1 D.B. ZWIRN & CO., L.P.: Investor Redemption Schedule

EFTA00599428 Dataset 9 8 pages Download original PDF Download as text
A B C D E 1 D.B. ZWIRN & CO., L.P.: Investor Redemption Schedule 2 3 1 5 D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, LP 6 7 Investor Typo Investment Vehicle 8 9 10 11 1 I Snancte/ Trust ComianT, Inc 12 2 HNII/FO I 13 3 FoF 14 4 FoF 15 5 FoF 16 6 FINIV/FO 17 7 HNW/FO 18 8 1111W/FO (1) 19 9 HINPN/FO 20 10 FINW/FO 21 11 22 11 HI9WIFO 23 12 FoF 24 12 25 13 WOW/F° 26 14 HNIV/FO I • 27 13 HNIIISO 28 16 --, FoF Redacted for Confidential • 29 17W7 —I30 18 FINW/FO 31 19 H/41V/FO 32 20 FoF 33 21 ., HNW/FO 34 22 FoF as zs Pop 36 24 I (1) 37 25 HNW/R3 38 26 HN1V/p3 (1) 39 27 _,. NW/1O (1) 40 ffiFINIVffO 41 V HNIV/FO 42 as 43 30 I 44 30 45 30 • 46 31 I CONFIDENTIAL DBZCO_FTC0007052 EFTA00599428 F G H I I K L 1 MIN 0 I' Q I< S 1 .September eptembel 2 2 i 3 4 3 6 7 Actual Investor Cement Capital Balance Fond Ownership % 8 9 1201/03 0101/04 02/29,04 03/31/04 040004 10/01104 W01/04 12/01/04 10 11 pfl, Epstein 77,241,824 1830% - 38,930,912 t titZtt88%88288888EttititittettIS:18,0 CO .4 CO in a e P.) 325,365 0.08% - 2070,275 0.49% 1,001,746 - • 27,809,176 6.54% - - • 14,006,867 3.29% - • 685,103 0.16% • - - J 2,592594 041% • • 7,538,171 1.77% 3,769,085 - • 358,154 008% - 119385 11,535,166 2.71% - . • (3) 0.00% - • 863,348 0.20% - • 2317,969 054% • • 000% - - 6,389,492 1.50% - - • 2.039,212 0.48% ' . 1,019,606 0.24% - 21,601,193 5.08% - . I Redacted for Confidential 15,057,083 3.54% • 306,210 0.07% • - - 337,814 0.08% • - . 3391,392 0.77% • - - 1310,890 0.28% - - 27,480,777 6.46% • • 27,214,790 6.40% • - . 12.917,194 304% - - • 4451,442 109% • - 470,578 0.11% • - 215,503 0.05% • - 12.540,548 2.95% . . 172,392 004% - - 0 000% - • 29,595,860 6.96% • • 0 0.00% • - - 10 000% . _ 3,351,715 _ 0.79% CONFIDENTIAL DBZCO_FTC0007053 EFTA00599429 T U V W X Y Z AA AB AC AD AE AF AG AH Al 1 2 3 4 5 6 7 Potential Redemptions 8 9 moues 024145 03/01/05 04/01/05 05/01/05 06401405 07/01/05 08)01/05 09/01/05 10,01/05 11101105 11/0145 01/01/06 01.41/06 03101/06 044146 10 11 - • • - • 12.976,971 - 12,976,971 - • • - - • 12 • • - - - - • • - - . • 13 . . . • . . • - . - - -14 • - • 1,135,068 - • - - • - - 567,534 3,405,205 4340,174 5,107,808 15 - - - - • - - - - 4,145,796 3,257,411 16 • • • - • 311,410 - • • • - 17 • - 1,296,297 - • • 1,296,297 - - • - • • 18 - • - - • - 3,769,085 - - - - -19 - • • - • - 119,385 - - 119385 • 20 5,767,583 - - • - - - • - - • 21 (0) - • • - • • - - - - • • 22 511,614 - - - - • - - - • - • 223,831 127,903 • 23 . 578,242 • - - • • - - 693,891 462,594 • 346,945 24 • - - - • • - • • • - 25 - - 473,296 236,648 118,324 • - • - - • 177,486 5,383,739 • • -26 ' - • 2,039,212 - - • - - . . -27 - - • 1,019,606 • - - • • - • • - - 28 - • 1,842,262 - - 1,136,905 • • 3,979,167 3,410,715 3,410,715 - 6,821,429 29 6,088,843 - - - • 8,968240 30 - • • 153,105 • 153,105 - - • • - - • - 31 • - - 112,605 • - - • • - 225,209 32 . - - - - 794,474 567,481 . • - - - - 794,474 1,134,963 33 - . - 1,210,890 - . - 34 . . • 14,966,489 • • 3,649,521 2,763,044 - 2,072,283 35 • • - • 1,587329 1,700,924 10,999311 1,133,950 6,690,302 1,700,924 - 36 . - - . - - 11,742,903 - - . 37 • - • - 2325,721 • 2,325,721 - - - 38 . - . . . . . 470,578 - • - - 39 - - • 85,067 • - - - 130,436 - - • - - 40 - . . - - - 4,077773 - • - 8,462775 • 41 - • - - - - - • - 171,392 - • • 42 . - - - • • - - • 0 0 0 0 43 . . - . . - . • • - - 10,762,131 • • -44' • . - - . - 0 0 0 0 45 . - - - • • • - • 0 0 0 0 46 - - - - - . . - . - - 3,351,715 . - - CONFIDENTIAL DBZCO_FTC0007054 EFTA00599430 Al AK AL AM AN AO dAFJ AQ 1 2 3 1 5 6 7 Check 8 9 05)01/D6 06101106 07101106 08/01/06 09/01106 10 11 12,976,971 . . - - 12 325,365 - • • • 13 1,068,529 • - 14 6,242,876 5,675,342 1,135,068 . - - 15 6,603,660 • - - 16 - 373,692 - • • • 17 • . - - 18 . - . - - 19 - • • - 20 . • - - 5,767,583 - 21 • • - - 22 - • . - . - 23 231,37 - • - - - 24- . . - -25 • • . . . . 26 ' . - . . 27 - . . . 28 - - . - -29 . . . . 30 - . . - . . 31 - - . . - 32 - - • • - - 33 . . . 34 4,029,439 - • - • 35 - - 3,401,849 - - - 36 • 1,174,290 -37 • . - - -38 • . - - • . 39 . . - - • . 40 - • • - • • 41 - - • - • -42 - - - 43 8,071.593 10,762,131 • - - - 44 • - ' . 45 - • - • 46 • - . -- - CONFIDENTIAL DBZCO_FTC0007055 EFTA00599431 A B C D E 47 32 FoF n 48 33 FINW/F0 49 34 FoF 50 35 FINIV/P0 51 36 HNW/P0 52 37 HNW/FO 53 38 HNW/FO 51 39 HNW/FO 55 40 HNW/FO 56 41 NNW/F0 57 12 HNW/FO 58 43 FoF 59 44 HNW/FO 60 45 insnwpo — 61 0 i Redacted for Confidential E 62 47 I 63 48 I 64 49 HNIV/F0 I I 65 30 HNW/FO i 66 51 HNW/FO 67 52 PoF 168 53 I i 69 54 FoP i 70 55 FoF I ; 71 36 I 72 57 FoF 73 58 HNIV/F0 74 59 HNW/FO 75 76 Total 77 78 Cumulative Redemption u • %a Cad Capital Balance 79 80 81 ZWIRN SPECIAL OPPOWFUNMES FUND (n), LP 82 83 Investor Type Investment Vehicle 84 85 86 87 1 E/F i — 1 ; E ss 2 Ea i 89 3 WF Redacted for Confidential 90 4 VP I (I) 91 5 Rif I /I 92 6 HNW/F4D 93 CONFIDENTIAL DBZCO FTC0007056 EFTA00599432 F G H 1 / K I. M N o P Q R $ Redacted for Confidential 4,195.085 0.99% • - -48111,724 0.03% . . 696,379 0.16% • • 50 547,338 0.13% • • -sl2,189,026 0.51% • - 52 50222 0.01% • -53169,408 0.04% - 112,939 0.03% • 55 9,035 0.00% • - • 56 39,529 0.01% . - 57 222,766 0.05% - • - 26,722,021 629% • . -59:106,949 0.03% • • 60. Redacted for Confidential 57,592 0.01% - - • 61 6,8Z1,059 1.60% • • 62 8,342,500 1.96% . . . 63 6,233,444 1.46% • - • 3,661,532 0.86% . - . 65 2,107,049 0.30% - - 0.02% - - • --- .- --_-__ 5,1(6 186,,771 081 122% - • 66 15,544,827 3.65% - -6918,925,455 4.45% • - -702,546,497 0.60% - • 1,022,998 0.24% - • -721,340,901 0.32% • • • 73 506,000 0.12% - - • 74 101,200 0.02% - • • 76 425,502407 100.00% - - - • - 4,770,831 - 39,050,297 77 78 1.12% 1.12% 1030% 79 80 81 82 83 Actual Investor Current Capital UMW bead Ownership % 84 85 12/31/03 01/31/1)4 02/29104 0301/04 040004 10/01/04 11/01/04 12/0101 86 87 I 3,741,532 3.42% • • • 88 I 3,337,605 3.05% • • 89 I 22.033,427 20.13% - - • 90 'Nonni far Cainteente I 21,585,858 19.72% • • • 91 I 21,619,294 19.75% • • • 92 • 540,482 0.49% • - - 93 270,241 0.25% • • - CONFIDENTIAL DBZCO_FTC0007057 EFTA00599433 T U V W X Y / AA AB AC AD AE AF AG A H Al 47 • - - 3,037,053 - 416,520 - 18 • • - - • - • - -111,724 - • • 49 . . . . . - . . 6913,379 . 50 • • • - - • - • • 547,338 - - 51 . . . . . • . . . - 2189026 - - 52 - - - - - - • - • • • - 50)322 . 53 - - - • - • - • - - - 169,408 • - 54 • • • - - - - - • • - 112,939 - - 55 . . . . . . . . . - 9,035 • - 56 ' - - - - • • ' • • • • - 39,575 • 57 . . . . . . ' . . . - 222766 - 58 • • - • - - - - - - - - 16,033,213 54 • - - - - - - - • • • • - 106,949 60 • - - • • • • . • • - - - - 57592 61' - • 62 • • • - - - - - - - ' • • • 63 . . . . . . . . . . . . - -- 64 ' • - • • • • - - - - - - 65 . . . . . . . . . . . . . • - - 66 . • • • • • • • - - - - - - - 67 . . . . . . . . . . . . . - -- 68 . . . . . . . . . . . • - - • 69 . . . . . . . . . . . . . . . . 70 . . . . . . . . . . 71 . . . . . . . . . . - - - 72 . . . . . . . . . . . . . . 73 . . . . . . . . . . . . . 74 • • • - - - - - - • - - . - - 75 76 6,279,197 578,242 1,769,593 7,357,864 6,472,877 13,771,445 1,931,476 32,832,291 22,789,397 15,077,081 8305,120 4,050,794 35,072,279 19,793,261 32,685,855 21,277,401 77 78 11.77% 11.91% 12-33% 14.06% 1558% 18.81% 19.27% 26.98% 3234% 15.88% 37.83% 38.79% 47.03% 51.68% 59.36% 6436% 79 eo 81 132 83 Potential Redemptions 84 85 01/01/05 07AI/05 03/01/05 0401/05 05/01/05 06/01/05 07101/05 08/01/05 0901835 10/01/05 1101/05 12/01/05 01/01/06 0201836 03101836 04101/06 86 V 3,741,532 - - • - - - - - - 88 . - - - 2,225,067 • • • 1,112,533 - - 89 • - - - - - - 11,016,713 - - 11,016,713 - - 90 • • - - - • • 16,189,393 - - 91 21,619,294 • • - - - • • - • 92 - • • - - - - 540,482 93 - - - - - • - • • - - 270,241 • - CONFIDENTIAL DBZCO_FTC0007058 EFTA00599434 AJ AK AL I AM AN AO AT AQ 47 - 661,511 - 48 . . • - - 49 . . • - . 50 . - - • . 51 . . - - • . 52 - - - - • - 53 . . • - - 54 . . • - - - 55 • . ' - 56 . - - . 57 • - . ' 58 5,344,404 - 5,344,404 • • 59 . . ' - 60 • - - . 61 5,248,507 - - 1,574552 - - 62 2,607,031 2.085,625 1,564,219 2,085425 - - 63 2,077.815 2,077,815 2,077,815 • • 64 1446,152 1,046,152 1,569,228 . • 65 1,053,525 1,053,525 - . - 66 105.771 • • - 67 • • 5,186,081 - - - 68 • - 15,544,327 - . • 69 • - 18,925,455 • • 70 - - 2.546,497 . 71 - • • 1,022,998 - 72 • • - - 1,340,901 - 73 • - 506,000 74 - - - 101,200 • 75 76 49,360,751 28,668,656 35,823491 28,894453 8,889,975 - - 77 78 75.96% 82J0% 91.12% 97.91% 100.00% 79 80 81 82 83 Chock 84 85 05/01/05 06/01/06 07/01,06 0001/06 09/01/06 86 87 - - • - - - 88 - - • • • . 89 - - • - • • 90 - 5,396,464 - • • 91 • • • ' 92 ' - - - 93 - ' ' CONFIDENTIAL DBZCO_FTC0007059 EFTA00599435

📷 Images in this document (8 detected; 6 largest described)

AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.

[Image 1] The image shows a printed document that appears to be a spreadsheet or a table with various columns and rows. The document is titled "CONFIDENTIAL" at the top, and there are headers such as "Date," "Time," "Name," "Title," "Company," "Address," "Phone," "Email," and "Comments." The rows contain various entries with names, dates, and other information, including some highlighted in yellow, indicati [Image 2] The image shows a document that appears to be a financial or accounting spreadsheet. It contains rows of data with columns that include a header row with "Date," "Description," "Amount," and "Balance." The document is structured with numerical data in the cells, and there are totals at the bottom. The header row is partially visible, and the document is marked "CONFIDENTIAL" at the top. There are [Image 3] The image shows a document with a table and text. The table has columns with numbers and names, and there is a note at the bottom stating "REDACTED FOR CONFIDENTIALITY." The document appears to be a form or a report, possibly related to a legal or official process, given the context provided. The text is too small to read in detail, and the document is partially obscured, making it difficult to pr [Image 4] The image shows a document with a table that appears to be a form or a spreadsheet. The table has columns with headings such as "Date," "Time," "Name," "ID," "Status," and "Comments." There are rows filled out with various names, dates, and statuses, including one row with a name highlighted in yellow, indicating it might be selected or important. The document is a scanned image, and the text is n [Image 5] The image shows a document that appears to be a financial or accounting spreadsheet. It contains rows and columns with numerical data, which are likely to represent financial transactions or account balances. The document is titled "CONFIDENTIAL" at the top, indicating that the information contained within is meant to be kept secret. There are visible columns with headers such as "Date," "Descript [Image 6] The image is a black and white document scan, specifically a table or spreadsheet with rows and columns. The visible text includes column headers such as "REDACTED FOR CONFIDENTIALITY," "REDACTED FOR CONFIDENTIALITY," "REDACTED FOR CONFIDENTIALITY," and "REDACTED FOR CONFIDENTIALITY." There are numerical values in the cells, but the specific details are obscured by the redactions. The document app