Dershowitz, 410 F.Supp.3d 564 (2019)
Dershowitz, 410 F.Supp.3d 564 (2019)
derives from their inherent power to preserve
adversary process's integrity.
KeyCite Yellow Flag - Negative Treatment
Distinguished by Penrose Hill, Limited v. Mabmy, N.D.Cal., August 18,
2020
410 F.Supp.3d 564
United States District Court, S.D. New York.
Plaintiff,
v.
Alan DERSHOWITZ, Defendant.
19 Civ. 3377 (LAP)
10/16/2019
Synopsis
Background: Plaintiff brought action alleging that
defendant defamed her by making public statements that
she was liar, had committed perjury, and was conspiring
with law firm to extort him and others by claiming that
she was forced to engage in sexual activity with him.
Defendant moved to dismiss and to disqualify law firm
Holdings: The District Court, Loretta A. Preska, Senior
District Judge, held that:
III single publication rule did not apply to bar claim on
limitations grounds;
(2) plaintiffs allegations were sufficient to defeat
defendant's claim to qualified self-defense privilege; and
(3) advocate-witness rule required that law firm be
disqualified from representing plaintiff
Motion to dismiss denied; motion to disqualify granted.
Procedural Posture(s): Motion to Dismiss for Failure to
State a Claim; Motion to Disqualify Counsel.
West Headnotes (19)
Attorneys and Legal Servicesfi•Inherent
power or jurisdiction
Authority of federal courts to disqualify counsel 121 Attorneys and Legal Servicese-Relation of
remedy to client's right to counsel of choice
In deciding whether to disqualify counsel, courts
must weigh client's right freely to choose his
counsel against need to maintain highest
standards of profession.
I Cases that cite this headnote
Attorneys and Legal Services~Standards of
professional conduct in general
Rules of American Bar Association and state
disciplinary bodies merely provide general
guidance and not every violation of disciplinary
rule will necessarily lead to disqualification of
counsel.
141 Attorneys and Legal Services4H3isfavored or
severe nature of remedy
Attorneys and Legal Servicese-Resolution of
doubt
Motions to disqualify counsel are viewed with
disfavor because of their vulnerability to abuse
as litigation tactics, but any doubt is to be
resolved in favor of disqualification.
I Cases that cite this headnote
151 Attorneys and Legal Serviceso ctual or
apparent impropriety
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Dershowitz, 410 F.Supp.3d 564 (2019)
In evaluating motion to disqualify counsel, court
must determine whether attorney's conduct
would tend to taint underlying trial.
I Cases that cite this headnote
161 Limitation of ActionsinTorts
New York's single publication rule is that
defamation claim accrues at publication, defined
as earliest date on which work was placed on
sale or became generally available to public.
I/ 1 N.Y. CPLR § 215(3).
171 Limitation of Actionsi•Torts
Under New York law, where defendant takes
affirmative step to republish defamatory
material, he may not find refuge in single
publication rule, pursuant to which statute of
limitations for defamation claim commences
upon original publication.
181 Limitation of Actions#•Torts
Under New York law, defamation plaintiff
seeking to avoid limitation bar arising from
single publication rule must allege separate
aggregate publication from original publication
on different occasion that is not merely delayed
circulation of original edition.
191 Limitation of ActionsinTorts
Under New York law, single publication rule
did not apply to bar on limitations grounds plaintiff's libel claims against defendant based
on his alleged affirmative republication of
defamatory statements about her to whole new
cohort of journalists who posted his statements
to new audiences, even if his prior statements
had been disseminated over internet via
prominent news organizations with worldwide
reach. r N.Y. CPLR § 215(3).
I Cases that cite this headnote
1101 Libel and Slander self-defense
Under New York law, individual is privileged to
publish defamatory matter in response to attack
upon his or her reputation, and is given more
latitude in such situation than if statements were
not provoked.
1111 Libel and Slander...Existence and Effect of
Malice
Under New York law, either constitutional
malice or common law malice can defeat
privilege to publish defamatory matter in
response to attack upon reputation.
1121 Libel and Slander Existence and Effect of
Malice
Under New York law, alleged sexual abuse
victim's allegations that she was forced to have
sex with defendant and that he subsequently
made public statements denying her allegations,
calling her liar, saying that she committed
perjury, and claiming that she conspired with
her lawyers to extort him were sufficient to
plead that defendant made statements with
malice and knowledge of their falsity, as
required to defeat defendant's claim to qualified
self-defense privilege under New York law in
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Dershowitz, 410 F.Supp.3d 564 (2019)
victim's defamation action.
1131 Attorneys and Legal Services•••Witness
Under New York law, advocate-witness rule
prohibits attorney from representing party where
attorney will be called as witness. N.Y. R. Prof.
Conduct 3.7.
I Cases that cite this headnote
1141 Attorneys and Legal Services9•Witness
Under New York law, in order to disqualify
attorney based on advocate-witness rule, party
must demonstrate that testimony is both
necessary and substantially likely to be
prejudicial. N.Y. R. Prof. Conduct 3.7.
I Cases that cite this headnote
1151 Attorneys and Legal Servicesp-Persons
affected; imputed disqualification
Under New York law, lawyer may not act as
advocate where another lawyer in lawyer's
firm is likely to be called as witness on
significant issue other than on client's behalf,
and it is apparent that testimony may be
prejudicial to client. N.Y. R. Prof. Conduct 3.7.
1161 Attorneys and Legal Servicese-Presumptions,
inferences, and burden of proof in general
Under New York law, on motion to disqualify
counsel based on advocate-witness rule, movant
bears burden of demonstrating specifically how
and as to what issues in case prejudice may occur and that likelihood of prejudice occurring
to witness-advocate's client is substantial. N.Y.
R. Prof. Conduct 3.7.
1 Cases that cite this headnote
1171 Attorneys and Legal Service90•Persons
affected; imputed disqualification
Under New York law, advocate-witness rule
required that law firrn be disqualified from
representing plaintiff in defamation action,
where defamation claim was based in part on
defendant's statement that plaintiff conspired
with firm to extort him, plaintiff's complaint
referred to conversations and communications
between firrn attorney and defendant in which
defendant asserted that plaintiff was mistaken in
her claim, defendant had tape-recorded evidence
of statements by firm attorney that he claimed
supported his version of events, and defendant
announced his intention to take depositions of
firm lawyers to help prove truth of his extortion
assertion. N.Y. R. Prof. Conduct 3.7.
[18] Libel and Slander-9.Truth as justification in
general
Under New York law, truth is complete defense
to defamation claim.
1191 Attorneys and Legal Services6.Witness
Under New York law, there is no justification
for allowing attorney to represent plaintiff
during pre-trial aspect of litigation when it is
clear that he may be material witness at trial,
and it is clear that he could be required to testify.
N.Y. R. Prof. Conduct 3.7.
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Dershowitz, 410 F.Supp.3d 564 (2019)
of this litigation. Neither the truth onrerlying
claims nor Dershowitz's denial thereo is fore the
Court.
Attorneys and Law Firms
*566 Sigrid S. McCawley, Boies, Schiller & Flexner LLP,
Fort Lauderdale, FL, Joshua Schiller, Boies Schiller
Flexner LLP, New York, NY, for Plaintiff.
Arthur Louis Aidala, Law Offices of Aidala & Bertuna,
P.C., Brooklyn, NY, Christian Kiely, Howard M. Cooper,
Todd & Weld LLP, Boston, MA, Imran H. Ansari, Aidala
Bertuna & Kamins PC, New York, NY, for Defendant.
OPINION & ORDER
LORETTA A. PRESKA, Senior United States District
Judge
("Plaintiff' or brings this
ac ton or e ation against Alan Dershowitz
("Defendant" or "Dershowitz") _has long claimed
that she was forced to engage in sexual activity with
Dershowitz. In response, Dershowitz has repeatedly
called a liar, said that she committed perjury, and
claimed that she conspired with her lawyers at the law
firm of Boies Schiller Flexner LLP "the Firm" or "BSF")
to extort Dershowitz and others redicates this
action on the grounds a Dershowitz's
statements --which she avers are false—are actionable
defamation.
Before the Court are Dershowitz's motions to dismiss the
action for failure to state a claim and to disqualify BSF as
Plaintiff's counsel. For the reasons stated below,
Dershowitz's motion to dismiss is denied, and his motion
to disqualify the Firm is granted.
I. Background
Two discrete sets of facts form the background of the two
separate motions. The first relates to the defamation claim
itself, while the second relates to the run-up to and filing a. Motion to Dismiss
In allegations the Court is required to accept as true at this
stage, Ashcroft v. lqbal 5566 78, 129 S.Ct.
1937, 173 L.Ed.2d 868 (2009), lieges that she
was "forced to engage in sexual acts with Dershowitz in,
among other locations, [Jeffrey] Epstein's mansion ...."
(Complaint ("Compl."), dated Apr. 16, 2019 [dkt. no. 1],
at ¶ 36). Prior to filing the Complaint, she had filed a
joinder motion in 2014 in another case describing this
alleged sexual activity. (a at ¶ 10). Thereafter in 2015
Dershowitz said on national television that
counsel on the joinder motion, Paul Cassell and Bradley
Edwards, had engaged in "unethical behavior warranting
"sent for filing the Joinder Motion." (Id. at ¶ 11).
alleges that Dershowitz made this statement about
her counsel "wrongfully." (a) Cassell *567 and Edwards
sued Dershowitz for defamation, and that case was settled
in April 2016. (I at 'II 11-12).
In 2015, Dershowitz made a number of statements in
various media outlets, including The Wall Street Journal,
The New York Times, the BBC, CNN, the Today Show,
and Reuters. (Declaration Of Michelle Proctus In Support
Of Defendant Alan Dershowitz's Motion To Dismiss
Complaint ("Proctus Decl."), dated June 25, 2019 [dkt.
no. 24], Ex. E; Proctus Decl. Ex. F; Proctus Decl. Ex. H;
Proctus Decl. -2, 8.9, 53-55, 61.63). These
included saying tory was "completely, totally
fabricated, made-up," that the allegations were "part of a
pattern of made up stories a ainst prominent people and
world leaders," and that is a "serial perjurer," a
"serial liar," and a "seria prostitute." (Proctus Decl. Ex.
E; Proctus Decl. Ex. G at 2-28).
In November 2018, the Miami Herald published the first
in a series of articles that incl erences to
Dershowitz's alleged sexual abuse o (Compl. at
¶ 13). In response, Dershowitz ma e a number of
statements nein the alleged abuse took place and
questioning lotives. Dershowitz said, "[T]he
story was 100% flatly categorically made up" and
land her attorneys [at BSF] fabricated the
assertion in order to get money from other
wealthy people." (Id. at ¶ 17). Dershowitz calle
"certified, complete, total liar" who "simply male ta”1;
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Mr. Dershowitz, 410 F.Supp.3d 564 (2019)
iory for money." (kt) Dershowitz also accused s" notes concerning his acting in `self defense' to the
of "committing the felony of perjury." (a. at 1 charges leveled against him." (a. at 6).
21).
A day after receiving the Confidential Memorandum and
haracterizes Dershowitz's "central assertion" as after commenting on it, Sires informed Dershowitz that he
ommitted perjury and that she and her and Singer were "precluded from assisting [Dershowitz]
attorneys 'hatched a scheme to falsely accuse in this matter due to a conflict, the nature of which we are
Dershowitz of sex trafficking as part of a criminal attempt not at liberty to discuss." (a at 2). Dershowitz responded
to extort a settlement from another party." (a at ¶ 14). "Darn. I was really hoping you could come on board."
alleges that Dershowitz knew his claims of
perjury were false because "Dershowitz ... knew that David Boies ("Boies"), a name partner in the Firm, met
Dershowitz had in fact had sex with Plaintiff." ak at 1 with in July 2014 and agreed to represent her.
15). (Declaration of Joshua Schiller In Support Of Plaintiffs
Memorandum Of Law In Opposition To Defendant's
Motion To Disqualify Boies Schiller Flexner("Schiller
Decl."), dated July 3, 2019 [dkt. no. 36], Ex. 12 at Ty
5.6)). Sigrid McCawley, a BSF partner, represented
as a fact witness in the since-settled defamation
suit brought by Cassell and Edwards against Dershowitz
in Florida. (Sch. Ex. 4 at 11 43, 45). The Firm
also represented n two other matters, an appeal On January 22, 2015, Ders eared on the Today to the Fourth ourt of Appeals in Florida and Show where he disputed allegations against litigation filed in September 2015 in this district against him. Afterwards, Carlos Sires ("Sires"), a partner at the
Firm's Fort Lauderdale office, emailed Dershowitz saying Jeffrey Epstein's compatriot, Ghislaine Maxwell.
that Defendant had a "very strong appearance on the (Schiller Decl. Ex. I2 at ¶ 8).
Today [S]how" and informing him, "If there is anything I Sires says that on January 22, 2015, the same day he can do for you, please let me know." (Declaration of Alan initially contacted Dershowitz offering assistance, Sires Dershowitz ("Dershowitz Deer), dated June 7, 2019 spoke telephonically with Dershowitz and informed him [dkt. no. 10], Ex. H at 18). That day, Dershowitz that the Firm would need to run a conflict check. While responded, saying he would "love [Sires'] help." (a at Dershowitz does not address this assertion, he says that by 14). Sires then wrote to Dershowitz saying, "I just the next day, he believed there was no conflict check exchanged emails with [BSF partner] Stuart [Singer] and outstanding. (Schiller Decl. Ex. 8 at ¶ 5; Dershowitz Decl. voiced my desire to do what we can to help you out. He at ¶¶ 33-36). Further, Dershowitz says that he offered to shares that desire. I will speak with him tomorrow in call David Boies, saying Boies is a friend, but that Sires more detail ...." (a at 12). The next day, Sires wrote said it would be unnecessary. (Dershowitz Decl. at 1 34). Dershowitz saying, "Stuart and I think we can provide Singer contacted Boies and raised the possibility of help." (a) Sires wrote to Dershowitz that he and Singer representing Dershowitz; Boies informed Singer that there "look forward to working with [Dershowitz] on this" and was a conflict, and Singer immediately informed Sires. asked for copies of the pleadings. (a at 10). (Schiller Decl. Ex. 8 at ¶ 16). On January 30, 2015, Sires
Dershowitz had a document marked "CONFIDENTIAL sent the email to Dershowitz saying that a conflict
precluded the Firm from providing representation to L/C PRIVILEGE" ("Confidential Memorandum") sent to Dershowitz. (a at 8-9; Schiller Decl. Ex. 8 at 1 16; Sires and others (apparently all lawyers) that contained a
discussion of the case and Dershowitz's thoughts on legal Dershowitz Decl. Ex. H at 2).
strategy. (Sealed Tr. at 73:3, Sept. 24, 2019; Declaration
of Imam Ansari, dated July 23, 2019 (Sealed Document
Placed in Vault [dkt. no. 42] ), Ex. A). Dershowitz also
sent Sires a number of court pleadings, which Sires said
he would review. (Dershowitz Decl. Ex. H at 5, 9). b. Motion to Disqualify
*568 Sires wrote back saying, "I'm sure you have already
looked at this issue, but the attached opinion and
Restatement section relate to Alan's recently-circulated On February 9, 2015, the Firm's General Counsel issued a
screening memorandum to all Firm personnel, directing
Sires and Singer not to discuss or share any information
regarding any aspect of the allegations against Dershowitz
or Dershowitz's responses to those allegations with any
other Firm personnel. (Schiller Decl. Ex. I I).
Although these facts are largely undisputed, other facts
relating to Dershowitz's interactions with Boies are
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Dershowitz, 410 F.Supp.3d 564 (2019)
vigorously disputed.
In Ma of 2015, Dershowitz met with Boies to discuss
Ilegations. (Compl. at ¶ 70; Dershowitz Decl.
at ¶ 47). Dershowitz says that he told Boies that
Dershowitz's "records ... demonstrated that
allegations could not be true." (Dershowitz Decl. at ¶ 48).
Dershowitz alleges that during this meeting, and in
multiple p ftenvards, Boies stated that he did
not believe 'legations against Dershowitz.
at ¶¶ 48.6 I). Dershowitz recorded one or more of these
discussions and played them to reporters in support of his
allegation that the Firm's attorneys did not believe
(Compl. at ¶ 69; Dershowitz Decl. at ¶ 59).
acknowledges that these communications took
pace ut alleges that Dershowitz's *569 statements
regarding his meeting with Boies are taken out of context
and that the recordings Dershowitz produced to reporters
were also "out of context." (Compl. at ¶ 69). Boies says
"old Mr. Dershowitz that [he] was convinced Ms.
as telling the truth as she recalled it."
upp °mental Declaration of David Boies ("Boies
Decl."), dated July 3, 2019 [dkt. no. 35], at ¶ 4). Boies
al at the time Dershowitz "did not dispute that
Ms vas truthfully recounting what she believed
happened" but Dershowitz asserted that Ms. had
"made an honest mistake and had confused [Dershowitz]
with another friend of Mr. Epstein." (Id.) Boies says that
Dershowitz "was never able to substantiate his assertions"
and that the Firm was "increasingly uncovering evidence
that was conha Dershowitz's assertions and
supportive of M rt." (Id. at ¶ 7).
The Complaint alleges that Dershowitz said on December
2, 2018 that he was "deliberately framed for financial
reasons" and that Dershowitz used as support for this
claim the statement he attributed to Boies that
claims were "wrong ... simply wrong." (Comp. at
17(c)). Although the Complaint does not state that Boles
is the lawyer who made the statement, it concedes that the
statement was made and that the statement was used to
sup riiershowitz's claim that Dershowitz was extorted
by a nd her lawyers. act at 11117, 69). There is no
question that Dershowitz's allegations of extortion relate
to BSF. At oral argu Court asked if "the gist of
the statement was tha conspired with people in
[BS1Mrt, among others, Wexner" to which counsel
for ,BSF) confirmed the Complaint's
allegation that it was a "defamatory statement" (Tr. 65:3,
Sept. 24, 2019). A few moments later, the Court again
going to call ... I don't know if it's Ms. said to counsel fo [t]he defense says that they're
McCawley or who, on the extortion issue," to which BSF
confirmed, "Right, your Honor." (Tr. 66:12, Sept. 24,
WESTLAW © 2020 Thomson Reuters. No claim to 2019). Proving the point, several BSF partners have
submitted affidavits on these motions with respect to the
alleged scheme to extort Mr. Wexner. E.g. Schiller Decl.
Ex. 12 at ¶ 22 (Affidavit of David Boies sworn to on Dec.
1, 2017), Ex. 13 at ¶ 5 (Affidavit of Sigrid S. McCawley
sworn to on Nov. 30, 2017), Ex. 16 at 6 (Affidavit of
Stephen N. Zack sworn to on Nov. 22, 2017).
Dershowitz says he plans to produce the recordings of his
calls with Boies and call Boies to testify to these
conversations at trial. (Dershowitz Decl. at ¶¶ 73-75).
According to the preliminary transcript of the call
prepared by defense counsel Boies told Dershowitz that
he proposed to say to "[W]e have now reviewed
the documentary evidence an we are convinced that your
belief [that you had relations with Dershowitz] is wrong
and we would like to explore with you how you could
have come to this conclusion that is wrong." (Declaration
of Alan Dershowitz, dated Sept. 25, 2019 ("Dershowitz
Sept. 25 2019 Decl.") (Sealed Document Place
[dkt. no. 52] ), Ex. A). In connection with
allegations that Dershowitz lied when he sat s e
conspired with her attorneys at BSF to extort Dershowitz
and others. (Compl. ¶ 17 (c)), Dershowitz also says he
plans to take the depositions of lawyers in the Firm and
call them as trial witnesses. (Dershowitz Decl. at ¶ 75).
II. Legal Standard
a. Motion to Dismiss
To survive a motion to dismiss under Rule 12(bX6), the
plaintiff must plead enough facts "to 'state a claim to
relief that is plausible on its face.' lqbal, 556 U.S. at
663, 129 S.Ct. 1937 (auoting / *570 Bell Atl. Corp. v.
Twombly 550 U.S. 544, 570, 127 S.Ct. 1955, 167
L.Ed.2d 929 (2007)). A court must accept all
well-pleaded facts as true and must draw all reasonable
inferences in favor of the plaintiff. Twombly, 550
U.S. at 570, 127 S.Ct. 1955. But a court is not bound to
accept as true legal conclusions that are couched as
factual allegations. lqbal, 556 U.S. at 678, 129 S.Ct.
1937. "Nor does a complaint suffice if it tenders 'naked
asset-hoofs!' devoid of 'further factual enhancement.' "
Id. (citing Twombly, 550 U.S. at 557, 127 S.Ct.
1955). If there are insufficient factual allegations to raise
a right to relief above the speculative level, the complaint
original U.S. Government Works. 6
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-. Dershowitz, 410 F.Supp.3d 564 (2019)
must be dismissed. Twombly, 550 U.S. at 555, 127
S.Ct. 1955.
b. Motion to Disqualify
111 I2IThe authority of federal courts to disqualify counsel
"derives from their inherent power to preserve the
integrity of the adversary process." Hempstead Video,
Inc. v. Inc. Vill. of Valley Stream 409 F.3d 127, 132 (2d
Cir. 2005Xintemal quotation marks omitted). In deciding
whether to exercise this power, courts must weigh "a
client's right freely to choose his counsel against the need
to maintain the highest standards of the profession." Id.
(internal quotation marks omitted).
131 141 Is]The rules of the American Bar Association and
state disciplinary bodies "merely provide general
guidance and not every violation of a disciplinary rule
will necessarily lead to disqualification." Id: see also
Bd. of Ed. of City of New York v. Nyquist, 590 F.2d
1241, 1246 (2d Cir. 1979). Motions to disqualify are
viewed with disfavor because of their "vulnerability to
abuse as litigation tactics." CQS ABS Master Fund Ltd. v.
MBIA Inc. 2013 WL 3270322, at .8 (S.D.N.Y. June 24,
2013). Nevertheless, "any doubt is to be resolved in favor
of disqualification." P • Hull v. Celanese Corp. 513 F.2d
568, 571 (2d Cir. 1975). The Court must determine
whether the attorney's conduct would "tend[ ] to taint the
underlying trial." ti • Nvquist, 590 F.2d at 1246.
III. Discussion
a. Motion to Dismiss
Dershowitz argues that (i) claims are
time-barred, and (ii) his statements are protected by the
self-defense privilege and therefore not actionable.
1. Statute of Limitations and the Single Publication Rule
"11n New York, the statute of limitations for slander and libel is one year. P tJ N.Y. C.P.L.R. 215(3). New York's
single publication rule is that "a defamation claim accrues
at publication, defined as the earliest date on which the
work was placed on sale or became generally available to
the public.' " Van Buskirk v. The New York Times Co.
325 F.3d 87, 89 (2d Cir. 2003) (Quoting Tomasino v.
William Morrow & Co. 174 A.D.2d 734, 571 N.Y.S.2d
571, 572 (2d Dep't 1991)). Dershowitz invokes the rule
to argue that the statements he made in late 2018 and
early 2019 (facially made within the statute of limitations)
are in fact time-barred because they are "substantively
identical" to statements he previously made in 2015 (Le,,
outside the one year statute of limitations). (Professor
Alan Dershowitz Memorandum In Support Of Motion To
Dismiss Complaint ("Mot. Dismiss"), dated June 25, 2019
[dkt. no. 23], at 10-11). The Court, however, is not
persuaded by this argument, especially in light of the
rationale for this common law rule.
New York's adoption of the single publication rule came
in response to Duke of Brunswick v. Harmer (1849) 117
Eng. Rep. 75; 14 Q. B. 185, in which the plaintiff brought
an action based on a defamatory statement made in a
newspaper published *571 by the defendant seventeen
years earlier. The defendant sold and delivered a copy of
the newspaper to the plaintiff's agent seventeen years
after publication, and, as the New York Court of Appeals
summarized it, the English court held "each delivery to a
third person of a defamatory article constituted a new
publication of the libel, which in turn gave rise to a new
cause of action." t" Gregoire v. G. P. Putnam's Sons
298 N.Y. 119, 122-23, 81 N.E.2d 45 (N.Y. 1948).
New York rejected the English rule and instead adopted
the single publication rule to provide repose to defendants
and ensure that it could not be the case that "the Statute of
Limitation would never expire." ?I:lid. at 125, 81 N.E.2d
45. The New York Court of Appeals expressly sought to
preclude the specter that a book printed fifty years ago
could form the basis of a defamation claim if the old book
were sold today. Id.
As Judge Sack explains:
The ... rule was applied
traditionally to mass publications
under which a plaintiff alleging
defamation has a single cause of
action, which arises at the first
publication of an alleged libel,
regardless of the number of
copies of the publication
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Dershowitz, 410 F.Supp.3d 564 (2019)
distributed or sold. Publication in
a new form republication of a
person's spoken words in a book,
or the publication of a hardcover
book in softcover format or as a
motion picture is a separate
publication for which the statute
begins to run anew.
Robert D. Sack, Sack on Defamation: Libel. Slander, and
Related Problems § 2.6.4, Practising Law Institute, (5d
ed. 2017X"Sack") (quotations omitted, emphasis added).
The single publication rule has been adapted to
rblications on the Internet under a similar rationale.
Firth v. State, 98 N.Y.2d 365, 370, 747 N.Y.S.2d 69,
775 N.E.2d 463 (N.Y. 2002). In adapting the rule to the
Internet, the New York Court of Appeals recognized that
one of the rationales for the rule was to prevent "endless
retriggering of the statute of limitations." Id.
ITIFirth and other cases applying the rule in the Internet
context did not hold that once a defendant makes a
statement in a prominent place on the Internet, he can
proactively repeat that claim in new places on the Internet
ad infinitum and remain immune from suit. Republication
to a new audience or in a new forum does not come
within the single publication rule. Where a defendant
takes an affirmative step to republish the defamatory
material, he may not find refuge in the single publication
rule which is designed to provide repose to inactive or
passive defendants. "The justification for [the
republication] exception to the single publication rule is
that the subsequent publication is intended to and actually
reaches a new audience." f 1 Firth 98 N.Y.2d at 371, 747
N.Y.S.2d 69, 775 N.E.2d 463. The single publication rule
was meant to protect the weary, not the wily.
181 PIThe case law distinguishes between those
republications that include an "affirmative act" to present
the material again and those that are passive.' II *572
Clark v. Viacom Intl Inc. 617 F. App'x 495, 505 (6th
Cir. 2015). New York case law requires a defamation
plaintiff seeking to avoid the single publication rule to
allege "a separate aggregate publication from the original
on a different occasion which is not merely a 'delayed
circulation of the original edition.' " P a Firth 98 N.Y.2d
at 371, 747 N.Y.S.2d 69, 775 N.E.2d 463 (quoting
Rinaldi v. Viking Penguin 52 N.Y. 2d 422, 435, 438
N.Y.S.2d 496, 420 N.E.2d 377 (N.Y. 1981) (actionable
republication where publisher made a "conscious and deliberate decision" to publish a paperback version of a
previously -published hardcover b k with respect to
which plaintiff did not sue).) as alleged exactly
that. (Compare Compl. at ¶ Compl. at ¶ 17).
Republication of the prior statements has also been found
actionable where additional material is added to the prior
statements. E.g., !* In re Davis 347 B.R. 607, 612 (W.D.
Ky. 2006) (holding that adding "Breaking News!" and
"Update!" sections to previously published material
constituted an actionable republication).
Dershowitz, who has proclaimed his appreciation of
chutzpah, Alan Dershowitz, Chutzpah (1992), employs it
to advance the argument that his actions are analogous to
a passive republication. Surveying the cases shows that
this ain't that.
Relying on Clark, Dershowitz argues: "[W]here the
allegedly defamatory statements have been widely
disseminated over the Internet via prominent news
organizations with worldwide reach, they have 'already
been directed at most of the universe of probable
interlocutors' and there is as a matter of law no new
audience to reach, and no new cause of action accrues."
(Reply Memorandum In Support Of Alan Dershowitz's
Motion To Dismiss Complaint ("Def. Dismiss Rep."),
dated July 16, 2019 [dkt. no. 40], at 4 citing !' Clark
617 F. App'x. at 506) (emphasis added). Dershowitz's
misreading of Clark is evident from the sentences before
and after the sentence he quotes. The discussion of "no
new audience" was specifically related to "run-of-the-mill
hyperlinks, website updates, or interface redesigns."
Clark 617 F. App'x at 506. Such passive changes
"typically demonstrate neither the intent nor the ability to
garner a wider audience than the initial iteration of the
online statement could reach." Id.
Because Dershowitz did not make only passive changes to
a website or the like, he can find no refuge in Clark. His
2018-19 statements are alleged to be "a separate
aggregate publication from the original on a different
occasion [and] not merely a delayed circulation of the
original [statements]." Firth, 98 N.Y.2d at 371, 747
N.Y.S.2d 69, 775 N.E.2d 461 Compl. 11117, 21, 86,
92, 98).
leges that Dershowitz's statements in 2018 and
2019 were an attempt to reach a whole new cohort of
who posted his statements to new audiences.
pposition papers allege *573 that Dershowitz
communicated in 2015 through the Today Show and an
op-ed in The Wall Street Journal, (Pl. Disqualify Opp. at
7-8; Schiller Decl. Ex. 8 at 1 II), while the Complaint
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alleges that in 2018 and 2019, he gave interviews to the
Miami Herald, CNN, the NY Daily News, Local 10
News, RawStory.com, Law & Crime, The Crimson, and
Vanity Fair. (Compl. Exs. 1.6). As alleged, these are
clearly new audiences even if, arguendo Dershowitz
made the same statements.= Thus, Dershowitz cannot
claim the benefit of the single publication rule. g
Firth 98 N.Y.2d at 371, 747 N.Y.S.2d 69, 775 N.E.2d
463 ("The justification for [the replication exception] to
the single publication rule is that the subsequent
publication is intended to and actually reaches a new
audience.")
Dershowitz's invocation of Hoesten v. Best, 34
A.D.3d 143, 821 N.Y.S.2d 40 (N.Y. App. Div. 1st Dep't
2006), is similarly unavailing. In that case, the alleged
republication occurred in a private meeting and was
"made to three ABC executives who were already
intimately familiar with the complaints previously levied
against plaintiff." Id. at 151, 821 N.Y.S.2d 40. One of
the three executives had already received the prior
publication, and the other two executives had known of
the activity relating to the allegedly defamatory statement.
Id. The court held that even if the larger organization,
ABC, was not considered a single audience for
republication purposes, the three executives cannot
reasonably be seen as a new audience. Id. Given this and
the fact that the statement made was "identical" to the
prior complaint, the Court found no republication. Id.
Analogizing Hoesten to this case is beyond a stretch. The
putative "new audience" in Hoesten was comprised of
three easily identifiable individuals who were "intimately
familiar" with the prior, identical statements, and thus the
three executives who heard the defamatory statements
could not "reasonably be seen as a new audience." Id.
Here, no particularized individuals are identified as
comprising either the prior or present audiences, and there
is no plausible assertion that all of the myriad unidentified
2018-19 recipients of the statements were familiar with
Dershowitz's prior statements from 2015 (other than
Dershowitz's novel and unsupported concept that
publication "disseminated over the internet via prominent
news organizations with worldwide reach" always
necessarily means that "as a matter of law [there is] no
new audience to reach, and no new cause of action
accrues upon their repetition." (Def. Dismiss Rep. at 4).)
The Complaint alleges that Dershowitz actively
republished his 2015 statements in 2018 and 2019 and
evinced an intent to garner a wider audience in 2018.19
than he had reached in 2015, (Compl. ¶'] 50.51, 92, 98),
and by Dershowitz's own account he "has made every
lawful effort available to him to defend himself and his reputation against the outrageous, knowingly false and
defamatory allegation publicly and maliciously leveled
against him by the Plaintiff." (Mot. Dismiss at 1). In other
words, he admits he took affirmative steps to republish his
prior statements to defend himself and his reputation by
influencing new audiences or re-influencing old
audiences. Said differently, Dershowitz went looking for
trouble, and by his repeated affirmative republications, he
found it.
Finally, it is worth noting that there is no limiting
principle to Dershowitz's bold position. It cannot be the
law that, having spoken in 2015 and not having been sued
*574 within one year, Dershowitz is now able to "go on
TV seven days a week, 20 channels a day forever and say
the same things." (Tr. 4:25, Sept. 24, 2019)) That is
because the rationale undergirding the single publication
rule is to provide repose to passive defendants while
affording plaintiff the possibility of a recovery for
affirmative republications.
Dershowitz argues that uld have sued Prof.
Dershowitz over his denials notwithstanding their truth)
within a year of their original publication in 2015." (Def.
Dismiss Rep. at 5). But this would also be true for a
plaintiff who sues over a softcover edition of a book after
having foregone the opportunity to sue over the
hardcover, which is exactly what occurred in Rinaldi
supra and is perfectly permissible:
[A] rebroadcast of a television show, a reprint of a
magazine article, or a new edition of a book—even if
substantively identical to the initial iteration (such as a
paperback edition of a previously published book hse
e.g., Rinaldi v. Viking Penguin. Inc. 52 N.Y.2d
422, 438 N.Y.S.2d 496, 420 N.E.2d 377, 382 (1981 )[
("the bringing out of the paperbacks unquestionably
was that of a new edition and, as such, a
republication.") ] )—generally will reset the limitations
period, because each is produced to garner an audience
that the preexisting dissemination of the statement
could not reach. See Restatement (Second) of Torts §
577A, cmt. d.
1Clark 617 F. App'x at 505. Dershowitz would have
the Court reverse this well-established jurisprudence. The
Court declines to do so and instead adheres to established
precedent.
2. Self-Defense Privilege
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Dershowitz, 410 F.Supp.3d 564 (2019)
1101Dershowitz additionally argues that his statements are
subject to a qualified privilege because they were made in
reply to false charges that gave rise to his right to defend
himself. (Mot. Dismiss at 16). New York courts recognize
a qualified privilege of reply:
"[a] person also has a right to defend himself or herself
from charges of unlawful activity .... An individual is
privileged to publish defamatory matter in response to
an attack upon his or her reputation; the speaker is
given more latitude in such a situation than if the
statements were not provoked."
Sack at § 9.2.1; Reynolds v. Pegler 223 F.2d 429, 433
(2d Cir. 1955); Konikoff v. Prudential Ins. Co. of Am.
1999 WL 688460, at *12 (S.D.N.Y. Sept. 1, 1999), aff'd
1234 F.3d 92 (2d Cir. 2000).
Although defendants are not required to "follow Marquis
of Queensberry rules" while allowing plaintiffs to "fight
freestyle," there are definite limitations to the qualified
privilege. *575 R.A.V. v. City of St. Paul, Minn.
505 U.S. 377, 392, 112 S.Ct. 2538, 120 L.Ed.2d 305
(1992); Collier v. Postum Cereal Co. 150 A.D. 169, 178,
134 N.Y.S. 847 (N.Y. App. Div. 1st Dep't 1912) ("One in
self-defense is not confined to parrying the thrusts of his
assailant. Of course, the counter attack must not be
unrelated to the charge, but surely the motives of the one
making it are pertinent.") Defendant and Plaintiff both
cite a Nevada case that laid out a standard for forfeiting
the qualified privilege: "The privilege may be lost ... if the
reply: (1) includes substantial defamatory matter that is
irrelevant or non-responsive to the initial statement; (2)
includes substantial defamatory material that is
disproportionate to the initial statement; (3) is excessively
publicized; or (4) is made with malice in the sense of
actual spite or ill will." State v. Eighth Judicial Dist.
Court ex rel. County of Clark, 118 Nev. 140, 42 P.3d 233,
239 (2002).
In a case related to this one, the Court's dear departed
colleague, Judge Robert W. Sweet, held that because the
qualified privilege of reply is an affirmative defense that a
plaintiff has a right to rebut, it is not appropriate for
resolution on a motion to dismis Maxwell
165 F. Supp. 3d 147, 155 (S.D.N. . e Court of
Appeals has said that if "the defendant's reply was made
in bad faith ... the defense fails" and that "[i]t is the
function of the jury to pass upon the question of whether
or not defendant published the alleged defamatory matter
in good faith, as this is a subject on which reasonable men
may differ." Reynolds v. Pegler 223 F.2d at 433.
In M. MtucwelMas she does here, alleged that defendant Ghislaine Maxwell's statements in that
case were made "with malice and knowledge of their
falsity." 165 F. Supp. 3d at 155. This was a sufficient
pleading to defeat a qualified privilege defense at the
motion to dismiss stage. Id.
Dershowitz attempts to distinguish Maxwell on the
grounds that (1) Dershowitz is a public figure who thus
should be afforded more "latitude" to respond to an attack
and (2) the court in Maxwell applied the wrong standard
of malice.
First, on the greater latitude argument, Dershowitz's
citations to [ g Gertz v. Robert Welch. Inc. 418 U.S. 323,
94 S.Ct. 2997, 41 L.Ed.2d 789 (1974) and PI New York
Times Co. v. Sullivan 376 U.S. 254, 305, 84 S.Ct. 710,
11 L.Ed.2d 686 (1964) are unavailing. Dershowitz argues
that because as a public figure he would have a higher
burden if he were suing for defamation, he should be
afforded more latitude in responding when others
allegedly defame him. In Sullivan Justice Goldberg
illuminated some of the concerns the Court was targeting,
writing, "[T]he Constitution accords citizens and press an
unconditional freedom to criticize official conduct."
II 4 Sullivan 376 U.S. at 305, 84 S.Ct. 710 (Goldberg, J.,
concurring). What animated the Court and Justice
Goldberg in Sullivan were concerns about the need to
protect discussion of "public issues" and "official
conduct," not a public figure's right to respond. Gertz
explains that "[T]he state interest in compensating injury
to the reputation of private individuals requires that a
different rule should obtain with respect to [public
persons]." P ¶ Gertz, 418 U.S. at 343, 94 S.Ct. 2997.
These cases do not address and certainly do not establish
that public figures somehow have an enhanced right to
defame.
Second, Dershowitz argues that the court in Maxwell
applied the wrong standard for d e self-defense
privilege, i.e., it misstated what must plead in
order to preclude Dershowitz from availing himself of the
self-defense privilege. (Del. Dismiss Rep. at 9).
Dershowitz argues that "the self-defense privilege *576 is
only forfeited by a reply that is excessive in scope or
content, or which is motivated solely by ill will or spite."
(Id. at 10) (emphasis added). In other words, he argues
that was required to plead that Dershowitz was
motivated solely by ill will or spite and that because she
did not, this motion can be granted on the face of the
Complaint.
However, the court in Maxwell held that either common
law or constitutional malice can defeat the defense of
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Dershowitz, 410 F.Supp.3d 564 (2019)
qualified privilege in New York. 165 F. Supp. 3d at 155;
cf. Liberman v. Gelstein 80 N.Y.2d 429, 438, 590
N.Y.S.2d 857, 605 N.E.2d 344 (N.Y. 1992). The New
York Court of Appeals has defined constitutional malice
as "knowledge of falsity or reckless disregard for truth or
falsity," Liberman 80 N.Y.2d at 434, 590 N.Y.S.2d
857, 605 N.E.2d 344, an' most assuredly has
pleaded that. (E.g., Compl. at ¶ 15, 17, 47-52).4
IIIIDershowitz, however, argues that the self-defense
privilege is unique and only a showing of "ill will or
spite" can properly defeat it. (Def. Dismiss Rep. at 9).
Dershowitz cites no binding authority that would impel
the Court to limit the holding of the New York Court of
Appeals in Liberman v. Gelstein 80 N.Y.2d at 434,
590 N.Y.S.2d 857, 605 N.E.2d 344, in this way. Instead
of citing a case, Dershowitz invokes "common sense,"
arguing that "[w]ere the self-defense privilege to be
defeated by an allegation of knowing falsity or reckless
disregard for the truth, it would be no privilege at all."
(Del Dismiss Rep. at 10). Whatever he means by this
formulation, it does not trump the New York Court of
. The Court agrees with Judge Sweet's holding in
v. Maxwell that either constitutional malice or
law malice can defeat the self-defense privilege,
Maxwell, 165 F. Supp. 3d at 155, and the question of
"good faith" regarding an assertion of that qualified
privilege is to be proven at a later stage, Reynolds, 223
F.2d at 433.5
Dershowitz invokes a nightmare scenario where courts
encourage defamation suits by false accusers and "First
Amendment protected advocacy would be chilled to the
point of freezing important debate." Dershowitz pits this
as a story of fairness as between accusers and repliers.
"Surely, Prof. Dershowitz has at least as much right to
call his accuser a liar as the accuser *577 had to call him a
pedophile and rapist. Either the law must protect both the
accuser and accused in such a cases, or it must not protect
either." (Mot. Dismiss at 21). While as a matter of
ultimate law this may well be correct, that
Dcrshowitz was always free to sue if he felt
aggrieved by what he views as her false and defamatory
statements about him. But the Federal Rules of Civil
Procedure require Dershowitz, at the motion to dismiss
stage, to satisfy different requirements from those applied
to Plaintiff. The putative "unfairness" Dershowitz
complains of applies to any civil action-plaintiffs can put
their allegations out to the world and must only plead
them, not prove them, at the motion to dismiss stage. The
question the Court must address is whether they are
sufficient, not whether they are true.
If the Court's decision somehow encourages defamation suits, then Dershowitz's quarrel properly is with the
Federal Rules of Civil Procedure which "represented a
major break from the common law and code systems."
Arthur R. Miller From Conley to Twombly to lqbal: A
Double Play on the Federal Rules of Civil Procedure 60
Duke L.J. I, 3.5 (2010) (Explaining that the drafters of
the Federal Rules "reshaped civil litigation to reflect core
values of citizen access to the justice system and
adjudication on the merits based on a full disclosure of
relevant information."); see P.' Dioguardi v. Duming,
139 F.2d 774 (2d Cir. 1944).
II21Therefore, the Court adopts the reasoning of Maxwell.
as repeatedly pled that Dershowitz's statements
were made with malice and knowledge of their falsity.
(Compl. at 11 15-17, 47-52). Specifically,
pled that she was "forced to have sex wit hran
Dershowitz." (LL at ¶ 36). Taking this fact to be true, as
the Court must, it is a logical conclusion that a false
denial of this charge was necessarily made with
knowledge of falsity; Dershowitz could not have had sex
with • falsely denied that fact without knowing
that what he was saying was Maxwell, 165 F.
Supp. 3d at 155-56. If at tri ils to prove that
she was "forced to have sex with Alan Dershowitz" or if
Dershowitz proves that he did not have sex with her at all,
then the truth or falsity of his statements will be
established, and if they are true his lack of knowledge of
falsity will be established, b tion of this issue
will await a jury. For now, as pled sufficient
facts to defeat the qualified self-defense privilege.
Accordingly, the motion to dismiss is denied.
b. Motion to Disqualify
Dershowitz argues the Firm should be disqualified for two
independent reasons. First, based on a conflict of interest
(Memorandum Of Law In Support Of Alan Dershowitz's
Motion To Disqualify ("Def. Disqualify Mot."), dated
June 7, 2019 [dkt. no. 8], at 16) and, second, based on the
advocate-witness rule, (a at 26).
On conflict of interest, Dershowitz argues that he was a
former client of the Firm, he provided the Firm with
confidential information, and the Firm is now adverse to
him in a substantially related litigation. (lia at 16).
Dershowitz argues that Sires' conflicts should be imputed
to the Finn. (a at 25). The Firm argues that Dershowitz
has waived this argument by having failed to move timely
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Dershowitz, 410 F.Supp.3d 564 (2019)
after it arose.
On the advocate-witness rule, Dershowitz argues that
Boles and other Firm lawyers who represer are
necessary witnesses on substantial issues in this action.
(a. at 12). The credibility of these advocate-witnesses
may have to be challenged by other members of the Firm
who *578 "will not have the necessary independence."
(a at 13). He argues that the rule should not only
disqualify Boles, McCawley, and other relevant lawyers
but also the entire firm based on imputation. (a. at 26).
Because disqualification is so clearly required under the
advocate-witness rule, the Court does not reach the
conflict of interest argument advanced by Dershowitz. It
is thus unnecessary to reach the waiver argument in that it
applies only to the conflict of interest branch of the
disqualification motion. The advocate-witness branch of
the motion to disqualify arises out of the language of the
Complaint itself, and Dershowitz moved on that basis
within eight weeks of the filing thereof.
1. Advocate-Witness Rule
"31The advocate-witness rule prohibits an attorney from
representing a party where the attorney will be called as a
witness. Rizzuto v. De Blasio 2019 WL 1433067, at
*3 (E.D.N.Y. Mar. 29, 2019); N.Y. R. Prof I Conduct §
3.7.
Rule 3.7 of the New York Rules of Professional Conduct
states:
a) A lawyer shall not act as advocate before a
tribunal in a matter in which the lawyer is likely to
be a witness on a significant issue of fact [...]
b) A lawyer may not act as advocate before a
tribunal in a matter if:
(I) another lawyer in the lawyer's firm is likely to
be called as a witness on a significant issue other
than on behalf of the client, and it is apparent that
the testimony may be prejudicial to the client;
N.Y. R. Prof I Conduct § 3.7.
"MC rule differentiates between an attorney who will
be called on behalf of his client and an attorney who will
be called as a witness other than on behalf of his client.
Id. "In order to disqualify an attorney based on the
advocate-witness rule, 'a party must demonstrate that the
testimony is both necessary and substantially likely to be
prejudicial.' " Prout v. Vladeck 316 F. Supp. 3d 784, 809 (S.D.N.Y.), reconsideration denied, 319 F. Supp. 3d 741
(S.D.N.Y. 2018) (gtstgi !I Decker v. Nagel Rice LLC
716 F. Supp. 2d 228, 232 (S.D.N.Y. 2010)).
I16IA lawyer may also not act as an advocate where
"another lawyer in the lawyer's firm is likely to be called
as a witness on a significant issue other than on behalf of
the client, and it is apparent that the testimony may be
prejudicial to the client." Murray v. Metropolitan Life
Ins. Co., 583 F.3d 173. 178 (2d Cir. 2009) (gt N.Y.
R. Profl Conduct § 3.7(b)(1)). The Court of Appeals has
noted, though, that this rule "lends itself to opportunistic
abuse." Id.
Ilene Court of Appeals explained that Rule 3.7(a) is
designed to alleviate the risks that:
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