study  
    1 21 21SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1251 
12511207  1 1 23SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  clinical diagnosis of Covid -19 
  C4591001 
1254 
12541023  1 25 21SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Per PI, subject no longer meets eligibility crite ria by 
meeting exclusion #1  
  C4591001 
1254 
12541116  1 21 29SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  PATIENT WITHDREW CONSENT  
    1 21 29SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject called the site and withdrew consent without any 
specific reason.  
  C4591001 
1254 
12541142  1 26 07OCT2020  VACCINATION  PREGNANCY  PREGNANCY  
  C4591001 
1260 
12601049    
02SEP2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  hypertension after randomization so withdrawn from study  
  C4591001 
1260 
12601070    
04SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  pt withdrawal due to pregnancy partner protocol guidelines  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 76
FDA-CBER-2021-5683-0129065
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1260 
12601126  1 30 16OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  patient refusing vaccination # 2 at this time but she will 
continue with the rest of the visits  
  C4591001 
1264 
12641018    
25AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew prior to IP administration due to needing 
MMR booster.  
      
25AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject randomized but remembered she had an MMR 
vaccine within la st 28 days and would need booster.  
  C4591001 
4444 
44441025  1 12 02OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
4444 
44441043  1 19 09OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  diagnosis covid 19 illness  
  C4591001 
4444 
44441044  1 16 06OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Positive COVID -19 Diagnosis  
  C4591001 
4444 
44441048  1 18 08OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Husband is a cancer patient and asked her not to continue 
for the fear of her going to a hospital  
    1 18 08OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Husband is a cancer patient and asked her not to continue 
for the fear of her going to a hospital  
  C4591001 
4444 
44441079  1 22 12OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  disagree with not knowing whether to receive placebo or 
research product  
    1 22 12OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  disagree with not knowing whether to receive placebo or 
research product  
  C4591001 
4444 
44441135    
21SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  She does not want to be part of the study due to personal 
problems.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 77
FDA-CBER-2021-5683-0129066
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
4444 
44441179  1 22 12OCT2020  VACC INATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal 
problems.  
    1 22 12OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal 
problems.  
  C4591001 
4444 
44441224  2 31 12NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  due to the fact that he did not agree to their follow -up for 
the covid disease  
    2 31 12NOV2020  FOLLOW -UP WITHDRAW AL BY 
SUBJECT  due to the fact that he did not agree to their follow -up for 
the covid disease  
  C4591001 
4444 
44441273  1 24 15OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject expressed his decision to stop participating for 
work reasons.  
    1 24 15OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subject expressed his decision to stop participating for 
work reasons.  
  C4591001 
4444 
44441522  1 21 12OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  For work reasons he is unable to complete the visits 
scheduled by protocol  
    1 21 12OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  For work reasons he is unable to complete the visits 
scheduled by protocol  
  C4591001 
4444 
44441560  1 10 02OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Positive COVID -19 diagnosis.  
  C4591001 
4444 
44441569  1 22 14OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons  
    1 22 14OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons  
  C4591001 
4444 
44441572  1 31 23OCT2020  VACCI NATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Participant who is willing and able to comply with all study 
procedures  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 78
FDA-CBER-2021-5683-0129067
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
4444 
44441818  1 28 22OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  He refers not being able to continue with the study due to 
personal problems.  
    1 28 22OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  He refers not being able to continue with the study due to 
personal problems.  
  C4591001 
4444 
44441931  1 21 15OCT2020  VACCINA TION  WITHDRAWAL BY 
SUBJECT  For recommendation of his doctor.  
  C4591001 
4444 
44441951  1 43 06NOV2020  VACCINATION  LOST TO FOLLOW -UP 30OCT unsuccessful phone call 06NOV registered letter is 
sent. Still no answer  
    1 43 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP 30OCT unsuccessful phone call 06NOV registered letter is 
sent. Still no answer  
  C4591001 
4444 
44441979  1 21 15OCT2020  VACCINATI ON PREGNANCY  PREGNANCY  
    1 48 11NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to particular 
reasons  
  C4591001 
4444 
44442107  1 48 13NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  personal motives  
    1 48 13NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  personal motives  
  C4591001 
4444 
44442194  1 20 16OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating must be traveled abroad.  
    1 20 16OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating must be traveled abroad.  
  C4591001 
4444 
44442263  1 24 20OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Will not be able to continue in the trial since she has had to 
travel abroad for personal reasons  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 79
FDA-CBER-2021-5683-0129068
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 24 20OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Will not be able to continue in the trial since she has had to 
travel abroad for personal reasons  
  C4591 001 
4444 
44442293  1 39 04NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal 
problems.  
    1 39 04NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal 
problems.  
  C4591001 
4444 
44442319  1 37 02NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Due to a psychiatric condition, subject expresses his desire 
to withdraw consent  
    1 37 02NOV2020  FOLLOW -UP WITHDR AWAL BY 
SUBJECT  Due to a psychiatric condition, subject expresses his desire 
to withdraw consent  
>55 C4591001 
1005 
10051214  1 11 13SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/FACIAL PAIN  
    1 11 13SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/SWELLING FACE  
  C4591001 
1005 
10051403  1 4 07NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  DISCONTINUATION AS SUBJECT TESTED POSITIVE 
FOR COVID 19  
  C4591001 
1006 
10061020  1 36 16SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/CORONARY ARTERY 
OCCLUSION  
    1 36 16SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT  
  C4591001 
1007 
10071101  2 63 21OCT2020  FOLLOW -UP DEATH  DEATH  
  C4591001 
1007 
10071114  1 22 24AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  meets inc #3; Per subI Recent loss of taste & smell, 
anorexia & dizziness with gait instability  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 80
FDA-CBER-2021-5683-0129069
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1007 
10071347  1 22 05NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject did not meet inclusion cr iteria #3  
  C4591001 
1008 
10081639  1 6 24OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Tested positive for COVID 19  
  C4591001 
1009 
10091020  1 14 24AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  WITHDRAWAL BY SUBJECT  
    1 14 24AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  WITHDRAWAL BY SUBJECT  
  C4591001 
1009 
10091157  1 21 24SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
    1 21 24SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1011 
10111181  1 1 08OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/PARAESTHESIA ORAL  
  C4591001 
1012 
10121149  1 53 30OCT2020  VACCINATION  LOST TO FOLLOW -UP No call now show for two scheduled appointments and no 
response to certified letter sent.  
    1 53 30OCT2020  FOLLOW -UP LOST TO FOLLOW -UP No call, no show for 2 scheduled visits and no response to 
certified letter  
  C4591001 
1013 
10131097    
06AUG2020  SCRE ENING  OTHER  SUBJECT WAS ALREADY RANDOMIZED BUT DID 
NOT MEET CRITERIA FOR VACCINATION. 
SUBJECT IS DISCONTINUTED.  
      
06AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  SUBJECT DID NOT MEET EXCLUSION #5 BUT WAS 
ALREADY RANDOMIZED INTO STUDY. DID NO 
RECEIVE VACCINATION.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 81
FDA-CBER-2021-5683-0129070
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1013 
10131123  2 70 09NOV2020  VACCINATION  LOST TO FOLLOW -UP UNKNOWN  
    2 70 09NOV2020  FOLLOW -UP LOST TO FOLLOW -UP UNKNOWN  
  C4591001 
1013 
10131192  1 23 08SEP2020  VACCINATION  PHYSICIAN DECISION  PHYSICIAN DECISION  
    1 23 08SEP2020  FOLLOW -UP PHYSICIAN DECISION  PHYSICIAN DECISION  
  C4591001 
1013 
10131509  2 29 29OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT FROM THE 
STUDY.  
  C4591001 
1019 
10191033    
13AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent after being randomized.  
  C4591001 
1019 
10191201  1 50 30OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subjec t was still enrolled in another study while being 
enrolled in this one.  
  C4591001 
1019 
10191300    
22OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent after being randomized.  
      
22OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent after being randomized.  
  C4591001 
1022 
10221015    
17AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient changed his mind after randomization but before 
vaccination  
  C4591001 
1022 
10221057    
25AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient withdrew IFC.  
  C4591001 
1022 
10221150    
09SEP2020  FOLLOW -UP OTHER  IP was quarantined after patient was rando mized  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 82
FDA-CBER-2021-5683-0129071
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1024 
10241077  1 28 21SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent, will not return to clinic for any 
visits/procedures - wants no contact  
    1 28 21SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  patient withdrew consent  
  C4591001 
1024 
10241130†  1 9 28OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CR ITERIA  patient no longer qualifies for vacc#2 due to meeting 
exclusion criteria #5  
  C4591001 
1027 
10271206†  1 31 30OCT2020  VACCINATION  LOST TO FOLLOW -UP Site attempted to contact subject on multiple occasions and 
certified letter was sent.  
    1 31 30OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Site attempted to contact subject on multiple occasions and 
certified letter was sent.  
  C4591001 
1037 
10371057    
24AUG2 020 FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT NOT WILLING TO ATTEND VISITS AFTER 
RANDOMIZATION WAS COMPLETED  
  C4591001 
1037 
10371117    
18SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject did not want to wait to receive Flu vaccine  
  C4591001 
1039 
10391019  1 24 16SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Due to previous medical condition, patient now requires 
treatment with corticosteroid.  
  C4591001 
1042 
10421010  1 21 19AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrew consent  
    1 21 19AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1044 
10441113    
11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent to participate  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 83
FDA-CBER-2021-5683-0129072
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1046 
10461259  1 22 05OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject Decision to With Draw  
    1 22 05OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Decision  
  C4591001 
1047 
10471011  2 11 18SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew conset  
    2 11 18SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  patient withdrew consent  
  C4591001 
1047 
10471252  1 22 12OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  The subject was diagnosed and had symptomatic Covid  
  C4591001 
1052 
10521020  1 21 10SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrawl by subject  
    1 21 10SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawl by patient  
  C4591001 
1052 
10521062  1 26 25SEP2020  VACCINATION  LOST TO FOLLOW -UP n/a 
    1 26 25SEP2020  FOLLOW -UP LOST TO FOLLOW -UP los to follow up  
  C4591001 
1054 
10541071    
28AUG2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  Re-screened and randomized as subj 10541083.  
  C4591001 
1054 
10541175    
21SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent due to personal reasons  
  C4591001 
1054 
10541186  1 1 23SEP2020  VACCINATION  ADV ERSE EVENT  ADVERSE EVENT/DIZZINESS  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 84
FDA-CBER-2021-5683-0129073
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 1 23SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/NAUSEA  
  C4591001 
1055 
10551039  1 23 04SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject willing to continue in study off medication  
  C4591001 
1056 
10561018  1 19 09SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT STATED SHE DOES NOT WANT TO 
CONTINUE HER PARTICIPATION IN THE STUDY.  
    1 19 09SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1056 
10561078    
28AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt. referred she did not want to  continue in the study.  
  C4591001 
1056 
10561079  1 55 21OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT STATED SHE IS SCARED OF THE 
VACCINE AFTER WATCHING NEWS REPORT 
ABOUT SAFETY CONCERNS.  
    1 55 21OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT STATED SHE IS SCARED OF THE 
VACCINE AFTER WATCHING NEWS REPORT 
ABOUT SAFETY CONCERNS.  
  C4591001 
1056  
10561083  2 30 15OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  PT STATED HE HAS TO LEAVE THE COUNTRY DUE 
TO A PERSONAL EMERGENCY ANDHE WILL NOT 
BE ABLE TO CONTINUE  
    2 30 15OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  PT STATED HE HAS TO LEAVE THE COUNTRY DUE 
TO A PERSONAL EMERGENCY ANDHE WILL NOT 
BE ABLE TO CONTINUE  
  C4591001 
1056 
10561120  1 25 25SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject expressed his desire to withdrew his participation 
in the trial.  
    1 25 25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject expressed his desire to withdrew his participation 
in the trial.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 85
FDA-CBER-2021-5683-0129074
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1056 
10561123  1 24 24SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject states he doesn't want to continue in the study.  
    1 24 24SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject states he doesn't want to continue in the study.  
  C4591001 
1056 
10561275  1 51 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
    1 51 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
  C4591001 
1056 
10561276  1 20 06OCT2020  VACCINATION  WITHDRA WAL BY 
SUBJECT  SUBJECT STATED HE DOES NOT WANT TO 
CONTINUE PARTICIPATING IN THE TRIAL.  
    1 20 06OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT STATED HE DOES NOT WANT TO 
CONTINUE PARTICIPATING IN THE TRIAL.  
  C4591001 
1056 
10561298  1 50 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
    1 50 06NOV2020  FOLLOW -UP LOST TO F OLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
  C4591001 
1056 
10561371  1 38 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
    1 38 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
  C4591001 
1066 
10661128  1 20 15SEP2020  VACCINATION  WITHDRA WAL BY 
SUBJECT  discontinued/refused vaccination #2  
  C4591001 
1066 
10661350  1 16 03NOV2020  VACCINATION  DEATH  DEATH  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 86
FDA-CBER-2021-5683-0129075
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 16 03NOV2020  FOLLOW -UP DEATH  DEATH  
  C4591001 
1071 
10711023  1 12 23AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/CORONARY ARTERY DISEASE  
    1 17 28AUG2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT  
  C4591001 
1071 
10711063  1 13 31AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
    1 13 31AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1071 
10711169  1 31 15OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/ALCOHOL POISONING  
    1 31 15OCT2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT  
  C4591001 
1071 
10711216  1 5 13OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  SUBJECT HAD POSITIVE COVID TEST PRIOR TO 
VISIT 2  
  C4591001 
1072 
10721065  1 22 18SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Withdrawal by subject  
    1 22 18SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawa l by subject  
  C4591001 
1079 
10791057  1 38 11SEP2020  VACCINATION  LOST TO FOLLOW -UP Subject is lost to follow up  
    1 38 11SEP2020  FOLLOW -UP LOST TO FOLLOW -UP subject is lost to follow up  
  C4591001 
1080 
10801064  1 50 07OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Patient did not wish to recieve Vax2 but agreed to continue 
in study.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 87
FDA-CBER-2021-5683-0129076
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1082 
10821029  2 1 25AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject completed vaccination 2 but did not complete the 1 
month follow -up. 
    2 29 22SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject completed vaccination 2 but did not complete the 1 
month follow -up. 
  C4591001 
1082 
10821062    
06AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  Subject was randomized but did not receive study 
vaccination. Subject left site prior to vaccination  
  C4591001 
1082 
10821126  1 1 21AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent prior to receiving the second 
vaccina tion. 
    1 33 22SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject did not complete follow -up period.  
  C4591001 
1082 
10821164  1 25 12OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject believes that his first vaccine is what caused him to 
be COVID +.  
    1 25 12OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject believes that his first vaccine is what caused him to 
be COVID +.  
  C4591001 
1083 
10831173  1 68 02NOV2020  VACCINATION  ADV ERSE EVENT  ADVERSE EVENT  
  C4591001 
1084 
10841180  2 53 26OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject dropped from trial  
    2 53 26OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew from trial  
  C4591001 
1084 
10841184  2 53 26OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew from trial  
    2 53 26OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew from trial  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 88
FDA-CBER-2021-5683-0129077
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1084 
10841366    
09SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject left during vaccine prep, was called and texted w/o 
response. Dropped from study.  
  C4591001 
1084 
10841446    
25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew from trial  
  C4591001 
1087 
10871080  1 44 24SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Withdrew consent d/t frustrations with limitations of 
double -blind study.  
    1 44 24SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew consent d/t frustrations with limitations of 
double -blind study.  
  C4591001 
1087 
10871121  1 22 09SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/GASTROINTESTINAL 
HAEMORRHAGE  
    1 22 09SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT  
  C4591001 
1087 
10871211  1 24 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Withdrawal of consent to participate in study due to not 
being able to get cash off of the ClinCard.  
    1 24 17SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrawal of consent to participate in study due to not 
being able to get cash off of the ClinCard.  
  C4591001 
1087 
10871228  1 22 16SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/CARDIAC FAILURE CONGESTIVE  
    1 22 16SEP2020  FOLLOW -UP ADVERSE EVENT  ADV ERSE EVENT  
  C4591001 
1087 
10871434    
11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt withdrew consent noting it would be very difficult to 
ever collect blood from her.  
  C4591001 
1087 
10871505  1 23 13OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Pt reports she has a lot going on in her personal life & 
wishes to discontinue study.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 89
FDA-CBER-2021-5683-0129078
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 23 13OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt reports she has a lot going on in her life & wishes to 
discontinue study.  
  C4591001 
1087 
10871512    
22SEP2020  FOLLOW -UP PROTOCOL 
DEVIATION  Subject randomized in error  
  C4591001 
1089 
10891098  2 30 29SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject came by office an not longer wanted to do trial. 
returned diary  
    2 30 29SEP20 20 FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject came by office an not longer wanted to do trial. 
returned diary  
  C4591001 
1089 
10891344  1 35 26OCT2020  VACCINATION  LOST TO FOLLOW -UP contacts attempted and certified letter sent  
    1 35 26OCT2020  FOLLOW -UP LOST TO FOLLOW -UP several attempts have been made to contact subject and 
certified letter sent. LTFU  
  C4591001 
1090 
10901141  2 9 08SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  pt is moving away and not able to come to visits any 
longer. He talked to PI  
    2 9 08SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject moved away  
  C4591001 
1090 
10901415  1 58 13NOV2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/HEADAC HE 
  C4591001 
1091 
10911092    
10AUG2020  FOLLOW -UP OTHER  subject randomized with incorrect subject demographics, 
was not dosed, then withdrawn and rescreened  
  C4591001 
1092 
10921191  1 35 20OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject did not show for visit 2 unable to make contact 
with subject  
    1 35 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject did not return for V2  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 90
FDA-CBER-2021-5683-0129079
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1092 
10921268  1 5 26OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject tested positive for COVID -19 and meets EC #5  
  C4591001 
1093 
10931050  1 24 16SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  PER PROTOCOL, PT WILL NOT RECEIVE SECOND 
VAX DUE TO POSITIVE COVID (SYMPTOMATIC), 
WILL STILL CONTINU  
  C4591001 
1094 
10941080  1 24 25SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrawal of consent by subject  
    1 24 25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawal of consent by patient  
  C4591001 
1094 
10941130  1 32 16OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    1 32 16OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1095 
10951102  1 35 10SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Unwilling to come back for appt at this time. Participant 
did not verbalize withdrawing consent  
    1 35 10SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Unwilling to come back for appt at this time. Participant 
did not verbalize withdrawing consent  
  C4591001 
1095 
10951107  2 33 28SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  due to ongoing medical issues  
  C4591001 
1095 
10951108  2 33 28SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  participant withdrew to care for husbands ongoing medical 
needs  
  C4591001 
1096 
10961048  1 28 14SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrew consent  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 91
FDA-CBER-2021-5683-0129080
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 28 14SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrew consent  
  C4591001 
1096 
10961082  1 54 12OCT2020  VACCINATION  LOST TO FOLLOW -UP LTFU, unresponsive to contact attempts  
    1 54 12OCT2020  FOLLOW -UP LOST TO FOLLOW -UP site unable to contact subject after multiple attempts and 
certified letter sent  
  C4591001 
1096 
10961086  1 52 11OCT2020  VACCINATION  LOST TO FOLLOW -UP LTFU, unresponsive to contact attempts  
    1 52 11OCT2020  FOLLOW -UP LOST TO FOLLOW -UP LTFU, unresponsive to contact attempts  
  C4591001 
1096 
10961160  1 47 13OCT2020  VACCINATION  LOST TO FOLLOW -UP unable to reach subject despite numerous attempt and 
certified letter was sent  
    1 47 13OCT2020  FOLLOW -UP LOST TO FOLLOW -UP unable to reach subject despite numerous attempt and 
certified letter was sent  
  C4591001 
1097 
10971003    
17AU G2020  FOLLOW -UP PROTOCOL 
DEVIATION  Randomized in error.  
  C4591001 
1097 
10971033  1 23 16SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Patient decided that he no longer wanted to be involved in 
the trial.  
    1 23 16SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt decided that he no longer wanted to be involved in the 
trial. 
  C4591001 
1098 
10981026  2 33 26OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject no longer wanted to participate in the study.  
    2 33 26OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  no reason given.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 92
FDA-CBER-2021-5683-0129081
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1098 
10981030  1 17 06SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject Withdraw consent and no longer interested in 
participating in research trial.  
    1 17 06SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent because he beleived site has 
infected him with Covid -19 . 
  C4591001 
1098 
10981092    
03SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawl  
  C4591001 
1098 
10981109    
04SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject unable to be compliant and comit to schedule 
visitand vaccination plans.  
  C4591001 
1098 
10981130  2 30 28OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew the consent , as he was will be not able to 
be compliant in the future.  
    2 30 28OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew the consent , as he was will be not able to 
be compliant in the future.  
  C4591001 
1109 
11091093  2 45 07OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject never return for visit, returned call or returned 
certified letter.  
    2 45 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject never return for visit, returned call or returned 
certified letter.  
  C4591001 
1109 
11091095  2 37 29SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject called site and withdrew consent today.  
    2 37 29SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject called site and withdrew consent today.  
  C4591001 
1109 
11091248  1 25 09SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT CALLED WHEN V -2 WAS MISSED AND 
SHE STATED NO LONGER WANTING TO 
PARTICIPATE.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 93
FDA-CBER-2021-5683-0129082
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 25 09SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT CALLED WHEN V -2 WAS MISSED AND 
SHE STATED NO LONGER WANTING TO 
PARTICIPATE.  
  C4591001 
1109 
11091253  2 46 20OCT 2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO MULTIPLE 
CALLS AND CERTIFIED LETTER SENT  
    2 46 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO MULTIPLE 
CALLS AND CERTIFIED LETTER SENT  
  C4591001 
1109 
11091259    
16AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  Randomized in error  
  C4591001 
1109 
11091475  1 51 29OCT2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO CAL LS OR 
CERTIFIED LETTER  
    1 51 29OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO CALLS OR 
CERTIFIED LETTER  
  C4591001 
1109 
11091503  1 20 30SEP2020  VACCINATION  ADVERSE EVENT  Subject declined second vaccine however is willing to 
continue followup if approved by sponsor./ABDOMINAL 
PAIN UPPER  
  C4591001 
1111 
11111112  2 32 05OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent verbally due to no longer 
wanting to participate  
    2 32 05OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrawal  
  C4591001 
1112 
11121052  1 50 22SEP2020  VACCINATION  LOST TO FOLLOW -UP unable to reach subject for follow up visits  
    1 50 22SEP2020  FOLLOW -UP LOST TO FOLLOW -UP unable to reach subject to return for follow up visits  
  C4591001 
1112 
11121118  1 2 12AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/TACHYCARDIA  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 94
FDA-CBER-2021-5683-0129083
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1112 
11121134  1 38 24SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject no longer wishes to continue  
    1 38 24SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject does not wish to continue in study  
  C4591001 
1112 
11121255  1 2 07OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/CHILLS  
    1 2 07OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/HEADACHE  
    1 2 07OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/PYREXIA  
  C4591001 
1112 
11121337  1 6 26OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/FATIGUE  
    1 6 26OCT2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/DIARRHOEA  
  C4591001 
1116 
11161117    
03SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  ICF Withdrawn  
  C4591001 
1116 
11161118    
03SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  ICF Withdrawn  
  C4591001 
1116 
11161253  1 11 28SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Patient was symptomatic and tested positive for COVID -19 
between Vaccine 1 and Vaccine 2  
  C4591001 
1118 
11181065  1 50 07OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent prior to coming in for visit 2 
after visit 2 was missed multiple ti mes 
    1 50 07OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject missed visit 2 appointment and has not returned 
any contact attempts from the site.  
  C4591001 
1118 
11181072  1 54 12OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Refused vaccination 2, consents to follow -up study 
procedures (blood draws, diary, phone calls)  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 95
FDA-CBER-2021-5683-0129084
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1118 
11181090  2 21 05OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrew consent  
    2 21 05OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  WITHDREW CONSENT  
  C4591001 
1120 
11201066  1 66 09OCT2020  VACCINATION  LOST TO FOLLOW -UP UNABLE TO BE REACHED FOR VISIT 2  
    1 66 09OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject phone disconnected emergency contact can't be 
reached and certified letter sent no response  
  C4591001 
1120 
11201073  1 24 28AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject refused vax 2. will follow subject throughout 
duration of study  
  C4591001 
1120 
11201127  1 4 14AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/DIARRHOEA  
    1 4 14AUG2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT  
  C4591001 
1120 
11201182  2 37 09OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject stated he wanted to withdraw  
    2 37 09OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject stated he wanted to withdraw  
  C4591001 
1120 
11201335  1 11 26OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5 VAX2 is not given but FUP will be 
completed  
  C4591001 
1120 
11201408  1 2 29OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/DEPRESSION  
  C4591001 
1125 
11251211  1 53 02NOV2020  VACCINATION  OTHER  did not receive 2nd vax  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 96
FDA-CBER-2021-5683-0129085
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1125 
11251222  1 9 05NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5.  
  C4591001 
1128 
11281023    
01AUG2020  FOLLOW -UP OTHER  unable to obtain lab sample, therefore subject was 
discontinued  
  C4591001 
1128 
11281109    
12AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject changed his mind regarding participation in the 
Covid clinical trial  
  C4591001 
1128 
11281212  2 33 19OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
    2 33 19OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT TO PROCEED IN 
STUDY  
  C4591001 
1129 
11291082    
10AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  randomized but not dosed. failed exclusion criteria g. 
bleeding condition  
  C4591001 
1129 
11291117    
17AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  failed exclusion criteria L. - participation in other studies. 
randomized but not dosed  
  C4591001 
1133 
11331080  2 49 15OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    2 49 15OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331168  2 34 07OCT2020  VACCINATION  PHYSICIAN DECISION  PHYSICIAN DECISION  
    2 34 07OCT2020  FOLLOW -UP PHYSICIAN DECISION  PHYSICIAN DECISION  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 97
FDA-CBER-2021-5683-0129086
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1133 
11331174  2 57 30OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject refuse to be compliant with diary. He is not longer 
interesting in study.  
  C4591001 
1133 
11331197    
19AUG2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject received shingle vaccine on 7/22/2020, subject was 
not dosed  
  C4591001 
1133 
11331426  1 34 12OCT2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT IS LTF. CERTIFIED LETTER SENT 
12/OCT/20  
    1 34 12OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT IS LTF. CERT IFIED LETTER SENT 
12/OCT/20  
  C4591001 
1133 
11331472  1 33 20OCT2020  VACCINATION  LOST TO FOLLOW -UP Unable to contact subject  
    1 33 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Unable to contact subject  
  C4591001 
1133 
11331481  1 24 14OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject doesn't feels comfortable receiving the second 
vaccine.  
    1 24 14OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject does not feel comfortable receiving 2nd vaccine 
and withdrew consent from follow up as well  
  C4591001 
1134 
11341130    
20AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1135 
11351019  2 29 22SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent during V3 on 22SEP2020  
  C4591001 
1140 
11401002  2 12 28AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject no longer wanted to participate after experiencing a 
spontaneous coronary artery dissection  
    2 32 17SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject no longer wanted to participate after experiencing a 
spontaneous coronary artery dissection  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 98
FDA-CBER-2021-5683-0129087
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1140 
11401003  2 32 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Not interested in remaining in study  
    2 32 17SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject not interested in continuing. Have been unable to 
reach to have come in for follow up  
  C4591001 
1140 
11401035  1 50 22SEP2020  VACCINATION  ADVERSE EVENT  ADVERS E EVENT/URTICARIA  
    1 50 22SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT  
  C4591001 
1142 
11421111  1 19 04SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/ABDOMINAL PAIN  
    1 19 04SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/NIGHT SWEATS  
  C4591001 
1145 
11451041  2 49 02NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  volunteer withdrawn no longer wants to be part of study.  
    2 49 02NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  volunteer refuses to come for additional visits.  
  C4591001 
1145 
11451076  1 18 21SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/PARKINSONISM  
  C4591001 
1147 
11471004  1 58 29SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Meets exclusion criterion 5  
  C4591001 
1149 
11491105  2 61 09NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject is non responsive. Certified letter sent 30OCT2020.  
    2 61 09NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject is non responsive. Certified letter sent 30OCT2020.  
  C4591001 
1149 
11491117  1 47 06OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent via phone call  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 99
FDA-CBER-2021-5683-0129088
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 47 06OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject wit hdrew consent via phone conversation.  
  C4591001 
1149 
11491126  1 71 30OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject was mailed certified letter 30OCT2020.  
    1 71 30OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Certified Letter sent 30OCT2020  
  C4591001 
1149 
11491224  1 61 09NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject is non responsive. Certified letter sent 30OCT2020.  
    1 61 09NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject is non responsive. Certified letter sent 30OCT2020.  
  C4591001 
1152 
11521359  1 8 11SEP2020  VACCINATION  ADVERSE EVENT  Subject does not want to receive second vaccination due to 
the AEs she had./MUSCLE SPASMS  
  C4591001 
1152 
11521476  1 21 15OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/DEAFNESS UNILATERAL  
  C4591001 
1152 
11521497  1 31 06NOV2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/SYNCOPE  
  C4591001 
1156 
11561044  1 13 08SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  EXCLUSION CRITERIA #5  
  C4591001 
1157 
11571028    
17AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject could not make future study appointments  
  C4591001 
1157 
11571131  1 23 24SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Voluntary withdrawal not due to an adverse event  
    1 23 24SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Voluntary withdrawal not due to an AE or SAE  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 100
FDA-CBER-2021-5683-0129089
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1162 
11621327  1 4 13SEP2020  VACCINATION  DEATH  Cause of Death Atherosclerotic Disease  
    1 4 13SEP2020  FOLLOW -UP DEATH  DEATH  
  C4591001 
1162 
11621349  1 58 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU after many contact attempts  
    1 58 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU after many contact attempts  
  C4591001 
1163 
11631100  1 48 28SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject did not receive 2nd vaccination due to getting flu 
shot 6 days before V2 visit.  
  C4591001 
1168 
11681012  2 29 01OCT2 020 VACCINATION  WITHDRAWAL BY 
SUBJECT  patient withdrew consent  
    2 29 01OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  patient withdrew consent  
  C4591001 
1168 
11681015  1 21 02SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Patient withdrew consent  
    1 21 02SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient withdrew consent  
  C4591001 
1170 
11701354  1 29 16OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject contacted multiple times, never responded.  
    1 29 16OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject contacted multiple times, never responded.  
  C4591001 
1174 
11741041  2 35 03NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject withdrew from the trial before completing visit 
three for a personal reason  
    2 35 03NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subject has withdrawn from the study overall  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
Page 101
FDA-CBER-2021-5683-0129090
16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1178 
11781056    
31AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  subject randomized in error  
  C4591001 
1179 
11791065  2 45 13NOV2020  VACCINATION  LOST TO FOLLOW -UP Despite repeated attempts to contact subject to scheduled 
V3 subject has not replied by final notice  
    2 45 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Despite repeated attempts to contact subject to scheduled 
V3 subject has not replied by final notice  
  C4591001 
1185 
11851006    
27OCT2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  discontinued  
  C4591001 
1204 
12041057  1 59 05NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew from the study.  
    1 59 05NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Withdrew from the study.  
  C4591001 
1223 
12231215    
30SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject left after signing consent, before dosing and did not 
return.  
  C4591001 
1223 
12231250    
16OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject changed his mind.  
  C4591001 
1224 
12241012  1 13 25AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/ANKLE FRACTURE  
    1 13 25AUG2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/FALL  
    1 13 25AUG2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/MUSCULAR WEAKNESS  
    1 13 25AUG2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/TRANSIENT ISCHAEMIC 
ATTACK  
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16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1224 
12241033  2 37 15OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Dissatisfied with trial procedures.  
  C4591001 
1224 
12241157    
16SEP2020  FOLLOW -UP PROTOCOL 
DEVIATION  PT is dialysis recipient; screen failure determined by study 
team during V1. PT discontinued  
  C4591001 
1226 
12261613  1 22 28SEP2020  VACCINATION  WITHDRA WAL BY 
SUBJECT  Patient chose not to take the second dose of the vaccine. 
Continue to the next visit  
  C4591001 
1229 
12291041  1 35 02NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject is no longer interested in being part of the study.  
    1 35 02NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject is no longer interested in being part of the study.  
  C4591001 
1231 
12311154  2 35 07OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subje ct in V3 at the moment of re -consenting decided 
not to.  
    2 35 07OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject did not consent for amendment 6  
  C4591001 
1231 
12311329  2 39 12OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Withdraws consent due to aggravation of chronic low back 
pain 
    2 39 12OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdraws consent due to aggravation of chronic low back 
pain 
  C4591001 
1231 
12311400  2 48 21OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The volunteer signed up to participate in another study.  
    2 48 21OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The volunteer signed up to participate in another study.  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
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16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12311549  1 37 21SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311709  1 37 22SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001  
1231 
12311723  1 23 08SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12311810  2 31 07OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subjects affirms that the desition to stop participating 
in the study is personal  
    2 31 07OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subjects affirms that the desition to stop participating 
in the study is personal  
  C4591001 
1231 
12311935  1 22 08SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19. 
  C4591001 
1231 
12312058  2 43 29OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to family reasons.  
    2 43 29OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to family reasons.  
  C4591001 
1231 
12312130  1 38 24SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY C RITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12312222    
19AUG2020  FOLLOW -UP PROTOCOL 
DEVIATION  Subject randomized in error  
  C4591001 
1231 
12312530  2 19 28SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the volunteer refers that the decision to stop participating is 
due to personal reasons  
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16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 19 28SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the volunteer refers that the decision to stop participating is 
due to personal reasons  
  C4591001 
1231 
12312571  1 28 16SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12312855  2 26 04OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is for personal reasons  
    2 26 04OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is for personal reasons  
  C4591001 
1231 
12313003  1 20 09SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The volunteer states that the decision to stop participating 
in the study is of a personal nature.  
    1 20 09SEP2020  FOL LOW -UP WITHDRAWAL BY 
SUBJECT  The volunteer states that the decision to stop participating 
in the study is of a personal nature.  
  C4591001 
1231 
12313039  1 29 19SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject reports that the decision to stop participating in 
the study is of a personal nature  
    1 29 19SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subject reports that the decision to stop participating in 
the study is of a personal nature  
  C459100 1 
1231 
12313090  1 46 06OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313103  1 31 21SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313457  1 33 24SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
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16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001  
1231 
12313461  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject declined to receive second vaccination but wishes 
to continue in the study  
  C4591001 
1231 
12313468  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject decides not to take the 2nd dose of the research 
product, and continues in follow -up 
  C4591001 
1231 
12313478  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject explained that he didn't want to receive the 
second dose of investigatio n product  
  C4591001 
1231 
12313480  1 25 16SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the subject did not want to receive a second dose but did 
continue in the study  
  C4591001 
1231 
12313538  1 24 15SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the subject did not agree to be vaccinated a second time,but 
will continue in the study  
  C4591001 
1231 
12313621  2 42 26OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons  
    2 42 26OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons  
  C4591001 
1231 
12313651  1 22 14SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12313740  2 55 07NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject stops participating in the study due to emigration to 
another country.  
    2 55 07NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject stops participating in the study due to emigration to 
another country.  
  C4591001 
1231 
12313972  2 16 28SEP2020  VACCINATION  DEATH  DEATH  
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
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16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 16 28SEP2020  FOLLOW -UP DEATH  DEATH  
  C4591001 
1231 
12314003  2 30 12OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons  
    2 30 12OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons  
  C4591001 
1231 
12314060  1 57 20OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject did not reply to the registered letter. Contact is 
considered lost.  
    1 57 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject did not reply to the registered letter. Contact is 
considered lost.  
  C4591001 
1231 
12314120  1 20 14SEP20 20 VACCINATION  WITHDRAWAL BY 
SUBJECT  did not agree that the Visit 1 swab result had not been 
given  
    1 20 14SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  did not agree that the Visit 1 swab result had not been 
given  
  C4591001 
1231 
12314189  1 20 14SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject misunderstood protocol and/or consent. Revokes 
consent.  
    1 20 14SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  DISCONTINUED  
  C4591001 
1231 
12314301  1 21 15SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12314863  1 28 24SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12315246  1 20 17SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
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16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1231 
12315608  1 20 19SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or microbiological diagnosis of COVID -
19 
  C4591001 
1231 
12315619  2 45 05NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons.  
    2 45 05NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons.  
  C4591001 
1231 
12315634  2 35 23OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons.  
    2 35 23OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the decision to stop participating is due to personal reasons.  
  C4591001 
1231 
12315672  1 22 21SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject in question decided to abandon the study for 
personal reasons.  
    1 22 21SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subject in question decided to abandon the study for 
personal reasons.  
  C4591001 
1232 
12321105  1 64 28OCT2020  VACCINATION  LOST TO FOLLOW -UP Unable to contact subject  
    1 64 28OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Unable to contact subject  
  C4591001 
1232 
12321432    
28OCT2020  FOLLOW -UP PROTOCOL 
DEVIATION  Subject randomized in error  
  C4591001 
1247 
12471066  1 43 10NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Patient tested positive for COVID 19 and was symptomatic 
prior to visit 2  
  C4591001 
1247 
12471135  1 22 21OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/CEREBRAL INFARCTION  
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16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1248 
12481026  1 23 20SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Withdrew due to time commitment. Mother is very sick 
and she is taking care of her  
    1 23 20SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJEC T Subject withdrew prior to 2nd vaccination.  
  C4591001 
1248 
12481182    
16SEP2020  FOLLOW -UP OTHER  Randomized but not dosed.  
  C4591001 
1248 
12481214  1 26 15OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject stated he no longers want to to continue with study 
per phone call  
    1 26 15OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject no longer wishes to continue  
  C4591001 
1251 
12511050  1 71 03NOV2020  VACCINATION  PHYSICIAN DECISION  PHYSICIAN DECISION  
  C4591001 
1251 
12511236  1 23 30OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    1 23 30OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1254 
12541074  2 38 28OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject requested to withdrawal consent  
    2 38 28OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject wished to withdrawal consent.  
  C4591001 
1260 
12601121  1 20 30SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  patient withdrew from study prior to vaccine # 2  
    1 20 30SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawal of consent  
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16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1264 
12641195  1 23 14OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Excl. 1 No further st udy intervention but will remain in the 
study to be evaluated for safety.  
  C4591001 
1269 
12691124  2 1 29SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
    2 1 29SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew consent  
  C4591001 
1270 
12701057  1 61 02NOV2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/PULMONARY EMBOLISM  
  C4591001 
4444 
44441152  1 22 12OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The volunteer expresses his desire to withdraw consent to 
participate in the study.  
    1 22 12OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The volunteer expresses his desire to withdraw consent to 
participate in the study  
  C4591001 
4444 
44441495  1 24 15OCT2 020 VACCINATION  WITHDRAWAL BY 
SUBJECT  for personal causes  
    1 24 15OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  for personal causes  
  C4591001 
4444 
44441792  1 9 01OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject, re -reads consent and decided it is not what she'd 
understood. Decides to revoke consent.  
    1 9 01OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subject rejects the terms of consent on a subsequent 
rereading.  
  C4591001 
4444 
44442179  1 2 28SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject reports being sure that he received placebo and that 
he participated to receive the vaccine.  
    1 2 28SE P2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject reports being sure that he received placebo and that 
he participated to receive the vaccine.  
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16.2.1.4 Listing of Subjects Withdrawn From the Study – All Subject s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  
Note: Data for subjects randomized on or after 10OCT2020 are included to comprehensively show all data reported but are subje ct to change with 
additional follow -up. 
Note: † = HIV -positive subject.  
a.      Relative Day (Rel Day) = date of withdrawal - date of last vaccination + 1. For a withdrawal that occurred before the date of the first study 
vaccination, + 1 was not added to compute relative day.  
b.      MedDRA (v23.1) coding dictionary applied.  
PFIZER CONFIDENTIAL SDTM Creation: 17NOV2020 (10:49) Source  Data: adds Table Generation: 19NOV2020 (01:42)  
(Cutoff Date: 14NOV2020, Snapshot Date: 16NOV2020) Output File: ./nda2_unblinded/C4591001_IA_P3_2MPD2/adds_l001_withdraw_p3   
 
 
090177e1959b2157\Final\Final On: 24-Nov-2020 13:47 (GMT) 
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16.2.1.6 Listing of Subjects Withdrawn From the Study – Subjects Enrolled in Multiple Site s 
Age 
Group  
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study 
Phase   Withdrawal 
Reason        Commentb 
  
16-55 C4591001 1056 
10561101  2 44 03NOV2020  FOLLOW -
UP PROTOCOL 
DEVIATION  SUBJECT WAS FOUND AS A DUPLICATE FROM 
ANOTHER SITE IN CLOSE PROXIMITY.  
  
a.      Relative Day (Rel Day) = date of withdrawal - date of last vaccination + 1. For a withdrawal that occ urred before the date of the first study 
vaccination, + 1 was not added to compute relative day.  
b.      MedDRA (v23.1) coding dictionary applied.  
PFIZER CONFIDENTIAL SDTM Creation: 17NOV2020 (10:49) Source Data: adds Table Generation: 18NOV2020 (02:59)  
(Cutoff Date: 14NOV2020, Snapshot Date: 16NOV2020) Output File: ./nda2 unblinded/C4591001 IA P3 2MPD2/adds l001 wd menrol p3   
 
 
090177e1959b2156\Final\Final On: 24-Nov-2020 13:47 (GMT) 
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