GHISLAINE MAXWELL-HY ACCT.

EFTA01523023 Dataset 10 1 pages Download original PDF Download as text
GHISLAINE MAXWELL-HY ACCT. For the Period 1/1/13 to 1131/13 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss Trade Date Type Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Settle Date Selection Method Description Settled Sales/Maturities/Redemptions 1/2 Redemption CAPITAL ONE CAPITAL IV 6.745% FEB 17 2037 DTD 1/2 Pro Rata 02/05/2007 ENTIRE ISSUE CALLED la 100.00 (ID: 140422-AA-4) (20,000.000) 100.00 20,000.00 (20.275.00) (275.00) L 1/10 Sale SUPERVALU INC 8% MAY 01 2016 DTD 051072009 © 1/15 High Cost 99.875 GOLDMAN SACHS 8 CO. (ID: 888536-AT-0) (1,000.000) 99.875 998.75 (1,037.50) (38.75) L 1/28 Sale SUPERVALU INC 8% MAY 01 2016 DTD 05/07/2009 (a 1/31 High Cost 99.875 FIRST UNION CAPITAL MARKETS (ID: 888536-AT-0) (1.000.000) 99.875 998.75 (1,037.50) (38.75) L Total Settled Sales/Maturities/Redemptions $21,997.50 ($22,350.00) ($352.60) L Trade Date Type Description Quantity Per Unit Amount Market Cost Settle Date Settled Securities 1/7 1110 Purchased Purchase MGM RESORTS INTL 6.625% 12/15/2021 DTD 12/202012 @ 101.75 MLPFS INC/FIXED INCOME (ID: 552953-CA-7) 1900900 101.75 (1,017.50) 1/7 1110 Purchase MGM RESORTS INTL 6.625% 12/152021 DTD 12/202012 0 102.25 MLPFS INC/FIXED INCOME (ID: 552953-CA-7) 2,000.000 102.25 (2,045.00) 1/7 1/10 Purchase MGM RESORTS INTL 6.625% 12/15/2021 DTD 12/20/2012 0 102.25 MLPFS INC/FIXED INCOME 1,000.000 102.25 (1,022.50) (ID: 552953-CA-7) JP Morgan Page 23 of 25 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00050622 SDNY_GM_00319820 EFTA01523023