*UBS IRS Financial Services tic.

EFTA01277005 Dataset 10 56 pages Download original PDF Download as text
*UBS IRS Financial Services tic. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 ANP70036969670219 • 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your linens:WI Advisor- SCOTT STACKMANitYLE CASK EL Questions about your statement? call y0ur fir-Jan:re' AdvJiOr Of ti e Resourcetine at account VIsItour webs's.: www.ubitOnYlinanCiakerviCeS Items for your attention Help protect ycJitelf lion, liaw and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from ?new. annuakreditrepottcom. Value of your account Business Services Account February 2019 MAX FOUNDATION BOSTON MA 02114-3252 Your assets Your liabilities Value of your account on January 31 (3) on February 28 (1) 977.23 977.53 0.00 0.00 $977.23 $977.53 Tracking the value of your account 7.238.2 5,238.2 Dec 2014 Dec 2015 Sources of your account growth duriag 2019 Value of your account at year end 2018 5976.91 Your nestment return Dividend and interest income 50.62 Change in 8239.2 market value 50.00 Value of yow account 1,2433 - 5761 977.7 977.5 on Feb 28., 2019 $977.53 • • • ON 16 DeC 2017 OeC 2018 len 2019 Feb 2019 SDNY GM 00024992 Member SIPC ANP700CQ0C0696967 NP7000064143 00001 0219 00CC00000 550000000 Pegs 1 of 6 CONFIDENTIAL EFTA_0O1356 I 2 EFTA01277005 SUBS Business Services Account February 2019 Your account balance sheet Summary of your assets Value on February 28 (1) Percentage of your aCC0Uat A Cash and money balances 977.53 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodit ies 0.00 000% G Other 0.00 0.00% Total assets Value of your account 2977.53 $977.53 100.00% Account name: MA>. F0MDATICN Friendly account n a 1.11.1.11O,: Account number: Your current asset allocation A Eye on the markets Index Percentage change February 2019 Year to date 58,8 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Your ig Randal Advisor. SCOTT STACK MAIIIYI.E CASFCEL • Cash and money balances may include available cash balances. 1-IBS Bank VSA deposit account. VBS roc inured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about tour statement on the last two pages of this statement for detais about those balances. Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% AnI000020006969681410003C64143 00231 02'9 00C030000'n 23661550030NY Gii000249089e 2 of 6 CONFIDENTIAL EFTA_00135613 EFTA01277006 *UBS Business Services Account FA' e 2.0*0 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. February 2019 (1) Year to date (S) Opening account value $977.23 $976.91 Dividend aid interest income dosing account value 0.30 0.62 $977.53 $977.53 Dividend and interest income earned For purposes of INS statement, tenability of inkiest and dradend Income has been detemined f rem a US tar reporting penpedise. Bared upon the residence of the account holder. account type, or product type, some interest ancior dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income teats The dent monthly( PaterneM is not intended lo be used and cannot be retkO upon for tat purposes. Clients should refer to the applicade tar reporting forms they receive from UBS annual'', such as the forms 1099 and the Parrs 493. for lac reporting information It is the practice of UBS to file the apelicatie tac repOrling forms with the US inteml Revenue SemCe and PR Treasury Peoaement. and in such forms accurately classify ctudenct anyce interest as tar eterrpt or tarts income. Pleae consult your Ind vclual tax preparers Cash activity summary Your PI nandal Advisors SCOTT STACK MANIYLE CASNEL See /WOW,' activity the month for dela Is Balances In your Sweep Options are inducedin the openng and closing balances vise. FDIC insurance *poet to deposits at UBS Bank USA and an banks participating in the UBS FCC insured Deposit Frown. I does not apply to deposits at UBS AG. Parlous Barth. SrfC Protection applies to money market sweep fund holdings but not bare deposits Soeimportant information abou your statement on the tat two Pars ci this document for deals February 2019(S) Year to date (S) Opening balances $977.23 $976.91 Additions Dividend aid interest income 0.30 0.62 Total additions $0.30 $0.62 Net cash flow Closing balances $0.30 $0.62 $977.53 $977.53 UBS Bank USA Business Account APY February 2019 (3) Year to date (1) Interest period !an 8 - Feb 6 Taxable interest 0.30 0.37 Opening UBS Bank USA Business balance Jan 8 Total currant year $0.30 $0.37 Closing UBS Bank USA Business balance Feb 6 Prior year adjustment 0 00 0.25 Number of days in nterest period Total dividend & interest $0.30 $0.62 Average daily balance Interest earned Annual percentage yield earned 5977.23 5977.53 30 5977.23 $0.30 SDNY GM 00024994 0 37% amP7C00?0C0696969 NP7003064I43 COCCI 02'9 COCO:00000 Y12366I 550000000 Page 3 of 6 CONFIDENTIAL EFTA_00 I 356 14 EFTA01277007 SUBS Business Services Account February 2O19 Your investment objectives: You have identified the Following investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact yote Friancial Advisor or Branch Manager. Youcan find a ful description of the altemanve investment objectives in Important information about your statement at the end of this document Account name: MAX FOUNDATION Friendly account name:MAX TION Account number: Your return objective: Capital a pprox tion Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your Il Bendel Advisor. SCOTT STACK MANY LYLE CASRIEL ANP7C0020006)5970 NPVC0064I 43 COCO' 0219 COCO3C000 S50 COgfty_OM_000249tAge 4 of ti CONFIDENTIAL EFTA _0013561.5 EFTA01277008 *UBS Business Services Account February :0 0 Your assets Account name: MAX FOUNDATION Friendly account n • ON Account number. Some pnces, income and current vdues ShOwn may be fppioxinme. AS a restet, gams at fosses mai iv' be accurately refkcled. 54t Aporuntudosmafron Stour your statement a the end of ths dxurneM fOr more informaton. Cash Cash and money balances Cash and money balances may Mu* avalable cash balances, UBS Bank USA depost account balances, UBS FDIC insured Rogan Balk &lances. UBS AG Stamford Branch ceposit account baances and rroney market mut utf fund sweep balances. See the Important information shout or statement at the end of this document for detain about those bedances tscldng uBS BABA USA BUS ACCT Your total assets Cash °beano belernee Cloung bderxe on Feb I (6) on Feb28 (3) 977.23 977.53 Yaw on Feb 28 (s) Your financial Advisor. SCOTT STACKMAN LYLE CASRIEL UBS Bank USA and al UBS roc Insured Program Bank deposit acCOuNtafaXes are insured b7 the FDIC within at:phut:dein% but ale not protected by 9FC. UBS AG Stanford Branch deport acc our* balances ale not insured by FDIC and are not protected by 51K. Money market sweep 0...dances are protected by SIPC but at rot Insured by the FDIC Nice per shart Average °nit:fend Interest Days n on Feb 28 (t) rate period period cep row' (S) 250,000.00 Percentage of Cost Estimated uniesired your account basis (S) annual InCCme (51 oan or km (3) Cash and money balances 977.53 100.00% 977.53 Total 3977.53 100.00% 3977.53 Account activity this month For more information about the pricelvalue shown for restricted swuntres, see important Information about your statement at the end of this Occurrent Ode A(Ilvity Your Comte)", otgnplsOn Menie (Ode Fat vat* Nicentalue (3) Cash amount Cash and money balance (5) Jan 31 Cash and money balance 9077.23 Feb 7 Interest 'SS BANK USA BUSINESS ACCOUNT AS OF 0.210919 .30 977.53 Feb 28 Closing cash and money balance 5.977.53 SDNY GM 00024996 ANP7C0020C0696971 NP7003064I 43 COCCI U219 000:00000 Y123661S50000060 Page 5 of 6 CONFIDENTIAL EFTA_00135616 EFTA01277009 *UBS Business Services Account February 2O19 Account activity this month (contrived) Date Money balance activities Mn 31 Balance forward $97723 Aanety Account name: MAX FOUNDATION Friendly account name:MAX TON Account number: Your lq nandal Advisor rSC TT STACK MANI YI F CASRIFI Descrolico Amount (S) Feb 7 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 02)0019 0.30 Feb 28 Closing UBS Bask USA Easiness Account The UBS eau USA Business Ac mum Is you' pnmaty sweepoption $977.53 ANP7C0020C06969,2 NP7000064143 COON 0219 DOC030000 Y1 2366i S50 ONMAYGM00024909e 6 if 0 End of statement for account number - CONFIDENTIAL EFTA 001;5617 EFTA01277010 Important information about otti• statement •ISS inertial Mikes Int (the fern of UBS Financiel Sent«), k a mentor oil all principal acuity, commodity and <poren exchanges. OBS Financial Soon°, and LBS Bare USA are ndren subskkaries of 1.65 AG and affiliates of LOS Setae:es LLC. The Ferns (Canna: stamren is entitle upon n-quest Ire fern's sower« offices an ,BS innel 5«wees 1200 Nita Boulevard Weehawken. W 07086 NS Mennen: represents the on& official wad of your le35 F runnel Services account Other raced,, &MP offKd Me documents, contanng eating data should not be relied upon II you besove then is In «ror or Omaasaan plain report it immediately in wrung to the Branch Manager of the office servilt rat account. Athos). al f gores shown are intended to be actuate, stateenrt tails thoutcl not be used for Ise imposes Rely ode& on year'end ear lams, ti e , Form 1099. 5498. 10425.etc )when 00'Pr9 yea tao return The Fen 6 regured by Law totem to /rte RS altduble dradends reportable nontauble dvickods and taxable inte« caned on «mein held n you account net proceed, on sae traneaction, and cost basis on mean corned smear« Carremiatioets with the Firm • Please rooniem my oral («emendate:ins in wring to further amid your rips, irading your nits tuder the Steurdiat n estor Protection Act (SPA) • If the ban ill reittution al Me top left of the Iran of to slammed is not IS:Sinnin Strikes, LES Financial Seniak con« your aeon as creanng Mk« by artangnnl weh the iterated an We :tamed yw d this relabonshi, kken you <paned this ann. h ths case, you lids and stuees ae located at OBS I «uncut Seines and apt the :talon; broker, and you mat mi • a repot of ant enpr a omission to both finos • As ~ad n the account anseernents, ~must readyusof any errors a fraud iiwoheig checks reflected en yea sun« within 30 myr after e was mailed or mele available. • Please dew« customer complaints a Fines C lent X or at 8:00 A.M. to 6Ø P.M. ET Monday throug r . or in writing to LOS Muncie' Stet« H., Clime Relations Deprim PP. Box 766 Lerion Cdr. NI 070e7 • All 51KentaftS shall be deemed cowl«. and accurate not cbekted to n tfiifdays • the at or from anode the LI Cal • case of errors e< xxisi eons itxut an el«tronic fund; trans'« (P1). ' Visa•debit cad Vernaceons, tall or write to OBS Pnancial Smite, lad, 6th floor, Wet-Kenton hu 07086, Attn ReAkt1SA antes Cal a mite as con as you can, if you 'hit your statement a ratite is wrong or 4 you need more Sam-Mon above a transfer on the statenare or receipt the Firm or Cod ewer (as speakable) mum her Iran you ro later than 60 days alto the Fern sent you the fist et atentent on which the trace or Problem append. - Provideyou - narre and accost renter X my> — Desoke the WO' or the trader you se nure about. and explain as clearly as you can why you believe a is an ma a why you need non infante kin. — Provade the doter amount of the suspected era. The Firm a Card bsuer vnl iwettgete you' candant and val correct ay error prompt For alleged «roes nvolvn9 UBS Mra•debn cad transaction 4 we take more than 10 bus nets days to di this, we will credit you moss for the amount you thank is in error, so that you wit hove the use d the money (bang Co tint n takes us to ccennete as immegat Please make all cheeks payable to the Fein or the Mental finance, ticketed on Pe Moot el this isimment In addition to regular sawn lees accounts my be Wart to rnantonme feet charges for bee paynn for securibas purchases and charges for aped rants n cash accounts Accounts that are rendered to other nsteuldni may be subta to a vendee lee. UBS Sweep Options UkS often options for tanking cash balances to bak depose ascents at non-Sedated banks and aff 'bated banks and nay ~et nuked lads (Money funds) Depose account at UPS Bane USA and non.aff aired barks pankinat rig the ORS FlaCihated Deposit Program are FDIC innured n accordance FOK rules For more slamalun, please visa mine f dope. Depose mounts al LOS AG Slattern Branch and duns ol Money Funds are roe Wind by the MC. Rank deposits se not protected by WC Morey had shoes are protened by SlfC. See CBS Fanal Senices Accoint Nano' below, tan yourrecant balances in the bark deposits may be willtkawn, and shoes of a Money Fend may be leducIded, and the proceeds teemed to you or your wanes moist Fadret irecnnxion about available sweep options, reborn; oxen interest rates and yields. 5 available al ventiVaincorrissattOyelcts, from your Franca) Advisor cr by tarn° 8:P762.1003 UBS Fitanokel Serrekets an protection The Finn °member of the Searilit, Investor Protection Corporation (SIP(), whch intern returtier customers ol is morabars se to 16000RO (etbdirg 1250030 for dams for rah) Ernlanatory brochure available upai repot a al www Roc org the WC asset protection lines apply to all accounts OW you hold n a panoular capacty. The Finn, together with mtan affiliates. Ito abe Pinhead supplemental insisame. The marinm ante payable to all elighle clients, collectively undo the prolktion is $500 mdbon as of Decenter to, 2016 Subled to the policy catkin and melarens, cash at the Fern is hither protected for up to Il 9 million in One aggregatefor alyotr zooram herd ri a partKula capacity. A lul ccpy of the poky wining is mailable •pon request. Reiter the StK votentonna the sinaereental protection apay to: • Cenan «uncial assets controlled by (and «bend en your account value) but herd away Men LBS Finantal Sown Fa ~reek certain (i) nsurarce Produces, including valabb nab«. and (i0 shred of rredual finds registered in the none of the aciant holds< on the bode oe the barer or torn« 'mere/ • Inentment contacts or emmirreem entered, kg, pannienhos and private placements) tral an not registered under the Securities An of 1933; • Corrrooddies corwacts (<9„ foreign excitor:as and pactus metal contracts). nastng futs« enacts and con nudity wilco contracts. and • Deposit Ulocats Incept certificates of *mil) at LBS Bat USA, WS AG U S. bathes and balm in the FDIC Mured Deposit Program. The SIP( protection and the Supplemental pretender do not apply to these ails own if they otherwise appear on rta-r statements the WC protection and the supplemenalpeotection do not prole« >prat changes en the market vat* of you investments (whether as a emit of martet movement issuer bankluptcy or Wien« Dividend Reinvestment Progreso (DR P) The price reflected is an average price. You may Man the &dual price Iran your enamel Advises. Or. whore taves so purchased under DRIP. pool Mires will be sold and the cash wit be drnoeited res you amen The dividend renvesOren price applied tyke ewer may offer from the mark« price at Much One partial shoes are sold Cedeinlieu On& whole urns maybe held in pa account. If you are ernelled to a fend Ise as of a Stand waxed or oilstone, the rem yell either sell partial units et madet price or accept an awn determined by • registered dean, agency. rotcredit you accost Investment objectives rivestetert objectives and nsl. profile se 'pectic to soh account and may vay between your acans. Please advice the Finn promptly n writing of at, Python thinp in yet fnacra siluabon investment daedives For each mean hat you choose ane of the I ollowng incimmtne dinners: • Peodxe Current Oconee investments seeking the generation of :tarn any • Achieve CaetraMPOrMation. Peremnierds seekna growth of priegal rarer than the generation tt Mane. • Podia Den ',anion of income and capes Appreciation' Investments seekingboth the generation ixona and Tomb of principal Omni risk twoMa • Conniw6w. Seeks to marten 'newt princpal, with low nik and volalarly to the account overall, ~at if that means the mount don not general* significant CONFIDENTIAL an a roans and may not keep pace with inflation • moderate ailing to accept some risk to pincPal and tolerate lane «toady to seek returns • Awroysne: Wiling to accept high udt to pencoal and high volatility to seek high returns over time. • Inwitment &Tern Consideration: I seamed a portion of the ponfolb fa that «came may made complex arameges, tinted liquidity and Tex« %%Artie& Statement shoutesholdiege We IT2/ consolidate al re'sed accoutre statements with the sane address in the same mrektoe, e g. beause they have omtes who abo maintain prr, account relations/in min other Pores a the sane ad&ess. d you prefer to mere nolinduel statements mailed we 5.11.1/110 envelope., you may decline has eickIng by calling your Financial Adieux Friendly account name eke Friendly account name is a cumartmek sniderume chosen by you to assist you with your ncacenong has no legal *fetal an you' account is nor intended to reflect any strategy, pnxIstre<Onyhand1605. immanent objective a ride profile notated rat your moults ad es not a mom.* a guarantee that wenh or any financial resullt can or vell be achieved. All investments invoke the reek of lass nixing the riskot loss of the ern ie investment. You can change your Fiend/ account names through Ordne Services or by contact rig 'oaf Kati& Adds«. Account overview • Vakte of your a«ountoportrolo. Net of assets aid lie:Mthet • Amts Includes available cash balances, valor for restricted security (got ), and Global Time Deponiet, inchied mores to rerak«, and mean moos not held by the Fem. Does not male awed securdedassels al Dete Ord of the prior and CuYallt smiernent paods, ce prom iwestownis, tatted stock options and ervercirsek nak options • Liatiaides Includes debi[ balances, outserdna margin loa-n. credit Ins shoe account balances. • Casheeoneyealanm Total d uninvested sealable cash balances, plus depose balances et affiliated and nonieff dated Dale, end encnty make ~vat Mid sweep batman at the close of tie statement period Noncorremodity free crank balm« in you roost ae not segregated Man ocher balances ad the Fart may use any al those hits tithe Ordinary can dis business These funds sur payable gaon your demand. Ten total is nided in the carat prod closing vain Lending information For cleared nicanation on the Insis lendng procl GCS ad Muhours, refer to you Clyne Retnionohni Agreement cr Mon Maternent and the General Tennis arid Conditions LES Stalmant of Credit Practices atairdok flare., erO$ .0,40iX looney at YØ (A pos./stn.', SDNY_GM_00024998 EFTA 001;5618 EFTA01277011 Important informatimi about your statement (Continued) Your assets Your Itaterreni Monies recueibes and other ands held n the account al the end of the Slaternent period YOU may ask for delivery of folk Paid securities al ant tire. You man remise mule's used as loan collateral alter ming any balance do on them. Any securities transterred to the Fm, ding the surimme pored are laid at market value as of the end of the stamen period • Bost basis. In deteannirg the cost base of the seamen included n this statement where indicated will the number 'I,' URSFiurcial Services Ms relied on information obtained from sources other than UBS Snancial Sersices. kluding inIcernaticn horn nabs,. Inm or that you man has:wooded. your Snacks& Amato the Sim does nal indepeklently way o guarantee the korai or vatcleyorary information provided by sources other than U3S Financial Secede addition, although LBSFnincial Semmes generalbi updates the rdomatith as it is received, the f Pm dos not monde any assurances Mr the infomarion valet "Cott base ind "Urvealced ged loss" is karate as or the date of this statement. As such. please do not rely on this nlaroution to crake prchase or sale decisions, for to pa-poses ce otherwise. Accounts transferred to the Fern may reflect are itormi kr+ only fox thy period or tiro theyre held at the Fan More historical ntimaticri can be added by you* Truncill Advisor. • Unwanted gang/losses. Moen die ie availabki, estmeted unit:Fired gansflosses are calculated for ndvilial smarty lots the transaction data for nOvidual lots may or manna reflect carmissions. charges anchor secuity reorganized on canto Diedend and other reinvestment lots and systernak puts. lois re each combined to display cot averaged lot 71-• 'Trade date colmn parents the onginal transacoon trade dale. • Callable securities Bonds and preferred stock that the issuer cab Ins <ago rederrpton Pail be selected erriertially by lot Iran among al hoarier of that issue held in Our mow or in nornim maw Is, or clients Call bare raomaten is obtained from third parties as accuracy is not gawked. Other call leaves may nth which could riled yeld. complete Mammon will be provided upon request • Price/value Peres displayed for securities and other products may be KOK or lowerthan the price that you would actually remise in the market. Prkes obtained from various dud party sources *Nth we behew to be nab*, trd we do not guarantee this accuracy - We genera*, use the closing price when available or to mean ol the bid and ask a ices for listed maybes and options or ore/ bid pokes For OTC washes - Less actively traded seashis maybe priced thing a valuation model or the most recent price we cblaned and may not reflect an actual market price a male. ▪ Cedar posithns may toper w thong a price and willdeny as • prico was not available' it we are triable to cbtan a peke Ins a sksity. - Deposes a worries denomnaled n arrences other than U S. doles re reflected at the exchange rate as of the stammere date. - For certain skunks racks; in non-ccolcemng denomnatonk price ard wryly (lace oath may have been adjusted to facilitate proper valuthth To obtain anent guotthons. when avail:15k, contact yes &uncut Ai:loser. • Private investmante and structured products. Private nwstmene warms (ix Ising them PankiPal Ca program and real estate inmenent trust seriaises) and strut tired prodths are generally highly third Cerian 'buttered modris ham not teen registered with the Somities and &charge Commission or side, any state Securities laws. We pow& evirnated values for ',note swesirram wakes rod structured products for Mormal mud Ferrous only Acoracy 6 not guaranteed - Thew values may differ a/wantfay icon peon, it any. at which a private .ristnie A security or structured praise may be boodm or sold and do rot rhwessiikr represent the yam you may rectae goon liepidaten. - Tied pry Monies of value re at ascertain date and are supplied to UBS SnareSikes:ices on a regular base by an independent valurion lima - beat general partner or sponsor estmated vales, any, re sswtied to the Fon by the issuer, general pother or throw and may be calculated based on deferent infarnation from tat used by that parties to derive thee Monied vales. — You can dour, additional Momurion regarding the methodology used to determine the estimate of value end the dale of the iliceniatiCel that is the basis for the estimate by contacting your financial Admix - Wird patty estimated vales may be reflected as • Not piked' in several student: Mien an independent valuation torn has not suppled or unable to /Mrs a vase, when we become aware that a material event has occurred the, my calla premousOr reported value it question, or Wen a value would be highly speculative due to the nature or the warty — Men neither an ewer, general partner cr sponsor estimated value nor a thethathy estimated vaLie 6 mended, the fake of the storey will bedeferent from its pushes* price. — • Dthrbutions to dre • may ruled ream of capital, nccme or both. - •Orogrul ant sae' represents the resat offering pike pee rot and may not reflect misa cost bath - DPP and whited RErt sec rcies are not listed on a national securcen exchange. and re generally amid and men A they can be sold the price received may be less tan the per share estimated value provided an the account statement. • Reserided securities Restricted securities general" re not <inertly ithgble for pubk sale. LBS Financial Services uses the market price of the urresnxted stock of the WOW issuer as an masted ale for the restricted stock for purposes or the StOfteltat only. To the extent the restricted mum ies are ebgble for sale, he value removed may be abstantially less tun Ilse awed value shown. • Est. (estimated) income. current yields and rates An est mak of imial more is bated on anent chide. and Menem rates, assuning the triunes will be held for one yea- from statement date or wail mataity. The estimate is calf a guideline, accuracy and cortriued norm are not guaranteed — Estimated arrhul mom and curetl yield for titan types of securities could include a met an of princPal or capital gait in which case the est income (rd current yielo) would be overstated. — Estimated annual mom and orient yield and the xeual income and yield mile be lower or thither than the eshinged snorts — An estimate of atnualizod income (denderd race interest) dirded by the current market elatef average balance a based on the last divdend or fluent plyiVent made by the issuer and mums toe seorneideposts will be hell for the year from the statement date curia maturity. Accuracy and continued mkt re not guaranteed • AMU not held by WS Financial Services, Caters itself are not held by the lion and not width the Fin's possession or control. These assets are clithlayed on war statement for nformational purposes only. Posnons and values presented re provided by the Muni; fern UBS rimincel Serves is not responsible for this iternaion and don not guarantee as accuracy These assets are not tweak:rid by SK or to Fim's supplemental 51K coverage. • Revenue aharkig and adckianal ocimpensthion. - In xklitith to commisskris on lain and 12b1 Wes receved in connection with the dosirbuten of mutual fads to Oct dents we anchor or Millie mom* ovine shying payments from deutuicri aril or advisors of the mutual funds that se soli Theo amounts re based on two different comprentsi (4 the imam of sales by LBS of a particulr rrutual had family to our dem': and 60 the asset oaks of a particular Mutual ford lanais 'hares held at the Inn - We and our affiliate also receive minding and ornnbus proofs's-9 fees in considualco for transfer agent services that we provide to the rnosual funds These fees were*, re pad from investor rises n the mutual fuNd and are a fired doll. amount based on the meter of accounts at the broker-dealer holing mutual funds of that fund family - n addition to CCrnill6SkinS received in connector+ with the sake or datibuton of annuity contracts and snit nvestment butt trots to or clients, we ado or aft hate receive revenue shying corrpensaton from Mr/ of the nsorance companies unckrwriting the annuity contracts, affiliates of the (*nuance corpthes or sponsors of the snit investment tants we daring. — in addrith to commissions received from the pschase and sale of NeeShares kids, we ardor cur If lute real,* an asset-based revenue sharing payment from NentShares doubters. es well as fading for technology development, training and educal — Our Alleles also receive tradng cormikkris and other cansemalcn from mutual funds and awake carper.; *two. product' we clittrbae CONFIDENTIAL — We grime <Ctliper6b1C41 heel WS BM. USA, CBS AG Surrlond Branch and nonaffiliated bads Moods our cash sweep laWaTh This compensation may be per account fee or may be a percentage of aimage dab deposit bermes Activity Information regasing commissions and other cargos incurred n CCereCttOn well the exisoson of trades, incluangopticn tram-actions has been minded on carotin...ions previously furnished to you, ed wit be Provided to you promptly on regime Short sidling II you are engaged n shot "Ong a unsay, you man incur a charge doe to retain Ixeroving costs for the pan Oita-security. Orin orders Regaidng open co tgoosaitcancellee orders that were riot arieuted by the stamen date, open buy and sel stop orders re reduced by the mom of divdervh Or nyhtS on an roodoklerds or evirsthis date unless othathect otherwise by you. You re tesponsble for orders that re executed dr to your lalure to cancel "ing open orders. Privacy To °Lean a copy of as current Client Privacy Nike, ',lean collect your froancialAthisor or viva as webs.. al Pawn ”htensurvivierregrt. - LBS Financial Services ir not a bark. The RMA, Bennet" Smokes Account BSA and IRMA ye brokerage accounts oshch provide access to barking SerViCOS and potluck Ihreuct alarigitMertS with affiliated banks and other thiel.pany banks, and provides access to issuance and army Products issued by unaftliaked ihnd.party nsurake (=panes through inesake agency elosigaries or LEES Financial Semen cox. - Ynestniere, nes:anus, and annuity products, — Not FDC insured • No bank guarantee. May lose val. — tMA Resource Management Account. Busyness Services Account BSA, IRMA and nteenational Resource Management Account are registered service marks of UPI Financial Services lx. — vKA is a registered vacterrurk owned by Via rrieroxional Service Association and used under Icense llse LOBS Via credi crds and the IBS Visa del. cads are mord by LBS Bank LISA with permission from vise U S. A Incorporated Al other trademarks. registered trademarks, stoke marks and registered service muds ye of their respitee convenes MIS Flunk:al Services Inc Rev. 701810 SDNY_GM_OOO24999 EFTA 001;5619 EFTA01277012 SUBS 1.185 Fnancial Services tic Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Business Services Account March 2019 ANIP70010740750319 X151. 0 MAX FOUNDATION Account name: MAX FOUNDATION BOSTON MA 02114-3252 Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKMANI LYLE CASRIEL Phone Questions about your statement? Call your Firhanzia Admix: Of fte Value of your account Fasourceline at account on February 28 (4) on March 29(4) Your assets 977 53 977.81 Visit our webslte: www.ubscornifinancialservices Your liabilities 0.00 0.00 Value of your account $977.53 5977.81 Items for your attention • Help protect yCJI!rt:1 horn haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from kwewannuakreditrepockcom. Tracking the value of your account Sources of your account growth during 2019 Value of your account at year end 2018 $976.91 7,238.2 Your nvestmmt return Dividend and interest income $0.90 5,2382 Change in market value 99.00 3,239.2 Value of your account on Pear 29.2019 9977.91 1,243.3 — 976.9 977.5 977.8 • • • Dec 2014 Ott 2015 Ott 2016 Dee 2017 Dec 2019 Feb 2019 Mai 2019 SDNY GM 00025000 Member SIPC ANP70360001074875 NP10501202134 00001 t019 006600000 Y123661550100010 Page 1 of 6 CONFIDENTIAL EFTA_00135620 EFTA01277013 UBS Business Services Account Math 2079 Your account balance sheet Summary of your assets Value on March 29 ($) Account name: Friendly account name:MAX FOUNDATION Account number: Percentage of yOtif account MIN A Cash and rrxmey balances 977.81 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $977131 100.00% Value of your account 5977.81 A Eye on the markets Index Your lq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS roc inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important in formation about war statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% Percentage change March 2019 Year to date 1.94% 13.65% 1.46% 14.04% 0.74% 10.13% 1.92% 2.94% ANP70003001074876NM000120284 0003I 0319 000300000 Y123661S5010MiyGht000250tAge 2 of 6 CONFIDENTIAL EFTA_00135621 EFTA01277014 SUBS Business Services Account March 2019 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. March 2019 (Sr Year to date (S) Opening account value $977.53 $976.91 Dividend and interest income dosing account value 0.28 0.90 $977.91 $977.91 Dividend and interest income earned For purposes of Inks statement, undoity of inkiest and dividend income has been determined from a US to eepating per:wine. Based upon the residence of the account holder, recount type, or product type, some interest arena/ dyidend payments may not be subsea to United States (Us) ardor Puerto Rico (PR) income tares The dent marshy( otaltrnent is not intended to be used and carrot be 'eked ucon for tar purposes. Clients should refer to the angled:1e tax reporting forrns They receive from t65 annuals,* such as the Forms 1093 and the soma 480, for lac reporting information It is the practice of UBS to file the goggle tar reporting forms with the US intend Revenue Sem( t and PR Treasury Peon-wt and in such forms accurately classify Ottoenct aid'sr interest as tar ererrpt or tarts* income. Plea. consult your indsidual tax Prepare/ • MN Cash activity summary Your N mandril Advisor: SCOTT STACK MAN/LYLE CASRIEL See Account activity the month ice dela Is Mance' in your Sweep Options are end uted In the openng and closing balances whit. FDIC insurance moats to deposits at UBS Bank USA and an banks participating in the UBS FCC insured Mixon rrogarn does not mpty to deposits at 1)65 AG. garland Brecon 51K Protection applies to mom market sweep ltold holdings but mt bank deposits See Important information about your statement on the lat Mu pages cf this document for detals Mardi 2019 IS) Year to date (S) Opening balances Additions Dividend and interest income S977.53 $976.91 0.28 0.90 Total additions $0.28 $0.90 Net cash flow Closing balances $0.29 $0.90 $977.81 $977.81 UBS Bank USA Business Account APY March 2019 (5) Year to date It/ Interest period Feb 7 - Mar 6 Taxable interest 0.28 0.65 Opening UBS Bank USA Business balance Feb 7 Total current year $0.29 $0.65 Closing UBS Bank USA Business balance Mar 6 Prior year adjustment 0 00 0.25 Number of days in nterest period Total dividend & interest $0.28 $0.90 Average daily balance Interest earned Annual percentage yield earned $977.53 8977.81 28 8977.53 $0.28 SDNY GM 00025002 0 37% ANP70003001074877NP7003120294 00031 0319 03C030000 Y123661550100010 Page 3 of 6 CONFIDENTIAL EFTA_00135622 EFTA01277015 *UBS Business Services Account March 2019 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a ful description of the altemabve investment objectives in Important information about your statement at the end of this document Account name: Friendly account name::— . Account number: Your return objective: Capita! appreciation Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions • lois account cost basis default closing method is FIFO, First In, First Out Your Financial Advisor: nNP2tmaoOl 074878 NPVC0120284 C0031 0319 COCO3C000 23661550 IfyigalyGm000250bsge 4 of 6 CONFIDENTIAL EFTA_00135623 EFTA01277016 S UBS Business Services Account March 2019 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. ElI Some prices, income and current values Shona May be EpprOxImale. AS a 'KA gam dad lOsses fn.* riot be eccuralely reflected. See Aporwonfonnefron abour your statement a the end of tins document for more Inform...ion. Cash Cash and money balances Cash and money balances may incite.a avalable cash balances, UBS Sant USA depoat account balances, UBS FDIC insured Rogan Eanl: Balances. UBS PG Stanford Branca deposit account balances andmoney market mutual fund sweep balances. See the important information *bout sox statement at the end of this document for detaits about those balances. wiring LIB BANK USA BUS ACCT Your total assets Cash openno baance ClOung baence on Mar I us on Mar 29 (S) 977.53 97781 value on Ma 29 (5) Your Nnandal Advisor: SCOTT STACKMANYLYLE CASRIEL UBS Balk USA and al UBS FDIC Inured Progam Balk depOSit icCOunt 'Menai are insured by the FDIC wllhin Donut* 'mu, bul ale not protected by SIPC. UBS AG Stanford Branch deport account balances ate not insured by roc and are not protected by 51K. Money market sweep balances are protected by 51K but at rot Insured by the FDIC Price Der share Average °Mcleod IntertSt Dail WI on Mar 29 (t) rate period period Cep anOunt (5) 250,000.00 Percentage of Cost Estimated Unrealized yOur account basis (5) annual inCtme (51 Llano( Ibis (S) Cash and money balances 977.81 100.00% 977.81 Total 5977.81 100.00% $977.81 Account activity this month For more Information atom' the pike value shown for restricted SKuntleS, see important information about your statement at tne end of this docurent Date Adisity Your Mandy DeS(OpItOn expense Code face 'due PaceiValue (3) Cash amount (5) Cash and money balance It) Feb 28 Cash and money balance $977.53 Mar 7 Interest L8 S BANK USA BUSINESS ACCOUNT AS OF 03/0Ef 19 28 977.81 Mar 29 Closing cash and money balance $97721 SDNY GM 00025004 ANP7C003001074879NP70:0120284 0003I 03'9 000000000 v12366I 550100010 Page 5 of 6 CONFIDENTIAL EFTA_00135624 EFTA01277017 *UBS Business Services Account March 2019 Account activity this month (contrived) Date Money balance activities Feb 28 Balance Forward $977.53 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: . _. Activity Descry:Ilion Your 16sandal Advisor: SCOTT STACK MANLYLE CASRIEL Amount (3) Mar 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 03/061)9 0.28 Mar 29 Closing UBS Bank USA Business Account The UBS Baru USA Business Account Is your p rnery sweep omen 6977.81 ANP7000300I074880NP7OCOI20284 00801 0319 000300000 V12366I S50 10My_Gki_000250ftge 6 A b End of statement for account number I I CONFIDENTIAL EFTA G0135625 EFTA01277018 important information about \O111' statement LISS Financial Snots Inc (the fern of UE6 Financial Soran), k a mentor ol all Principal washy, commodity and ants exchanges. UBS Financial SithA0.1 and UBS Barr LISA se ndrect absitaries of IiirS AG and affiliates of lib Senates LLC. The Fim's farinat statement it amiable upon request. The Finks extort offices at at ISS fennel S«vices M. 1200 Harbor Boulevard Weehawken. tel 07016 1114 Statnent «Pants the on,, official wad of yaw U3S Franck:I knots account 01h« records, recept otteal lav documents, contanng «enticing data should not be retied LfOn II you beeeve Owe is n error sodaion Pier. report t arneekaly n mitre; to the Bunch Manager d the office serving you account. Aleharin al f gems shown are Mended to be errs" statement date bode' not be used for In pupates Rehr soleg on yornind tax lams, (i e , Form 1099.549% 10425. f4<)whenDrePn9IrCer lav return The Frm 6 amend by law totem to the RS alluvia:de tyrants reportable ncntabli arcends and taxable ant earned on mantes held n you ant net proceed, on sorb trantachons, and cost basis onCater cowered snomos Communications with the Finn • Please reconfirm any oral communcations n wet efg JO higher ant your rights, innutg your nits trder the S«urdirk fiesta Protection Act (WA) • If tefinrxal renaution cache top left of the lead of to statement is not 155 f nano Senees, LES Foruncial Pain caries you account as cheanng bra« by artangement weh the insted instrlutsn We :Marred you d this relamonskor ware+you opened this account ri ilas case, you lids and sautes are boated at IRS Immn<ul Services and nol the ineonturg broker. and sou must mi • a roan of rip nor a snotao lo both fits • As darted n the attain agreements, you must noldy us of any errors a fraud iimokag checks reflected an yps pant *akin 30 days after • was mailed or nude «mirky • Pleasedied customer oomplares a' a toll-free at 800 AM. to P.M.Fits a ET Monday opdyt r . or in writina to U3S Financial Sernces ax., Client Relations Department P.O. Box 766 Union kedeI 07037 • All SIKentefes shall be demed carob. and «curiae rl not abbted to n days • For TTY se istran cuttle the U6 Cal • Irn noderors a imamot an electronic lunch trans'« (D7). Visa• debit fadralmctions, call or write to UBS Promo Scads Inc.. Ha hd, 611, floor, Wanton NJ 07026, Attn MAMBSA (ale ?kite as soar as you on, if you hik yoke statement or recept is wrong or if you need more ~talon about a linter on the slant or receipt. The firm or Cad Issue< (iss aable) must her Trem you no later than 60 days alter the Fem sent you One Int statement on which the era or Problem and. - Rovide you- name and ante ouster(! any> — Decoke the error of the transfer you re unsure about. and ansin as clearly as you can why you believe ais an error a vry you need more informanon. — PrOviia the dolor amount of the suspected «rot The Finn a Caret Issuer wel mestgase you- candant and veal correct n/ error promptb for alleged erots molvngUBS ntedelml Card transactin, if we take more than 10 bus i'ets days to cb this, we will credit you nose la the amount you ilia is in error, so that pa wit Klee the use of the Miley ommg he tine n takes us to complete as no:nit:patOr. Please titre all Meeks payable to the Fata or the lancol enteutcn ~red on tie front c4 Nis stamem In addition to regab( arcane fat accounts nit be 'aged to majsmose Inos, charges for bete payment for SeCUregS purchases and charges for unpaid nixes et cash accounts. Andes that are transferred to other insteduns May be subject to J transfer fee. UBS Sweep Options UK otters options 101' mining cash balances to bat depose ascents at non-attiloted banks and affiliated banks and money man« mutual hands (Money fadg. Deposit non at LES Bank USA rid non-affiliated banks part:mho n the UBS Ft:rinsed Deposit Program at FDIC insured n accordance wAh FOK rules For more Cif carnation, please visa AMIN fdc.gov. Depose accounts at LES AG Stanford Branch and bees of Money Feuds nee not lad by the FDC. Bark deposits are not protected by WC. Morel Fund stLY'eS areprotected by SIK. See 'WS f anal Senta Ac<Otall Rotalen" below. Urn your recast, balances n the bark depositsma, be wahtaven, and shank of a kkay Fund may be lenuckned. and the proceeds retuned to you a your secretes noun hate< inamation about available snip options, noldng currern unrest rates ard yelds. is available at ViiWNA.kia<offfsmitryelcis. from your Financul Advisee a by calling 9g0 762.1003 UBS Financial Snips ant protection The Finne a member of the Searrlies Investor Protection Corporation DWG), when protects sec customers 01 CS menters up to 1600,0:0 (tiding 1250000 for <bens for ati) Ed:armory brochurs available taxer recuen or al www nor org the WC asset PrOteCtiOn linaS apply to all accounts bit you hold in a pancubr capacity. The Finn, together with centen affiliates. has abe Puchased supplemental ineranen Tae nwintrn ant payable to all elighle clients, collectively under tens proation is 1600 million as of December 10, 2016 Subseci to It policy candeions and lindationk cachat the Fim is lather protected for up to 11 9 maleri in to Xlgregatof or all yotr %fa" heldet a part Kula.capacity. A Id copy of the poky wordarg d bailable upon request Nether the SIPC moteclon nor the stOdernental Protection Jodytot • Ccrun Inancial assets controlled by (and nand n your account vitro) but ha away from UM Financial Services For ~reel. (ruin (i) nsurarce, Products, ixhxling vaiable amen, and (i0 tires of abet funds registered n the name of the account hold« on the book, of the iswc or transfer *gent/ • Inentment marts or ~mina attests kg, limited pannenhin and private placements) hat re not registered under the Securities Act ol 1933; • Conn ottees contracts (eg„ foreign encharge and prec cus roetal contracts). ratan; fora metals ad commodity option contract,. and • Deposit .1<lotats Incept certificates of depart) at UBS Brit USA, UBS AG U S. branches and bats n the FDIC Poured Deposit Program. The SIP( intention and the mpdemenul protection do not an* to these anon own rf they otherwise appear on yds stalieNnt. the WC pardm and the suponmal protection do not protect against changes en the market vale of yam investments (whether as a revet of mad« movement, stuer bankruptcy a «heat) Dividend Reinvestment Program awe) The price reflected is an average price You may obtain the actual price kW. pa* halt< ili Øisor. Or. vale that.. re purchased ram DRIP. pain shaken will be sold and the cash wit be deposited in your accarn The Clndeni renvestant price applied by fe issuer may caller from the market ant at Much the pate.' shale. are sob Cash-in-In Only whole urs maybe KM in your aCCOtnt. If you are entitled to a pond urn as J result of adeeded nment • oeverwoe, the turn mill ether sell partial sits mad at peke a accept an era determined by a regerered darn, agency. and credit you account Inverisnem objednres Pe ~Urn obsectnes and nsll, profile at 'pica to each account and may varybetween you accounts Please advise the fim promptly in any day Python <hange in yet financial situation or nvesuant area For each accent hat you choose one of the I okoning irntstment cbjectnes: • Prodx• Coffer Income investments seeking the generation of :mane only • Achieve CapiralApprKiation: levearnens seeking growth of primp's( rater than the ganeration OCOMe. • Podia COMPotorin «Jerome ard capital Appreciation' Investments seekingboth the generation of ikon and growth of principal Own. risk 'atilt; • Contort. Seeks to rruntan nasal papal, with low risk and you fitly to the want mink •wei that means the account dan not generate signaant CONFIDENTIAL an or tams and by not lap pace with inflater • modern Wang to accept son rid< to piricPal and tolerate ant volatility to seek hiller returns • Agresti.: Wiling to accept high rift to pnncoal and high volatility to seek Ingh MUMS over tint • Inveltment Etgat/ Conacteraticr f sebta a portion of the poi tlolb for that rcount may aka complex arena nod lickin and gear wobble,' Statement Isciutholdispc We may consolidate al tad account statement with the sure address in the samt envekp e. e o neat they hake tars who afro marten pint account retationshp w4 other ens a the same egress you profe to reake individual statements meled n «prate *metopes. you may decline hatutroklivy by calling yam Financial Achnor Friendly «court name ske Fruagy account neme is a cumanorle 'natant' chosen by you to !did you withyour reco<dkeecing lt has ro legal effect on you account is not intended to reflect n strategy, pnxlict, retOr~ investment objective or risk monk associated vom your accounts. and is not simmer a guarantee that wealth. or any financialran can or will be achieved. All investments involve the risk of last includamhe risk of loss c< the enl in investment. You can change your Friendly are rumes through Orine Services or by contacting your f racial Adma. Account overvi•w • Valve of yor acortontrportiblot Net al assets and liabilate& • Assets Includes available cash balances. van foe «flagged security (at ), and Global Time Deposits, urrmind marls to market, and c«tan awns not held by the Finn Does not ruin canned StantilaffetS at the end cl the pnor and Coven stasennent prods, or pane antennas ratted stock options and acad. oak options • Liabilities faldas debt balances, ovastandrog norgin loam, credit la short account balanes. • Cashboneykanna Total of uninvested avarabb cash balances, plus depose balances at affiliated arid noniaff idled brit $. and enney market mutual lid sweep baba«, an the close of the statement paid Non-commodity free crate betakes in yap acorn re not segregated tram ah« balances rid the Fan may use any ol these Inds tithe Ordinary Coin al as brass These funds re payable 4,an your dorna-d. Tho total is ncalcd in the cat prod closing yak* Lancing Riformation For detaled donation on the lems lending pract CO ad der tans miner to yam Client Penn:, Agreement a fart Agreement and the Georat Teoms ad Conditions LES Statement of Credit Practices available n Agreements ant I Oirlosuras SDNY_GM_00025006 EFTA_00 135626 EFTA01277019 Ilnportant information about your statement (Continued

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[Image 1] The image shows a document with text that appears to be a statement or a letter. The text is too small to read clearly, but it seems to be a formal document with headings and bullet points. The document is titled "Important Information about your statement" and includes a section titled "CONFIDENTIAL." There are also visible sections with the words "Information," "Your statement," and "Information [Image 2] The image shows a document with text that appears to be a statement or a letter. The text is in English and includes a heading that reads "Important Information about your statement." Below the heading, there are bullet points with information related to the statement, which is likely a financial or account-related document. The document is marked "CONFIDENTIAL" at the bottom, indicating that the [Image 3] The image shows a document with text, which appears to be a page from a book or a manual. The text is in English and includes headings such as "Important Information about your statement" and "CONFIDENTIAL." There are bullet points with information related to a statement, which could be financial or legal in nature. The document is marked as "CONFIDENTIAL" at the bottom. The text is too small to r [Image 4] The image shows a document with text that appears to be a statement or a report. The document is titled "Important Information about your statement" and includes a section titled "CONFIDENTIAL." The text is too small to read in detail, but it seems to be a formal document with a structured layout, possibly containing information about a financial statement or a report. The document includes a date [Image 5] The image shows a document with text that appears to be a statement or letter. The document is titled "Important Information about your statement" and includes a section titled "Confidential." The text is too small to read in detail, but it seems to be a formal communication, possibly related to a financial or account statement. The document includes a date and a reference number, which are common [Image 6] The image shows a document with text that appears to be a statement or a letter. The document is titled "Important information about your statement" and includes a section titled "CONFIDENTIAL." The text is too small to read in detail, but it seems to be a standard letter or statement format with bullet points, which are common in official correspondence. The document is printed on a standard lett