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Lumbar spinal stenosis: Syndrome, diagnostics
and treatment
Article in Nature Reviews Neurology • August 2009
0OI:10.lo3afnrneurol.3039.90• Source: Pubiled
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Department of
Neuroradidogy
(E. Siebert.
R. laIngeblell.
Department of
Neurologyand
Everimental Neurcrogr
(H. Press.
IL M.
J. M. Schwab). Manta
School of Mecicine.
Humboldt University.
Berin.Gemnany. Wings
for Ufe Spiral Cad
Research Foundation.
Satzburg.Austria
tv. raid).
Correspondence:
J. M. Schwab.
Depanmem of
Neurology and
Experimental
Neurology. Spinal Cad
Injury Research. Manta
School or Medicine.
Humbo!dt University.
Campus Mine.
Chenteplatz I.
01.0117
Germany
jartschwabei ,
chmite.de Lumbar spinal stenosis: syndrome, diagnostics
and treatment
Eberhard Siebert, Harald Priiss, Randolf Klingeblel, Weal Fall!!, Karl M. Snit d'uel and Jan M. Schwab
Abstract I Lumbar spinal stenosis (LSS) comprises narrowing of the spinal canal with subsequent neural
compression, and is frequently associated with symptoms of neurogenic claudication. To establish a
diagnosis of LSS, clinical history, physical examination results and radiological changes all need to
be considered. Patients who exhibit mild to moderate symptoms of LSS should undergo multimodal
conservative treatment, such as patient education, pain medication, delordosing physiotherapy and
epidural injections. In patients with severe symptoms, surgery is indicated if conservative treatment proves
ineffective atter 3-6 months. Clinically relevant motor deficits or symptoms of cauda equina syndrome
remain absolute indications for surgery. The first randomized, prospective studies have provided class I—II
evidence that supports a more rapid and profound decline of LSS symptoms after decompressive surgery
than with conservative therapy. In the absence of a valid paraclinical diagnostic marker, however, more
evidencebased data are needed to identify those patients for whom the benefit of surgery would outweigh
the risk of developing complications. In this Review, we briefly survey the underlying pathophysiology and
clinical appearance of LSS, and explore the available diagnostic and therapeutic options, with particular
emphasis on neuroradiological findings and outcome predictors.
Siebert. E. et al. Nat. Rev. Neared. 5.392-403 12009): dm.10.1038/nineurol.2009.90
M0dSCItpeCME Continuing Medical Education online
This activity has been planned and implemented in accordance
with the Essential Areas and policies of the Accreditation Council
for Continuing Medical Education through the joint sponsorship of
MedscapeCME and Nature Publishing Group.
MedscapeCME is accredited by the Accreditation Council for
Continuing Medical Education (ACCMEI to provide continuing
medical education for physicians.
MedscapeCME designates this educational activity for a maximum
of 1.25 AMA PRA Category 1 Credlte". Physicians should only
claim credit commensurate with the extent of their participation
in the activity. All other clinicians completing this activity will
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Journal CME activity: (1) review the learning objectives and author
disclosures: 12) study the education content: (31 take the posttest
and/or complete the evaluation at
publicinatuiereviews: and (4) New/print certificate.
Learning objectives
Upon completion of this activity. participants should be able to:
1 Diagnose lumbar spinal stenosis effectively.
2 Distinguish recommended conservative treatment strategies
for patients with lumbar spinal stenos's.
3 Analyze the relative benefits of conservative therapy
vs surgery for patients with lumbar spinal stenosis.
4 Describe outcomes related to surgery for lumbar spinal
stenosis.
Competing interests
The authors. the Journal Editor H. Wood and the CME
questions author C. P. Vega declare no competing interests. Introduction
The term lumbar spinal stenosis (LSS) refers to the ana-
tomical narrowing of the spinal canal and is associated
with a plethora of clinical symptoms. The annual inci-
dence of LSS is reported to be five cases per 100,000
individuals, which is fourfold higher than the inci-
dence of cervical spinal stenosis.' The characteristic
symptom of LSS is neurogenic claudication, which was
a term coined by Dejerine (1911)2 and defined by von
Gelderen (1948)' and, later, Verbiest (1954).4 In his
report, von Gelderen described neurogenic claudica-
tion as localized, bony discoligamentous narrowing
of the spinal canal that is associated with a complex of
clinical signs and symptoms comprising back pain and
stress-related symptoms in the legs (claudication)'' This
characterization is still in use today. LSS has become the
most common indication for lumbar spine surgery, in
part because of the increasing quality and availability of
radiological imaging.' The increasing frequency of LSS
surgery also reflects the elevated demand for mobility
and flexibility in the aging population. Propagated by
the increasing prevalence of this condition, controlled,
evidence-based advice for individual treatment decisions
is stating to emerge.'-'
LSS can be classified according to etiology (primary
and secondary stenoses) and to anatomy (central, lateral
or foraminal stenosis), as summarized in Box 1. Primary
stenosis is caused by congenital narrowing of the spinal
canalrwhereas secondary stenosis can result from a wide
range of conditions, most often chronic degeneration,
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which leads to a destabilized vertebral body. Other causes
of secondary stenosis include rheumatoid diseases, osteo-
myelitis. trauma, tumors, and, in rare cases, Cushing
disease or iatrogenic cortisone application. 1'
In this Review, we explore the underlying patho-
physiology of LSS, focusing on degenerative LSS, and
discuss the characteristic hallmarks of the resulting clini-
cal syndrome. paraclinical determinants of the condition
and the results of interventional trials.
Pathophyslology
Stenosis development
LSS can be monosegmental or multisegmental, and uni-
lateral or bilateral. Anatomically, the stenosis can be clas-
sified as central, lateral or foraminal. Depending on the
extent of the degeneration, central, lateral and foraminal
stenosis can occur alone or in combination. The L4-5
spinal discs are most frequently affected by LSS, followed
by L3-4, LS-S1. and LI-2.
Multiple factors can contribute to the development
of spinal stenosis, and these can act synergistically to
exacerbate the condition. Degeneration of the vertebral
disc often causes a protrusion, which leads to ventral
narrowing of the spinal canal (central stenosis; Figure la).
As a consequence of disc degeneration, the height of the
intervertebral space is further reduced, which causes
the recess and the intervertebral foramina to narrow
(foraminal stenosis), exerting strain on the facet joints
(Figure 1). Such an increase in load can lead to facet
joint arthrosis, hypertrophy of the joint capsules and the
development of expanding joint cysts (lateral stenosis),
which in combination propagate spinal instability." The
reduced height of the segment leads the ligamenta flava
to form creases, which exert pressure on the spinal dun
from the dorsal side (central stenosis). Concomitant
instability due to loosened tendons (for example, the
ligamenta !lava) further propagates pre-existing hyper-
trophic changes in the soft tissue and osteophytes, creat-
ing the characteristic trefoil-shaped narrowing of the
central canal.m".
LSS can also be subdivided into relative and absolute
LSS—a classification that has not yet been clinically
validated—according to the anterior-posterior diameter
of the spinal canal (Figure la). Relative LSS (spinal canal
10-12 mm in diameter; physiological value is 22-25mm)
is usually asymptomatic, whereas absolute LSS (spinal
canal <10 mm in diameter) is often symptomatic and is
associated with absence of free subarachnoid space (as
observed on lateral plain X-ray films). The lateral recess
can be considered stenotic if it has a diameter of <2mm
(physiological diameter is 3-5 mm).
From stenosis to claudication
Each of the various degenerative processes that partici-
pate in the development of LSS can independently cause
clinical symptoms that frequently make diagnosis and the
choice of therapy difficult. The most common symptom
associated with LSS is neurogenic claudication, which Key paints
• A patient's medical history and clinical symptoms are more-decisive factors
than radiological observations in confirming a diagnosis of lumbar spinal
stenosis (LSS)
• Patients with mild to moderate symptoms of LSS should be treated with
conservative therapies. including delordosing measures. and epidural injections
and other pharmacological measures
• In cases of severe symptomatic LSS, surgery is indicated if conservative
therapy proves ineffective after 3-6 months
• Class I evidence-based recommendations cannot be made for any conservative
or surgical therapy in relation to mid-term and longterm patient outcomes
• Future mid-term and long-term studies should identify subgroups of patients
who are more likely to benefit from surgery than from conservative treatment
Box 1 I Classification and differential diagnoses of lumbar spinal stenosis
Classification according to etiology
Primary stenosis
• Idiopathic stenosis
• Achondrodysplasia
Secondary stenosis
• Degenerative (for example. spondylosis. spondyfolisthesis. scoliosis)
• Ossification of the ligamentum longitudinale posterius and ligamentum fiavum
• Metabolic or endocrine causes (for example. epidural lipomatosis. acromegaly)
• Infections (discitis. osteomyelitis. Potts disease [tuberculous spondylitisj)
• Neoplastic
• Rheumatological conditions (for example. Paget disease. spondylosis
ankylopoetica. rheumatoid arthritis)
• Posttraumatic or postoperative stenosis (for example. fracture of vertebrae.
laminectomy. fusion. fibrosis)
Classification according to anatomy
• Central stenosis (with or without lateral stenosis)
• Isolated lateral stenosis
• Foraminal stenosis
Differential diagnoses
• Intermittent claudication or vascular claudication
• Radiculopathies or polyneuropathies
• Intraspinal synovial cyst
• Disc prolapse
• Tethered cord or spina bifida
• Coxarthrosis or arthrosis of the iliosacral joint
• Abdominal aortic aneurysm
• Neoplasia (for example. tumor of myelon. spinal roots. meninges. bones or filiae)
• Inflammatory conditions (for example. spondylodiscitis. meningeosis.
arachnoiditis)
• Dissociative syndromes
Derived from Haam',eler and steike.ls
comprises limping or cramping lumbar pain that radi-
ates into the legs primarily during walking. Degenerative
LSS can ultimately lead to the compression of individual
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Forame (ext zone)
rophy of 'ter/Let Joint
Ugamenturn flavum
(thickening)
b a
Lateral recess (entry zone)
Foramina' narrowing - -
aserdiiri bPeclicle
iisC----F-2cet Joint:
Anterior-posterior diameter Lamina articular facet
Spinous process superior Vertebral body
Bulging or protrusion of invertebral disc
Nerve fibers (cauda &pima)
cr Trranswssfsle4 cri:ji
Facet pint: L4 Inferior articular facet (hypertrophy)
CZ Facet pint: LS superior articular facet (hypertrophy) :
Degenerative disc signs: height loss and protrusion (e.g. into foramen) Spinous process LS
Degenerative disc signs: heigm loss and protrusion
Foramina' narrowing
Nerve root Spinous process I.4
Transverse process LS
Nerve root
Spinous / process
Facet Joint: I.4 inferior articular facet
IrlyPertreohyl
) Freet Joint L5 supenot articular facet
IllyPertrol")
Figure 1 i Pathoanatomical illustration of LSS.
Osteolisthesis and disc prolapse are distinct entities from
LSS. although these conditions will frequently exacerbate
the pre-existing lumbar stenosis. a I Corona', b I dorsal
and e I lateral views of LSS. In a I distinct stenosis areas
are depicted in red. Ventral compression can be caused
by medially bulging or protrusion of intervertebral discs.
Lateral stenosis can be caused by lateral prolapse,
stenosis of the neuroforamen or hypertrophy of the facet
joints. b I Dorsal view of lateral stenosis (red dots) caused
by hypertrophic facet joints and narrowing of the
neuroforamen. e I Corresponding lateral perspective of
narrowed neuroforamen causing a lateral stenosis.
Abbreviation: LSS, lumbar spinal stenosis. nerve roots, the meninges, the intraspinal vessels, and, in
exceptional cases the cauda equina (Figure 2)." Nerve
root compression triggers localized inflammation,
which affects the nerve root's excitatory state." In addi-
tion, at least two interdependent vascular mechanisms
are hypothesized to contribute to the development of
neurogenic claudication in LSS: reduced arterial blood
flow resulting in ischemia, and venous congestion with
compression of the nerves and secondary perfusion deli-
ciente Conversely, compressive radiculopathy can
cause autonomic dysregulation and impaired circula-
tion in the legs." The extent of compression is increased
by hyperextension or hyperlordosis of the lumbar spine,
because these postures cause additional narrowing of the
spinal canal. By contrast, hyperflexion abrogates lordosis,
resulting in a widening of the spinal canal. A functional
LSS can be diagnosed only if a clinically relevant LSS
develops in certain spinal postures (for example, when
standing as opposed to sitting). Such stenoses are fre-
quently exacerbated further by vertical load.22 Indeed,
epidural pressure is elevated while standing or walking,
and lowered when sitting and in flexion."'"
Experimental animal models have been developed
to investigate the underlying pathophysiology of LSS in
more detail" and to test pharmacological interventional
strategies," but the validity of these models for the multi-
faceted. etiologically diverse human condition remains
limited. In one such experimental model for spinal canal
stenosis, a piece of silicon is placed under the lamina
at lumbar level 4 in young adult rats. This model might
only deliver incomplete information, since acute narrow-
ing of the spinal canal per se does not fully recapitulate
the features of chronic degenerative LSS in humans,
and the young adult animals used in those experiments
lack comorbidities. In addition, the spine biomechanics
of quadripedal rats differ substantially from those of
bipedal patients.
Signs and symptoms
In contrast to the well-defined pathoanatomical hall-
marks of LSS, the clinical features of the condition
are heterogeneous, and often, but not always, include
neurological symptoms." Typically. patient symptoms
comprise unilateral or bilateral (exertional) back and
leg pain, which slowly develops and persists over several
months, or even years (Box 2). The back pain is localized
to the lumbar spine and can radiate towards the gluteal
region, groin and legs, frequently displaying a pseudo-
radicular pattern. In cases of lateral recess stenosis or
foraminal stenosis, isolated radiculopathy can occur.
Neurogenic claudication is the most specific symptom of
LSS,° although it is nearly always accompanied by further
symptoms. Taking into account all the symptoms, LSS
can be clinically classified into grades Grade I
(neurogenic intermittent claudication) is characterized
by a reduced walking distance (caused by pain) and short
intermittent sensomotoric deficits that at rest might
be unremarkable, but can deteriorate while walking.
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However, not all patients with LSS exhibit symptoms
consistent with neurogenic intermittent claudication,
which is why other classifications of LSS exist. Grade II
(intermittent paresis) refers to already persistent sensi-
tivity deficits, loss of reflexes and intermittent paresis.
Grade III is reached if persistent, progressing paresis is
present, accompanied by partial regression of pain?
Neurogenic claudication can be clinically distinguished
from vascular intermittent claudication by the presence
in the former of pain regression following flexion (delor-
dosis) of the spine (for example, while cycling). In con-
trast to vascular claudication, pain sensation in patients
with LSS does not ease while standing. The relative pro-
portions of the low back pain component (an indicator
of pathology such as concomitant vertebral instability or
facet joint arthrosis) and the leg pain component have
proved helpful for dinical orientation." Laskgue testing (a
passive leg flexing test) often remains negative in patients
with LSS and is frequently accompanied by a feeling of
'heavy legs, a characteristic sign of LSS. Straightforward
detection of LSS is hampered by a number of frequent
comorbidities such as peripheral neuropathies, which can
themselves be relevant differential diagnoses (Box 1).
Approximately 20% of patients with LSS exhibit symp-
toms of depression and 25% are dissatisfied with their life
before surgery—a similar pattern to that seen in patients
with other chronic disorders?" Evaluation of mood and
contentment in patients is important, as both can mark-
edly differ between patients with LSS and healthy controls,
and can influence diagnostic and therapeutic decisions.
Patient-reported symptoms —even those that are transient
in nature—should be considered seriously in the diagnostic
work-up, especially during initial consultations.
Diagnosis
The frequency of degenerative LSS diagnosis has risen
over time, as a result of increasing lifespan and demand
for a better quality of life, awareness of the disease, and
the availability of advanced imaging techniques. ISS can
be difficult to diagnose, however, because the symptoms
can mimic other diseases. On the other hand, various
comorbidities, which are prevalent in the aging popula-
tion, can result in secondary stenosis or imitate symptoms
of it. Thus, the differentiation of LSS from numerous
other pathologies is vital (Box 1). Clinical symptoms of
BS are often absent at rest. In addition, it can be difficult
to establish whether pain (and other patient-reported
symptoms) relates to ISS or to other factors (for example,
instability, facet joint arthrosis, osteoporosis, arthritis,
or diabetic polyneuropathy). Hence, a diagnosis of LSS
can only be established through a combination of clinical
history, physical examination and radiological changes.
Differential diagnoses
In contrast to the situation in LSS, hyposensibility result-
ing from peripheral neuropathies usually exhibits a
bilateral distal stocking-shaped pattern, irrespective of
posture, rest or physical stress. Iliosacral joint disorder rillICsure: tension:
cbronic inflammation
t
intraneural fibrosis
Ectopic neural excitation Etisevnental stenosis
venous s asls and
low perfusion pressure
Neural ischemla Segmental stenosis
High epidural pressure
Neurogenic claudication
Figure 2 I Processes involved in neurogenic claudication development in lumbar
spinal stenosis.
Box 21 Symptoms and features of lumbar spinal stenosis
Classic symptoms
• Lumbago
• Neurogenic claudication
• Hypesthesia and paresthesia of the legs
• Ataxia
• Weakness and feeling of heavy legs
Features
• Improvement during lumbar delordosing
• Deterioration during lumbar lordosing
• Weakness of the legs
• Attenuated reflexes (pseudoradicular)
Derived from Heeimeier end Stolke.m
occasionally mimics LSS, with low back pain radiating to
the buttocks and the thighs when standing and walking.
Unlike LSS, however, iliosacral joint pain is characterized
by tenderness of the joint. The development of cauda
equine syndrome, which comprises sacral hypesthesia,
loss of tendon reflexes in the lower limbs and incon-
tinence, as a result of 1SS is only found in exceptional
cases. Sphincter involvement is very rare in LSS, as the
sacral nerves are relatively protected from compression
owing to their central position within the cauda equina.''
In patients exhibiting vesicorectal voiding and upper
motor neuron signs (for example, Babinski's reflex and
hyperreflexia), cervical or thoracic myelopathy needs to
be ruled out.
Neuroradiological assessment
When performing radiological assessment of MS, some
inherent problems with imaging of the lumbar spinal
canal need to be considered. First, imaging of sympto-
matic patients is confounded by the fact that degenerative
changes in the lumbar spine are highly prevalent in the
asymptomatic population: among patients over 60 years
of age, 20% will reveal signs of LSS." Second, imaging
tends to exaggerate pronounced degenerative changes
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Figure 3 I Spinal alterations in a patient with
monosegmental LSS at L4-5. Sagittal and axial images
were obtained using T2-weighted turbo spin-echo MRI.
a I A sagittal image reveals reductions in the disc signal
and the disc space height, which are attributable to
dehydration. Disc bulging and slight ventral listhesis of L4
(arrow) can also be observed. b I Narrowing of the
neuroforamen (arrow). which affects the right L4 radix. Is
caused by e consecutive hypertrophic facet joint
degeneration with intra-articular effusions (arrowheads)
and hypertrophy of the ligamentum flawm (arrow), as
observed on an axial image.
and effects on the spinal canal." Thus, radiologically
diagnosed LSS usually identifies involvement of more
segments than is suspected clinically. In the majority of
cases, a presumptive diagnosis of LSS can be made on the
basis of the clinical appearance of the condition and
the patient's medical history. Imaging tends, therefore, to
be selectively employed when any type of interventional
or surgical therapy is contemplated. Notably, imaging
tends to be used most frequently in patients with medium
to severe symptoms of I-SS."
In presurgical patients with symptoms of LSS, the
purpose of imaging is to confirm the presence or
absence of LSS, to exclude differential diagnoses, to relate
congesting symptoms to osseous and discoligamentous
structures, and to identify the exact location of LSS for
accurate presurgical planning." As described previously.
LSS mostly results—at least initially—from degenerative
disc disease. Morphological alterations, such as loss of
disc height, disc signal, bulging discs, disc herniations. reactive end-plate and bone marrow changes, and
spondylophytes, can be visualized to differing degrees by
the various imaging techniques applied. Increased stress
on the facet joints leads to hypertrophic facet degenera-
tion, as well as inwardly buckled and hypertrophied liga-
menta flava. These changes can lead to central, lateral or
foraminal stenoses (Figure I).
MR1
MRI is the preferred imaging modality for the radio-
logical assessment of LSS.J6 This technique provides
superior soft-tissue contrast compared with other
imaging modalities, has multiplanar imaging capabili-
ties and does not produce ionizing radiation. In patients
with pacemakers, certain other types of metal implants
or claustrophobia, however, MRI is contraindicated or
impossible to perform.
MRI of patients with LSS usually comprises orthogonal
TI-weighted and T2-weighted images (sagittal and axial).
A fat-suppressed T2-weighted sequence can be added,
as such images seem to allow more accurate detection
of associated degenerative bone marrow changes. With
T2-weighted images and the inherent signal intensity of
cerebrospinal fluid, 'myelography-like' images that illus-
trate the thecal sac, the intrathecal and intraforaminal
nerve roots, and the spinal cord can be obtained non-
invasively. LSS can be monosegmental (Figure 3) or
occur on multiple levels (Figures 4 and 5). Like CT
imaging, MRI can define the contribution of osseous and
discoligamentous structures to LSS.
Despite detailed depiction of the spinal anatomy,
studies have produced conflicting results concerning the
clinical usefulness of the information gained by MRI."-"
Results from a study conducted by Modic and colleagues,
in patients with radiculopathy, low back pain and scia-
tica, implied that changes observed by means of MRI
add little or no clinically useful information to clinical
assessment alone in relation to prognosis and predicting
the outcome of surgery.""
Gadolinium -based contrast media are not routinely
required for imaging of LSS unless previous surgery was
performed and fibroid scar tissue might have to be identi-
fied by its contrast enhancement" Some studies, however,
indicate a possible superior role for contrast-enhanced MRI
in LSS patients with neurogenic claudication, as enhance-
ment of compressed nerve roots can be visualized in a
subset of these patients.'[-"' This enhancement is thought
to reflect either obstructed periradicular veins, indicating
venous stasis, or breakdown of the blood-nerve barrier, a
sign of chronic compressive radiculitis (Figure 2).
Through the use of heavily T2-weighted fat-suppressed
sequences, magnetic resonance (MR) myelography
can be performed noninvasively and without contrast
administration. Despite the capacity of this technique to
accurately depict the thecal sac, however, studies have
yielded contradictory results regarding the usefulness
of this sequences.* The use of MR myelography is,
therefore, only advocated as an additional sequence to
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conventional MRI. Currently, open MRI is the only tech-
nique that enables a functional investigation of spinal
flexion and extension during the application of axial
loading, or even in the supine position!'
CT scanning
CT can be performed rapidly and allows precise evalua-
tion of the spinal canal and differentiation between spinal
canal compression caused by discs, ligaments and bony
structures. In the latter respect, this approach is supe-
rior to MRI. At present, CT is usually performed using a
spiral multislice technique, acquiring isotropic data that
enables multiplanar reformatting in any desired plane and
three-dimensional reconstructions. Even in pronounced
torsion scoliosis, therefore, multisegmental imaging in
one plane can be achieved, which is not possible with
MRI. A limitation of CT is that intrathecal nerve roots
and the spinal cord cannot be visualized, because these
structures have similar densities to the cerebrospinal
fluid. This problem might be circumvented by using CT
myelography (Figure 5). CT myelography entails spiral
CT imaging acquired after inthecal administration of
iodine, which is commonly performed under fluoro-
scopic guidance. In some cases of extensive degenera-
tive or postsurgical changes, lumbar puncture can also
be performed under CT guidance. Such CT-guided
puncture of the thecal sac is a robust technique, even in
patients who cannot be assessed by other means. CT and
CT myelography might be indicated in patients where
MRI is contraindicated, the MRI results are inconclusive
or where clinical symptoms correlate poorly with MRI
findings.4' Furthermore, CT techniques might be used
for presurgical planning in cases where bony anatomy
needs to be accurately depicted.
Conventional )(gays and myelography
The usefulness of routinely acquired plain radiographs in
the initial evaluation of patients with LSS has been ques-
tioned'"'" Indeed, the acquisition of such radiographs is
no longer part of the Agency for Health Care Policy and
Research guidelines." Many patients, however, undergo
conventional radiography as part of their initial evalu-
ation, as this procedure is inexpensive and uncomplicated
to perform. Conventional radiographs might be of use,
albeit in a limited fashion, in assessing the contribution
of bony degeneration to LSS and the alignment of the
vertebral bodies in lateral and coronal planes. This tech-
nique can also potentially be used to rule out traumatic
changes or other unanticipated findings (for example,
Paget disease, spondylodiscitis or scoliosis) as possibledif-
ferential diagnoses:. After surgery, plain radiographs are
useful in determining the integrity and the correct posi-
tion of fusion material, and to visualize signs of loosening
of implanted fixating plates and/or screws. The sensitivity
and specificity of plain radiographs concerning the con-
tribution of bony changes to central spinal stenosis were
reported to amount to 66% and 98% respectively of those
of CT. The acquisition of additional lateral radiographs Flgure 4 I Spinal alterations in a patient with
multisegmental LSS. Sagittal and axial images were
obtained using 12-weighted turbo spin-echo MRI.
a I A sagjttal image reveals multisegmental LSS with signs
of spondylosteochondrosis. such as disc height and signal
reduction. disc herniation. irregularity of end plates and
bone marrow degeneration (arrows). and spondylarthrosis
(hypertrophy and sclerosis of the facet joints: arrowheads).
The axial images depict b I a moderate (arrow) and
e 1 a severe (arrow) central LSS with different degrees of
disc pathology, hypertrophy of ligaments flava and facet
joints. Abbreviation: LSS. lumbar spinal stenosis.
in flexion and extension positions (so-called functional
radiographs) to rule out segmental instability is not rou-
tinely required, as signs of segmental instability can be
detected on conventional lateral radiographs in a suffi-
ciently accurate manner." Furthermore, no additional
benefits were gained from these additional views in a
recently conducted study.50 Even in patients for whom
segmental instability was expected, the diagnostic value
of lateral radiographs in flexion and extension could not
be definitively determined."
Conventional functional myelography has long been
the method of choice for diagnosing LSS and is still an
important method for investigating the influence of
hyperextension and hyperflexion on the extent of the
stenosis. This technique might still be the only routine
method that is suitable for detecting the morphological
correlates of a functional, posture-dependent, sympto-
matic LSS (Figure 6).0 Furthermore, it is the only accu-
rate imaging technique for patients with spinal metallic
implants, which can cause artifacts on MRI and CT.
Moreover, conventional functional myelography allows
the lumber spine to be examined in a standing posi-
tion, and, hence, under the normal stress of the body
weight. Conventional myelography is an invasive pro-
cedure that requires intrathecal administration of iodi-
nated contrast agent, and is consequently associated
with adverse effects such as postpunctional headaches,
and rare life-threatening complications such as anaphy-
lactic reactions and spinal infections. Like other imaging
techniques, conventional myelography frequently reveals
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Figures I Multisegmental disc degeneration revealed by CT myelography.
a I A sagittal reformatted CT myelograph reveals a multisegmental severe disc
degeneration, with disc space height reduction, vacuum phenomenon and end-
plate sclerosis of the lower lumbar spine, as well as theca! sac compressions at
the L3-4 and 14-5 levels (arrows). b-d I Axial reformatted images show a
circumscribed severe LSS of L3-4, with a typical hourglass constriction of the
thecal sac (arrow) adjacent to relatively normal areas. Abbreviation: LSS, lumbar
spinal stenosis.
abnormalities that were not suspected clinically." One of
the few reliable prognostic signs is the block of contrast
flow, which is a good predictor of the successful outcome
of decompression surgery." Conventional myelography
is limited by its inability to determine the cause of block
or compression and to visualize extrathecal nerve root
compression. This technique is usually combined.
therefore, with a CT scan performed after myelography
(postmyelographic CT), which compensates for these
limitations (Figure 5). Myelography combined with post-
myelographic CT might be indicated for preoperative
surgical planning, so as to assess the theca) sac and the
bony status of the surgical area.
In summary, recent studies have shown that the diag-
nostic and predictive values of conventional myelo-
graphy. CT myelography and MRI are not markedly
different." One important point to consider when
assessing imaging methods is that the radiological
degree of LSS, both before and after surgery, does not
necessarily correlate with the degree of the clinical signs
and symptoms." 3" Additional diagnostics
Selective diagnostic injections can be useful in some
patients to estimate the contribution of different pain
components to the patient's overall health, especially
against the background of pain psychology in chronic
pain. If vascular genesis of the symptoms is suspected,
noninvasive diagnostic techniques include determina-
tion of the ratio of the systolic blood pressure of the
ankles to that of the arms (ankle-brachial index), which
can be considered to be pathological when the value is
<0.5.1n addition, routine duplex Doppler angiography,
contrast-enhanced MR angiography and—in rare cases
before intervention —digital subtraction angiography
can also be employed to determine the involvement of
vascular genesis in causing pain. Given the low practi-
cal importance of classical electromyograghy and nerve
conduction studies in diagnosing LSS, an electro-
physiological examination is only recommended to
exclude other disorders, especially if the distribution
of pain and numbness is unusual (for example, suspi-
cion of peripheral polyneuropathy or myopathy, which
might both occur concomitantly with LSS).""'" Walking
on a treadmill is an appropriate provocation test for
such examinations, although this technique is not yet
common in daily practice."'" Routine laboratory tests
can be used to detect comorbidities, such as diabetes or
diabetic polyneuropathy (by detection of glucose and
HbAlc), and infections such as spondylodiscitis (by
measurement of C-reactive protein).
Therapy
The progressive nature of degenerative LSS makes fully
curing the condition unlikely, so the primary objec-
tive of each treatment is to reduce the severity of the
symptoms (Box 2). Recent interventional strategies
have mostly focused on pain (bothersome indices) and
physical function as primary end points." The indica-
tions for intervention are not absolute in the majority
of patients. Cauda equina syndrome or relevant paresis
are, however, imperative indications for intervention.
Given the considerable pathological and clinical hetero-
geneity of LSS, the lack of therapeutic recommendations
and the large number of distinct therapies, the selection
of an appropriate procedure is difficult' Prospective,
randomized studies comparing the various therapies
are urgently required."." The need for efficient therapy
for LSS is reflected by the substantial economic burden
of low back pain, which is estimated to exceed US$100
billion, with lost productivity at work representing the
majority of the overall costs?
Natural disease course
LSS is a degenerative condition that develops slowly over
time, and for much of the clinical course of the disease the
neurological deficits are only subtle. For these reasons,
LSS is usually diagnosed in patients over the age of
50 years. There are, however, no prospective long-term
studies that document the natural symptomatic changes
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over time."$8 This makes the initiation and choice of a
specific therapy difficult, as such decisions ideally require
an estimate of the natural course of the condition.'
Limited information is available from the subgroups of
untreated patients in some intervention trials. The Spine
Patient Outcomes Research Trial (SPORT) reported that
there was no worsening of symptoms over 2 years in
most patients in the conservatively treated (see below)
control group." Another study reported an increase in
the severity of symptoms in —20% of the untreated cases,"
whereas a further trial focusing on pain development over
almost 5 years found that the clinical symptoms of 70%
patients reached a plateau, 15% experienced pain exacer-
bation and 15% spontaneously improved."' Given that
long-term clinical stability is common in LSS, the acute
exacerbations of symptoms should not be confused with
a change in the patient's trajectory.
Conservative therapy
The conservative treatment of LSS comprises a wide
variety of methods, such as physical therapy, ergotherapy,
behavioral therapy, delordosing orthopedic devices,
girdles, acupuncture, manual therapy and pharmaco-
logical intervention. Few studies have been conducted
to demonstrate the effectiveness of conservative therapy
in treating LSS, although those that reported the use of
such an approach had success rates of up to 70%."'
None of the available studies, however, provide suffi-
cient data to support the superiority, or even the effec-
tiveness, of any one of the wide range of conservative
treatments." In the absence of evidence-based clinical
guidelines, an intensified, multidisciplinary approach
should be given preference over a singular therapy6°"
The objectives of applicable physiotherapy and manual
therapy approaches are flexion, distraction, neural mobi-
lization and relief of the affected segments, as well as
improvements in paravertebral muscle tone through the
use of stabilizing exercises. 01b" There is wide agreement
between clinicians that bed rest is not recommended in
the therapy of chronic and acute pain." Advice tailored
to individual patients is of central importance in LSS,
particularly in cases with mild symptoms, because the
simple modification of an individual's behavior can be
sufficient to stabilize or improve the condition.
The pharmacological component of conservative
therapy aims to relieve painful nerve-root patholo-
gies and is identical to the medication given for a disc
prolapse (herniation). Agents used to treat LSS include
NSAIDs, other peripheral analgesics, steroids, muscle
relaxants, opioids, antidepressants and, in very severe
cases where quality of life is impaired, neuroleptics.
Besides oral medication, weekly therapeutic injec-
tions can offer short-term to medium-term allevia-
tion. Frequently, steroids are used in combination with
local anesthetics in epidural, deep paravertebral, para-
radicular and facet joint injections. Such invasive proce-
dures are, however, associated with a risk of developing
infections. O
Figure 6 I Conventional myelography in a patient with a
posterior lumbal intervertebral fusion and positional back
pain. A reactive hypermobility adjacent to the fused
segment is viewed in a I a reclined position and b Ian
inclined position. A moderate ventral slipping is evident in
the inclined position. No substantial positional effect on
the sagittal diameter of the thecal sac can be observed.
As for all conservative treatment strategies, the
effectiveness of drug regimens has only been investi-
gated in a few studies. Evidence-based recommendations
cannot, therefore, be made for long-term adminis-
tration of NSAIDs and muscle relaxants, or for the use
of steroids. antidepressants and long-acting opioids"b 5
Likewise, the evidence for the efficacy of therapeutic
injections for LSS has not been confirmed.' -69
Surgery
If a diagnosis of LSS has been established with consistent
results from clinical history taking, physical examina-
tion and radiological assessment, conservative treatment
should be applied for 3-6 months, with the aim of achiev-
ing satisfactory improvement of the symptoms. In patients
in whom severe symptoms persist and functional impair-
ment develops, surgery is the recommended option.
unless this approach is contraindicated for other reasons.
Clinicians should also consider that some patients simply
do not want to have surgery, despite meeting these crite-
ria. whereas many others have unrealistic expectations of
what can be achieved with surgical procedures."
All surgical procedures used in LSS aim to decompress
the entrapped neural elements, without disrupting the
stability of the segment. Such decompression surgery
usually leads to spontaneous relief of pain in the legs.
and, to a lesser degree, of low back pain." The speed and
extent of recovery is, however, unpredictable, even if pres-
sure on nerve roots, dun and blood vessels is sufficiently
eliminated. Decompressive surgical procedures include
laminectomy and hemilaminectomy, hemilaminotomy,
fenestration, foraminotomy and the implantation of inter-
spinout distraction devices.""n" The complication rates
for decompression surgery (during and after the surgical
NATURE REVIEWS' NEUROLOGY
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Diagnosis
Clinical history. physical examination. radiology
Symptom seventy
Severe Functional
impairment Notable paresis or
cauda equine
syndrome
Pain medication and patient information
Conservative treatment 3-6 months
Multimodal treatment strategy. including ergotherapt.
physical therapy. acupuncture. behavioral therapy. orthoped
delordosis devices. epidural injections and other pha
Factors influencing surgery
improvement after conservative treatment,
young age. short preoperative claudication,
few comorbiclities and concomitant l
spondytolisthesis
Conservative treatmentni Factors indicating unher conservative
therapy include improvement after
treatment. unrea moo expectations
of surgery. relevant ccmorbtdrties
and surgical contraindicationsL Surgery
Surgical methods include
decompress on and
Instrumented versus
Instrumented i feat
Figure 7 I Proposed treatment algorithm for symptomatic LSS. The diagnosis of
LSS is made on the basis of consistent results from clinical history taking, a
physical examination and radiological observations. Given the considerable
pathological and clinical heterogeneity of LSS, the lack of therapeutic
recommendations and the large number of distinct therapies, the selection of an
appropriate procedure is difficult. In general, conservative treatment should be
applied for 3-6 months. except in cases of cauda equina syndrome or relevant
paresis—both of these conditions are absolute indications for surgical
intervention. In patients who are refractory to treatment. with persisting severe
symptoms and functional impairment, surgery is a recommended option. provided
that there are no contraindications that increase the risks of surgical procedures.
Importantly, there is no sharp border between conservative and surgical regimens
in every symptom group, which reflects the lack of evidence -based
recommendations. Moreover. there are insufficient evidence -based data to
support the supedodty of any individual treatment over the array of conservative
therapies and surgery options. Abbreviation: LSS, lumbar spinal stenosis.
procedure) range from 14%" to 35% or more.74-76 Fusion
surgery, which is a more invasive procedure than decom-
pression surgery and is used in cases of instability, is
associated with higher complication rates. Typical compli-
cations of both decompression and fusion surgery include
dura vessel lacerations, epidural hematomas, inadequate
decompression with significant residual stenosis, instabil-
ity, and reossification. All of these complications result in
renewed nerve compression."'" The 10-year reopera-
tion rates after decompressive surgical procedures are
reported to range from 10-23%." Additional fusion
surgery lowered the rate of reoperation in one study?
Additive fusion surgery might be needed in cases of instability (rotational or vertical mobility of the verte-
bral body >3 mm). spondylolisthesis (>5 mm forward
movement of a lumbar vertebra relative to one below)''
or scoliosis (lateral curvature of the spine) >20? because
instability can foster spinal root congestion. Success rates
for decompression surgery in cases of LSS range from
40-90% in the literature and depend on a wide variety
of factors such as type of decompression, duration of
follow-up, age of patients and comorbidities."." 1
Results from one study showed that patients who
underwent laminotomy were more likely to show a
marked improvement in lumbago than patients who
underwent laminectomy? A randomized trial revealed
that bilateral laminotomy conferred greater clinical
benefit than unilateral laminotomy or laminectomy
in patients with LSS at 1 year post-surgery.Th Another
study compared the I-year results after tissue sparing—
so-called undercutting decompression —with those after
the more-invasive laminectomy procedure and found
no statistically significant difference between the two
procedures.° Of patients who underwent unilateral
foraminotomy for degenerative foraminal stenosis, 91%
reported an improvement of leg pain, although there
was a concomitant increase in lumbago in one-third of
patients90 Resection of the pars interarticularis does not
seem to result in segment instability, but might cause an
increase in the frequency of lumbalgias?' Laminoplasty
is recommended for central LSS as two-thirds of patients
show improvement after 6 years? Even in cases of mild
degenerative spondylolistheses (complex stenosis),
laminoplasty can produce good results, which are similar
to those obtained with additive fusion? To date, there is no
agreement as to whether only the symptomatic level and
side should be decompressed, or whether additional non-
symptomatic —but evidently confirmed —neighbouring
stenoses should also be decompressed?t-` 7.9-96 In general,
as for the preoperative diagnosis, the paraclinical assess-
ment of a successful surgical intervention is hampered by
the fact that the imaging data do not correlate well with
the clinical presentation.
Conclusions
LSS has become an increasingly prevalent diagnosis,
which is handled in a heterogeneous manner by clinicians.
Decisions on treatments are made on the basis of clinical
experience and emerging guidance from trial-based evi-
dence. which is starting to meet rigorous evidence-based
medicine criteria. Surgery is commonly recommended
for cases of severe LSS with progressive neurological
deficits and severe neurogenic claudication, but the deci-
sion to operate is influenced more by clinical experience
than by proven evidence.° Recommending patients with
only the most serious cases of LSS for surgery has also
biased the available studies, making the decision between
conservative therapy and surgery more difficult."n
Several meta-analyses have attempted to compare the
success of conservative therapy with that of surgery.. Until
recently, meta-analyses (including Cochrane reviews) of
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surgical treatments for spinal stenosis concluded that there
is still insufficient evidence to support surgery over non-
surgical treaments.a."" The relevance of careful follow-up
became evident with the publication of the Maine Lumbar
Spine Study, which reported the 8-10-year outcome results
for conservative versus surgical 155 therapy." Short-term
(1-year) to mid-term (4-year) results suggested that
surgery was more beneficial than conservative treatment
for patients with LSS."3" After 8-10 years. approximately
half of the patients reported an improvement in low back
pain compared with baseline, regardless of the initial
therapy method. One criticism of the Maine Lumbar Spine
Study is that they used nonrandomly assigned patients,
which affects the level of evidence generated by trials. A
prospective study detected a better clinical outcome fol-
lowing surgery than in a control group receiving conserva-
tive therapy after both 4 and 10 years of follow-up." This
trial, however, had methodological restrictions, as it was
only partly randomized (31 out of 100 patients) and 20%
of the enrolled patients were lost to follow-up; thus, the
results can only be considered as level 2b evidence. Since
there was no difference in the clinical outcome between
patients who were operated on shortly after being diag-
nosed and those who underwent surgery after initially
receiving physiotherapy, the authors recommended
conservative treatment in the first instance. By contrast,
a pair-matched study demonstrated no statistically sig-
nificant difference in clinical outcome between surgically
decompressed and conservatively treated patients after a
4-year follow-up period."
📷 Images in this document (13 detected; 6 largest described)
AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.
[Image 1] The image appears to be a page from a medical or scientific journal. It contains text and images related to medical topics. The visible text includes headings such as "Reviews," "The Role of the Patient," and "The Role of the Physician." There are also references to "The Role of the Nurse," "The Role of the Pharmacist," and "The Role of the Laboratory."
The images on the page include a side view
[Image 2] The image shows a page from a medical or scientific publication. The page contains text and images related to medical topics. There are two photographs of X-ray images of the spine, labeled as "A" and "B." The text discusses the medical condition of a patient and the treatment options. The visible text includes references to medical procedures and the patient's condition. The page is numbered "10"
[Image 3] The image shows a page from a scientific or medical journal. The page contains text and a photograph. The photograph depicts a human spine with a series of metal implants, which appear to be screws or rods, inserted along the spine. The text on the page discusses the use of such implants in the context of spinal surgery, specifically referencing a study or article related to the topic. The visible
[Image 4] The image shows a page from a scientific or technical document. The page contains a flowchart or diagram with a series of boxes connected by arrows, indicating a process or a sequence of steps. The text accompanying the diagram is too small to read clearly, but it appears to be a description or explanation related to the flowchart. The document is structured with headings, subheadings, and paragra
[Image 5] The image shows a page from a scientific or medical journal. The page contains text and two photographs. The text is a discussion or review section, possibly titled "Conclusions" or "Reviews," and it discusses the use of a specific technology or method in medical imaging or research. The photographs appear to be medical images, possibly X-rays or CT scans, showing different views of a human body,
[Image 6] The image shows a page from a scientific or medical publication. The page contains text and diagrams related to the human spine and vertebral column. There are two main diagrams: one illustrates the vertebral column with the spinal cord and nerves, and the other shows a side view of the spine with the rib cage. The text on the page discusses the structure and function of the spine, mentioning the