SOUTHERN TRUST COMPANY, INC.

EFTA00811973 Dataset 9 23 pages Download original PDF Download as text
SOUTHERN TRUST COMPANY, INC. 6100 RED HOOK QUARTERS 83 ST. THOMAS, VI 00602 FIRKMANK ST. THOMAS, VI 00002 101726611216 4/8/2019 1997 a PAY TO THE Charles Schwab & Co., Inc. ORDER OF Two Hundred Fifty Thousand and 00/100""""""'"""""""`"""""""""""""'»"""""'""""""""'"`« Charles Schwab & Co., Inc. larectesmmattarcentkune 4.1411/4. $ **250,000.00 DOLLARS 0 ICI) n'00 L99 ?II' I:22 g, 7 285 LC ? 2 Int Lne098 5 2 III' MEMO SOUTHERN TRUST COMPANY, INC. Charles Schwab & Co., Inc. DB JEE ckg 3526969 4/8/2019 1997 250,000.00 250,000 00 EFTA00811973 Charles SCHWAB Instructions for the Schwab One Account Application for Incorporated Organizations 1-800435-4000 (inside the U.S.) I .1415-667-8400 (outside the U.S.) 11-888-686.6916 (multilingual services) Instructions for How to Open a Schwab One Incorporated Organization Account • You must meet a $250.000 relationship minimum across all Schwab accounts and complete this application to open a new Schwab Incorporated Organization Account. • if you are submitting a handwritten form, please print in ALL CAPITAL LETTERS. • This application is only for use by organizations incorporated and domiciled in the United States. If your Organization is a non-incorporated organization (sole proprietorship, partnership, limited liability company, unincorporated association, etc.) or a non-U.S. organization, please contact us for the correct account application. • If the Organization wishes to request option, margin, and short trading, please complete and submit a separate Add Options Trading and Margin to Your Account form. • If the Organization wishes to have the ability to write checks In the account, please complete and submit a Checkwriting and Visa• Debit Card Application for Organization Accounts. • If the Organization wishes to fund this account by transferring assets from another brokerage firm, please also submit a Transfer Your Account to Schwab form. • A minimum of two signatures of corporate officers are required to open an account. One signature must be from the Chairman of the Board, the President. or any Vice President: the second signature must be from the Secretary, any Assistant Secretary. the Chief Financial Officer, the Treasurer. or any Assistant Treasurer. Schwab, like all U.S. financial institutions, Is required to follow federal regulations to assist the government in its efforts to fight money laundering and other financial crimes. Schwab therefore requests specific information and documentation in order to verify the identity of an entity applying for a Schwab account, as well as the identities of that entity's Control Persons, Authorized Individuals, and Beneficial Owners. Schwab may require additional documentary evidence demonstrating identity and legal status. Schwab also captures personal information on all customers and related authorized parties who have the ability to transact, control, or manage an account. Schwab has the discretion to not accept an account, to close an account, or to terminate any and all services rendered under the Schwab One Account Agreement at any time. Return Instructions • Upload online with secure messaging (if you are an existing client and have online access to your account). 1. Go to and log in to your account. 2. Click Message Center (under Service), and then click Upload Document. • Fax to 1-888-526-7252. • Bring to your nearest Schwab branch (visit for locations). • Mall to any of the following addresses: Regular Mail (West) Regular Mail (East) Charles Schwab & Co., Inc. aeries Schwab & Co., Inc. Box 982600 ■. Box 628291 El Paso. TX 79998-2600 Orlando, FL 328624291 Overnight Mall (West) Charles Schwab & Co., Inc. 1945 Northwestern Dr. El Paso, TX 79912 Overnight Mall (East) Charles Schwab & Co., Inc. 1958 Summit Park Or., Ste. 200 Orlando, FL 32810 ST 02018 Charles Schwab & Co.. Inc. Ail rights reserved. Member Sin. CC2344861(1118.8AK) APP63584-12 (12/18) Please retain this page for your files. You do not need to send it back to Schwab. EFTA00811974 charles SCHWAB Schwab One® Account Application for Incorporated Organizations EMIMII 1-800435-4000 (inside the U.S.) 1+1416436743400 (outside the U.S.) 0.488-6866916 (multilingual services) Page 1 of 13 1. Required Information About the Corporation Schwab will use the information you provl 0 en ands ur account, communicate with you, and provide information about products and services. Read about Schwab's privacy policy a . As required by law. Schwab will use the information provided to verify the identity of the corporation and its Authorized Individuals, Control Persons, and Beneficial Owners. As provided In the Schwab One Application Agreement for Incorporated OrpnizatIons. Schwab is also authorized to inquire as to the creditworthiness of the corporation or any person associated with your account. TYPO of OrgenkatIon/Fedeial Tee CfassAcation Meatered—sefect only Om) 0 C Corp: cation RiSCOMMatlim Name of ConsatIon Ms Penn on the charter or other legal document mating the carporadm) illereinatter referred to as the -Corporallann Southern Trust Company, Inc. Corporedan Tax '0 Member 66-0779861 II COreoredOn Is Imam by weds name. enter name. telephone Number (340) 775-2525 Corporation Street Address Oda OM'S 6100 Red Hook Quarter B3 City St. Thomas State USVI Zip 040 ' 00802 ..iatling Address Of Onion from abovea. sates may be used) City State Zip Code Country of Incorporation U. S. Virgin Islands State of Incorpotemon USVI Detect Inceepottidin IroriVrIctehtt, 11/18/2011 Corporation's URL Wren Are you a Mecum 10% einivehletlet or Wrenn...king (racer a a swiftly ass Certain(' gm, Ayes (II 'ors: enter coupons some end traded Wheel / 2. Required Information About the Corporation's Primary Business or Professional Activity 2a.To property categorize and serve your Corporation, we need to know the type of activity in which it is engaged. Please provide the siiockiPt North American Industry Classification System (NAICS) code that best describes our business (If you don't know your NAICS code. you can look it up at vnyw.census.govieos/wwwinalcs). 2b. Select only one option that most closely reflects the Corporation's primary business and provide the additional requested information (as applicable): 5 4 1 6 0 0 0 flumetel IratitiMon EraMpleS of antihero, institutions include: • investment Mick (eated/oSSsite investment vehicles) • Termite Mita, mmicles • Private equity ',chide, • Investment Advisor, grokendealerS . Baum • tnsui once cannon** • Trust companies Please describe the Cceeoratim's Peeedry SuilaOseiS) end Seld(S) Or detests. Please also prOvde the name el the sSerominent agents VW semis as phiprimary rt-Mator. ID if the Orienitatron .5 *Chin a U.S. registered brokendealot or a norrU.S. Mumma' institution and II the asses in tra Account are not euStOrnee Mat. please Cheek this bOx. peer( Operating Why The COrpelallOn geol.:WS cornmeicrat orodicts of tented. Please (laser*, the eOnuneroal products or services Mot oh/ital./W*0On provides. Business Consulting Services 0 Non-Operating EMILY Emmoits of nOnr0OlooOnd made* Wilier • Holding companies • Estate reaming vehicles • Asset pretty:On vehrcleS • Shea <WIWI,. • Personal investment CConparotS Please Onalhe me Cciporalrorie ornery PuroOfe(sl and ee40(5) of stainer. 0 Charitable annuli llon Please detente the CeeparilliOn'S chaeltaye purpose. 0 Cleverninental Ormazatim ThiS Indoles Wry MU or poetical subdivision ore state. Including: • Any agency. authOnty. Of InStrufneMallty of the state or political sybdniltion • A ow of assets so:named or established by date state or poetical subdivision or any erlitnCy. trolerecth or redtromentalltY thereerf. intloden. but not smith:I to. a 'dealer tenon plan' as demea in section 414(I)Of gm merino' Ramis Code 120 U.S.C. 41em) or • sole gene's fund - A plan or protein ola gOvementrot entity • 04a em. agents. or employees of the stew or malice' subonsion or am money. authmity. or instrumentality thereof. acting in their of Ica' capacity 0 TAUS Organization A tribe-governed organization that is created by the um or tribal chambers on reservation land and under trim Lives (Contact Schwab 0 eactitiorel 00CAsnent reClUiretents.) ST O2018 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CC2344861 (11.18-8ANE) APP63584.12 (12/18) ipiiVrtp4diiiipnii.i 1 EFTA00811975 Schwab One• Account Application for Incorporated Organizations Page 2 of 13 3. Required Information About the Organization's Investment Profile Annual Income of Corporation ❑ Under $15,000 ❑ $15,000-$24,999 L.] $25.000-$49,999 ❑ 550.000-599.999 [El $100,000 or more Liquid Net Worth of Corporation ❑ Under $25,000 ❑ $25.000-$49,999 ❑ $50.000-$99.999 ❑ $100.000-5249.999 15 $250,000 or more (please specify): $ t00.000.00Qa. Overall Investment Objective of Account ❑ Capital preservation ❑ Income g Growth ❑ Speculation Source of Funds in Account (Check all that apply.) Please provide the source of assets that will be deposited or held in the account. If the source is a transfer from another firm, please indicate the source of funds that were used to purchase the assets. ❑ Salary, wages, savings ❑ Working capital [!J Investment capital gains g Corporate income ❑ Family, relatives. inheritance Purpose of Account (Check all that apply.) ❑ Business operating revenue and expense processing ❑ Investing for estate planning purposes ❑ Investing of pooled assets (Er General investing ❑ Other (please specify): ❑ Sales of property ❑ Other (please specify): ❑ Investing of retirement funds ❑ Investing of college funds ❑ Business payroll processing ❑ Business funding ❑ Investing of business revenue ❑ Business cash management and treasury ❑ investing for tax benefits 4. Required Information About Authorized Individuals, Control Persons and 210% Beneficial Owners Please complete this section for the following: • Each Authorized Individual • At least one Control Person of the Organization • All 210% Beneficial Owners ❑ Check here if no single individual or Legal Entity/Trust owns 210% of this Organization. You agree to notify Schwab if or when someone owns ≥10% of the Organization in the future. If checked, complete the following for Authorized Individuals and at least one Control Person (e.g., principals. directors, officers, and managing members). Authorized Individuals • Any individual or representative of an owner, partner, member, officer, employee, or agent of the Organization that is authorized by the Organization to: • Buy and sell securities; • Withdraw and transfer cash and securities; • Sign contracts, waivers, and releases; and • Otherwise conduct business with Schwab on behalf of the Organization. • Complete Individual 1 below for the PrimaryAuthorized Individual who will receive all email correspondence from Schwab. • Schwab will have no obligation of inquiry with respect to the validity of. or authority with respect to. any transaction or instruction provided by an Authorized Individual. • An individual with significant responsibility for managing the Organization (e.g.. a Chief Executive Officer, Chief Financial Officer, Chief Operating Officer, Managing Member, General Partner. President. Vice President. or Treasurer). • Please complete Section 4b for a Legal Entity or Trust that is a Control Person of the Organization. • At least one Control Person is required. • Each individual, if any, who owns, directly or Indirectly. 210% of the equity interests of the Organization (e.g.. each natural person that owns 210% of the shares of a corporation). • In the instance where a Trust is an equity owner of the Organization, the Trustees are considered Beneficial Owners per Industry regulations. Please complete Section 4c with Trust and Trustee Information. • Please note that the Beneficial Ownership information provided in this application wi I be applied to all other similarly registered Organization accounts with the same Taxpayer Identification Number (TIN maintained at Schwab. Control Persons 21.0% Beneficial Owners FOR CHARLES SCHWAB USE ONLY: Stanch Office and ACCOunt NUfillyer sr C2018 Charles Schwab & Co.. Inc. All rights reserved. Member SIPC. CC2344861 (1118-8ANE) APP6358442 (12/18) A II 1111311 Pill2 RI II EFTA00811976 Schwab One° Account Application for Incorporated Organizations I Page 3 of 13 4a. Required Information About Individuals Who Are Authorized Individuals, Control Persons and/or zits; Beneficial Owners If there are more than four individuals who are Authorized Individuals, Control Persons and/or ≥10% Beneficial Owners. please make, complete. and attach additional copies of this section. Individual 1 Rote of indniOual On Account (Secret ise Mat apply.) Z Primary ketnorued lndhldubi I:l Control Parton O 210% Bondage) Owner Title ecCepeOty of InSlylOual (Setter as that apPlY1 O CIO DCF0 O COO O eribmian of the Board EleMet Donner SeerelefY iFf Pamir Elailletint waster El Other (soecityl: . President EIViCe President OSeCretery O AseeStant Name (First) (Middle) (Last) Richard Kahn Home Street eddreSS (no . beced) 130 East 75th Street Apt 7E ow New York State NY Zip Cade 10021 Mailing Address Ill deferral Iran above: IM. bases may be used) 5 Lexington Ave 4 Fl Cary New York Stale NY DP Code 10022 ;veers Tmeolsone Number(lading Nee code) 014extro Efeuswass CIA400ile (212) 971-1306 ANernille Telephone Humber (Ineludnil area code) O °nine= ErMOtrit (9 7) 414.7584 • mow Social Security Honer 108-50-9833 Date of girth Ina1/0441)11 12/06/1972 Email Adding CeonVy(ieS) Of CitibenSfllPPAUSt est all.) gine Dower Doreen Country Of Leta ReeddenCe gum I:i Other: TO Number and Type ErPasspon O Dbeer'S Ucense Demmelessuedi0 477516497 CountryOr State of Issuance Evade° USA Keene Me beci/ddinyal 03/16/2021 eiviemeni sews (Select Only one.) O Student O Not Employed Employer Name/Sus/1M HBRK ASSOCIATES INC gEnviOyed O SeITEmplOyed x Flared alernemaker Occupation (If yOti selectee implored' or 'Seittnuerairad: select one aerial that best desciteS Ireml cucleTelfm) Professions Om Mary O eanSultant Pe:45w°' Dclucator O Omer Ispeelfy)1 O CleficabAdminsostive Services Employee liederst/State/Local) arade/Senica aliter/Manulacbcelng/Production) Employee defamb.S.i OSaWs/Marsetinc II Business OwnefiMil.Ereplommo D financial Seruces/Clanking EExecutive/SenkxManagtenem D informilion TechnOletlY O Malcal Professimal DOtlwr Professional II Legal Probsbortal O U.S. Government El Recounting Profirse/Onal O PlielHie Gonuitirnont Business Street Address 575 Lexington Ave 4 Fl Oty NEW YORK State NY Zip Cede 10022 Are you al and ran or employed bye flack ecnang or member km of an eteronge or FINRA. Ore municipal Securities OroltectleaSer? Elko Des (If yes: yet; must attach a letter from your emplOyer Or maws Proem-dealer approving the establishment of your account %nen Suballtfing List the company name: ) this application. Are you a director. 10% Shatehaider or DOliCprimillin• officer of • Needy Told company? Miro Oyes or Its: Wirer compaew name and trading symbol .1 rot Benelcial Owners OW what IS your percentage of venal:M 0a % O uneaten, wan) O orlefsbeng O sot,* Security benefits O Lottery O Sale of moped), Or busintas OGIlts whet is your source of peastrt?(Caeck al that 'COM Mselary. wens. taints D Family. relatives. nitedUnC• O Invtstment capital Calms O Invention/patent ST G)2018 Charles Schwab & Co.. Inc. Alt rights reserved. Member SI PC CC2344862 II.118-flANE) APP63584.12 (12/18) I'll] Hill II 1 2 EFTA00811977 Schwab 0ne° Account Application for Incorporated Organizations I Page 4 of 13 4a. Required Information About Individuals Who Are Authorized Individuals, Control Persons and/or ≥.1.0% Beneficial Owners (Continued) Individual 2 pole or inismsoal on Account (Select all that aetsly.i OMethod/eel IncliMuerk O Control Person ig≥ 10% Beneficial Owner Toe or Capacny or inamduad (Select VI Mat *W .} 0CE0 0CF0 Ocoo O Chalons.. of Me Beard O Manager DN.*/ SeCrett", O Treats/et O ASSietant Treasurer O Onset (SPeolli): MPresidemt E Vice President O SeatterY O Assistant Name (First) (Middle) oast) JEFFREY EPSTEIN Home Street Mina (ne al boon) 6100 RED HOOK QUARTER 83 City ST THOMAS State VI Zip owe 00802 Mailing Address Of Orferent from above: it tares may be used) City State be Cede Pretend TeittetiOne Number (inducting wee code) OHente igetnisess O Mobile (340) 775-2525 stomas Telephone Member (included area coat) O Home O Business OMobilit Social Security Nunn., 090-44-3348 Olite ot Sinn franVelehrni 01/20/1953 Email Address [email protected] COun(rytieS)Olatisenship (Must Int till.) EfUSA 00then ClOther: COUntryrat Legal Residence &rum Dump: US VIRGIN ISLANDS 0 eons Nu Type Er Passport O Divers License puove.ssuba 0 566672615 Countryor State of issuance USA Esolnyikle Date trInVeltUrifY) 0=7/2029 Email:Meant Statue (Select Only one.) gEmoloyed OSellerployed °Retired O Homemaker O Stotirmt O Not Emptorld SWIM. NarneMuSineSS Name SOUTHERN TRUST COMPANY, INC. Occupation( , you selectee • Employed' et • SelleImployed: select O Bunnell Owner/Seiginployee Drsiancral Secnceifftenkng ElEsecutive/Senict management OInf effusion Technology O Medical raoressicem 00ther ProresVonar one *Won that beet cieltlantt your OccvetillOrs) Professional O PA Lary OConsultant Professional DEducatOr 00ther (WOW: OCierieW/Administrative Services Employee geOveaState/tocoll O Trade/Service Itersor/Manulacturinuproductiony Ern:Ovine [POMMY OSeles/Marlysting in LOU' Protinsional 0 U.S. Government O AccOunting Professions O Rain Government Cosiness Street Address 6100 RED HOOK QUARTER 83 City ST THOMAS State VI Zip Code 00802 me you affiliated with Of ern040110 by a stock eschenge or member arm of an exchange or FINRA. or a muncipal securities Of0Sentleseet? IgNO Dyes of yes: yOU must attach a letter from your employer of affiliated OrOkeridealer approving 010 establiShment of your account Pawn submitting List the company in 1 tan application. Aro you a orator, lox shareholder Or colkyaeldng officer of a Publicly AM CernOaPP [Ero O l'eS Or yes: enter oxbow name and &acme symbol .) Far Broefictel Owners emir- what is your percentage of ownersNp? 100 % O litigation award Detail:sling OSociel Searatybeneita O Lottery Oasis of property or business O GUIs Mel is your source of wealth? (Check all that 5000 O Geralls wages. savings O Freely. relatives. onenunce EfInvntmer4 Caput gain O Inventioh/patent ST 02018 Charles Schwab & Co.. Inc. All rights reserved. Member SIPC. CC2344861 (1118-SANE) 'v136358442 (12/18) nii 11IIIIIIIII EFTA00811978 Schwab one• Account Application for Incorporated Organizations I Page 5 of 13 4a. Required Information About Individuals Who Are Authorized Individuals, Control Persons and/or 210% Beneficial Owners (Continued) Individual 3 Role of mammal on Accoom (Select at that MOM 0Authorized Inc/Nichol 0 Censor Person 0210% Elenersisi Miner Tale Of Caps:ayor rovidual 'Select all that apply.) O CEO ❑CFO ❑coo ❑President ❑ Vice Mash:fent ❑Secretary Name mrso ❑ Chairman el the board ❑ Assistant Secretary Deanna 0 Treasurer ❑ Nom ❑ Assistant %Snorer ❑ Other (specilyr Middle) Home Street AddreSS Nos Soros) City Stele Zip Code mailing Address (if afferent horn aeon; s boon may he used) City State Zip Code Preferred Telephone bombes(inchona area code) El Have ❑ BuSOOSS ❑ MOM Social Security Hunter Memel Telephone Number fineltramit sees MOO 0/tern. ❑ Business ❑ M0000 DOW of Dinh OrinVddiryyyyl (mall Address Country(NS) of Otizensalp (Must tat all? 0 LISA 0 Other: 0 Other: ID Hunter and Type ❑ PM4Con ❑ others License Obalakssued ID Employment Status (Select only One.) 0 Employed ❑ Self-Employed 0 Retired ❑ Homemaker 0 Student ❑ Not Employed OCCUp0000 (it you $440C100 '0110totte of 'S.$-mployed: school on. option Met bast descrilNs yoo ocCv00110o) ❑ Busmen Owner/501 ElorPrzfod ❑ Execultue/Sonlor Management ❑Medea' Preessknal ❑ Lep Proltssiona 0Accounting Professional Business Street Address Country &Legal nascence El OSA ❑Other. Ga)ntrya State of istranoe Expiration Date anmSdertYffff Employer Name/bus/neat Name ❑ Nankai Seraces/Banking Professional ❑ information ?tonne/eV NI:011MM' 0 Other PrOansonai ❑0.s. Othamment employee (Federal/Sul./hall Oniveignemoemmom Employee (Non-U.00 Off Mtn ❑Educator ❑ Clencal/Adrraniatrothe Services ❑ Iteder/Servic• (Lebef/hilalitletuting/PrOduCVOn) ❑ Sales/Menurong City 0 Consultant ❑ °the:Welly): Stale Zip Cede Are you 01111100/0 with a 0000000 by a stock echange of fnembor farm of an exthange a ForRa. or a munieffal securities broker-dealer? ❑ NO 0 MS (If Yes: you must attach 8 letter from your employer or affiliated broker-dealer approving the establishment of your account when SubMittIng this appliCaliOn. MOO COMMAS Miarlei Me you a director. 10% shareholder or path-trashing officer of a pubicly Mid company? 0 No 0 Ma (If yes: enter company name and trading symbol For Beneath Owners Only: What Incur ptnetttlite of onfolhoO? Minot la your SOWN Of wealth? (Chock all that apply.) ❑ Salary. wages. sating, ❑ ramps relatives. trVitrillnet Oinvestment capital gains ❑ invermon/pacent ❑ Miamian avraro ❑Ganeang ❑ Social Security benefits 0 Lottery ❑ Sale of property or business OWN& ST 02018 Charles Schwab & Co.. Inc. AB rights reserved. Member 08C. CC2344861 u118-amozi acm6358412 01/181 ftl11411111II11111 2 EFTA00811979 Schwab One* Account Application for Incorporated Organizations I Page 6 of 13 4a. Required Information About Individuals Who Are Authorized Individuals, Control Persons and/or ≥10% Beneficial Owners (Continued) Individual 4 Role of inclivicual on Account Omen all mat asely.) O Autroodzed Individual OControl Person MI 310% Benders, Owner nue or Capacity of InclivIdeal (Select al mat axis) OCE0 OCII0 0000 O Cheers/mot the board O manager O Owner OPresident O vice OfeSidelt O SeCretaff O *SSW afil Sauna'', a hemmer PASSietrint Treasurer O Other (specify): Name OHM Paddle) Met) Home Street Address (no Il. boxes) Guy State Zip Coie mailing Address Of *Velem from above:. bores Maybe used) Oty Stale Zip Code Preferred Telephone Number (Oohs:ling area code) O Home O &mass O Motile Memel Telephone Number Inclutang area COPP) O Hom OBusiness O Mobile Social Security Number Data of girth immiclooryy) Email Address Country( *M M Citizenship (Must Mt all.) O USA O Other: DomeCounvy 01 Segal Malden,* MI USA 00ther: 0 Number and Type Country or Stine of !nuance Expiration bate (mmid4O/YYY) • Passport O Covers ucense OGoestssued lb Employment Status (Select Only One) O EMMA.] O SeltEnefle0 O Reared O Homemelor OStment O Not Employed EmPlOrefilarne/eusiness Name Occupetion (limy selected 'Ernolorocr or • saw(mployed. select one moan that best describes your occupation.) O business Owner/SeitEmoloyecl P roamer SenncesAllankim Professions O Khios 00:extuitent OEyesight/Senior Management O information Technoiegy processional O Educate( O 0tnef ISINCifyk O Memel R/OltSSIMIII 00ther Prolosucoai OClencar/Admnistraio Services Oleg., Professional (0 u.s. Gmernment Enwoyee (PedefaliSteteAccall O padeiService (Labof/Mamfactoung/Productionl O Accounting Proltolcoar ofore;r0ovemmem Employee (Nal.U.S 1 OSatosiMarlieting Business Street Acktfess City State Zip Code Ate you affiliated with or employed by a sack Ma:flange or member fan of an exmango or FINRA. or a municipst securities brokesclealer? Olio fp yes (II yes: you must attach a better from your employee Or (mated brokendealer apfxoying the establishment of your account when Submitting this application. Ust the company name: I Are you a dimmer. 10% shareholder or poky.making ofacef of a 0 SAO held comeanY? ONO pros Ill *Ww. enter compere name and tracing symbol .) rot Benachtl Owners Only That Is your percentage Of amortise? % OILrogation award O Gambling O Social Security benefits O Lottery O Sale of property of bosoms Delfts What Is )0W source N wealth? (OWN NI Mat mealy.) O Stew. wages. sayings O FSMilf. mothers. Weientance O inwestmere capital gains O swention/patent Sr 8,2018 Charles Scrwrab & CO.. Inc. All rights reserved. member SIPC. CC2344861 (1118-SANE) APPt33584-12 (12/18) A 8 EFTA00811980 Schwab One* Account Application for Incorporated Organizations I Page 7 of 13 4b. Control Person That Is a Legal Entity If the Control Person is a Legal Entity or a Trust. provide the information requested below—all Information is required. In addition, please complete the information requested for at least one of the underlying Control Persons/Trustees of the Legal Entity/Trust. Name of Legal Entity Legal Entity Tax IC Number ■ apt Entity le known by soothe. name. ear name. Telephone Member Legal Emily Swat Mellen (no. boa.) City State !Made Mailing Address (if afferent from Name boos ray be used) City State Zif) Code Country of InuorporstiordEStabliament state of IncorpOratierV Establisreant Date or Incuporabon/Establishment lmiliVOWM111 6-0Igit NAICS Cale Provide the following information for at least one Control Person/Trustee for the above Legal Entity/Trust. If information was provided for the Control Person/Trustee in Section 4a, list only his/her name below. Control Person/Trustee Name (First) (Middle 0.030 Nome Street Address OM boxes) Oty Slate Zip Cede Preferted Telephone Number lincordIng aces code) 0 ❑ &Gass 0 Mobile Afternele To/No.1one 0 lire Number (including area cede) • BusineSS 0 Mobile Nicene Social Security Monter Bale of Birth imenad/n7N CountiMieS)cit C(diasnlp (Must Ni all.) Country el legal Residence 0 USA 0 Other 0 USA ❑owe.: IMI Other Cr Number and Type 0 Passport ❑ Drivers license 00alossued IO COunUyOr Sate Of issuance Corium One boor/dd./WW) Employment Wild clad only one.) Employe Nerne/Busteess Name 0 EnclOyed ❑settEmotged ■ Retired 011:memaker 0 Student 0 Not Employed Occupation Of you selected 'imps:Ise et •SeaMmoloted: select ere option that best delabes pydr occupatica.) ❑ Business Owner/Selamployed ❑rman:ai Strikes/Banked Professional OM Amy ❑ Ficeanlve/Senia Management Osamu:Mon TechnOicela PrcasMonal 0 Educator ❑ Medial Professcnal 0 Other Professional 0ClesiceMAdministratia ❑ Legal Prolessionai 0 U.S. Government Employee tarletaliState/loral) ❑ Trade/Serva (laitsx/Manuf 0Accounting Proltsolcoal ❑ Foreign Goyemmern Employee OroniU.S.1 OSMes/Matating • Conata Ili Other (specify): Sen%es sawing/Production) Business Street ArlOress City State Zip Code ate you affiliated eat or ernolOad bye stock Mange or member Arm of an etettage or FIMTA, or securities brokenderier? EjNO OleS (If "yeS: YOU must attach a letter from your employer or Militated bream:Male, approving the establishrnem of your account even suomitting test tie company name: • ) this application. Are you e Orman 10% shirehower or ookresaltieg officer ten a giubliclY held company? 0 No 0 MS Ill yes: Matra. company name and trading symbol a ST 022018 Charles Schwab & CO.. Inc. All rights reserved. Member SIPC. CC2344861 (1118.8ANE) APP63584.12 (12/18) A I II I III III, i EFTA00811981 Schwab One* ACCount Application for Incorporated Organizations I Page 8 of 13 4c, Information About Trusts That Are 210% Beneficial Owners in the instance where a Trust is a 210% equity owner of the Organization, the Trustees are considered Beneficial Owners per industry regulations. Information for at least one current Trustee is required. If there is more than ono Trust that is a 210% Beneficial Owner of the Organization, please make, complete, and attach additional copies of this Section 4c. Name of Trust Country CA Eatebtiervnent State of Establishment Met is the Trust's percentage 01 ownership in the OrganizatalT Please complete Part 1 for a current Trustee(s) that is an Individual and Part 2 for a current Trustee that is an Entity Trustee. Part 1.• Trustee That Is an Individual Provide the following information for at least one current Trustee of the aforementioned Trust. If information was provided for a current Trustee in Section 4a or 4b, list only his/her name below. Trustee liarne (First) (Middle) (Lob Home StreetMolten (n0■ born) City State Zip COO Prelernicl Telephone Number (incMding lirea 0000) Li Home ❑ Busness O Mobile Alternate Teletertne O Heine O Number Mauling fired code) Susktees O Mobile Social SeatebY Sumba(Date of Birth (mmiddiyyyy) Coontryllee) Of Cittranship pant am aio ❑ us. ❑Other. Dome.. Country or Legal Residence ❑ usa ❑ouwr. 0 Number end Type ❑ PeopOrt O Driver's License OtimebiSsuery ID COMP, or State of Invent& ExplraUcn Date (mmMIAITO Employment SUMS (Select Only Mt) O Employed ❑sernEmgo)ed O Retired akeriernaker O Student ❑ Not Employed Employer kame/BuSinind Name Occupation (1l you selected 'Employed* or •Sai'Emplomd: select one onion that best descries purr occupation.) ❑ Business Onner/Sellexployed ❑ FinaMal Secnces/Sertking ProlessiOnal ODetuthe/Senor Management ❑ information Technology Pordessimai ElMosical Professional ❑ Other Professional pail Proleselonio O U.S. Goverment DitOlOyet woo•raVStatenouill ❑ Amounting Professicoel ❑ Foreign Government Employee Illorsti.SY O MOUSY O Edtrostor OCierical/Acsmisuative O OrnSultant ClOmer feeecifyli Services Itabee/marlofeetvringraretietiont I. weee/Service ❑ Sales/Mannting Business Street Morels City State Zip Code me you affiliated with or employed by a stock exchange or member irm of an exchange or MCA, or securities O No O yes (II "05.- you must attach a letter from your employer Or aftlialea brokeodeMer approving List the company name: ) brokerclealer? the establishment of your account when Submitting this application. Me you a director. 10% sharaholcier ot poky-making *Meer Of a publicly held MOW ❑Iii O Yes Of 'yes: also cote' «moony nano and Ulidilt symbol .) ST 02018 Charles Schwab & Co.. Inc. All rights reserved. Member SIPC. CC234486111118.8ANE) API:03584-12 (12/18) I j II IR iw I 8 EFTA00811982 Schwab One° Accowtt Application for Incorporated Organizations I Page 9 of 13 4c. Information About Trusts That Are 210% Beneficial Owners (Continued) Part 2: Entity Trustee Complete this section if the Trustee is an entity (corporate trustee or other entity). Name of Legal Entity (as charm se the charter or other legal document cresting the legal entity: hereinafter referred to as the Nagai Entity") Legal Entity Tea IC (*Amber II Loot Entityla moon by another name. enter name. Telephone Ninnyor Legal Entity Street Address (no MI bores) City State Zip Code Country of InOXPOratIOEVEStablishment State or hcoroaration/ Establishment Date of IneerporaoarVastahaslonont (mmidcVnyt) 6.Exot MACS COOe Required Information About Entity Trustee Control Person Complete this section for one Control Person of the aforementioned Entity Trustee. Entity Trustee Control Person /omens') (Middle) (Last) Nome Street ...Wren (non bons) City Stag be Code Preened Ultra?, Number (Including area coda) p E❑I euelnelS O Mcbas mounme Tele:none Number (Including Yea MOM O Home O Business 0 Mobile Mee Social Security Number Otte of Own UnnVelliyyyy) COuntryllIS) OE Citizenship (Must int ad.) O USA DOthea CI Other: Country of Legs Residence O USA DettieR D Number and Type O Passport O Divers License ❑60VI issued ID Country or State of Issuance Expiration Date (mrrizadimiYA Employment Status (Select only one.) ElEmployed O SettEmpoyed O Retired ONomerneker I:Student O Not Employed Emulator None/Business Name Occupation Of you sainted 'Cmporrop' or • Self-Employed; Weer one ormon inn ton descraes your occupation.) O Business Ownet/Seil.EmOloved O Anomie Sonricos/Bankino Proltselonal OMOrlery ElCormultant 0 Execotmermnox Management O information TecnnolOgY FOOMSMoIM DEducster Does (specify), OMedical Orden:pod O Other Professiami Ociericammaxinistrative Services O Legal Professions O U.S. 0Cmyrnment Employee II ecletal/Stete/locall El Toote/Sorylca tlatior/Marolocwring/Productmnl OAecounting Professional O foreign Government Employee (NonD.S) OSoles/Maasting Business Street Address City State Zip Cod Ate you MAIMS with Of employed bye Mock exchange or member1ml of en exchange or FINIAL or a municipal securities OrckentloMerl Elmo ID Ye If Ids: also enter company name . (You must attach a letter tO this application Mat is from your employer, approving the establishment of Ws account.) Are you a director. 10% shareholder or polictmaking officer of a publicly held company? O No Oyes (If 'yes.' also enter conspany name and trading symbol ST 02018 Charles Schwab & CO.. Inc. All rights reserved. Member SIPC. CC2344861 (111813ANE) APP83584.12 (12/18) A 1111 11 111111 EFTA00811983 Schwab One* Account Application for Incorporated Organizations I Page 10 at 13 5. Your Consent to Enroll In Schwab's Cash Features Program The Cash Features Program is a service that we provide that permits the uninvested cash or 'free credit balance' In your Account to earn income while those funds remain uninvested. Additional information about the Cash Features Program and each Cash Feature is available in the Cash Features Disclosure Statement. The designated Cash Feature for this Account is the Schwab One Interest feature. By signing this Application, you consent to participate in Schwab's Cash Features Program• as described in the Cash Features Disclosure Statement, and you also consent to having the Schwab One Interest feature as. your designated cash feature. You understand and agree that Schwab may (1) make changes to the terms and conditions of the Cash Features Program; (2) make changes to the terms and conditions of any Cash Feature; (3) change, add, or discontinue any Cash Feature: (4) change your investment from one Cash Feature to another if you become ineligible for your current Cash Feature or your current Cash Feature Is discontinued; and (5) make any other changes to the Cash Features Program or Cash Feature as allowed by law. Schwab will notify you in writing of changes to the terms of the Cash Features, changes to the Cash Features we make available, or changes to the Cash Features Program prior to the effective date of the proposed changes. 6. Fund Account g Check or money order made payable to Charles Schwab & Co.. Inc. enclosed for S 250.°°0-0° ❑ Transfer from another financial institution (complete the Transfer Your Account to Schwab form). ❑ Electronic transfer using Schwab MoneyLink• (complete the Set Up Schwab MoneyLink Electronic Funds Transfer form). 7. Paperless Document Enrollment Here's how paperless works: The Primary Authorized Individual will receive account statements, trade confirmations, shareholder materials, account agreements and related disclosures, and other regulatory documents, if available in paperless form, by email. For certain documents, including account Statements. you will receive an email notification with a link to log on to our secure website to access your documents. For complete information, please see Important Information About Your informed Consent to Receive Paperless Documents In the Appendix to this application. To opt for Paperless Documents, simply provide the Primary Authorized Individual's email address in Section 4a. The enrollment completion will depend on one of the following scenarios. Scenario 1 If you are the Primary Authorized Individual, and already have an account enrolled in Papedess Documents using the email address provided in Section 4a, have logged on to in the past six months, and agree to the following, your paperless enrollment will be complete once your account is opened. • I have read and understood the Important Information About Your Informed Consent to Receive Paperless Documents In the Appendix to this applica- tion and consent to enrolling this account In Paperless Documents. • i understand that I will receive an email with my new account agreement and related disclosures. Or Scenario 2: If you ere the Primary Authorized Individual, and do not have an existing account enrolled In Papedess Documents, are using a different email address, or have not logged on to in the past six months. we will send you an email after the account is opened. To complete enrollment, you will need to cick the Consent" button in that email and/or follow the instructions to access If you do not click the 'I Consent' button, this account will not be enrolled in Paperless Documents and we will send your account agreement an re ate disclosures, as well as future regulatory documents, by postal mall. If you are the Primary Authorized Individual and do not want to participate in Paperless Documents, please check the box below. (PS No. do net enroll my account in Paperless Documents. Please send my regulatory documents via postal mail. ST O2018 Charles Schwab & Co.. inc. All rights reserved. Member SIPC. CC2344862 (1118-BANE) APP63584.12 (12/18) A p EFTA00811984 Schwab Ones Account Application for Incorporated Organizations I Page 11 of 13 8. Offer/Referral Code (Optional, up to three offer/referral code entries) env/Werra: Code Orferinsfarrei Code Orrer/Rererna Code Terms and conditions may apply. Any taxes related to an offer are your responsibility You should consult with your tax or legal advisor regarding any tax implications and the appropriate tax treatment of an offer. For more information regarding an offer, please call 1.866-469-7017. 9. Required Account Opening Authorizations Required Signatures for Section 9 At least two signatures are required to open a Schwab One Organization Account for a Corporation. There must be at least one signature in each of the following categories: Category 1: The Chairman of the Board, the President. or any Vice President of the Corporation Category 2: The Secretary, any Assistant Secretary, the Chief Financial Officer, the Treasurer, or any Assistant Treasurer of the Corporation • If you ars the only corporate officer, please sign in boas Category 1 and Category 2, indicating your respective corporate roles under each category. • All other Authorized Individuals listed in Section 4a who have the authority to conduct business with Schwab and who have not already signed under Category 1 or 2 must sign in the Additional required signatures and W-9 certifications section. Please complete all four Signature fields: (1) sign name, (2) print name. (3) specify title, and (4) enter date. Schwab cannot complete these fields on your behalf—failure to complete all four fields will delay the processing of your application. By signing this application, each individual in his or her representative and individual capacity ('you') certifies, represents and warrants that all of the information supplied in this application Is complete, true and correct. You also agree that you have received and read a copy of the attached Schwab One Account Application Agreement for Incorporated Organizations (-Application Agreement"). which contains a predispute arbitration clause. You acknowl- edge and agree that this arbitration clause Is a binding obligation of both the Corporation and you with respect to your capacity as an authorized individual on the account(s). You represent and warrant that you have all the requisite power and authority to (1) provide the tax certifications and (2) establish, maintain and operate an account(s) with Schwab on behalf of the Corporation and to bind the Corporation to the Application Agreement and all incorporated agreements and disclosures, including, but not limited to. the Schwab One Account Agreement and the Charles Schwab Pricing Guide for Individual Investors, each as amended from time to time (the -Agreement and Disclosures"). You represent and warrant that the Corporation documents, resolutions, agreements and laws governing the Corporation permit the establishment and maintenance of the account(s) in accordance with the Agreement and Disclosures. You represent and warrant that you will not take any action or provide any instruction to Schwab that exceeds your authority under Corporation documents, resolutions, agreements and laws governing the Corporation. You represent and warrant that each Authorized Individual listed on this application or subsequently provided to Schwab is authorized by the Corporation to act individually, independently and without the consent of the board or any director, officer or other person of the Corporation. You represent and warrant that any notice sent to any Authorized Individual will constitute notice to the Corporation. You represent and warrant that nothing in the Corpora- tion documents, agreements and laws governing the Corporation imposes any obligation upon Schwab for determining the purpose or propriety 0) of any instructions received from any Authorized Individual or (II) of payments or deliveries to or among Authorized Individuals. You authorize Schwab to apply the Beneficial Ownership information provided in this application to all other similarly registered Organization accounts with the same Taxpayer Identification Number (TIN) maintained at Schwab. You authorize Schwab to inquire from any source. including a consumer reporting agency, as to the identity of you and any Corporation you represent (as required by federal law), creditworthiness and ongoing eligibility for the account(s) at account opening, at any time throughout the life of the account(s), and thereafter for debt collection or investigative purposes. You agree to notify Schwab immediately in writing of any change that would cause these representations and warranties to become incorrect or incom- plete. You hereby, jointly and severally, in both personal and representative capacities, agree to indemnify Schwab and its affiliates, officers, directors, employees and agents from• and to hold such persons harmless against, any claims, judgments, surcharges. settlements or other liabilities or costs of defense or settlement (including investigative and attorneys' fees) arising out of or related to any act or omission to act by any Authorized Individual with respect to the account(s), the breach of any agreement with Schwab or any dispute involving you and the Corporation. The representations and obligations stated in this certification will survive the termination of the account(s). ST 02018 Charles Schwab & Co.. Inc. All rIPts reserved. Member SIPC. CC2344861 (11184BANM APP63584.12 (12/18) I( 11 1111111 EFTA00811985 Schwab One° Account Application for Incorporated Organizations I Page 12 Of 13 9. Required Account Opening Authorizations (Continued) By signing below, you represent and warrant that this application and the incorporated Agreement and Disclosures constitute a legal, valid, and binding obligation enforceable against the Corporation. You also agree, In your personal capacity. that your relationship with Schwab with respect to the account(s) will be governed by the Agreement and Disclosures. All Authorized Individuals listed in Section its must sign. Please complete all four steps: (1) sign, (2) print name, (3) specify title, and (4) enter date. Schwab cannot complete these fields on your behalf—failure to complete all four steps will delay the processing of your application. I certify, under penalty of perjury, that (1) the number shown on this application is the correct Taxpayer Identification Number; (2) 1/Organization am not subject to backup withholding because (a) I/Organization am exempt from backup withholding, or (b) I/Organization am not subject to backup withholding due to a failure to report interest and dividend Income; (3) l am (a) a U.S. person, or (b) a partnership. corporation, company, or association created or organized in the United States or under the laws of the United States, or (C) an estate (other than a foreign estate), or (d) a domestic trust as defined in federal tax regulations; and (4)I/Organizatlon am exempt from Foreign Account Tax Compliance Act (FATCA) reporting. I/Organization understand that if VOrganization have been notified by the IRS that i/Organization am subject to backup withholding as a result of dividend or interest underreporting and I have not received a notice from the IRS advising me/Organization that backup withholding is terminated, VOrgenuation must cross out item 2 above. Tho internal Revenue Service does not require your consent to any provision of this nt other than the certifications required to avoid backup with ding. Required s The Agreement with Schwab Includes a predispute arbitration clause. You acknowledge receipt of the predispute arbitration ciause contained in Section 12, page 2, of the attached Schwab One Account Application Agreement for Incorporated Organizations. d W-9 certification(s) for Category 1: Chairman of the Board, President. or any Vice President 110' Jeffrey Epstein SignilitUre Plot Name Title: DChartm of the rd (President ❑ Vice President 1/4120/q Date (iviVieWnwl Signature Print Nome Title: EChairman of the Board ID President El Vice President Date Imm/.51/Dyr) Require nature(s) and W-9 c rtincation(s) for Category 2: Secretary, any Assistant Secretary. Chief Financial Officer, Treasurer, or any Assist s er Richard Kahn Pmt Name Date (alm/da/M2) Title: O Secretary DAssistant Secretary [pier Financial Officer [Treasurer DAssistant Treasurer 10' Strain Print Name Data (nunrcid/WW) Title: O Secretary DAssistant Secretary ['Chief Financial Officer DIreasurer ['Assistant Treasurer 10" Y/5-40/9 Pint Stature nt Name Title: Secretary DAssistant Secretary OChief Financial Officer ['Treasurer ['Assistant hemmer Date (rilm/m/ww) Additional required signatures and W-9 certifications: All remaining Authorized Individuals fisted in Section 4a who have not already signed and certified under Categories 1. or 2. Signaling Print Homo Title ► Stratum title ST 02018 Charles Schwab & Co.. Inc. All rights reserved. Member SIPC. CC2344861 (111.8•8ANE) APP63584.12 (12/18) Date arim/c0/m71 Ant Name 11 A 1,11,1 I 113 I. Date onfaidd/rvir) ni 1 1 EFTA00811986 Schwab One' Account Application for Incorporated Organizations I Page 13 of 13 10. Required Certificate of Authority and Corporate Resolution: President or Secretary The Corporation adopts the following Certificate of Authority and Corporate Resolution. The undersigned certifies that: 1. Each individual whose signature appears in Section 9 (each, an Authorized Individual) is authorized to (1) provide tax certifications; (2) establish. maintain, and operate an account(s) with Schwab on behalf of the Corporation and to bind the Corporation to the Application Agreement and all incorporated agreements and disclosures, including, but not limited to. the Schwab One Account Agreement and the Charles Schwab Pacing Guide for Individual Investors, each as amended from time to time (the 'Agreement and Disclosures"); and (3) designate persons to operate such account(s). 2. Each Authorized Individual is authorized to act Individually, independently, and without the consent of the board or any director, officer, or other person of the Corporation. Notice sent to any Authorized Individual will constitute notice to the Corporation. Nothing in the organizational documents, agreements, and laws governing the Corporation Imposes any obligation upon Schwab for determining the purpose or propriety (1) of any Instructions received from any Authorized Individual or (2) of payments or deliveries to or among Authorized Individuals. 3. The authority thereby conferred Is not inconsistent or in conflict with the Certificate of incorporation. charter, bylaws, resolution, or other applicable constituent documents of the Corporation and is within the Corporation's corporate power and authority and agreements and laws governing the Corporation. 4. The signatures that Section 9 are true and genuine original signatures. The information set Certificate of A Schwab at an a ertiflcate of Authority and Corporate Resolution is true and correct, and Schwab may conclusively rely upon this rate Resolution until the Corporation delivers a written replacement Certificate of Authority and Corporate Resolution to by Schwab. ST 02018 Charles Schwab & Co.. Inc. MI rights reserved. Member SIPC. CC2344881 (1118 8ANE) APP83584-12 0.2/18) A 9/5'40/f Date (mmiddintyl IN IIII I11J 11 1111112 EFTA00811987 charles SCHWAB Schwab Ones Account Application Agreement for Incorporated Organizations These terms relate to your Account and are part of the Account Agreement between each Account Holder and Schwab, Please retain for your files. Account Opening Authorizations By signing this application, each individual in his or her representative and individual capacity ("you") represents and warrants that all of the information supplied in this application is true and correct. You also agree that you have received and read a copy of the attached Schwab One Account APPlitation Agreement for Incorpo- rated Organizations (*Annotation Agreement"). which contains a predispute arbitration clause. You acknowledge and agree that this arbitration clause is a binding obligation of both the Corpo- ration and you with respect to your capacity as an Authorized Individual on the Account(s). You represent and warrant that you have all the requisite power and authority to (1) provide the tax certifications and (2) establish, maintain and ooerate an account(s) with Schwab on behalf of the Corporation and to bind the Corporation to the Application Agreement and all incorporated agreements and disclosures, including, but not limited to, the Schwab One Ac

📷 Images in this document (23 detected; 6 largest described)

AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.

[Image 1] The image shows a document with text and checkboxes, which appears to be a form or application. The form includes sections with headings such as "Personal Information," "Education," and "Experience." There are fields for name, address, date of birth, and other personal details. There are checkboxes for "I certify that the information provided is true and correct to the best of my knowledge." The f [Image 2] The image shows a printed document, which appears to be an article or a page from a publication. The text is in English and discusses topics related to agriculture and the environment. There are no visible names, dates, places, or logos that can be discerned from this image. The document is not a photograph, but rather a printed page with text. [Image 3] The image shows a document with text, which appears to be a page from a manual or a set of instructions. The text is organized into numbered points, suggesting a list of guidelines or procedures. The document is titled "Administrative Communications," and it includes sections such as "General Information," "Security and Privacy Information," and "Contact Information." The text is too small to read [Image 4] The image shows a printed document with text. The document appears to be a page from a book or a manual, as indicated by the header "Chapter 1" and the footer "Page 1 of 10." The text is too small to read in detail, but it seems to be providing information about a topic related to "Your Information." The document includes a section titled "Important Information about Your Information," followed by [Image 5] The image is a document scan, specifically a page from a form titled "SCHWABONE Account Application Agreement for Incorporated Organizations." The form contains text and checkboxes, with sections for "Account Information," "Account Agreement," and "Signature." There are visible names, such as "SCHWAB," and logos, including the SCHWAB logo at the top of the page. The form includes checkboxes for ac [Image 6] The image shows a printed document with text. The document appears to be a letter or a report, as indicated by the formal layout and the presence of paragraphs. The text is too small to read in detail, but it seems to be discussing a topic related to health or medical research, as suggested by the use of terms like "clinical trial," "patient," and "research." There are no visible names, dates, pla