JAMS ARBITRATION
JAMS ARBITRATION
IN THE MATTER OF
FORTRESS VRF I LLC and FORTRESS
VALUE RECOVERY FUND I LLC,
Claimants
v.
JEEPERS, INC.,
Respondent
and
FINANCIAL TRUST COMPANY, INC. and
JEEPERS, INC.,
Counterclaimants and Third-Party Claimants
v.
D.B. ZWIRN SPECIAL OPPORTUNITIES
FUND, L.P. k/n/a FORTRESS VALUE
RECOVERY FUNDI LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., L.P.,
DBZ GP, LLC,
ZWIRN HOLDINGS, LLC,
DANIEL ZWIRN, and
Third-Party Respondents Case No. 1425006537
Arbitrator: Hon. Anthony J. Carpinello
SUBPOENA DUCES TECUM
To: Perry Gruss
do Ethan Brecher, Esq.
Liddle & Robinson. LLP
10022
EFTA00599546
NOTICE IS HEREBY GIVEN that pursuant to the Commix:wive Arbitration Rules & Procedures of the Judicial Arbitration end Mediation Service and applicable state and federal laws, you are HEREBY COMMANDED TO APPEAR Wort the erbi
10 am to the offices of Susman Godfrey, LLP, Aprill0, 201Newl yotic 1,L a
New10022, and to BRING ANDPRODUCE as caret on ibit A hereto.
Dated: Ke,-1,1- 2011
Requested by.
SUSMAN GODFREY L.L.P.
Harry P. Susman
SUSMAN GODFREY L.L.P.
Houston, Texas 77002-5096
Telephone:
Fax:
&mar :
Stephen D. Susman
Attorneys for Respondent Counterclaimants and Third-Party Claimants
Finanoial Trust Company, Inc. and Japer; Inc.
EFTA00599547
JAMS ARBITRATION
IN THE MATTER OF
FORTRESS VRF I LLC and FORTRESS
VALUE RECOVERY FUND I LLC,
Claimants
v.
JEEPERS, INC.,
Respondent
and
FINANCIAL TRUST COMPANY, INC. and
JEEPERS, INC.,
Counterclaimants and Third-Party Claimants
v.
D.B. ZWIRN SPECIAL OPPORTUNITIES
FUND, L.P. k/n/a FORTRESS VALUE
RECOVERY FUND I LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., L.P.,
DBZ GP, LLC,
ZWIRN HOLDINGS, LLC,
DANIEL ZWIRN, and
Third-Party Respondents 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 Case No. 1425006537
Arbitrator: Hon. Anthony J. Carpinello
EXHIBIT A
INSTRUCTIONS
1. These requests apply to all documents within your possession, custody, or control,
including, but not limited to, all documents in the possession, custody, or control of your
attorneys, agents, representatives, accountants, and employees.
EFTA00599548
2. For any responsive documents withheld from production, state the date, authors,
recipients, type of document, subject matter, number of pages, and the basis of the claim of
privilege asserted.
DEFINITIONS
1. "Zwim Entities" means Daniel Zwim, D.B. Zwim Partners, LLC, D.B. Zwim &
Co., L.P., DBZ GP, LLC, and Zwim Holdings, LLC, and includes all their respective members,
managers, general partners, limited partners, employees, representatives, agents, parents,
subsidiaries, predecessors, affiliates, divisions, and anyone else acting on their behalf.
2. Your Lawsuit means the lawsuit captioned Perry A. Gruss v. Daniel B. Zwim,
D.B. Zwim & Co., L.P., and D.B. Zwim Partners, LLC, No. 09 Civ. 6441 (S.D.N.Y.).
3. "You" means Perry Gruss.
4. Rules of construction: "All" and "each" shall be construed as all and each; "and"
and "or" shall be construed either disjunctively or conjunctively as necessary to bring within the
scope of this request all requests that might otherwise be construed to be outside its scope; the
use of the singular form of any word includes the plural and vice versa; "any" includes and
encompasses the words "each" and "all"; terms used in the present tense include terms in the past
tense and terms in the past tense include terms in the present tense.
DOCUMENT REOUESTS
I. All copies of testimony or written statements by You in either any SEC
investigation of the Zwim Entities or Your Lawsuit.
EFTA00599549
JUDICIAL ARBITRATION AND MEDIATION SERVICE
NEW YORK, NEW YORK
FORTRESS VRF I LLC and
FORTRESS VALUE RECOVERY FUND I LLC,
Claimants,
v.
JEEPERS, INC.
: Ref. No. 1425006537
Respondents,
and
FINANCIAL TRUST COMPANY, INC., and
JEEPERS, INC.,
Counter-Claimants and
Third-Party Claimants,
v.
FORTRESS VALUE RECOVERY FUNDI LLC,
Counter-Respondents,
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO, L.P.,
DBZ GP, LLC, ZWIRN HOLDINGS, LLC,
and DANIEL ZWIRN,
Third-Party Respondents.
SUBPOENA AD TESTIFICANDUM
To: Perry Gruss
c/o Ethan Brecher, Esq.
Liddle & Robinson, LLP
New York, NY 10022
EFTA00599550
NOTICE IS HEREBY GIVEN that pursuant to the Comprehensive Arbit Procedures of the Judicial Arbitration and Mediation Service and applicable s laws, you are HEREBY COMMANDED TO AP
at 10:00 a.m. at the offices of Swann Godfrey LLP,
NY, 10022, to give siepnoltion testimony at a mummy ring relating referenced matter.
Dated: Mauchz3 2011
Requested by:
Harry P. Seaman
SHSMAN GODFREY L.L.P.
Houston, T 7 -
Telephone:
Fax:
E-mail:
Stephen D. Susman
New York, Ncw York 10022
Telephone
Fax:
E-mail:
Attorneys for Respondent CounterrJaimants and Third-Patty Claimants
Financial Trust Company, Inc. and Jecpers, Inc. Rules &
2011
ew York,
to the above-
EFTA00599551
📷 Images in this document (6 detected)
AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.
[Image 1] The image shows a document with text, which appears to be a contract or agreement. The document is titled "AGREEMENT" and includes numbered sections with text that outlines the terms and conditions of the agreement. There are references to parties, obligations, and clauses related to the agreement. The document is structured with headings and subheadings, and it includes a section titled "REPRESEN
[Image 2] The image shows a document that appears to be a notice or letter. It is a scanned copy of a paper document, and the text is partially obscured by a red rectangle. The visible text includes a date, a name, and a signature. The document is titled "NOTICE OF DEFAULT AND INTENTION TO FORECLOSE," indicating that it is related to a legal matter, specifically a foreclosure. The date mentioned is May 5, 2
[Image 3] The image shows a document that appears to be a legal or official letter. The document is signed at the bottom by an individual whose name is not fully visible. The visible text includes the names of two parties, one of which is "Kenneth J. Bialy," and the other is not fully visible. The document mentions a "Settlement Agreement" and includes a date, which is not fully visible. The text also refer
[Image 4] The image shows a document, which appears to be a legal or court-related paper. The document is titled "JAN ABBREVIATION" and includes a list of parties involved, such as "FORTRESS FUNDS MANAGEMENT LLC," "FORTRESS FUNDS MANAGEMENT LLC," and "FORTRESS FUNDS MANAGEMENT LLC." There are also references to "FORTRESS FUNDS MANAGEMENT LLC" and "FORTRESS FUNDS MANAGEMENT LLC." The document includes a sect
[Image 5] The image shows a document titled "JAM ABSOLUTION" which appears to be a legal document, possibly related to a court case or a legal settlement. The document is a formal legal document with a header that includes the names of the parties involved, which are redacted to protect their privacy. The document is signed by a person whose name is also redacted. The text within the document is too small t
[Image 6] The image is a document scan, specifically a court document titled "Judicial Arbitration and Mediation Service." It appears to be a complaint or a legal document related to a case. The document includes a case number, a plaintiff's name, and a defendant's name. There are also sections for the plaintiff's address, the defendant's address, and the names of the attorneys representing each party. The