From: "Jeffrey E." <[email protected]>

EFTA00822501 Dataset 9 6 pages Download original PDF Download as text
From: "Jeffrey E." <[email protected]> To: Richard Kahn Subject: Re: goldman bond Date: Tue, 02 Aug 2016 13:30:19 +0000 Yes On Tue, Aug 2, 2016 at 9:30 AM, Richard Kahn shall i put order in again on GS bonds to sell at 81.75 current bid ask 81.25 / 82.50 please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax ce Begin forwarded message: From: "Atlas, Andrew S" itta Subject: RE: goldman bond Date: August 2, 2016 at 9:21:25 AM EDT To: "'Richard Kahn" Good Morning Rich, Present quote for the GS bonds: 81.25 - 82.50 wrote: Do you want me to continue working the 2mm bonds for sale with a 81.75 low? Speak soon, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management EFTA00822501 1290 Avenue of the Americas, 12th Floor New York, NY 10104 TeUDirect: NMLS ID: 1326736 Original Message----- From: Richard Kahn [ Sent: Monday, August 01, 2016 06:53 PM Eastern Standard Time To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Re: goldman bond Ok that. Sent from my iPhone > On Aug I, 2016, at 4:24 PM, Atlas, Andrew S < > Hi Rich, > Nothing done at 81.75 or better. > I withdrew the tender on the bonds. > I'll touch base in the morning with an updated market. > Speak then. > -Andrew > Andrew S. Atlas > First Vice President > Equity Sales/Middle Markets Group > Financial Advisor > Morgan Stanley Wealth Management > 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 > Tel/Direct: I Fax: > NMLS ID # 1326736 > --Original Message > From: Richard Kahn [mailto: > Sent: Monday, August 01, 2016 3:47 PM > To: Atlas, Andrew S (Wealth Mgmt MS) > Subject: Re: goldman bond > Importance: High > ok > thanks » On Aug 1, 2016, at 3:42 PM, Atlas, Andrew S < >> Nothing done yet w/ a 81.75 low...still working » Andrew S. Atlas >> First Vice President > wrote: > wrote: EFTA00822502 >> Equity Sales/Middle Markets Group >> Financial Advisor >> >> Morgan Stanley Wealth Management >> 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 » Tel/Direct: I Fax: NMLS ID # 1326736 >> >> » --Original Message---- » From: Richard Kahn » Sent: Monday, August 01, 2016 3:09 PM >> To: Atlas, Andrew S (Wealth Mgmt MS) >> Subject: Re: goldman bond » Importance: High » yes 81.75 or better » thank you >>> On Aug 1, 2016, at 3:01 PM, Atlas, Andrew S wrote: >>> >>> Desk not showing me an offer. >>> >>> Went to 81.25 bid for 2mm...do you want them to work with a limit? >>> >>> Andrew S. Atlas >>> First Vice President >>> Equity Sales/Middle Markets Group >>> Financial Advisor >>> >>> Morgan Stanley Wealth Management >>> 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 >» TeUDirect: I Fax: >» >>> >>> >>> ---Original Message---- >>> From: Richard Kahn >>> Sent: Monday, August 01, 2016 2:52 PM >>> To: Atlas, Andrew S (Wealth Mgmt MS) >>> Subject: Re: goldman bond >>> Importance: High >>> >>> what is ask? >>> i am seeing 81.75 vs 82.75 from 2 other desks please ask trades to >>> tighten up spread thanks >>> >>>> On Aug I, 2016, at 2:46 PM, Atlas, Andrew S czIMM > wrote: >>» >>>> Desk just got back to me. >>» >>>> 81 bid for the 2mm bonds, n now we're in there to tender at 83. >>» >>>> Speak soon, >>>> Andrew >>» >>>> Andrew S. Atlas >>>> First Vice President >>>> Equity Sales/Middle Markets Group >>>> Financial Advisor >>» mailto NMLS ID # 1326736 mailto: EFTA00822503 >>>> Morgan Stanley Wealth Management >>>> 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 »» Tel/Direct: I Fax: >>» NMLS ID # 1326736 >>» >>» »» --Original Message---- »» From: Richard Kahn [mailto: >>>> Sent: Monday, August 01, 2016 2:43 PM >>>> To: Atlas, Andrew S (Wealth Mgmt MS) >>>> Subject: Re: goldman bond >>>> Importance: High >>» >>>> any update on pricing? >>» >>>>> On Aug 1, 2016, at 2:17 PM, Atlas, Andrew S< > wrote: >>>» >>>>> Sure, I'll be rt back >>>» >»» Andrew S. Atlas >>>>> First Vice President >>>» Equity Sales/Middle Markets Group >>>>> Financial Advisor >>>» >>>>> Morgan Stanley Wealth Management >>>>> 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 >»» Tel/Direct: I Fax: >>>» NMLS ID # 1326736 >>>» >»» --Original Message-- >>>» From: Richard Kahn [mailto: >>>>> Sent: Monday, August 01, 2016 2:14 PM >>>>> To: Atlas, Andrew S (Wealth Mgmt MS) >>>>> Subject: goldman bond >»» Importance: High >>>» >>>>> i know we mentioned our desire to tender bond however the boss is >>>>> now thinking of selling can you please provide a bid ask to sell >»» bond thank you >>>» >>>» >>>» >>>» — >>>» »»>_ »»>_ >>>» >>>>> NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be, and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. >>» >>» >>» >>» >>» . EFTA00822504 >>» - >>» >>» >>>> NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be, and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. >» >» >» >» . ................... »>_ >>> ••••••••••• >>> >>> NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be, and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. >> >> >> >> — •-•-•-•-•-•-•"•"•"----------_._._._._ >> >> >> NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be, and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. ................... 4.0 04.0 04.0 04.0 04.0 04.0 0..0. > NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be, and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute. advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error. please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right. to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at EFTA00822505 the following link: If you cannot access these links. please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacation®gmail.com, and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA00822506

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[Image 1] The image shows a document with text, which appears to be a letter or a form. The text is partially obscured by a red rectangle, which seems to be a watermark or a censorship mark. The visible text includes phrases such as "NOTICE," "MORGAN STANLEY," and "NOTICE OF PRIVACY PRACTICES." There are also sections with headings like "Privacy Notice," "Your Rights," and "Contact Us." The document include [Image 2] The image shows a printed email with a list of recipients and the subject line "RE: [REDACTED]." The email contains a series of names and titles, which are redacted, indicating that the content is sensitive or confidential. The visible text includes a message body that is too small to read clearly. The email appears to be a professional communication, possibly related to a medical or healthcare se [Image 3] The image shows a text document with a list of items or tasks. The text is too small to read clearly, but it appears to be a list of items or tasks, possibly related to a project or a set of instructions. The document is not a photograph, but rather a digital screenshot or a printout of a text document. There are no visible names, dates, places, or logos due to the small text size. [Image 4] The image shows a document with text, which appears to be a letter or an email. The document is partially obscured by a red rectangle, and the text is not fully visible. The visible text includes a sender's address, a recipient's address, and a date. The sender's address is in New York, and the recipient's address is in New York as well. The date mentioned is August 10, 2010. The document is addre [Image 5] The image appears to be a screenshot of an email conversation. The email is from a sender named "Morgan" to a recipient named "Richard." The email contains a message that seems to be a reminder or a request, but the content of the message is not fully visible due to the blurring of the text. The email header includes the sender's email address and the recipient's email address, both of which are r [Image 6] The image appears to be a photograph of a document, specifically a letter or a note. The text is too small to read clearly, but it seems to be a formal communication with a heading and a body. There are no visible names, dates, places, or logos that can be discerned from this image. The document is printed on a piece of paper, and the background is not distinctly visible due to the focus on the te