NAME SEARCHED: Neptune, LLC

NAME SEARCHED: Neptune, LLC PWM 81S-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also. all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RIX: 0 No lilt ❑O Not RoliumAl Hit I Rix Rcsidis\o RD(' ;do i (Plaice sec attached) l'CR No I lit 0 Na Required 0 Hit II. PCR Results No PCR alert (Please see attached) BIS III. Negative Media Result Found(please see attached) ID Yes No 0 Not Required IV. Non-Negative Media There was no information found V. Other Language Media Not Required D&B VI. D&B, Result Found(please see attached) Results? - Yes • No 0 Not Required Smartlinx VII. Smartlinx Result Found(please see attached) Results? 0 4 Yes 0 No 0 Not Required Court Cases rC Review by Legal May be Required 0 No Results 0 Search not inquired VIII. Court Cases Result Found(please see attached) Prepared by: Prachi Pawa Da e:10/11/2013 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you arc still required to perform any Martindale -Hubbell search (if applicable) on each search subject. We have attached the a eb link below for your convenience: Martindale-Hubbellhttp://www arti n d a le.coni/s p/ NI a rt indale/home.tml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KV('. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SON Y_GM_00064708 CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0027533 EFTA00I752I I EFTA01255806 OFAC RESULTS RDC: 11527459 Not Alerted 6893312 Neptune, LLC Country:United States PC R: C20131019175368 Neptune, LLC 6893312 NCA customised Closed - No Hit 11/10/2013 ISIS RESULTS Negative Media: RETURN Copyright 2013 Dun & Bradstreet, Inc. Executive Affiliations NEPTUNE LLC 4001 KENNETT PIKE WILMINGTON, DE 19807-2315 USA LENGTH: 23 words DUNS NUMBER: 13-502-5992 EXECUTIVE: MR ROBERT REPETTO, MANAGING MEMBER - EXECUTIVE LANGUAGE: ENGLISH LOAD-DATE: August 26, 2013 For internal use only SDNY_GM_00064709 CONFIDENTIAL - PURSUANT TO FED. R.cON(FIDENTIAL DB-SDNY-0027534 EFTA 00175212 EFTA01255807 Page 2 Dun's Market Identifiers Plus, 07/14/13, Neptune LLC Copyright 2013 Dun & Bradstreet, Inc. July 14, 2013 Dun's Decision Makers View the DMI Record Neptune LLC 4001 Kennett Pike Wilmington, DE 19807-2315 United States BUSINESS ADDRESS: 4001 Kennett Pike, Wilmington, DE 19807-2315, United States MSA: Wilmington -Newark, De-MD - 9160 COUNTY: New Castle COMPANY IDENTIFIERS DUNS NUMBER: 13-502-5992 EXECUTIVES Managing Member: Robert Repetto, Mng MBR DESCRIPTION INDUSTRY TYPE: Finance, Insurance, And Real Estate; Holding Company For internal use only SDNY_GM_00064710 CONFIDENTIAL - PURSUANT TO FED. R.ctON(FIDENTIAL DB-SDNY-0027535 EFTA 00175213 EFTA01255808 Page 3 Worldbase, 02/09/2005, NEPTUNE. LLC Copyright 2013 Dun & Bradstreet, Inc Worldbase February 9, 2005 NEPTUNE, LLC GREEN BAY. WI 543045303 USA COUNTY: BROWN REGION: NORTH AMERICA COMPANY IDENTIFIERS DUNS: 18-465-9261 COMPANY INFORMATION * " * * * * " * COMPANY TYPE: Private DESCRIPTION UNDETERMINED MARKET AND INDUSTRY SIC CODES: 9999 - Nonclassified establishment LOAD-DATE: September 5, 2013 Non-Negative Media: There was no information found Other Language Media: Not Required Public Records: For internal use only SDNY_GM_00064711 CONFIDENTIAL - PURSUANT TO FED. R.ctit;)N(F IDENTIAL DS-SDNY-0027536 EFTA 00175214 EFTA01255809 Page 2 1 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name NEPTUNE LLC Name Variations/DBAs # Name Variations 1 NEPTUNE. LLC Address APOLLO BEACH. FL 33572- 3029 Phone Summary -1 records found # Telephone Number 1. Addresses - 2 records found # Address Dates 1. 8/2004 - APOLLO BEACH, FL 33572 11/4/2009 2. 1/12/2011 - RUSKIN, FL 33570 Profile Information -4 recor 1: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: 2: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: 3: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: 7/24/2013 ds found Phone County/FIPS County HILLSBOROUGH HILLSBOROUGH NEPTUNE, LLC 12/1/2003 FL L03000050201 ACTIVE FLORIDA LIMITED LIABILITY NEPTUNE. LLC 12/1/2003 FL L03000050201 ACTIVE FLORIDA LIMITED LIABILITY NEPTUNE, LLC 12/1/2003 FL L03000050201 ACTIVE FLORIDA LIMITED LIABILITY For internal use only MSA Tampa-St. Petersburg - Clearwater. FL - 8280 Tampa-St. Petersburg - Clearwater, FL - 8280 SDNY_GM_00064712 CONFIDENTIAL - PURSUANT TO FED. R.QQN(FIDENTIAL DB-SDNY-0027537 EFTA_00 175215 EFTA01255810 Page 3 4: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: NEPTUNE, LLC 12/1/2003 FL L03000050201 ACTIVE FLORIDA LIMITED LIABILITY Executives - 8 records found # Name Titles 1. BYER. KIM MANAGER 2. CALLISON, D MANAGER 3. CALLISON, WESLEY D MEMBER MANAGER. MANAGER 4. DYER. KIMBERLY MANAGER 5. HALVA, LOREN MEMBER MANAGER 6. MOORE. AIXA MEMBER MANAGER. MANAGER 7. PEAREY, ELWIN MEMBER MANAGER, MANAGER 8. WALTON, HOWARD OWNER Registered Agents - 2 records found # Name 1 BEHM VICTORIA P 2 PLIS ALAINE M Industry Information - 2 records found Industry Numbers SIC Codes: Address 5812 EATING PLACES 5900 MISCELLANEOUS RETAIL STORES Company ID Numbers - 2 records found Company ID Numbers FEINs: Sec. of State Charter No(s): FL, L03000050201 Real Property - 7 records found 1: Assessment Record for HILLSBOROUGH County, FL Owner Information NEPTUNE LLC Name: Address: County/FIPS: Address: Data Source: SAFETY HARBOR, FL 34695- RUSKIN. FL 33570-2768 APOLLO BEACH. FL 33572-3029 HILLSBOROUGH Property Information 1007 NEPTUNE DR Legal Information Assessors Parcel U123218=000001093800 Number: Recording Date: 12121/2005 Book/Page: 15981/1724 Assessment Information Assessed Value: $110529 For internal use only SDNY_GM_00064713 CONFIDENTIAL - PURSUANT TO FED. R.QQN(FIDENTIAL DB-SDNY-0027538 EFTA_00l 752 16 EFTA01255811 Page 4 Market Land Value: Market Improvement Value: Total Market Value: 2: Assessment Record for Name: Address: County/FIPS: Data Source: Assessors Parcel Number: Recording Date: Book/Page: Assessed Value: Market Land Value: Total Market Value: 3: Assessment Record for Name: Address: County/FIPS: Address: Data Source: Assessor's Parcel Number: Recording Date: Book/Page: Assessed Value: Market Land Value: Market Improvement Value: Total Market Value: 4: Assessment Record for Name: Address: County/FIPS: $39960 $70569 $110529 HILLSBOROUGH County, FL Owner Information NEPTUNE LLC APOLLO BEACH. FL 33572-3029 HILLSBOROUGH Property Information B Legal Information U123218ZZZ000001093700 12/21/2005 15981/1724 Assessment Information $105750 $105750 $105750 HILLSBOROUGH County, FL Owner Information NEPTUNE LLC APOLLO BEACH. FL 33572-3029 HILLSBOROUGH Property Information 1007 NEPTUNE DR B Legal Information u123218ZZZ000001093800 12/21/2005 15981/1724 Assessment Information $110529 $39960 $70569 $110529 HILLSBOROUGH County, FL Owner Information NEPTUNE LLC APOLLO BEACH. FL 33572-3029 HILLSBOROUGH Property Information For internal use only SDNY_GM_00064714 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0027539 EFTA 00175217 EFTA01255812 Page 5 Data Source: B Legal Information Assessor's Parcel u123218ZZZ000001093700 Number: Recording Date: 08/31/2004 Book/Page: 14247/252 Sale Information $180000 Assessment Information $105750 Sale Price: Assessed Value: Market Land Value: Total Market Value: $105750 $105750 5: Assessment Record for HILLSBOROUGH County, FL Owner Information NEPTUNE LLC Name: Address: County/FIPS: Address: Data Source: Assessors Parcel Number: Recording Date: Book/Page: Sale Price: Assessed Value: APOLLO BEACH. FL 33572-3029 HILLSBOROUGH Property Information 1007 NEPTUNE DR B Legal Information u123218222000001093800 08/31/2004 14247/252 Sale Information $180000 Assessment Information $112337 Market Land Value: $39960 Market Improvement $72377 Value: Total Market Value: $112337 6: Deed Record for HILLSBOROUGH County Buyer Information NEPTUNE LLC Name: Address: County/FIPS: Name: Name: Address: County/FIPS: Data Source: APOLLO BEACH, FL 33572-3029 HILLSBOROUGH Seller Information FARRINGTON. MICHAEL FARRINGTON. MIKE APOLLO BEACH, FL 33572-2112 HILLSBOROUGH Property Information B For internal use only SDNY_GM_00064715 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SONY-0027540 EFTA_00175218 EFTA01255813 Page 6 Contract Date: Recording Date: Document Number: Legal Information 12/21/2005 01/11/2006 2006017246 Document Type: CORRECTION DEED Book/Page: 15981/1724 Mortgage Information Title Company: BEST EVER TITLE SERVICES LLC 7: Deed Record for HILLSBOROUGH County Buyer Information NEPTUNE LLC Name: Address: County/FIPS: Name: Name: Address: County/FIPS: Data Source: Name: Contract Date: Recording Date: Document Number: Document Type: Book/Page: Sale Price: Loan Amount: Loan Type: Title Company: Business Associates - 8 records found # 1. Name AIXA MOORE, P A Address 2. AY LLC APOLLO BEACH FL 33572-3029 3. GARCIA'S LAWN CARE INC 111111.133572-3029 4. MOORE ROBERT E alinia33572-3029 5. NEPTUNE LLC APOLLO BEACH FL 33572-3029 6. OUTSTANDING LAWN CARE INC APOLLO B 1.133572-3029 7. OUTSTANDING RENTALS OF TAMPA BAY LLC APOLLO Blia33572-3029 APOLLO BEACH. FL 33572-3029 HILLSBOROUGH Seller Information FARRINGTON. MICHAEL FARRINGTON. MIKE APOLLO BEACH, FL 33572-2112 HILLSBOROUGH Property Information B Lender Information MICHAEL FARRINGTON Legal Information 08/31/2004 09/24/2004 2004372262 WARRANTY DEED 14247/252 Sale Information $180000 Mortgage Information $145000 SELLER TAKE-BACK BEST EVER TITLE SERVICES LLC For internal use only SDNY_GM_00064716 CONFIDENTIAL - PURSUANT TO FED. R.QC;IN(FIDENTIAL DB-SDNY-0027541 EFTA 00175219 EFTA01255814 Page 7 # Name 8. REMKE HOMES. INC. Person Associates - 8 records found # Name 1. BYER, KIM 2. CALLISON, D APOLLO BEACH FL 33572-3029 APOLLO BEACH, FL 33572-3029 Address APOLLO BEACH, FL 33572-3029 3. CALLISON, WESLEY 0 PIRITl imral/..I -7045 4. DYER, KIMBERLY JACKSONVILLE FL 32259 5. HALVA. LOREN APOLLO BEACH, FL 33572-3029 6. MOORE, AIXA SPIRIT LAKE IA 51360-7045 APOLLO BEACH, FL 33572-3029 7. PEAREY, ELWIN RR 1 8. WALTON. HOWARD AMBRIDGE IA 50046 APOLLO BEACH, FL 33572-3029 Address Sources - 32 records found All Sources Business Contacts Business Finder Corporate Filings Experian Business Reports Property 32 Source Document(s) 19 Source Document(s) 4 Source Document(s) 1 Source Document(s) 1 Source Document(s) 7 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. 2 OF 10 RECORD(S) Subject Summary Name NEPTUNE, LLC Name Variations/DBAs # Name Variations 1. NEPTUNE, LLC FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Address SEATTLE, WA 98121-1209 Phone County/FIPS None Listed For internal use only SDNY_GM_00064717 CONFIDENTIAL - PURSUANT TO FED. R.QC;IN(FIDENTIAL DB-SDNY-0027542 EFTA_001 75220 EFTA01255815 Page 8 Addresses -1 records found # Address Dates County M SA 1. 2/28/1997 - KING Seattle-Bellevue- SEATTLE. WA 98121 Everett. WA - 7600 4/2009 Profile Information - 4 records found 1: NEPTUNE SEA LLC Company Name: NEPTUNE SEA LLC Date Of Incorporation: 4/20/1998 State Of Incorporation: WA Charter Number: 601870403 Duration: DATE OF EXPIRATION Status Of Incorporation: INACTIVE Corporation Structure: LIMITED LIABILITY COMPANY 2: NEPTUNE SEA LLC Company Name: NEPTUNE SEA LLC Date Of Incorporation: 4/20/1998 State Of Incorporation: WA Charter Number: 601870403 Duration: PERPETUAL Status Of Incorporation: INACTIVE OR DISSOLVED Corporation Structure: LIMITED LIABILITY COMPANY 3: NEPTUNE SEA LLC Company Name: NEPTUNE SEA LLC Date Of Incorporation: 4/20/1998 State Of Incorporation: WA Charter Number: 601870403 Duration: PERPETUAL Status Of Incorporation: INACTIVE OR DISSOLVED Corporation Structure: LIMITED LIABILTIY COMPANY 4: NEPTUNE SEA LLC Company Name: NEPTUNE SEA LLC Date Of Incorporation: 4/20/1998 State Of Incorporation: WA Charter Number: 601870403 Duration: PERPETUAL Status Of Incorporation: INACTIVE OR DISSOLVED Corporation Structure: LIMITED LIABILTIY COMPANY Executives - 1 records found # Name Titles 1 TIPPETS, JAMES L OWNER Registered Agents -1 records found # Name 1 BARRY E WOLF Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): WA, 601870403 Address Business Associates - 34 records found # Name Address For internal use only SEATTLE. WA 98121-1209 SDNY_GM_00064718 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0027543 EFTA_00 I 75221 EFTA01255816 Page 9 # 1. Name ARENSBERG FAMILY LLC Address 2. ARMOURTRIM LLC SEATTLE WA 98121-1209 3. BARGE, LLC SEATTLE WA 98121-1209 4. CHARTER AMERICAN INSURANCE COMPANY SEATTLE. WA 98121-1209 5. DIETARY CONSULTING SERVICE LLC SEATTLE. WA 98121-1209 6. DNB FACILITIES DEVELOPMENT LLC SEATTLE WA 98121-1209 SEATTLE. WA 98121-1209 7. FIRST SUNMAR LIMITED PARTNERSHIP 8. FUELSATSEA INC SEATTLE. WA 98121-1209 9. FUELS-AT-SEA, INC.SEATTLE. WA 98121-1209 10. HANS W MAURITZEN SEATTLE. WA 98121-1209 SEATTLE. WA 98121-1209 11. HARSCH INVESTMENT PROPERTIES MANAGEMENT LLC SEATTLE WA 98121-1209 12. HELP CO USA SEATTLE. WA 98121-1209 13. HIP CAPITOL TERRACE LLC SEATTLE WA 98121-1209 14. IDEAL INSPECTION SERVICES LLC 15 MAURITZEN HANS W SEATTLE WA 98171-1209 16. MCNAUL FAMILY LLC SEATTLE. WA 98121-1209 17. MERIMAT INVESTMENTS LIMITED PARTNERSHIP SEATTLE. WA 98121.1209 18. NON-QUALIFIED FOREIGN INTO QUALIFIED • SEATTLE. WA 98121-1209 19. NAME NOT ON DATA BASE PACIFIC ADVENTURES YACHT CHARTERS LLC SEATTLE, WA 98121-1209 20. PROTECTORRHT LLC SEATTLE. WA 98121-1209 21. S & G TOBIN FAMILY LLC SEATTLE. WA 98121-1209 22. SEAQUEST VESSEL MANAGEMENT INVESTORS SEATTLE. WA 98121-1209 23. LLC STAR VESSEL. LLC SEATTLE WA 98121-1209 24. SUNMAR CONTAINER LINES, INC SEATTLE. WA 98121-1209 25. SUNMAR HOLDIGS, INC. SEATTLE. WA 1-1209 26. SUNMAR INVESTMENT, INC.. SEATTLE. WA 98121-1209 SEATTLE. WA 98121-1209 27. SUNMAR INVESTMENTS. INC 28. SUNMAR MARITIME INC SEATTLE WA 98121-1209 29 SUNMAR NAVIGATION. INC. SEATTLE. WA 98121-1209 SEATTLE. WA 98121-1209 30. SUNMAR SKY LIMITED PARTNERSHIP SEATTLE, WA 98121-1209 For internal use only SDNY_GM_00064719 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0027544 EFTA 00175222 EFTA01255817 Page I0 # 31. Name SUNMAR TERMINALS, INC Address - 09 32. THE RESIDENCES LLC - 09 33 THE SUSAN P FRASER FOUNDATION SEATTLE WA 121-1209 34. TINDOLF PROPERTIES LLC SEATTLE, WA 98121-1209 Person Associates -1 records found # Name 1. TIPPETS, JAMES L Sources - 6 records found All Sources Business Contacts Business Finder Corporate Filings Experian Business Reports Address SEATTLE, WA 98121-1209 6 Source Document(s) 1 Source Document(s) 3 Source Document(s) 1 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your OPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. 3 OF 10 RECORD(S) Subject Summary Name NEPTUNE, LLC Name Variations/DBAs FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Address UNIT NO NORTH BRANFORD. CT 06471 Phone County/FIPS None Listed # Name Variations 1. NEPTUNE, LLC Addresses - 3 records found # Address Dates County MSA 1. 10/5/2003 - NEW HAVEN New Haven- NORTH BRANFORD. CT 06471 Menden, CT - 5480 9/17/2007 2. N BRANFORD, CT 06471 9/18/2001 - NEW HAVEN New Haven- Meriden, CT - For internal use only 5480 SDNY_GM_00064720 CONFIDENTIAL - PURSUANT TO FED. R.cON(FIDENTIAL DB-SDNY-0027545 EFTA_00175223 EFTA01255818 Page I I # Address 3. Dates 12/21/2001 NO 9/12/2007 - NORTH BRANFORD, CT 06471 6/17/2013 Profile Information - 7 records found 1: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 2: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 3: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 4: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 5: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 6: NEPTUNE, Date State Status LLC Company Name: Of Incorporation: Of Incorporation: Charter Number: Duration: Of Incorporation: County NEW HAVEN NEPTUNE. LLC 9/19/1995 CT 0522323 DATE OF EXPIRATION ACTIVE DOMESTIC LIMITED LIABILITY COMPANY NEPTUNE, LLC 9/19/1995 CT 0522323 DATE OF EXPIRATION ACTIVE DOMESTIC LIMITED LIABILITY COMPANY NEPTUNE, LLC 9/19/1995 CT 0522323 DATE OF EXPIRATION ACTIVE DOMESTIC LIMITED LIABILITY COMPANY NEPTUNE, LLC 9/19/1995 CT 0522323 DATE OF EXPIRATION ACTIVE DOMESTIC LIMITED LIABILITY COMPANY NEPTUNE, LLC 9/19/1995 CT 0522323 DATE OF EXPIRATION ACTIVE DOMESTIC LIMITED LIABILITY COMPANY NEPTUNE, LLC 9/19/1995 CT 0522323 DATE OF EXPIRATION ACTIVE For internal use only MSA New Haven- Meriden, CT - 5480 SDNY_GM_00064721 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0027546 EFTA_00I 75224 EFTA01255819 Page 12 6: NEPTUNE, LLC Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 7: NEPTUNE, LLC Company Name: NEPTUNE, LLC Date Of Incorporation: 9/19/1995 State Of Incorporation: CT Charter Number: 0522323 Duration: DATE OF EXPIRATION Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY Registered Agents -1 records found # Name Address 1 JAMES KATZ WIGGIN & DANA • 06103 Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): CT. 0522323 Business Associates -1 records found # Name 1. NEPTUNE, LLC Person Associates - 2 records found # Name 1. ENNIS STEVENS. MARCIA 2. STEVENS, MARCIA ENNIS Sources - 10 records found All Sources Business Contacts Business Finder Corporate Filings Address HARTFORD, CT NORTH BRANFORD, CT 06471-1846 Address NORTH BRANFORD. CT 06471-1853 NORTH BRANFORD, CT 06471-1853 10 Source Document(s) 6 Source Document(s) 3 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents. the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copynght. 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. 4 OF 10 RECORD(S) Subject Summary FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. For internal use only SDNY_GM_00064722 CONFIDENTIAL - PURSUANT TO FED. R.QQN(FIDENTIAL DB-SDNY-0027547 EFTA_00 175225 EFTA01255820 Page 13 Name NEPTUNE, LLC Name Variations/DBAs # Name Variations 1. NEPTUNE, LLC Address NASHVILLE, TN 37205-4800 Addresses -1 records found # Address 1 NASHVILLE. TN 37205 Dates 10/20/2000 - 10/20/2000 Phone County/FIPS None Listed County DAVIDSON Profile Information - 4 records found 1: NEPTUNE, LLC Company Name: NEPTUNE, LLC Date Of Incorporation: 1/24/1997 State Of Incorporation: TN Charter Number: 000324699 Duration: PERPETUAL Status Of Incorporation: INACTIVE - DISSOLVED (ADMINISTRATIVE) Corporation Structure: LIMITED LIABILITY COMPANY 2: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 3: NEPTUNE, LLC Company Name: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 4: NEPTUNE, LLC Company Name: Date Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: NEPTUNE, LLC 1/24/1997 TN 000324699 PERPETUAL INACTIVE - DISSOLVED (ADMINISTRATIVE) LIMITED LIABILITY COMPANY NEPTUNE, LLC 000324699 PERPETUAL ADMIN DISSOLVED LIMITED LIABILITY COMPANY NEPTUNE, LLC 1/24/1997 000324699 PERPETUAL ADMIN DISSOLVED LIMITED LIABILITY COMPANY Registered Agents -1 records found # Name 1 DAN B ANDREWS. JR. Company ID Numbers -1 records found Company ID Numbers Sec. of State Charter No(s): TN. 000324699 Business Associates - 3 records found Address For internal use only MSA Nashville, TN - 5360 NASHVILLE, TN 37205-4800 SDNY_GM_00064723 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0027548 EFTA 0(1175226 EFTA01255821 Page 14 # Name 1. ANDREWS, LLC 2. CHURCHHILL DEVELOPMENT CORP 3. WILLCO AVIATION LLC Sources - 2 records found All Sources Business Finder Corporate Filings Address NASHVILLE, TN 37205-4800 NASHVILLE, TN NASHVILLE, TN 2 Source Document(s) 1 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly. processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. 5 OF 10 RECORD(S) Subject Summary Name NEPTUNE, LLC Name Variations/DBAs # Name Variations 1. NEPTUNE. LLC FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc All Rights Reserved. Address MORRISTOWN. NJ 07960-6362 Addresses - 1 records found # Address MORRISTOWN, NJ 07960 Dates 3/2004 - 2005 Phone County/FIPS None Listed County MORRIS Real Property - 9 records found 1: Assessment Record for MONMOUTH County, NJ Owner Information NEPTUNE, LLC Name: Address: County/FIPS: Address: Data Source: MORRISTOWN, NJ 07960-6362 MORRIS Pro e Information B Legal Information Assessor's Parcel 43 00006- -00006 For internal use only MSA Newark, NJ - 5640 SDNY_GM_00064724 CONFIDENTIAL - PURSUANT TO FED. R.WIN(FIDENTIAL DB-SDNY-0027549 EFTA_00 175227 EFTA01255822 Page 15 Number: Recording Date: 02/05/2004 Book/Page: 8341/6682 Assessment Information Assessed Value: $3179200 2: Assessment Record for MONMOUTH County, NJ Owner Information NEPTUNE, LLC Name: Address: County/FIPS: Address: Data Source: MORRISTOWN, NJ 07960.6362 MORRIS Pro e Information B Legal Information Assessor's Parcel 43 00006-0000-00006 Number: Book/Page: 8341/6682 Assessment Information Assessed Value: $3179200 3: Assessment Record for MONMOUTH County, NJ Owner Information NEPTUNE. LLC Name: Address: County/FIPS: Address: Data Source: MORRISTOWN, NJ 07960-6362 MORRIS Pro e Information B Legal Information Assessor's Parcel 43 00006-0000-00006 Number: Book/Page: 8341/6682 Assessment Information Assessed Value: $3179200 4: Assessment Record for MONMOUTH County, NJ Owner Information NEPTUNE, LLC Name: Address: County/FIPS: Address: Data Source: MORRISTOWN, NJ 07960-6362 MORRIS Pro e Information B Legal Information Assessor's Parcel 43 00006-0000-00006 Number: Book/Page: 8341/6682 For internal use only SDNY_GM_00064725 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0027550 EFTA_00 175228 EFTA01255823 Page 16 Assessment Information Assessed Value: $3179200 5: Assessment Record for MONMOUTH County, NJ Owner Information NEPTUNE, LLC Name: Address: County/FIPS: Address: Data Source: Assessors Parcel Number: Book/Page: Assessed Value: 6: Assessment Record for Name: Address: County/FIPS: Address: Data Source: Assessor's Parcel Number: Book/Page: Assessed Value: 7: Assessment Record for Name: Address: County/FIPS: Address: Data Source: MORRISTOWN. NJ 07960-6362 MORRIS Pro e Information B Legal Information 43 00006-0000-00006 8341/6682 Assessment Information $3179200 MONMOUTH County, NJ Owner Information NEPTUNE. LLC MORRISTOWN. NJ 07960-6362 MORRIS Promo Information B Legal Information 43 00006-0000-00006 8341/6682 Assessment Information $3179200 MONMOUTH County, NJ Owner Information NEPTUNE, LLC MORRISTOWN. NJ 07960.6362 MORRIS Pro e Information B Legal Information Assessors Parcel 43 00006-0000-00006 Number: Book/Page: 8341/6682 Assessment Information Assessed Value: $3179200 For internal use only SDNY_GM_00064726 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0027551 EFTA 00175229 EFTA01255824 Page 17 8: Assessment Record for MONMOUTH County, NJ Owner Information NEPTUNE, LLC Name: Address: County/FIPS: Address: Data Source: Assessors Parcel Number: Book/Page: Assessed Value: 9: Assessment Record for Name: Address: County/FIPS: Address: Data Source: MORRISTOWN, NJ 07960-6362 MORRIS Promo Information B Legal Information 43 00006-0000-00006 8341/6682 Assessment Information $3179200 MONMOUTH County, NJ Owner Information NEPTUNE, LLC MORRISTOWN, NJ 07960-6362 MORRIS Promo Information B Legal Information Assessor's Parcel 43 00006-0000-00006 Number: Book/Page: 8341/6682 Assessment Information Assessed Value: $3179200 Business Associates - 5 records found # Name 1. NDT FINANCIAL Address 2. NOEL TAYLOR CONSULTANT NJ 07960-6362 3. NOEL TAYLOR INCENTIVES MORRISTOWN NJ 07960-6362 4. NTI CORP MORRISTOWN NJ 07960-6362 5. TRAILS END LODGE INC MORRISTOWN NJ 07960-6362 MORRISTOWN. NJ 07960-6362 Sources - 11 records found All Sources 11 Source Document(s) Business Finder 2 Source Documents) Property 9 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. For internal use only SDNY_GM_00064727 CONFIDENTIAL - PURSUANT TO FED. R.QC;IN(FIDENTIAL DB-SDNY-0027552 EFTA_00 175230 EFTA01255825 Page 18 Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc. All nghts reserved. 6 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name NEPTUNE. LLC Name Variations/DBAs # Name Variations 1. NEPTUNE, LLC Address GREEN BAY. WI 54304-5303 Addresses -1 records found # Address 1 GREEN BAY. WI 54304 Dates 7/17/2000 - 8/2008 Phone County/FIPS None Listed County BROWN Profile Information - 6 records found 1: NEPTUNE, LLC Company Name: NEPTUNE, LLC Date Of Incorporation: 7/17/2000 State Of Incorporation: WI Charter Number: N027804 Status Of Incorporation: DISSOLVED Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 2: NEPTUNE, LLC Company Name: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: 3: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: 4: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: NEPTUNE, LLC WI N027804 ORGANIZED DOMESTIC LIMITED LIABILITY COMPANY NEPTUNE, LLC 7/17/2000 WI N027804 DISSOLVED DOMESTIC LIMITED LIABILITY COMPANY NEPTUNE. LLC 7/17/2000 WI N027804 For internal use only MSA Green Bay. WI - 3080 SDNY_GM_00064728 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0027553 EFTA_00i 75231 EFTA01255826 Page 19 4: NEPTUNE, LLC Status Of Incorporation: DISSOLVED Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 5: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: 6: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: NEPTUNE, LLC 7/17/2000 WI N027804 DISSOLVED DOMESTIC LIMITED LIABILITY COMPANY NEPTUNE, LLC 7/17/2000 WI N 027804 DISSOLVED DOMESTIC LIMITED LIABILITY COMPANY Registered Agents -1 records found # Name 1. DAVID CUENE Company ID Numbers - 2 records found Company ID Numbers Sec. of State Charter No(s): WI, N 027804 WI, N027804 UCC Liens -1 records found 1:WI UCC LIEN FILING Name: Address: Name: Address: Original Filing Number: Original Filing Date: Filing Type: Filing Date: Filing Number: Filing Type: Pages: Filing Number: Filing Date: Expiration Date: Address: Filing Agency: Description: Address GREEN BAY, WI 54304-5303 Debtor Information NEPTUNE LLC GREEN BAY. WI 54304-5303 Secured Party Information ASSOCIATED BANK, NATIONAL ASSOCIATION GREEN BAY. WI 54307-9006 Filing Information 030000304209 1/6/2003 Filing 1 TERMINATION 8/24/2004 040013506318 Filing 2 INITIAL FILING 1 030000304209 1/6/2003 1/6/2008 Filing Offices MADISON, WI 53702 SECRETARY OF STATE/UCC DIVISION Collateral Information 01/06/2003 030000304209 - COMPUTER EQUIPMENT ALL INCLUDING PROCEEDS AND PRODUCTS; INVENTORY ALL INCLUDING PROCEEDS AND PRODUCTS:GENERAL INTANGIBLE(S) ALL INCLUDING PROCEEDS AND PRODUCTS;FIXTURES ALL INCLUDING PROCEEDS AND PRODUCTS,CHATTEL PAPER ALL INCLUDING PROCEEDS AND For internal use only SDNY_GM_00064729 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0027554 EFTA_00 175232 EFTA01255827 Page 20 1:WI UCC LIEN FILING PRODUCTS:EQUIPMENT ALL INCLUDING PROCEEDS AND PRODUCTS ACCOUNT(S) ALL INCLUDING PROCEEDS AND PRODUCTS Business Associates - 17 records found # Name Address 1. ATM 2. BROADWAY CHEVROLET OLDSMOBILE INC 3. BROADWAY CHEVROLET -OLDS INC DBA GREEN BAY WI 54304-5303 BROADWAY SAAB GREEN BAY, WI 54304-5303 4. BROADWAY ENTERPRISES, INC. HEALTH GREEN BAY, WI BENEFIT TRUST 5. BROADWAY FORD JEEP, INC. 6. BROADWAY IMPORTS, LTD. -5303 7. BROADWAY RENT - A - CAR GREEN -5303 8. CUENE HOLDING INC GFk/BAYiaral-5303 9. CUENE LEASING CORP 5303 10 HERTZ RENT A CAR GREEN BAY, WI 54304-5303 11. NEW CLARKLIFT OF GREEN BAY INC 12. PARTS CENTER IMPORT 5303 13. PARTS CENTER-MEDIUM DUTY TRUCK GREEN BAY WI 54304-5303 14. SELMER COMPANY GREEN BAY WI 54304-5303 15. SERVICE CENTER MEDIUM DUTY GREEN BAY WI 54304-5303 16. VAN BOXTEL AUTOMOTIVE INC 5303 GREEN BAY. WI 54304-5303 17. VAN BOXTEL TRUCK AND VAN RENTAL GREEN BAY, WI 54304-5303 Sources - 4 records found All Sources Business Finder Corporate Filings UCC Lien Filings 4 Source Document(s) 2 Source Document(s) 1 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. 7 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY For internal use only SDNY_GM_00064730 CONFIDENTIAL - PURSUANT TO FED. R.c2C;IN(FIDENTIAL DB-SONY-0027555 EFTA_00 175233 EFTA01255828 Page 2 I Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name NEPTUNE, LLC Name Variations/DBAs # Name Variations 1. NEPTUNE. LLC Address BELLEVUE. WA 98004-5598 Addresses -1 records found # Address 1. BELLEVUE, WA 98004 Profile Information - 5 recor 1: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 2: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 3: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 4: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: Dates 7/1/2004 - 10/11/2006 ds found Phone County/FIPS None Listed County KING NEPTUNE, LLC 2/13/1997 WA 601769833 DATE OF EXPIRATION INACTIVE LIMITED LIABILITY COMPANY NEPTUNE. LLC 2/13/1997 WA 601769833 PERPETUAL INACTIVE LIMITED LIABILITY COMPANY NEPTUNE. LLC 2/13/1997 WA 601769833 PERPETUAL INACTIVE LIMITED LIABILITY COMPANY NEPTUNE, LLC 2/13/1997 WA 601769833 PERPETUAL ACTIVE LIMITED LIABILITY COMPANY 5: NEPTUNE, LLC Company Name: NEPTUNE, LLC For internal use only MSA Seattle-Bellevue- Everett. WA - 7600 SDNY_GM_00064731 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0027556 EFTA_00 175234 EFTA01255829 Page 22 5: NEPTUNE, LLC Date Of Incorporation: 2/13/1997 State Of Incorporation: WA Charter Number: 601 769 833 Duration: PERPETUAL Status Of Incorporation: ACTIVE AND IN GOOD STANDING Corporation Structure: LIMITED LIABILITY COMPANY Executives - 4 records found # Name Titles 1. ANDERSON. ALICE MEMBER 2. ERICKSON, JOSEPH MEMBER 3. LEIV, LEA MANAGER 4. MAURITZEN. HANS W MANAGER Registered Agents -1 records found # Name 1. BARRY WOLF Company ID Numbers - 2 records found Company ID Numbers Sec. of State Charter No(s): WA. 601 769 833 WA. 601769833 Address 98004-5598 Watercrafts -1 records found 1: Boat Registration Registration Status: VALID Registration Issue Date: 11/17/2004 Registration Expiration Date: 12/31/2005 Vessel Make: HALTER MARINE SERVICES Use: COMMERCIAL Propulsion Type: Diesel Reduction Vessel Year: 1978 Length (Ft-In): 155'8" Width: 456 Weight: 293214 Vessel Name: FIERCE CONTENDER Date Last Seen: 11/17/2004 Owner Information Company Name: EPTUNE LLC Address: BELLEVUE. WA UNITED STATES 98004-5598 KING COUNTY Engine Information Horse Power: 1800 Business Associates - 1 records found # Name 1. NEPTUNE. LLC Person Associates - 4 records found # Name 1. ANDERSON, ALICE 2. ERICKSON, JOSEPH Address BELLEVUE, WA 98004-5598 Address BOTHELL. WA 98021-8588 For internal use only BELLEVUE. WA SDNY_GM_00064732 CONFIDENTIAL - PURSUANT TO FED. R.QQN(FIDENTIAL DB-SONY-0027557 EFTA_00 175235 EFTA01255830 Page 23 # Name 3. LEIV, LEA 4. MAURITZEN, HANS W Sources - 9 records found All Sources Business Contacts Business Finder Corporate Filings Watercraft Registrations Address SEATTLE WA 98115-7763 SEATTLE WA 98109-2033 CLYDE HILL, WA 980O4-3328 9 Source Document(s) 4 Source Documents) 3 Source Document(s) 1 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright. 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. 8 OF 10 RECORD(S) Subject Summary Name NEPTUNE, LLC Name Variations/DBAs # Name Variations 1. NEPTUNE, LLC FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Address BOULDER. CO 80302-6746 Phone County!FIPS None Listed Addresses -1 records found # Address Dates County MSA 1 8/21/2007 - BOULDER Boulder- BOULDER. CO 80302 Longmont. CO - 1125 8/8/2013 Profile Information - 6 records found 1: NEPTUNE, LLC Company Name: NEPTUNE, LLC Date Of Incorporation: 5/21/2005 State Of Incorporation: CO Charter Number: 20051206385 Duration: PERPETUAL Status Of Incorporation: DELINQUENT Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY For internal use only SDNY_GM_00064733 CONFIDENTIAL - PURSUANT TO FED. R.ctc;IN(FIDENTIAL DB-SDNY-0027558 EFTA_00 175236 EFTA01255831 Page 24 2: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 3: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 4: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 5: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 6: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: NEPTUNE, LLC 5/21/2005 CO 20051206385 PERPETUAL DELINQUENT DOMESTIC LIMITED NEPTUNE, LLC 5/21/2005 CO 20051206385 PERPETUAL DELINQUENT DOMESTIC LIMITED NEPTUNE, LLC 5/21/2005 CO 20051206385 PERPETUAL NONCOMPLIANT DOMESTIC LIMITED NEPTUNE, LLC 5/21/2005 CO 20051206385 PERPETUAL NONCOMPLIANT DOMESTIC LIMITED NEPTUNE, LLC 5/21/2005 CO 20051206385 PERPETUAL GOOD STANDING DOMESTIC LIMITED Registered Agents -1 records found # Name 1. DOUG MARCY Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): Sources - 2 records found All Sources Business Finder Corporate Filings CO, 20051206385 LIABILITY COMPANY LIABILITY COMPANY LIABILITY COMPANY LIABILITY COMPANY LIABILITY COMPANY Address 80302-6720 For internal use only 2 Source Document(s) 1 Source Documentrs, 1 Source Document(s) SDNY_GM_00064734 CONFIDENTIAL - PURSUANT TO FED. R.cON(FIDENTIAL DB-SONY-0027559 EFTA_00 175237 EFTA01255832 Page 25 Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system suppfies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. 9 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name NEPTUNE, LLC Name Variations/DBAs # Name Variations 1. NEPTUNE. LLC Addresses - 3 records found # Address Dates County MSA 1. 5/5/2009 - SACRAMENTO Sacramento, CA - SACRAMENTO, CA 95814 6920 6/19/2012 2. 7/24/2012- NEW YORK NEW YORK, NY 10018 7/9/2013 3. 7/24/2012 - LOS ANGELES SANTA MONICA, CA 90401 Address NEW YORK. NY 10018-3308 Phone County/FIPS None Listed 7/9/2013 Profile Information - 6 records found 1: NEPTUNE, LLC Company Name: NEPTUNE, LLC State Of Incorporation: CA Charter Number: 199730910007 Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC LLC 2: NEPTUNE, LLC Company Name: NEPTUNE, LLC State Of Incorporation: CA Charter Number: 199730910007 Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC LLC 3: NEPTUNE, LLC Company Name: NEPTUNE, LLC For internal use only SDNY_GM_00064735 CONFIDENTIAL - PURSUANT TO FED. R.Q11;)N(FIDENTIAL DB-SONY-0027560 EFTA_0nl 75238 EFTA01255833 Page 26 3: NEPTUNE, LLC State Of Incorporation: CA Charter Number: 199730910007 Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC LLC 4: NEPTUNE, LLC Company Name: NEPTUNE, LLC State Of Incorporation: CA Charter Number: 199730910007 Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC LLC 5: NEPTUNE, LLC Company Name: NEPTUNE, LLC State Of Incorporation: CA Charter Number: 199730910007 Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC LLC 6: NEPTUNE, LLC Company Name: NEPTUNE, LLC State Of Incorporation: CA Charter Number: 199730910007 Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC LLC Executives - 1 records found # Name 1. FLICK. FREDRICH KARL Company ID Numbers -1 records found Company ID Numbers Sec. of State Charter No(s): CA, 199730910007 Business Associates -1 records found # Name 1. NEPTUNE, LLC Person Associates -1 records found # Name 1. FLICK, FREDRICH KARL Sources - 6 records found All Sources Business Contacts Business Finder Corporate Filings Titles MEMBER Address SACRAMENTO, CA 95814.3705 Address 6 Source Document(s) 1 Source Document(s) 4 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents. the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance For internal use only SDNY_GM_00064736 CONFIDENTIAL - PURSUANT TO FED. R.cON(FIDENTIAL DB-SDNY-0027561 EFTA_00 175239 EFTA01255834 Page 27 Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc All rights reserved. 10 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name NEPTUNE, LLC Name Variations/DBAs # Name Variations 1. NEPTUNE. LLC Address CORVALLIS. OR 97330-1153 Addresses -1 records found # Address Dates 1. 5/19/2011 - CORVALLIS, OR 97330 7/10/2013 Phone County/FIPS None Listed County BENTON Profile Information - 3 records found 1: NEPTUNE, LLC Company Name: NEPTUNE. LLC Date Of Incorporation: 5/19/2011 State Of Incorporation: OR Charter Number: 77332097 Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 2: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: 3: NEPTUNE, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: NEPTUNE, LLC 5/19/2011 OR 77332097 ACTIVE DOMESTIC LIMITED LIABILITY COMPANY NEPTUNE, LLC 5/19/2011 OR 77332097 ACTIVE DOMESTIC LIMITED LIABILITY COMPANY Executives -1 records found # Name 1 COLE. DARIN F Registered Agents -1 records found # Name 1. DARIN F COLE Titles MANAGER Address For internal use only MSA CORVALLIS, OR 97330- SDNY_GM_00064737 CONFIDENTIAL - PURSUANT TO FED. R.QQN(FIDENTIAL DB-SDNY-0027562 EFTA_00 175240 EFTA01255835 Page 28 # Name Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): OR, 77332097 UCC Liens -1 records found 1:OR UCC LIEN FILING Address 1153 Debtor Information Debtor 1 Name: NEPTUNE. LLC Address: Debtor 2 Address: Name: Address: Name: Address: Name: Address: Original Filing Number: Original Filing Date: Filing Type: Filing Number: Filing Date: Expiration Date: Address: Filing Agency: CORVALLIS. OR 97330-1153 ALBANY, OR 97322-6315 Debtor 3 LLC CORVALLIS. OR 97339-1583 Debtor 4 'tar LLC CORVALLIS. OR 97339.1583 Secured Party Information allISREDIT UNION CORVALLIS, OR 97330-2179 Filing Information 89002575 9/15/2011 INITIAL FILING 89002575 9/15/2011 9/15/2016 SALEM, OR 97310 SECRETARY OF STATE/UCC DIVISION Collateral Information Description: 09/15/2011 89002575 INTANGIBLE(S) AND Business Associates - 6 records found # Name 1. 1WINSTON, LLC 2. BULJAM 2. LLC - FIXTURES AND PROCEEDS:GENERAL PROCEEDS,ACCOUNT(S)AND PROCEEDS Address 330.1153 3. CADDI, LLC ALBANY OR 97322-6315 4. CLPWARRENTON LLC CORVALLIS OR 97330.1153 5. SUNSET RIVER LLC I OR 97339-1583 6. WESTERN RAILROAD SALVAGE INC R IS OR 97339-1583 Person Associates -1 records found # Name 1. COLE. DARIN F CORVALLIS. OR 97330-1153 Address CORVALLIS, OR 97330-1153 For internal use only SDNY_GM_00064738 CONFIDENTIAL - PURSUANT TO FED. R.QC;IN(FIDENTIAL DB-SONY-0027563 EFTA_00175241 EFTA01255836 Page 29 Sources - 6 records found All Sources Business Contacts Business Finder Corporate Filings Experian Business Reports UCC Lien Filings 6 Source Document(s) 1 Source Documents) 2 Source Document(s) 1 Source Documents) 1 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your CIPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copynghte 2013 LexisNexis, a divisio