October 4, 2019

UBS October 4, 2019 VIA OVERNIGHT MAIL Federal Bureau of Investigation 26 Federal Plaza New York, NY 10278 U8S Group AG legal•SLG Group Eric /. Ryan 1285 Avenue of the Americas - 12th Floor IMP Re: Subpoena issued to UBS Financial Services, Inc. dated August 16, 2019; Ghislaine Maxwell Dear Mr. On behalf of UBS Financial Services, Inc. ("UBS" or the "Firm"), this letter is in response to the Grand Jury Subpoena (the "Subpoena") in which you requested information and documentation with respect to the matter referenced above. Pursuant to our telephone call on September 24, 2019. you agree to accept account opening documents, account statements, copies of checks and wires. OLS Summaries and email correspondence to fully satisfy UBS's obligations under the Subpoena. Notwithstanding any prior objections the Firm has made to the Subpoena; enclosed please find a CD containing the items described within: Account Records Account Number XX X3567 XX X3568 XX X3569 XX X3570 XX X357I XX X3572 XX X3573 XX X3574 XX X3575 XX X3576 XX X3650 XX X3697 XX X5339 XX X3658 XX X3660 XX X8776 XX X3679 XX X3680 XX X3657 XX X3692 XX X8704 XX X3656 Description of Documents Account Opening Documents Account Opening Documents, Account Statements Account Opening Documents Account Opening Documents, Account Statements Account Opening Documents, Account Statements Account Opening Documents. Account Statements Account Opening Documents Account Opening Documents, Account Statements Account Opening Documents, Account Statements Account Opening Documents. Account Statements Account Opening Documents Account Opening Documents, Account Statements Account Opening Documents. Account Statements Account Opening Documents Account Opening Documents Account Opening Documents, Account Statements Account Statements Account Statements Account Opening Documents Account Statements Account Opening Documents, Account Statements Account Opening Documents, Account Statements 11893 Mancha Service. Inc. Is • subsidiary of MS AG CONFIDENTIAL SDNY_GM_00027938 EFTA_00138558 EFTA01252563 UBS XX X3661 XX X3655 UBS Group AG Legal-SIG Group Eric J. Ryan 1285 Avenue of the Americas - 12th Floor New York NY 1 1 Tel. AWN ubs corn Account Opening Documents, Account Statements Account Opening Documents, Account Statements Please note that the remaining documents will be produced to you as soon as they become available. UBS requests that, unless otherwise required by law or court order, said documents be kept confidential and not disclosed to any third party outside the context of the above referenced legal proceeding. UBS also requests advance notice of any decision to disclose any of the documents provided pursuant to this request. The CD is password protected. Please use WinZip to unzip and view the documents. Please email me at upon receipt for the necessary password. If you have any questions, please feel free to contact mc. Sincerely, Eric Ryan Paralegal MS Financial Santa Inc. Is • subsidiary al UOS AO CONFIDENTIAL SDNY_GM_00027939 EFTA_00 I 38559 EFTA01252564 AFFIDAVIT OF CUSTODIAN OF RECORDS STATE OF NEW YORK COUNTY OF NEW YORK RE: Grand Jury Subpoena issued to UBS Financial Services, Inc. dated August 16, 2019; Ghislaine Maxwell I, Eric Ryan, the undersigned, being the duly authorized Custodian of Records for UBS Financial Services Inc., and having the authority to certify the records, declare the following: • The records are the records of UBS Financial Services Inc.; • The records are true and correct copies of the original records; • The records are kept in the normal course of business and it is customary to keep such records; • The records were prepared by personnel of the business with actual knowledge of the matters stated in the records; • The records were made at or near the time of the acts, conditions or events described. Eric Ryan Paralegal Executed on October 4. 2019 at New York, NY Subscribed and affirmed before me this ifitday of °Caber My Commission expires: 2019 Notary Public Public in and for the State of New York RICHARD A ANDREWS Notary Public, State of New York No.01AN5018079 Qualified in New York County ,.,, Commission Expires Nov. 16, 2044 CONFIDENTIAL SDNY_GM_00027940 EFTA_00I 38560 EFTA01252565 Data Extraction from Media 1. Double click to open the zip file contained on media. You will sec a WinZip window appear with an executable file (see image) WinZip - TEST zip He Actions View Jobs Options Help New Open Favorites Add Extract Mai Eno vpi T I o Selected 0 Nes, 0 bytes Total I Me, 19716 2. Double click the executable file. Answer "Yes" to the WinZip Caution dialog box. 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