From: Richard Kahn

EFTA02388944 Dataset 11 5 pages Download original PDF Download as text
From: Richard Kahn Sent: Wednesday, April 19, 2017 4:22 PM To: Jeffrey E. Subject: Fwd: "1' NEW ISSUE CORPORATE: MORGAN STANLEY ( MS ) *** if you are interested current rate of 3 month libor (1.16) + =30 = 2.46% please advise thank you Richard =ahn HBRK Associates Inc. Begin forwarded message: From: =/b>"Barrett, Paul 5" Subject: =/b>RE: "' NEW ISSUE =ORPORATE: MORGAN STANLEY ( MS ) ' •* Date: =/b>April 19, 2017 at 12:02:05 PM =DT To: =/b>Richard Kah I think it's fine...nothi=g very exciting. Part of their TIAC program. Makes sense for a smallish =verall allocation to floating rate securities. Paul Barrett I Managing Director I Global Investment =pportunities Group EFTA_R1_01411694 EFTA02388944 NOT AN OFFICIAL CONFIRMATION: For informational purposes only. This report does not =epresent an official account of the holdings, balances, or transactions =ade in your account and is being provided at your request. Please =efer to your monthly account statement for the official record of all of your account activities. For question, please =all your J.P. Morgan representative. In discussion of options and other strategies, =esults and risks are based solely on hypothetical examples cited; =ctual results and risks will vary depending on specific circumstances. Investors are urged to consider carefully whether option or =ption-related products in general, as well as the products or =trategies discussed herein are suitable to their needs. In actual =ransactions, the client's counterparty for OTC derivatives =pplications is JPMorgan Chase Bank, N.A., and affiliates. For a copy of the =E2 Characteristics and Risks of Standardized Options" =ooklet, please contact your JPMorgan Advisor. For clients =omiciled in Australia, J.P. Morgan Chase Bank, N.A. (ABN 43 074 112 =11) holds an Australian Financial Services Licence No. 238367. It =s subject to the supervision of the Australian Prudential Regulation Authority and the Australian Securities and =nvestments Commission. J.P. Morgan Securities LLC is a U.S. registered =roker-dealer incorporated in Delaware, U.S.A. (ABRN #109293610) This =mail is confidential and subject to important disclaimers and =onditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, =onfidentiality, legal privilege, and legal entity disclaimers, =vailable at http://www.jpmorgan.com/pages/disclosures/email. From: Richard Kahn Sent: Wednesday, A To: Barrett, Paul S Subject: Fwd: *** NEW ISSUE CORPORATE: MORGAN STANLEY = MS )41° nice seeing you yesterday any thoughts? Richard=Kahn EFTA_R1_01411695 EFTA02388945 Begin forwarded message: From: "Atlas, Andrew S" Subject """ NEW ISSUE CORPORATE: MORGAN STANLEY ( MS ) Date: April 19, 2017 at 10:39:49 AM EDT To: "Richard Kahn Hey Rich, Morgan Stanley is also pricing a MS new issue 7yr =loater today. Initial price talk is 3 =onth LIBOR + 130bps. Comparable issues trade at 3 Month LIBOR + 110bps. =o:p class=""> Issuer/Ticker Morgan =tanley ( MS ) Issuer =atings Moody's: A3/Stable/ S&P: BBB+/Stable/ Fitch: A/Stable/ Format SEC Registered Ranking = Sr Unsecured Note 3 EFTA_R1_01411696 EFTA02388946 Total =ize &nbs=; Benchmark Tenor 7 Year Coupon =ype Floating Tranche =urrency =USD Optional =edemption The Issuer may, at its option, redeem the =otes, in whole but not in part, on May 08, 2023 Maturity =ate May 08, 2024 Use of Proceeds =nbsp; Denominations 1,000 x 1,000 Timing Today's =usiness &nrsp; General Corporate Purposes Let me know if you have any =uestions. Thanks again, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 4 EFTA_R1_01411697 EFTA02388947 NOTICE: Morgan Stanley is not acting as a =unicipal advisor and the opinions or views contained herein are not =ntended to be, and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer =rotection Act. If you have received this communication in error, please =estroy all electronic and paper copies and notify the sender =mmediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent =ermitted under applicable law, to monitor electronic communications. =his message is subject to terms available at the following link: http://www.morganstanley.com/disclaimers If you =annot access these links, please notify us by reply message and we will =end the contents to you. By communicating with Morgan Stanley you =onsent to the foregoing and to the voice recording of conversations with personnel of =organ Stanley. This message is confidential and subject to terms =t: http://www.jpmorgan.com/emaildisclaimer <http://www.jpmorgan.com/emaildisclaimer> including on =onfidentiality, legal privilege, viruses and monitoring of electronic =essages. If you are not the intended recipient, please delete this =essage and notify the sender immediately. Any unauthorized use is =trictly prohibited. 5 EFTA_R1_01411698 EFTA02388948

📷 Images in this document (5 detected)

AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.

[Image 1] The image shows a document with text that appears to be a letter or a report. The text is partially obscured by a black rectangle, which suggests that the document contains sensitive information. The visible text includes a header that seems to be a disclaimer or a warning, followed by a paragraph that discusses the results of a study or an analysis. The visible text also includes a footer with a [Image 2] The image shows a document with text. The document appears to be a letter or a formal communication, as indicated by the header and the salutation. The text is written in English, and the document is structured with paragraphs and bullet points. There are no visible names, dates, places, or logos that can be described. The content of the document is not visible in the image provided. [Image 3] The image appears to be a photograph of a document with text. The document is a letter or email, and it contains text fields such as "To," "From," "Subject," and "Date." The visible text includes a sender's name, a recipient's name, and a subject line that reads "TAP Program." The body of the text is redacted, with the exception of a sentence that mentions "TAP Program." The document is addressed [Image 4] The image shows a document with text, which appears to be a letter or an email. The document contains text fields with information such as sender, recipient, date, and subject lines. The visible text includes a salutation, a message body, and a closing. The sender's name is visible, but the recipient's name is redacted with asterisks. The date and time are also visible, indicating when the message [Image 5] The image appears to be a scanned document, possibly a financial statement or a report. It contains text and numerical data organized in a table format. The visible text includes names, dates, and numerical figures. The document includes sections such as "Total fee," "Net income," "Total assets," and "Total liabilities." There are also references to "Equity," "Total equity," and "Total liabilities