GiE Counterparts

EFTA01426788 Dataset 10 7 pages Download original PDF Download as text
GiE Counterparts Gifts / Entertainment Multiple Counterparts Template (for requests involving more than 10 counterparts) Note: Austria - If it is a PWM client, do not disclose name of individual Counterpart. All Users from Aust ria, please add Client ID to 'Last Name' column Channel Islands - Do not disclose name of individual Counterpart Luxembourg, Malaysia, and Switzerland - Do not disclose name of individual Counterpart and organisat ion name of Counterpart Columns K, L: "Pending Business": Please indicate any upcoming transactions to the best of your kno wledge. Pending business is closure of the deal, extension of a business, termination of a contract or other legally binding relationship with the counterpart or the third person. I Last Name First Name Middle Name (Optional) Organization Name Country Orga nization Type Type of relationship with the counterpart Are you aware of any pending busines s of DB With Counterpart? Details according pending business Are you aware of any G&E tha t was exchanged between Deutsche Bank and any of these Counterparts in the last 12 months? Deta ils about offered / received G&E Comment 1 Sahay Rudy New Client (<3 months) 2 Gabriel James New Client (<3 months) 3 Murzyn Eric nt (<3 months) No 4 Wechsler New Client (<3 months) 5 Black Leon nt (<3 months) No 6 Carpenter New Client (<3 months) 7 Lynch Gene nt (<3 months) No 8 Barry Michael nt (<3 months) No 9 Lindermann New Client (<3 months) 10 Lindermann New Client (<3 months) 11 Marron Don onths) No No 12 Meister Todd nt (<3 months) No 13 Montrone pective/New Client (<3 14 Chai Chuck nt (<3 months) No 15 Caska Amber nt (<3 months) No 16 Snyder Dan nt (<3 months) No 17 Schreiber New Client (<3 months) 18 Gold Stan nt (<3 months) No 19 Martin Greg nt (<3 months) No 20 Slome Ian nt (<3 months) No 21 Epstein Jeffrey Existing Client (>3 months) No No 22 Britton Charles Private Investor nt (<3 months) No No 23 Jones Ken Private Investor nt (<3 months) No No 24 Wanek Ron Private Investor months) No No 25 Bloom Barry Private Investor nt (<3 months) No No 26 Warner Steve Private Investor nt (<3 months) No No 27 Mitra Bonnie Private Investor nt (<3 months) No No 28 Kern Jonathan New Client (<3 months) No 29 Vaid Rahul Private nt (<3 months) No No 30 Anderson Frohman New Client (<3 months) No 31 Wonble Matt Private 54 Madison Partners, LLC No No 55 Madison Partners, LLC No No Private Investor USA No Brad Private Investor No No Private Investor USA No Scott Private Investor No No Private Investor USA No Private No Adam No George No Marron Investor USA Private Investor No Private Investor No USA Individual/Retail Prospective/ USA Individual/Retail Prospective/ Individual/Retail Prospective/New Clie USA Individual/Retail Prospective/ Individual/Retail Prospective/New Clie USA Individual/Retail Prospective/ Individual/Retail Prospective/New Clie Individual/Retail Prospective/New Clie USA Individual/Retail Prospective/ USA Individual/Retail Prospective/ Capital USA Individual/Retail Prospective/New Client (<3 m Meister Company No Katherine Private Investor months) No No Private Investor USA No Private Investor USA No Private Investor USA No Karl Private Investor No No Private Investor USA No Private Investor USA No Private Investor USA No J. Epstein Virgin Islands Foundation, Inc USA Individual/Retail USA Individual/Retail USA Individual/Retail USA Individual/Retail USA Individual/Retail USA Individual/Retail Private Investor No Investor USA Private Investor No Investor LLC USA Individual/Retail Prospective/New Clie USA Individual/Retail Pros Individual/Retail Prospective/New Clie Individual/Retail Prospective/New Clie Individual/Retail Prospective/New Clie USA Individual/Retail Prospective/ Individual/Retail Individual/Retail Individual/Retail prospective/New Clie Prospective/New Clie Prospective/New Clie USA Individual/Retail Prospective/New Clie prospective/New Clie Existing Client (>3 Prospective/New Clie prospective/New Clie prospective/New Clie USA Individual/Retail Prospective/ Individual/Retail Prospective/New Clie USA Individual/Retail Prospective/ USA Individual/Retail Prospective/New Clie EFTA01426788 nt (<3 months) No No 32 Boies Chris Private Investor USA Individual/Retail Existing Client (>3 months) No No 33 Bills Michael Private Investor USA Individual/Retail Prospective/New Clie nt (<3 months) No No 34 Merrins Brian Private Investor USA Individual/Retail Prospective/New Clie nt (<3 months) No No 35 Homrich David Private Investor USA Individual/Retail Prospective/New Clie nt (<3 months) No No 36 Warren Glen Private Investor USA Individual/Retail Prospective/New Clie nt (<3 months) No No 37 Campf Darren Private Investor USA Individual/Retail Prospective/New Clie nt (<3 months) No No 38 Bulloth Roger Private Investor USA Individual/Retail Prospective/New Clie nt (<3 months) No No 39 Burritt Jim Pacific Private Fund Advisors LLC USA Individual/Retail Pros pective/New Client (<3 months) No No 40 Ellin Howard Private Investor USA Individual/Retail Existing Client (>3 months) No No 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 EFTA01426789 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 EFTA01426790 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 Column H "Type of relationship with the counterpart": "Established clients": Clients where your desk has an established business relationship lasting for more than 3 months. Afghanistan Albania Algeria Andorra Angola Antigua and Barbuda Argentina Armenia Australia Sensitive Counterpart (Eg. Public Official) Regulatory/Supervisory Agency Austria Yes Public Officials (US only) Prospective/New Client (<3 months) Azerbaijan No Corporate Prospective/New Vendor (<3 months) Bahamas Family Member Existing Client (>3 months) Bahrain Government Entity Existing Vendor (>3 months) Bangladesh Government Owned Entity Other Barbados Institutional NA Belarus Individual/Retail Interdealer Broker Belgium Vendor Belize ERISA related (US only) Benin Union or Union -related Official (US only) Bhutan Interdealer Broker Bolivia Bosnia and Herzegovina Botswana Brazil Brunei Bulgaria Burkina Faso Burundi Cambodia Cameroons Canada Cape Verde Cayman Islands Central African Republic Chad Channel Islands Chile China Colombia Comoros Congo -Democratic Republic Congo -Republic Costa Rica Croatia Cuba Cyprus Czech Republic Denmark Djibouti Dominica Dominican Republic East Timor / Timor-Leste Ecuador Egypt El Salvador Equatorial Guinea EFTA01426791 Eritrea Estonia Ethiopia Fiji Finland France Gabon Gambia Georgia Germany Ghana Greece Grenada Guatemala Guinea Guinea-Bissau Guyana Haiti Honduras Hong Kong Hungary Iceland India Indonesia Iran Iraq Ireland Israel Italy Ivory Coast Jamaica Japan Jordan Kazakhstan Kenya Kiribati Kosovo Kuwait Kyrgyzstan Laos Latvia Lebanon Lesotho Liberia Libya Liechtenstein Lithuania Luxembourg Macedonia Madagascar Malawi Malaysia Maldives Mali Malta Marshall Islands Mauritania Mauritius Mexico Micronesia Moldova Monaco Mongolia Montenegro Morocco Mozambique Myanmar Namibia Nauru Nepal Netherlands New Zealand Nicaragua Niger Nigeria North Korea Norway Oman Pakistan EFTA01426792 Palau Palestine Panama Papua New Guinea Paraguay Peru Philippines Poland Portugal Qatar Romania Russia Rwanda Samoa San Marino Sao Tome and Principe Saudi Arabia Senegal Serbia Seychelles Sierra Leone Singapore Slovakia Slovenia Solomon Islands Somalia South Africa South Korea South Sudan Spain Sri Lanka St. Kitts and Nevis St. Lucia St. Vincent and the Grenadines Sudan Suriname Swaziland Sweden Switzerland Syria Taiwan Tajikistan Tanzania Thailand Togo Tonga Trinidad and Tobago Tunisia Turkey Turkmenistan Tuvalu Uganda UK(United Kingdom) Ukraine United Arab Emirates Uruguay USA Uzbekistan Vanuatu Vatican city Venezuela Vietnam Yemen Zambia Zimbabwe For internal use only EFTA01426793 Sheet2 Organizational type Pending business Relationship type Category of Gift or Enteltd_ nment Currency Past G&E Government Entity Yes Established client Gift EUR Yes Institutional No Prospective client Entertainment JPY No Public Official New client PWM client Vendor Retail Family member State Owned Entity Vendor Workers Council Member For internal use only EFTA01426794

📷 Images in this document (7 detected; 6 largest described)

AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.

[Image 1] The image appears to be a scanned document, possibly a table or list with various entries. The text is too small to read clearly, and the document is not well-lit, making it difficult to discern specific details. The document seems to contain a series of names, dates, and possibly other information, but without a clearer image or a transcription of the text, it's not possible to provide a more det [Image 2] The image shows a text document with a list of countries. The list includes countries such as the United States, Canada, the United Kingdom, Germany, France, Italy, Spain, Portugal, Belgium, the Netherlands, Luxembourg, Switzerland, Austria, Denmark, Norway, Sweden, Finland, Iceland, Greece, Cyprus, Malta, Australia, New Zealand, Japan, South Korea, Singapore, Malaysia, Thailand, Indonesia, the Ph [Image 3] The image shows a text document with a list of countries. The countries are listed in a column, and each country is separated by a line. The text is in English, and the list includes countries such as "United States," "Canada," "Mexico," "Brazil," "Argentina," "France," "Germany," "United Kingdom," "Italy," "Spain," "Sweden," "Norway," "Denmark," "Finland," "Switzerland," "Austria," "Belgium," "Ne [Image 4] The image shows a text document with a list of names. The names are organized in columns, and each name is followed by a space. The document appears to be a list of individuals, possibly for an event, a directory, or a record-keeping purpose. The names are presented in a straightforward manner without any additional context or formatting visible in the image. [Image 5] The image appears to be a screenshot of a computer screen displaying a table with various columns and rows of data. The table seems to be a list of items or tasks, with columns that include "ID," "Name," "Description," "Status," "Priority," "Due Date," and "Assigned To." The rows contain entries such as "1," "Task 1," "This is a task description," "Not Started," "Low," "01/01/2023," and "John Doe. [Image 6] The image appears to be a screenshot of a computer document or a digital file. It contains a table with several columns, including "Name," "Title," "Company," "Relationship," "Phone," "Email," and "Address." The table is empty, with no visible text or data filled in. The document type is not clearly identifiable from the image alone, but it seems to be a template or a form designed for collecting