Significant

EFTA01298300 Dataset 10 5 pages Download original PDF Download as text
NAME PWM on Significant Prepared Instructions: SEARCHED: Hyperion Air, LLC BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches your subject name(s) in the required databases and have attached the search results under the correct heading below. negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts invoking PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as neccsmar)) . RIDC DE) No lin 0 Not Required 0 Hit I. ROC Results No RDC Alert ( Please See Attached) FIRCOSOFT No Hit Not Required ❑ Hit II. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached) Ills In. Negative Media No Information Found 0 Yes No Not Require! IV. Non-Negative Media Not Required V. Other Langiraii: Media Not Required D&B VI. MB No Information Found Results? M Yes El No E Not Required SMARTLINX Results? El Yes 0 No M Hot Required VII. Smartlinx Information Found (Please See Attached) COURT CASES El Review by Lisa' Mayne Required 0! No Results VIII. Court Cases No Information Found E Search not required by: Sanchit Mittal Date: 08/20/2018 Research Analyst I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale -Hubbell search (if applicable) on each search still ccl. We ha% c attached the w eh link below for your convenience:Martindale-Hubbellhttp://www.martindale.comhp/Martindale/home.‘ in I 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only S0NY_ M_ 554 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0025379 EFTA_00173062 EFTA01298300 Page 2 OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id Name Address Date of Birth/Age 11638439 Not Alerted KYC 01977699 .41 Hyperion Air, LLC Co -tn *VIRGIN ISLANDS, U.S. FIRCOSOFT: Request ID Record ID Type Name Details Alert(s) ADM INT PEP SAE 25025722 WR_250257222182 Company Hyperion Air , LLC No Alert No Alert No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: Not Required Other Language Media: Not Required D&B: No Information Found Public Record: For internal use only For internal use only SDNY_GM_00062555 CONFIDENTIAL - PURSUANT TO FED R.CON(FIDENTIAL DB-SDNY-0025380 EFTA_00173063 EFTA01298301 Page 2 O No Documents Found No documents were found for the search terms entered. You can edit your search and try again, or save R. To edit It, you may want to try one or more of the following: • Check for spelling errors. • Remove some search terms. • Check the "find similar-sounding last names" checkbox. Search: Smartlinxs Comprehensive Business Report U Terms: tin(60-0795359) radius(15) 1 OF 1 RECORD(S) • -• Edit Srarch ?New Search' Smartlinx ® Comprehensive Business Report Report Created:8-20-2018 5.19 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright 2018 LexisNexis, All rights reserved. Search Terms - company(Hyperion Air, LLC) tin(66-0795359) radius(15) Executrves - Current (0) IncorporatioNSOS (0) Operations/Sites (1) Sales (0) Licenses (0) URLs (0) Real Property - Current (0) Real Properly - Prior (0) MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0) Aircraft - Currert (1) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments 8 Liens Filings (0) UCC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (1) Possible Employees (0) Person Associates (0) Business Associates (0) TINs (0) Possible Connected Business Parent Company (0) Industry Information (0) (0) View All Sources (1) Business Summary Name Address Phone HYPERION AIR LLC 6100 Red Hook Otrs Ste B-3 St Thomas, VI 00802-1348 St. Thomas County 917-868-6145 LexID Established TIN 0223-8046-2065 At a Glance Real Property 0 UCC Debtor 0 Personal Property 1 Bankruptcy 0 Secured Assets 0 Judgments/Liens 0 Executives 0 Foreclosure/Notice of Default 0 Name Variations -1 name variations found NO. NAME 1 HYPERION AIR LLC For internal use only For internal use only SDNY_GM_00062556 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SONY-0025381 EFTA_00 I 73064 EFTA01298302 Page 3 TINs - 0 TINs found Business Profile Executives: Current - 0 executive(s) found Incorporation/SOS (0 active, 0 other) OperatingLocations - Showing 1 location(s) NO. ADDRESS METRO AREA PHONE 1. 6100 Red Hook Cars Ste B-3 St Thomas, VI 00802-1348 St. Thomas County ST. THOMAS COUNTY Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information - no information found Licenses - 0 licenses found URLs -0 URLs found Bankruptcy (0 active, 0 closed) Judgments/Liens (0 filings) UCC Filings (0 debtor, 0 creditor) Real Property (0 current, 0 prior) Personal Pro NO. TYPE STATUS YEAR/MAKE IMODEL 1 Aircraft Current 2001 BELL 430VIN 49078 party1 current, 0 prior) Registrant Info HYPERION AIR LLC 6100 Red Hook Qtrs Ste B-3 St Thomas, VI 00802-1348 Aircraft Info Tail Number: 331JE Registration Date: 09/06/2013 Type: ROTORCRAFT Number of Engines: 2 Associates Executives: Prior - 0 prior executive(s) found For internal use only For internal use only SDNY_GM_00062557 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0025382 EFTA_00 173065 EFTA01298303 Page 4 Registered Agents - 0 registered agent(s) found Possible Employees - 0 current, 0 prior employees found Person Associates - 0 other person associates found Possible Connected Business - 0 businesses found Business Associates - 0 business associates found Sources All Sources 1 Source Documents Personal Property 1 Source Documents Key: High Risk Indicator. These symbols may prompt you to investigate further. Moderate Risk Indicator. These symbols may prompt you to investigate further. General Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by Electronic Directory Assistance. Wireless Phone Indicator. These symbols indicate a cell phone number. Residential Phone Indicator. These symbols indicate a residential phone number. Business Phone Indicator. These symbols indicate a business phone number. Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline service. FAX Indicator. These symbols indicate a FAX number. Government Phone Indicator. These symbols indicate a government phone number. Important: The Public Records and commercially available dale sources used on reports have cenom. Dale is sometimes entered poorly. processed inconectly and is generally not free from defect This system should nd be relied upon as definitively accurate. Before relying on any date this system supplies. II should be independently verified. For Secretary of Slate documents, the following data is for intoimatbn purposes only and is not an official record. Certified copies may be obtained hem that individual slate's Department of State, Your DPPA Permissible Use is: Debt Recovery/Fraud Yew GLBA Permissible Use is Legal Compliance Copyright O 2018 LexisNexis, a division of Reed Elsevier Inc. Al Rights Reserved. LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only SDNY_GM_00062558 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SONY-0025383 EFTA_001 73066 EFTA01298304

📷 Images in this document (5 detected)

AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.

[Image 1] The image shows a document with a header that reads "Hyperion Air LLC." Below the header, there is a section titled "Name Search Results" with a checkbox next to a name, followed by a series of fields with checkboxes for different types of information such as "Address," "Phone," "Email," and "Website." The document appears to be a form or a report related to a business search, possibly for a compa [Image 2] The image shows a document with text and tables. The document appears to be a business report or financial statement, as indicated by the presence of tables with numerical data and the use of terms like "Comprehensive Business Report" and "Financial Statement." The text includes headings such as "Document Title," "Document Number," "Date," and "Page Number." There are also sections titled "1. Docu [Image 3] The image shows a document with text, which appears to be a page from a legal or official report. The document is titled "REGISTERED AGENTS" and includes sections such as "Registered Agent Name," "Registered Agent Address," and "Legal Results." There are also sections for "Registered Agent Name," "Registered Agent Address," and "Legal Results." The text is too small to read in detail, but it seems [Image 4] The image shows a document with a header that reads "CONFIDENTIAL" and "CONFIDENTIAL INFORMATION." Below the header, there is a section titled "FILER PARTY" with a name and contact information. The document appears to be a form or a checklist with various fields to be filled out, including "NAME," "ADDRESS," "PHONE," "EMAIL," "REAL PROPERTY," "PERSONAL PROPERTY," "VEHICLES," "BOATS," "AIRCRAFT," " [Image 5] The image shows a document with the title "AOAC RESULTS" at the top. The document appears to be a table with various columns and rows, likely containing data or results from an organization or study. The visible columns include "Date," "Test," "Name," "Time," "ATM," "NT," and "Public Record." There are also sections titled "NEGATIVE MEDIA," "OTHER LANGUAGE MEDIA," and "PUBLIC RECORD." The document