EFTA01118980

Valuations 1/31/13 EFTA01118980 JEE and Related Entities invesanent Summary 1131/13 Cash & Equivtants Financial Trust Company- (soe note below) 12,294,220 J.EpSlein 2,285.538 HAZE Trial 26.349 FT Real Estate 84.469 Jaeger; 5,541 357 J.EpStein VI FoundatiOn 5,051A 63 COUQ Total Cash & Equivalents 25.285 396 Less Cash in Operating Accounts (1.553.884) Cash in Foundations (5,051,463) (8.605.347) Total Available Cash & Equivalents 18 680.049 JP Morgan Trading Account (cash, securities. Derivibves)- FTC- See Note A JP Morgan Trading Account (cash, securities. Denvitives). HAZE 66 590.235 22 134.893 Marketable Se-Writes -(Imv) 9.354,309 Investment Island Yacht Harbor (per JEE) Settlements Receivable -DIM Partnership InvestmentS (see attached schedule) Toui • 1.000.000 69.458,708 107.424.913 296 643 W7 Value Above Adustmenls. Operating Cash Loans Receivable Total per attached valuation schedule 296.643.107 1.553.884 1,845.415 300,042.406 • investment partnerships are Sublet./ 10 various restrictions on wilhdrematS. and there/Ore. the tinting of availability Of funds will be so limited 300.042 406 NOTE A The JPM trading account was funded with $75 Million Outing July 2011 we withdrew S $2,478.520. On 2/14/12 the account was reduced by 6501.930 for the purchase of 16.535 Mad Pharmaceuticals & 2.095 &open IDEC. on 5r22/12 the account was reduced by S1.330,000 lot the purchase 01 35.000 MOMS of FlabOOk. In August 2012 the account received 6349.402 from the sales proceeds cid 11.500 sh of Facebook On 9/12/12 Ihe account was reduced by SlOmm for the transfer to Mon Inc On 11/9/12 there was a transfer to JEE of $1,000,000 EFTA01118981 J. EPSTEIN 6 RELATED ENTITIES VALUATONS CASIWAINUTIESJNVESTMENTS 1131113 ACCOUNTS FINANCIAL TRUST COMPANY 12)31112 01/31/13 01101113 VALUATION YTO January PERFORMANCE J P MORGAN- Cash 6,949.105 9.450,970 R Mayan Tramng Account 69.107624 68.590.235 J P Morgan. Secumes 7693.042 7.057,460 Olhei Hank Accounts 125.291 207465 JPM (Beat Steams) 4,954.118 4.937,634 INVESTMENTS TUDOR FUTURES 12.578.999 13.112.017 12 518.999 424% 4.24% TUDOR FUTURES • recereable 4.193 300 teGHBRIDGE CAPITAL 18.624.993 10.019.843 18624.993 112% 2.12% ML HERTZ 3.013.325 3.328.038 see thaws RENAISSANCE INST EQUITY FUND 1.355.342 1,329.015 1.329.915 November December BEAR STEARNS Asset Bathed Setae, (7131/09 yak 331,882 331.882 SeMernerds JEEPERS DO ZWRN SPECIAL OPPURTUNITIES FUND 16,000.000 16.000600 seo looMolc less pawl vnexliawal payment received (6641792) (6,541,292) Mows cash (al JP Morgan) 5641.340 5,561,357 JOTS INVESTMENT Island Yndst Herbs- 1600030 1.000.000 FT Real Estate (cash balance) 84.489 84.489 FT Real Estate - Investment in plthp at coal 920.500 920.500 FT Rom Wass - li wow -Columba I'M:Wigs 503,000 500.003 CHECIONG/SAVINGS ACCOUNTS 1.341043 1653.884 LOANS CUE FROM INDIVIDUALS 1,745.415 1.745.415 CORE CLUB NOTE 100000 100,000 BROKERAGE ACCOUNTS JPM Wear Steams) 665.771 686.810 J P MORGAN :6708 56.800 Mod Inc Athhcom (at cost bass) 10.000 003 10.000.000 (1 260 233 snares ol common and 695.301 mares of Se; 5 PM) Burette Trutt B 044 8.044 NAZE Trust NICHEROGE CAPITAL 34.404.356 35.133.733 34.404.355 212% 212% MG STREET (estra1O) 23.276.473 23745.985 23.216.473 103% 2 03% JP Megan • Casb 28.347 28,349 JP Monswinanagecl mewl 22.279.041 12.134.803 TOTAL 298,305.124 300.042606 THESE AMOUNTS 00 NOT INCLUDE NOUSES.A/RPLANE,FIXTURES OTTER ASSETS EFTA01118982 Fie JPM. JPM Wear Steams) Bank aecorns JEE Bank wearers JPM. (Bear Stearns) JPM JEE and Related Entries Cash Summate 1131/13 9.450 970 2.640 785 202 465 1553 884 666 810 56 800 12,294,220 Butterfly Trost (Be.' Steams) 8.044 2 285 538 JEEPERS JP Morgan 5.541 357 5,541,35 HAZE Trost JPM 28 349 28.349 FT Real Estate 84.469 84,469 Enhanced Educalon 4.974.733 5.051./153 Total Cain 25 208646 25 255,395 this coos net «We cash el JP Morgan trad ng account 1,558884 EFTA01118983 Reconciliation of large items Value 12/31/12 298,305,124 Partnerships 2,419,043 see below JPM Trading account- FTC (515,589) JPM Trading account- HAZE (144,784) Securities 1,362,064 Dividendilmterest 5,372 Apollo Distribution Change in loan account cash spent: JEE FTC (1,287,159) (115,826) cash received BSABS 14161 miscellaneous total 300,042,406 Value 1131/13 300,042.406 Partnerships FTC TUDOR FUTURES 533.018 FTC HIGHBRIDGE CAPITAL 394,850 FTC ML HERTZ 314.713 FTC RENAISSANCE INST EQUITY FUND (25,427) Haze HIGHBRIDGE CAPITAL 729.377 Haze KING STREET 472.512 2.419.043 EFTA01118984 JEE and Related Enttes Available Equity re(1990,4mints 931113 70,500 20.000 21.753 263.157 17.500 16.535 2 095 FTC FTC FTC FTC FTC RAZE HAZE FT Raaey FT Realty FT Realty Mon lrc Securities Long e Fair Marital Value Ascena Retad Bombardier JP Morgan Apollo Global Management Facebook (purchased 502/121 Mad Pharrnsceuldals Slogan )DEC JPM Trading (see Mooned) at JPM dorrnerty Bear Steams) at JPM (formerly Bear Steams) at JAM (Remarry Bear Stearns) at JPM N JPM • SOW 17.500/W9V/I at JPM at !PIA unrealized realized-2010 realved.2011 re/lazed-2012 rea 13 Total ante Int:4010n 1/31/13 12/31/12 1.194.975 1.302.135 78,395 75.608 1,023.479 956,460 5.860.505 4.560.406 542,150 465.850 327,816 317,141 328.988 308.645 9,364103 7,992 245 6.642,172 Net (6,859.209) 12010 Net 2011 1.541,649 NM 2012 8,818.463 NM 2013 Investments a/o 1131/13 at Falr Marital Value (46:1 892) 8. 1,263 TUDOR FUTURES IiIGHBRIDGE CAPITAL ML HERTZ (received a dobibubon or 31.301.976 during Dec 2012) RENAISSANCE INST EQUITY FUND(Nov) ABS Trust (last valuation 7131(09 FTC reoNvas moMnly 0ftnbstons) HIGHFIRIDGE CAPITAL KING STREET Advance Sir Lie (cost Oasis) Lofts 21 LLC (cosi basis) Escrow Colmble Holdings Montan (cost bass) (1.260.333 sh common. 695.301 sh See 5 pid) gaft(oss) (107.160) 2.787 87,019 1.292.100 76.300 10,675 20.343 1,362064 (1,519,390) (741.062) 11.327124 (515,589) 8451 263 13,112017 19.019,843 3 328 038 1.329.9 I S 331.882 35.133.733 23 748 985 700 COO 220.500 500 000 10,000 WO 107 424 913 EFTA01118985 ENHANCED EDUCATION 1/31/13 1Q78.1 PARTNERSHIPS & CASH SECURITIES DEAR STEARNS 4 800 664 4.000164 BANK 173.669 173169 GOLDMAN SACNS TOTAL 4 974 733 4,974 733 EFTA01118986 Financial Trust Company Analysis of Investments Investment FMV unrealized 1131113 Gain0olis) ML Hertz dalnbutons dombutons ckstributons csouiNtons 12/15/05 5.100,000 8/11/06 (2.180,021) 12/11108 (560.008) 7/26/07 (2,440.908) 4/20111 (1,297.352) 0301N/tons 12/12/12 (1O08,976) redemption status (2,867 281) 3,328 038 5,095299 partnership is dhow, and therefore no redemptions allowed original rwestment 01500.000 sh HTZ Recanted dishabution of 112.744 and 92 269 and 92.288 sh of Hit Current under:prig investment a 202.718 sh HTZ Valuation is based on the value ceNTZ (1/31/13 - $18.28/per share) BS ABS slrib‘5ons 11/29/06 10,000.000 (3,888,381) 6,131,619 331062 (5,799,737) fighbridge Capital Corp 1111/01 25.000.000 deeibutons 2/28/08 (25,000.000) 19,019,843 19,019,843 The represents the total of Highbridge Capital Corp. and NB MAh•Srategy Nelda°. LW. DB Zwm 4/29/02 10,003.000 8130/02 10,000.000 122/02 30,000,000 6/2/03 10,000.000 1/3/05 20.000,000 12/21/12 chstnbucco (6.541 292) 73,458,708 69.456,708_ (4,000.000) DEIZ- settlement The is based on the fotomng esSuMPIMM the fund yell recognae a withdrawal amount payade to Ammer, totabng 570 melon 70,000,000 Jeepers wet receive an interest of G Dub/vela* interest valued at approx $3 3 malice with a 5,000,000 backstop payment from G Dutli equal to Ile excess of 35 rriSon over the aggregate value of at datributons male with respect to this investment JEE wit pay SI mitten for Zwims interest in Cordn. JEE will rave all distrIbolsoms upto 32 million 1,000.000 and the remaining distrttobons avid be divided 50050 between JEE aid Zwim 76,000,000 Ctgroup Renaissance 8/21/06 1.010000 1,329.915 FTC wit rear a till rodemplem in and February Tudor 1/30/01 5.000.000 1/14/13 dettnbutlon (4,193 300) 806.700 December 319.915 13.112 017 12,305.317 EFTA01118987 Haze Trust Analysis of Investments Investment FMV unrealized 1/31/13 Gain(loss) Highbodge Capital 4/20/99 10,041,666 35.133.733 25.092,067 This represents the total of tilghbridge Capeal Corp. and 1113 Mull-Strategy HoltAngs Ltd. King Street 11/1/99 10.000.000 7/28110 50% redemption (20,090,787) (10,090,787) 23,748,985 33.839.772 EFTA01118988 Bear Stouts Asset Backed Snoozes Oistributf cat Received FTC Total Pannershm & Trust Pannenalp Trust 1/9/08 1.047291.40 1047,291.00 3/17/08 431.015.00 431,015.00 4/14/08 147,707.00 147,707.00 5/14/08 147,707.00 147,707.00 6/16/08 135,377.00 135.377.00 7/16/08 110,711.00 114711.00 8/21/08 110415.00 110,615.00 9/2S/08 110,578.00 110.57800 10/29/08 92,127.00 92,227.00 11/25/08 85.953.00 85,953.00 12/22/06 73.670.00 73470.00 1/23/09 73470.00 73,670.00 2/20/09 73614.00 73,614.00 3/12/09 67,434.00 67,434.00 4/30/09 66.443.00 66,443.00 5/29/09 57,986.00 57,986.00 7/24/09 Not. A 84,347.00 44.3137.00 8/26/09 47,911.00 47,911.00 9/21/09 35.71100 35.711.00 12/2/09 87,495.03 87,895.00 1/5/10 25,073.30 25,073.30 2/8/10 31,073.84 31073.84 3/5/10 33.605.43 33,605.43 4/4/10 22613.71 22,613.71 5/10110 26.319111 26,315.11 6/8/10 25243.91 25,243.91 7/8/10 19.961.45 1946145 8/10/10 22.012.08 22,012.08 9/1/10 24,389.61 24,989.61 10/13/10 20,527.91 20,527.91 11/8/10 23.336.55 23,136.53 12/5/10 25,234.17 25234.17 1/10/11 24,62991 24423.91 1/31/11 NOW FS 25,793.17 25,793.17 2/3/11 26.966 92 26366.92 3/8/11 26,313.00 26,313.00 4/8/11 21.112.25 21,112.25 5/9/11 21,557.96 21,557.96 6/9/11 18,678.74 18,678.74 7/8/11 16490.35 16,690.35 8/8/11 15,596.19 15,596.19 9/5/11 16410.22 16410.22 10/12/11 15,819.76 15419.76 11/8/11 17,377.32 17,377.32 12/8/11 17,832.49 17432.49 2/9/12 1406(1.73 1400.71 2/8/12 18,611.56 18,611.56 3/9/12 19.767.40 19,767.40 4/9/12 12622.23 17,622,23 5/0/12 16.800.79 16,300.79 6.43/12 17,401.50 17.401.50 719117 16.165.50 16,165.50 8/9/12 16242.96 16,602.96 9/11/12 14.372.40 14.872.40 10/9/32 15.645.81 15.645.81 11/8/32 15038.04 15.038.04 12/10/32 14,208.21 14.208.21 1/9/13 14,594.00 14,594.00 Total 3 868.380 95 3,113,593.17 754785.78 FTC invested 310,000000 in War Stearns Anet Inked Securer's on 11/29436 Distribusons are based on maturing assets &Ore A: (represents 2 months no. WON" 0444430 NOTE (audit adjustment le partnershm) EFTA01118989 GIO CI one sun Omniusl079 Global Investment Opportunities Group . . Account Position and MTM Summary (Open Positions) - Prepared for Hue Trutt as of January 31. 2013 . Morgan Socteettl0$ LLC. Gamed IM • Commedlty at.. U1DULN 12 7044 USDARS &9785 U14X/If 09109 %Mlle USO2A11 USDCAD 16/233 89431 1.0015 6111PUSD BMW° MOTRY 1.5819 1.3551 1,7641 UM/1w USDBRL usorsoic so 970 1 9871 S4812 Structured Notes Trade Date Matviity last Amount • Manual MU • nail en Invettment Ilaaa r ot Long Description Coo sasei LS) Market Valve IS) I nit rt st Lntry Pritie IS) Current Poe, 15) MIM 26.1und5 S.Ape.12 16.Ape.15 1.000.000 1.500.000 lei Cent 9.11 f4 Asp, 01/76FI) 40% Conlin garden l$11CP1 71% Cap Cease Rant PM 6 1eee. 04016/2015 Dtd 04/142012 (13.000.000) ($1 42.797900 41.521.900 Received 469;=-410000 110002 543 .26 1101 44 11202.200‚ 411.787 Structured Notes M1M (54.5410.000) 54 919,700 S61418 (St 10,4131 u.S. Iliad Income • iesiviray pr .u0 rbe 2.0r1.12 ISMay.2018 ICIMay.11 Perpetual 10.May.11 Ptiptligil 2 Oct 12 01.Jun-2019 stsz000 3603.000 3.000000 1.0)6000 Peabody Energy Corp 88. ipayenem Inc CCC• Jpemegon ant I Co 861 Cant Of Anerka Corp 80. Kindred Healthcare Inc WA 91522015 423022018 911,20I8 6/10011 2.315% to 250% 7.900% 8125% S250% (51.303,5001 1$445.0021 141.117.950) 143.189.6101 cssn‚se 41.312936 1446.1375 43.452.700 13.310003 49811910 1152.663 416.941 $464.825 $420.469 $27.2/1 1113.63 18900 $111.27 SI12.19 199111 411435 489.38 $11909 511300 Ill 04 5161.399 41891I6 5523.575 4420959 $11.771 • Mo and Asset embed Trade Date Maturely Original Face Manual Non. no 3 ()sue an Invefflent Bet SM' Rat !n9 Nent Call Date Coupon Printisal Cott 151 Martel Valisi (5) total OrIne•Int 14) nery Curieni Yr.['. St/earl NUM 10.61•••12 24•Mer 2037 2Aug 12 25-0d 2035 1.010.000 6960.000 Chem 2027.A1 12A3 WIrt*»2005.9 81 CC 1141/2029 uresaol 288% 1416% 117259141 01.698.5010 4115.157 51.601.636 197540 $246.009 78.50 29.88 M-73 2893 4167.423 4149.138 Mortitspe and Ant I MTM 152 424.081) $2.396.793 5462.988_; 5314561 Mutual Funde and Money Malta Trade Date Symbol Units Company Currency Initial Cott IS/ ma 1641 Val"' 15)Dividends Recened IS/ - Entry NAV (Local) Currant NAV Nora° lTn 21-lawel3 ‚Pew 199216.06 1penotgan Floating ItiteiSel I./50 112.030.COD‚ 52)1.982 30 1009 10.10 41.982 Avg 011YFX 313.948,20 1prrergan Ilvsh USD 152.598.4011 42593.212 Odnle 8 28 826 111.189) b10 Lig;i1=-9 Eg / It/ St 10 11,150.567 SO 1183.301 SO 11934.076 SOU SOY Open MTN 11.114 4114 3.1 Repo 40 40 $0 Current Open &TA 11.347. 360 Mr / ST IS ; 2071 1524.9531 15281601 0. r Ionia so so $0 YID a44V4 Se Open MU (1543. 04) Alternative SO 50 40 2013 Clewed le $314.2 se Other Mlemaanamei 10 40 10 Iteab . 5349 556 $1.705.917 12013Net Per...gnaw» 3144.747) K) 2013 if Mee.. Mee 6 Cs ht EFTA01118990 CI 0 Global neadanaant Orareate lea Global Investment Opportunities GrouEt Account Position and MTM Summary 4.112013,Closed Positions) Prepared for Haze Trust as of January 31. 2013 Morgan Securities I Merl and *Mat ~lied Trade Behr Maturity Original ratt 'AP RM.." Noel) Call Oat. Coupon Ponop.il C.)) It) Market Value (S) Accrued 15/ Total Int. Entry Price Closing Dale (local) Closing Prkg (total) 1.May.12 25.1un.2034 2992.800 Wamu 2004473 82 CCC 2/292020 2.545% IS1.140,994) 51.419 147 175984 79,Ian-s3 9050 78 31 5183.959 Mortgage and Asset Backed P/l 9383.509 Mutual Funcb and Ili•rket Trade Oats Symbol Units Company Currency Dividend* Entry NAY Closing NAV Inst.., cost (9 Market Value If/ Closing Dale Received(5) Vocal) Recall Avg OHTE8 181.371148 Sprnorgan lasgh Vald.91 lian 1) 514 Vil) 5T SOO ^,1/4 22.Inn n 911 Mutual Funs., and Money Market Re en 8 21 IS) I T 1524.9531 (C1:01.1PlAntor Chase &Co EFTA01118991 ••••tensrat Oraeernaellle.h. Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) Orepared for Fmsreede) Trust os of Januar,* 31. 2013 . Morgan Secordleas LIC. I396meMMOCemiedentes USIMAN 124475 Y.A0150 166231 GIIN250 1.5872 8113.191 91 720 1.150485 83785 1.4ØR 89392 EURUSti 1.3112 U5D8R4 1 9915 MO* 01091 VIOCAD 0.9968 1710111), 1.716 VIDNOK 546 Fese • Inuaday PricInge141310ornberg Trad., Sole >bares Company Cuertroy Donder.] Ind.ntry Yield (ost e.ou ts) Market Valve (S) I„by nt PI ICr :oral/ üocall raff .1 1144411 TIN 11.500) Telefonica SoSpon Ad, 0S0 C04110.11n401•CMI. 000% $30080 (121.540) 20,05 M.36 5t.'160 15-/u44-12 TEE (NI Telefonka Sa-Spon Ad. USD Corivriurecatern 000% 1/88 (5560) 12.52 1.36 1172) 144e9-12 24-00.12 ARM 131 7.515 25.000 Mied 1•ManeeeolI(alt Inc Dem F.TodKo V50 USD entirnee. Nonlyds. 000% Noneych. 0.00% (5114,60(0 11470.450) 5189.716 1417.750 IS >I 18.82 p.3719.31 $15.196 1112.700) infurner. Rede 000% 12,10810 DAG 50900 P•411411 00 Agri DOuNe Lore USD ($352.5501 1583.375 7.05 i747 1230925 17.44.02 TB 17.500 Weben* Ine.A USD Convennwomom 0.00% (11.45,000) 5142.168 11.00 )0 98 11111.8331 144e0.12 8118 2.095 Nagen Idee Inc VID wouner. Non-5941). 0.00% (1250.455) $326.988 119.55 156.08 576.531 Stneelmed NONG trade Date Matunty rare Amourt 10,19 Desroption Co,) leas., '5) market Valse IS) Intomt Rennved Entry Price (1) Current pike (5) rATAII 13Nov-12 22-Nov-13 1.000.000 9-San 13 2.1m-1/1 1,000.000 5.Api.11 10.4pr-15 1,50%000 Note Inka ToitolVt Uld %Barrieh 5% AMT Cpo-22.9%Menen 14.0c Ren (»Red To CM1Vs 5Xlev. 500%Maartm ()um 3 liael 51Me.6.1995 »Monan Cnase Bank Na 6 2004 04/192015 DM04/16/2011 ist000.orm (11.0000Y 51 .042.000 $985.600 51,543,800 so so 3610811 $100.00 5104.20 5100.00 5%.56 1100.03 5102.92 $42.000 1114 400) 3113.688 MS. Find Incorno • InvedayIrldna vaa Bloomber0 nrImi• 1013! Int. Trage Date Maturity face:. mannt Isseer SSP Rating Nest (,II Date Coupon Principal Cost Manet Valne Accruod Entry Pore Current Pirce oITM NMr.11 01 Met ZO 7 2303900 Amencan Ade 8 lafg Inc yezois 7.875% 152115.1251 52.556.250 $371.516 1104.61 5102,25 3314.141 22.00-12 I54.449,10 400000 gartlila-81m 8. 50502015 0875% (1414,0001 5424.030 19.763 5103.50 3106.93 S20.563 22.On.12 11May 20 9 60.000 othlie In. 11. 5/13720/ 8.875% ($619.5011) 5617.200 111% 510721 1106.20 912.196 32.Feb12 IS•land0 B 1.030.003 Ntg Entegy Im. BB- WA 7.625% ($1.001.5001 11.121,500 571.102 1100.15 5112.75 $197.802 24-Nro-13 15.4•840 0 1.500.000 Servkemesfer ConemnY B B. 2/192015 8000% (51.595.6251 11.590000 52.333 5106.38 5106 00 (54.192) 2243n.12 01.88).20 9 1.002000 NaadWNenIM 4/1/7015 1411% (11.035900 11.062.500 530.461 1103.10 $90625 114.469 15.1un-II Perpensa 2,500.000 1prnotgan CINte 8C0 eßt 4/93/2010 7900% (12.702.425) 12$3.750 $321.486 1108.10 1114.55 141Z811 15.1uo-II Pe peu& 2,504000 1pmergan Cbm& Co 400/2018 7900% (12.702.4211 12.063,750 1371.456 11011.10 1114.55 »WM 10.1m.11 Perpate 2,000.000 Bank Of Arnerito Oma BB. 9150018 0125% (12.011.180) 12.260,000 9334,479 1104.06 1113.00 1513,299 30.148-12 Per mim 3.003000 Southern Cal idiot en. 2/1/2011 6210% (12.199,9701 13301,455 5117.500 1100.03 9110.05 96/8.9115 1.0ct.12 01 Ion 20 9 1,000,000 Kindeed Ilealgware IM (40014 8.230% 159902501 5991.250 927.100 191.61 S99.13 127.500 134144,12 01.1un.20 9 1.000.000 IGeegel Ilealtheare Inc B. 6/1/2014 150% (5970,000 5991.250 119.021 19793 599.11 563271 27-1un-12 Oerpeeea 2900 000 General Ike Cap (ergo 6/15/022 (3717)47r - 12 281.000 114.706 11Ø15 9114.05 $242.751 Intematloml Need Memme • Intraday 1tKII1CI na BIOCCItel9 Inttrery Pr.c• Current Pan Trade Trau Matuuty face Amount Iss.* $SP Rating Cutrene Coupon Primidol Cost IS) Market Value (S) AcTotal crued (51 L (Loco» (Local) Z6./an-12 15.096.2035 7.500.000 Reutfit 01 Arg nnnnn WA 1J10 0 000.4 151.038.7501 1459.375 1461.920 U 04. 613 15109.455 13.0c1-10 1343«.2035 10,003.000 Reputik 01/agentena WA AAS 0000% (11140001 1225.490 1326.246 ),6 11.2) $233235 10.May-12 14-0m-2021 1.500.003 Llorck Ttb flank Ne EIBB. VSO 9875% (11.627.500) 11.773.750 5107.391 108 50 118,15 6253441 L23 .1ear11 090•<-3022 12.000.000 Annika Mos Sab De Cv A. MAN 6450% ($1.034.417) 1993.071 11.334 105 75 104.96 (19.982) Petraleo) De Veneruela S 900.12 Ø•ØI7 500030 B. 050 8.500% (54402501 1481750 $13.222 4005 97.75 561.722 11.0ct.12 02.Nov.2017 1,020.000 Perroket De Venetteelfi 8. USD 8 500% (11197.5031 1977.500 $25.972 89.75 97.7$ 1106972 • Manual Pridng via 014orgen innettnent BW nöl pflog dry EFTA01118992 GIO Global Um ~owe. ono.. paielet• Global Investment Opportunities Group S Account Position and MTM Summary (Open Positions) Prepared for Financial Trust as Of January 31. 2013 NanIllem Oarrone IX • C4IneedIty rat*, USDAMN 1.15DARS U50041 12 44115 a9185 0 9092 XAUUSO U507.AR USOCAD 1862.51 01592 O 3968 GAINS° EURUID USOTRY 1.5872 USOPV 1.3612 1.754 U5071011 111.720 1.9915 5-44 and Asset swum track Date Matunty Gnome l foot 5.Nor 11 25.flovs20)? 1,750.000 "440'42 25-APF-2035 10.000.000 2fhltoss12 25-Fe0-2037 8,192.020 24-/en-13 /1.A•79-2029 9,551.000 23.A09.12 ZS-Aug-2013 3,325.000 11.544,42 ;5 May 1035 0126.140 • Manual Won Ma 1 n lee9Nmmt Beak Issue 55P Rating Arm( 7004A 81 (Mr Imeri 2005-1 IMI CCC C h /Of 2C07 Al 2A4 CCC Ilmm 2004-1 1M1 CC( Own' 2003-26 B1 1.04 2005-2 IMI ea* heat Call Date WA 2/254017 7/254022 2/251/013 2/250012 11254015 Coupon 150 0.849% 2.991% 1.104% 5.337% 4644% ~al (0,1(5) 16541.010) (51.165.890) 117.042.6091 11542,273) (51111.5311 111.441,10:$ market Value 15) 579.164 $mcisn $1.170,214 5541.113 $1.117.013 11.4551141 To") ""<“" 151 32.461 $31.614 $44.421 012» $124.689 110744 (local) MO 30 70.00 88.50 56.15 77.00 70.00 <intent Pt.., (Local) 81 00 71.00 9900 5625 79.00 71 00 TI $27.696 $11.127 61231 $59.181 $111.476 mortgage and Asset Backed A1TM (57.030.6141 56.916.709 5601.105 5199.891 Lilted Prolends Irado Dato Matunty 5"145 Company ;SP Pone" Pal Amount Coupon PriMlpsl Cost (5) Market Value I.51 Dlyidanth Entry Prat.. CurtaM Para 84/4.ved (SI (tocai) (Local) 23.1on.13 Parpenhol 20.000 ko Trull II OIL 25.00 51014 IV.00.000/ SAW SO 2100 14 At 07.0001 Mels.12 Perpetual 44600 Any Financial Inc CCC, 525.00 850% (31.002.226) $1.220512 $92.698 21.51 26 32 $316.9134 9.1.412 Perpetual WACO Ally Finer's:sal Inc CCC. $2300 850% 131.760.000 $2.105.60) $154.304 /2 75 14.32 $4•1306 13.1~13 111512073 25400 Wawa tewegy Capital en $2500 5.00% 15625.000/ $615,000 SO 15.00 1440 1510.0003 17.1~13 Perpetual 27.020 domed° Redly Trost BBB $2500 5.40% 13475,000 5470.140 50 25.00 2482 (5413601 24-on-I? Perpetual 40.00 Royal it Sembsd Grp Pk BB 11500 725% 1$951,6001 5961,200 57,049 23 79 251 1».449 7./an 13 Puttpeloal 40.000 Royal 5k kotMd Grp Pk Be 523.00 7.25% 13977.60:4 5981.200 SO 24,44 2053 $3.600 laden-13 Perpelvel 40.000 Royal It Stead Gap Fie 3x00 715% ($995,200) 5961,200 SO 2408 24.53 1514.000/ 116~10 12/1/213 8.030 Gorwrol Melon Co WA $5000 4.75% 15400.000/ 5144.540 141.0013 5000 41_12 1512.412) 9tUCC-10 12,7152013 63,000 General Motors Co 14% 35000 475% 133.145.9737 11.119.160 1314.213 50,57 47.72 15162.6011 22491812 2/150040 60.010 Gm« Capitol Trial i CCC4 $25.00 3`, 111.811.11601 $2,133.601 5179.479 23.54 1417 5/90.271 22.1~13 1/29.2893 31.500 General Elm Cap Corp AA, $25.00 4.88S, 11112.500) 1631.023 10 2500 x57 5µ525 29.18n-13 Perpetual 60,«0 Mangan Chalet R Co WA 325 00 545•. '51 tetee? 51.485.000 $3 25.00 24 75 (515.000) listed Preferred. PRIM 7',1.7 rL Forward COMFORTS • Sae% lOiliked IntrJela 'ro ,rx Trade Date value Date nought Notional Sold Notional be Data Contract Spot Contrail Forward a Cr.", t Spot Current ~id "to Forward 1.NovT2 6Feb13 04. 30.14A 11 6-Feb If CUR 4.14n 13 8.Apt.l I 'PT 12.051.00(7 5.000.010 890AI:0.000 FUR 10001000 188414.13 127 Cill 4.151.000 4.F418•13 1 21/1, CAD 10.0:0.000 3 Apr-13 9.17 12051 ." 89 1 23797 1 23797 92.0135 meld 1.23796 (5351.3561 I 2)796 11.913 91.8501 (5.1)5.41t) Forward Contrails NUM N._ (5665.781) IX lions Augn2 08.0047 Bought 8.4,ug II 08•00.13 Sold (PT WV Put Call 10.000,000 10,0103.000 6091 CsI) CAI" ,1,-1(.8Y1) 8147.809 51-236322 (5) 419) 1125.513 $1144.370 ix Options MIM $0 51.229.683 3 • 2 », '33 Caroms" Ions 10.1ohl2 08-Feb-13 Sold 104ul.11 08 Feb 13 Bouht ' .5 Modelled na Bloomber USO USO Call Put 102.003 1(0.000 79 116$ 7.9o) 000 I Ig".0.0Ce 8317.000 Lti27.008» (14421 $326.558 5201113 15290131 93) Commodity Options MIM EFTA01118993 C I 0 Global luv..uwu Gabon wales Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) Prepared for Financial Trust as of Jamey 31. 3013 Current PK • Conlw.dlty rates USOWN 68)5 XAUt/S0 1642.33 GONAD 1.1411 USD/PV II 720 USDARS 4 9785 USDZAR 01592 EURUSD 1.3612 uSDeRt 11915 US0041 0 5099 USDCAD 1119411 USDTRY I.751 uSD1.05 $ Total Datum See Track Date llfaeevn blaiknully Date Dale ender., 'no Shares Rote Spread (bps) Notional A<ci.oe.l Interest P.dd U. ale nds Earned Cutrcnt N.ce .6111.1 (Local) 3i.hoo.13 3.Fe0-13 5a.6A4 Apple Int 0.840 100\ 1101/046 60 so 0 Mai ST SOS Total Return Swap. MTM 50034.047 50 EQ f LO SP Rapo Mt I ST 0. rly•tiva Alternative Other / 1213,4111 $4,021.106 SO SO 5511073 so SO15,973 5254.272 SO SO ($714.087) SO SO 1221.461 SS.026 41R SO SO 11150. .114) SO SO 2013 TOY Open MTM Cumin Open MTM TD Champ M Op. a ADM 2013 Cased DI 15.663.161 15,631.067 1114402/ (5491292) oWs 5,634067 (1491.6911 55.139.175 12013 Net Performance (S524694) 10 TOO *Mar Oa I CI EFTA01118994 oio anereint Oesre unte Global Investment Opportunities Group Account Position and MTM Summary (2013 Closed Positions) Preparc0 for Flnanclal Teus' as ol /anuary 31. 2013 tente Date Symt.n1 Sh.re• Compor" 347.8.13 CLMT 4,100 Calurnet Speoalty Productl 8448.13 ILR0 4.400 Solar Capital4,d 8-/en.13 ELI 3.200 Teor* togisn LP 15.180.11 VIA< 6.070 1/74 Cempremoon Palnen IP 16-180-13 .4.1.19Y 2.400 40944741)774~04048151n4 16-180.13 178,1N 6,600 Intemorte lu« 17.180.1/ AV/0 2,400 Ano Pharenaonsals Inc 17.180.13 CVM 1.800 Cr, Refinki910 1.18013 MCP 6,000 M01$0•Pb•C 111-1«,-13 NCul 1,600 Noneenn Cru0.4 In 144.1Srt 11~13 /RI 5.700 Narthern ter feergy tp 24-180.13 ARIA 9.000 Anad Phen0.8(0411.(415170 24488.13 BK 4.000 24xteye Pannin LP 254~13 11141.1 500 BrIglit llorizons Frally 5~5 25-140.13 MCP 2.500 /444n4p1rec 19.1747.13 PN9 M1.~ Inent Nausal G,» Ce 31.187).12 KERX 1,500 '<ter+ Blopharmeteutic471 31.140.11 VNi 3.500 Vartilf 4 li.neral 4 .1,01,,t Coar nry Doltntry ir41409 %%vitral nergy 104507040 Non-001% anum«. N)70470R intuem% Normytlk fnergy 1147k 148140417 Consumar. Cyclkai tneray :nsumer. 7400.cyclk Inergy )07umer. Nee) ey411c Bauc Materols 1.041044 7nsurner. Nonyclk nor.» Enity PA Ctioity Synditatir PA U.S. f1eN Incorn Irada Date Ittatunty !ate Annount Und Peefernds Todi. Date ataturAy 5hine. Carnpany 54P oting Par movnt 9aan-13 171572073 15,200 Dulce EnewCorp BBB- 525.00 14JanU 1/192073 10,930 Dotar Fnergy Corp BOA 52S00 21.Mn.l3 1,292053 32,500 Gerieral (lec Ca0C0rP ItA• 525.00 In( 5&P Ra ling No et Call Dato a ct • LLC Dividend VAIO Colt n7),, (SI mniet 1/alue 15) (Nono D.ito ntry finc• [Local) Cias," Prirt• er P/t Doc.» 0 203. (5139.964) $137.452 8.10).13 31.81 31 29 152.512 9.50% (510/.360 5105,6811 8-140.13 24 40 24.02 (51,622: 430% ($133.440) $134.909 9-140.13 41.70 42.16 51,469 000% ($108,0005 510060 15.180.11 1.00 17 71 (51.7401 0.00% 1148.312) 550.010 16-18n.13 2013 2085 51,721 000% 1$65340) $66,125 16.1chn.1) 9.90 1002 5788 0.00% 018,0307 517,699 17.140.13 7.50 l46 (51011 0.03% 045.0701 5450711 17.140.13 25.00 25 48 5471 000% ($114.030) 5117,398 18.180.11 1900 54 112.6411 0.00% ($30.4.») 539.328 18-1.87.13 19.00 2.58 5.928 2349% 6127.112) 5126349 10.180.13 24.40 24 26 ff 1.0431 000% (5176.430) 5174083 24-108-13 19.60 19 38 (51.992) 78% ($210.160) 520.523 24.188.13 52 54 52 13 (51.6371 0.00% (511.010) 513.7%1 211s0-l3 22 00 kl 52 52.758 000% (515.003) 517003 25...)48-13 400 6S6 52.400 3.78% (1208.000) $207.410 30.148.13 3100 II 91 65901 0.00% ($12.7351 514.190 31.180-13 899 46 11.455 8.73% 1597,4751 196.103 31.14, •I 27 85 /1 154921 55.973 15.973 Coupon PreNipal Coit Petrlo Lir Total In( Clotin9 Date Em," Prure fletia. Plica Acenai d 6.500% D I .510..D3) 51450000 $122,417 24,14n-13 5102.00 I 911000 5242,417 Conpon Pr Cote (51 Micrlhirt V1•11/0 15) Dividira.% Date Entry Prke Clusinq Price in•lwro IS/ 0.4440 (544•11 5.13% 11380.0:01 $18 .'!02 50 ,an 13 2500 1 $3.192 5.13% ($170.“01 5:,-.>,> 1100 75 116 $9.287 4.18% (3812.5C0) Sa' I ';32 2500 24 98 ($668) I farovvard Contracta 'Datil. Date Valsa Date litoeatti Noilonal j Sole Nobonal ire Dite Controtil Spot Conatact tornara Cloling Date Cloirng Nate 4-044-12 8.2en.13 14.044.12 22-544-13 17./46.13 22.,417.1) 11,0171 8.4%N 8721300,003 12900,00) 12900.003 CAD 10,030.0:0 USO I,011,028 USD 1,022431 8.1an l3 22-len.13 2244413 82 416 12.7324 12.5829 87 78 12 7492 12.6169 4 hm 13 1734013 kl /se 13 89 17 11 58 17.68 Si','lCl t 513,264 r54 .69n' Total Rena Sn EM .M.* Irado Dat. Date 31.188-12 3•Felal tolaturity Date (l4414/IYIN9 1h.anra a Rate Sarna (bpat I 00% Nollonal 14,044.412 80 AC<Itlf d Infere.? PNO ' CknIng Date inn 11 DIxrd.ndi EanntO 546,958 (latino Nitra (total) 455.31 PA. '11 16 t! 8,840 tral Total 2013 PR. ($491.8921 (C) 1011 34/47,07- Cisa.. n (.. EFTA01118995 lanes RCIiiiitrits 1276 King Sitter Gortmmit b. Cl 06631 tISM 31.1(11Ok t S io16124m. 203 M63 $677 telephone 201 Mt 7472 la( tineile• ion t•lut (µdot A OM 0 TUDOR Fund Senior Prodder latau Fund Strikes llS.%). lilt. I larborsitic Thum :nun Ilam 10 Set loud Sweet 7.Ih Flora 'via) Cim. NI 07311 201.793.8302 iticplione 212.918.9411 lanimk TutlorlItecitc0$0111 FUTURES FUND !WWI bnaauu,n Gnprrmia,, General K1111111 and Ire/10w NIaliAlp Harry Beller The above address is the duplicate address for this account. Transaction Confirmation Investment Fund Tudor Futures Fund Account Title Account ID Transaction Status Transaction Transaction Date Transaction Amount Per Unit Value Transaction Units Financial Trust Company, Inc. 670 Estimated Distribution December 31, 2012 04,193,300.00) $608,422.9867 (6.8920802) Additional Payment Information Amount (54,193300.00) Percentage 100% Date January 04, 2013 January 09, 2013 Method Wire Please contact Tudor Group Investor Relations with any questions on the information listed above. EFTA01118996 Fortress Value Recovery Fund I LLC c.45 Fortress Isweproen1 Group 1345 Awaits dee Amnon. 46th nor New Yak. NY 10105 DISTRIBUTION NOTICE Name: Jeepers Inc. Date: December 21, 2012 Re: Fortress Value Recovery Fund 1 LLC Distribution This is to inform you of a distribution to you which represents a partial payment of your withdrawal payable from the Fortress Value Recovery Fund 1 LLC. Opening Balance - Withdrawal payable Current Payment Closing Balance - Withdrawal payable Please contact Elise Hubshe Smita Conjeevaram Chief Financial Officer S 70,000,000.00 6,541,292.28 S 63 458,707.72 or Smita Conjeevaram at if you have any questions. EFTA01118997 Tins CERTIFIES THAT Mon Inc. is the record holder sita, A_W.II&LL‘aff,..i..eondreclibi -Three jT shares o t e ommon Stock of rPHCOraansf le only on the h cabbooks of the corporation by the holder ereof, in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed or assigned. A statement of the rights, preferencesrprivileges and restrictions granted to or imposed upon the rtspectiveltaises or series of shares of stock of the Corporation or by any • cate-of determination of preferences, and the number of sflaiii.e.bilsGrotiag each class and the designations t der up* • -mid.office of the Corporation. No CS EFTA01118998 No C6 THIS CERTIFIES THAT Mon, Inc. is the record holder of Six Hundred Ninety-five Thousand_Three Hundred One 695;301) shares of the Series 5 Preferred Stock of AUPHCOM transferable only on the books of the corporation by the holder hereot, in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed or assigned. A statement of the rights, preferences, privileges and restrictions granted to or imposed upon the respective.classes or series of shares of stock of the Corporation or by any certificate of determination of preferences, and the number of shares constituting each class and the designations 'pal office of the Corporation. EFTA01118999