Note for Security Services:

EFTA01480589 Dataset 10 1 pages Download original PDF Download as text
Note for Security Services: Please list any specific search requests/instructions to Security Services here DDR originally created in ICG. Last report signed off by Security Services on 1/18/08. Security Services Information A Security Services Check is REQUIRED for New Clients and Prospects This section to be completed by the Security Services Group: List Individuals and Corporate Entities Investigated: Please Note: All research is subject to the availability of electronic database resources. Attachment: 739105b.doc 257909b.doc Search Type Is Further Review by Banker Require d? Security Service Details: Banker Response: Company Information No No additional research necessary. Corporate Records No No additional research necessary. Other Database Searches (RDC/CDC/MIS) No No additional research necessary. Internal Database Search (CSSS/FPS) No Information confirmed; details included in the attachment. State Court Searches No No additional research necessary. Federal Court Searches No No additional research necessary. Personal Particulars No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? : r Yes A No Expense No.: 99/31167 Total Costs: $0.00 Signed by: Vanessa X Fong Dated: 02/03/2009 10:19:55 AM Background Chedcs conducted in addition to Security Services Background Check Date (Required If Check Carried Out) Comments (Required If Check Carried Out) F Morgan Network 10/20/2006 The entity is 100% owned by Jeffrey Epstein and a complete DDR is on file for Mr. Epstein. Jeffrey Epstein is an existing client of PB. In years past, Mr. Epstein was an active brokerage client, particularly in foreign exchange, and as of this year he is a custody-only client. Formerly, Jeffrey Epstein was a money manager to high net worth individuals, most notably Leslie Wexner. Wexner was a WPM client and then retained Epstein in the late 90s. Mr. Wexner terminated his relationship with Epstein in 02/2008. Epstein is well known to several WPM PB employees and to les Staley. Mr. Epstein was convicted of a felony charge in 2008 and is currently serving an 18-month prison sentence. Jes Staley conferred with Stephen Cutler and the decision was made to Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002789 SDNY_GM_00271987 EFTA01480589