Due Diligence Report

EFTA01594110 Dataset 10 9 pages Download original PDF Download as text
Due Diligence Report Ellmax JP Morgan Chase EFTA01594110 Executive Summary On 8/29/2011, GS&I was requested by Paul Morris to conduct a background investigation. Full research was conducted on Ellmax in FL only. Throughout this search, the following records were researched: Company and corporate records, RDC (Regulatory Data Corp), MIS (McDonald Information Services), Factiva (Public Figures & Associates Database), CSSS/- FPS internal database search (JPMorgan Chase Fraud Prevention List Review), state & federal court searches, personal particulars, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control) . Please Note: All research is subject to the availability of electronic database resources. EFTA01594111 Our searches revealed the following: Ellmax Company records search revealed records found. Corporate records search revealed records found. Other databases (RDC/MIS/Factiva) revealed no records found. Internal database search revealed no records found. State court searches revealed no records found. Federal court searches revealed no records found. Publications revealed no records found. Regulatory sanctions search revealed no records found. A search of OFAC did not reveal any matches. Ghislaine Maxwell Internal database search revealed prior GSI research and the following derogatory information was reported:RNSeveral newspaper articles detailing the investigation conducted by Britain's Serious Fraud Office against Robert Maxwell. He allegedly used pension funds to service debts, cover operating losses, gamble in the foreign exchange markets, and support the stock of his publicly held companies. The agency is also looking into a complaint from Swiss Bank Corp., which says it did not receive collateral for a $100 million loan to a small private Maxwell company.RNewspaper article dated 12/01/2000, which stated that "Ghislaine Maxwell's source of wealth is being classified as something of a mystery."ENewspaper article dated 08/09/1996 detailing the arrest of Ghislaine Maxwell on DWI charges.NNumerous newspaper articles detailing the criminal fraud charges brought against Kevin and Ian Maxwell (sons of Robert Maxwell).UNewspaper article dated 6/23/2005 detailing Robert Maxwell misappropriated funds from the companies under his control. According to the newspaper article, "He pledged assets as security for additional loans", but instead of delivering the assets to the lender, he would simply sell the assets for cash. "For example, Berlitz language school was supposedly sold to a Japanese publishing company, but the shares had previously been pledged as security for loans from Swiss Volksbank and Lehman Brothers." EFTA01594112 TABLE OF CONTENTS U TOC \o "1-3" \h \z \u HYPERLINK \l "Toc305506719" 1COMPANY INFORMATION PAGEREF _Toc305506719 \h nom • HYPERLINK \I " Toc305506720" =CORPORATE RECORDS 2 PAGEREF Toc305506720 \h • HYPERLINK \l " Toc305506721" RFROFAC/CONTROL LIST SEARCH 1i PAGEREF Toc305506721 \h EFTA01594113 COMPANY INFORMATION Subject Summary Name Address Phone County/FIPS ELLMAX LLC -1331 None Listed Name Variations/DBAs - 1 records found Name Variations 1. ELLMAX, LLC Addresses - 2 records found Address Dates County MSA 1. 12/15/2010 2. 7D 1/12/2011 MIAMI-DADE Profile Information - 1 records found 1: ELLMAX, LLC Company Name: ELLMAX, LLC Date Of Incorporation: 12/15/2010 State Of Incorporation: FL Charter Number: L10000128558 Status Of Incorporation: ACTIVE Corporation Structure: FLORIDA LIMITED LIABILITY Executives - 1 records found Name Titles 1. MS, MAXWELL G MANAGER Registered Agents - 1 records found Name Address 1. CT CORPORATION SYSTEM • Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): FL, L10000128558 Business Associates - 1 records found Name Address 1. THE SYLSYL CORPORATION -1331 Person Associates - 2 records found Name Address 1. MAXWELL, G -1353 EFTA01594114 2. MS, MAXWELL G -1353 EFTA01594115 CORPORATE RECORDS Florida Secretary of State Corporate Filing Business Information Filing Number: L10000128558 Name: ELLMAX, LLC Name Type: LEGAL STANDARD MAILING Address: -1331 ORIGINAL MAILING Address: r-PRINCIPAL Address: SUITE 7D Business Type: FLORIDA LIMITED LIABILITY Status: ACTIVE Place Incorporated: FLORIDA Date Incorporated: 12/15/2010 Foreign/Domestic: DOMESTIC Registered Agent Name: CT CORPORATION SYSTEM Title: REGISTERED AGENT Re istered A ent Address Officers Name: MAXWELL, G Title:MEMBER MANAGER Contact Type:MEMBER/MANAGER/PARTNER Status:ACTIVE Standard Address: Type:CONTACT -1353 Original Address: EFTA01594116 OFAC/CONTROL LIST SEARCH E EFTA01594117 Confidential Due Diligence Report Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 511938611A el PAGE HO EFTA01594118

📷 Images in this document (9 detected; 6 largest described)

AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.

[Image 1] The image appears to be a screenshot of a computer screen displaying a text document. The document contains a list of search results, with the top line indicating "Our searches revealed the following:" followed by a list of search terms and corresponding results. The text is too small to read in detail, but it seems to be a standard text document with a structured format, possibly a report or a su [Image 2] The image appears to be a scanned document, specifically a page from a company's records or a corporate filing. It contains various sections with headings such as "Company Information," "Subsidiary Information," and "Executive Information." There are fields for company name, address, phone number, and other identifying details. The document also includes sections for the names and titles of execut [Image 3] The image appears to be a photograph of a document, specifically a corporate records page. The document contains various fields such as "Corporate Records," "Florida Secretary of State," "Business Information," and "File Number." There are visible names, such as "MICHAEL A. GOLDMAN," "FLORIDA LEGAL LLC," "FLORIDA LEGAL LLC," and "FLORIDA LEGAL LLC." The document also includes fields for "Address," [Image 4] The image appears to be a photograph of a printed document, specifically a page from a report or a research paper. The document contains text, which seems to be a summary or an executive summary of a report. The text includes a title, a date, and a list of bullet points that likely outline the key findings or conclusions of the report. The document is presented in portrait orientation and is sligh [Image 5] The image appears to be a photograph of a printed document, specifically a table of contents from a technical manual or report. The document is structured with headings and subheadings, and it includes a list of sections with corresponding page numbers. The text is too small to read in detail, but the layout suggests a formal, informational document. There are no visible names, dates, places, or l [Image 6] The image appears to be a photograph of a document, specifically a "Confidential D&D Report." The document is a formal report with a header that includes a page number and a date, which is redacted. The body of the report contains text that is too small to read clearly, and there are no visible names, logos, or other identifiable features that would provide additional context about the content of