A digitally tuned AM/FM radio

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NAVAL POSTGRADUATE SCHOOL 

Monterey, California 




THESIS 



A DIGITALLY TUNED AM/FM 


RADIO 


by 




Dogan Ozdemir 
and 

Nurettin Bal 




December 1980 




Thesis Advisor: 


G. A. Mvers 



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4. title Can^ 5u4«rr«) 

A Digitally Tuned AM/FM Radio 


5. TYPE OF REPORT k PERIOD COVERED 

Master's Thesis; 
December 1980 


«. PCAFOAMING OAG. REPORT NUMBER 


7. AUTMOnro 

Dogan Ozdemir 
Nurettin Bal 


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• . PEMrOMUINC OMOANIZATION NAME AND AOONCSS 

Naval Postgraduate School 
Monterey, California 93940 


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December 1980 


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If. <CV tiOROS (Comthnj* on torocoo oiko // n#c#«««rr by biocA m i6#rj 

Frequency Synthesizer 
Phase-Locked Loop (PLL) 

Electronic Prograrating 

Voltage Controlled Oscillator (VCO) 

20. asst A ACT fCanf/m*# on rovoroo oldm if noeooo^fT by kiock numk^) 

This report describes the design and operation of a 
relatively economical, single crystal, frequency synthesizer 
that generates the required local oscillator frequencies for 
commercial AM and FM broadcast receivers. Selection of a 
desired station is accomplished by electronic programming 
using pushbutton control. Fine tuning is not necessary. 
Receiver frequency drift is not significant because the local 



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oscillator frequency is crystal controlled. Low-cost medium- 
scale integrated circuits and a large-scale integrated 
circuit (LSI) are the building blocks of this synthesizer. 

Frequency synthesis techniques, elements of the system 
design and experimental results are also presented. 



UNCLASSIFIED 



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Approved for public release; distribution unlimited. 



A Digitally Tuned AM/FM Radio 
by 

Dogan Qzdemir 
Lieutenant, Turkish Navy 
B.S.E.E., Naval Postgraduate School, 1980 

and 

Nurettin Bal 

Lieutenant, Turkish Navy 
B.S.E.E., Naval Postgraduate School, 1980 



Submitted in partial fulfillment of the 
requirements for the degree of 



MASTER OF SCIENCE IN ELECTRICAL ENGINEERING 

from the 

NAVAL POSTGRADUATE SCHOOL 
December 1980 




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ABSTRACT 



This report describes the design and operation of a 
relatively economical, single crystal, frequency synthesizer 
that generates the required local oscillator frequencies for 
commercial AM and FM broadcast receivers. Selection of a 
desired station is accomplished by electronic programming 
using pushbutton control. Fine tuning is not necessary. 
Receiver frequency drift is not significant because the 
local oscillator frequency is crystal controlled. Low-cost 
medium-scale integrated circuits and a large-scale 
integrated circuit (LSI) are the building blocks of this 
synthesizer. 

Frequency synthesis techniques, elements of the system 
design and experimental results are also presented. 



4 



TABLE OF CONTENTS 



I. INTRODUCTION 12 

A. OBJECTIVE 12 

B. BACKGROUND 12 

C. SUMMARY OF THE RESULTS 14 

II. FREQUENCY SYNTHESIS 16 

A, FREQUENCY SYNTHESIS TECHNIQUES 16 

1. Incoherent Synthesis 16 

2. Coherent Direct Synthesis 16 

3 . Coherent Indirect Synthesis 17 

a. Analog phase-locked loop 

synthesis 18 

b. Digital phase-locked loop 

synthesis 18 

3. AM/FM RADIO FREQUENCY SYNTHESIZER 

REQUIREMENTS 21 

III. SYSTEM DESIGN 23 

A. CONSIDERATIONS LEADING TO A BLOCK 

DIAGRAM 23 

1. Reference Frequency 23 

2. Phase Detector 25 

3. Voltage Controlled Oscillator 25 

4. Lowpass Filter 26 

5. Programmable Divider 27 

B. SUBSYSTEM DESIGN 29 

1. Voltage Controlled Oscillator (VCO) - 29 



5 



a 



AM VCO 



30 



b. FM VCO 

2. Reference Oscillator, Phase 

Detector, Programmable Divider 

3. Prescaler 

4. Lowpass Filter 

5. Station Programming Circuit 

a. Selection Switches 

b. Switch Debouncing 

c. Encoder 

d. Shift Register and NAND Gate — 

e. Latches 

f. Programmable Read Only 

Memory (PROM) 

g. BCD/7-Segment Decoder/Drivers 

and Displays 

IV. SUMMARY OF OPERATION AND PERFORMANCE 

CHARACTERISTICS 

A. SYSTEM OPERATION 

3. EXPERIMENTAL RESULTS 

V. CONCLUSIONS 

APPENDIX A; DESIGN THEORY 

LIST OF REFERENCES 

BIBLIOGRAPHY 

INITIAL DISTRIBUTION LIST 



35 

38 

43 

43 

47 

47 

47 

48 

48 

50 

50 

53 

55 

55 

64 

75 

78 

84 

85 

86 



6 



LIST OF FIGURES 



Figure No. 

1. Analog Phase-Locked Loop Synthesis 19 

2. Digital Phase-Locked Loop Synthesis 20 

3. Evolution of the Digital AM/FM Frequency 

Synthesizer 24 

4. Schematic Diagram of the AM VCO 31 

5. The Transfer Characteristics of the AM VCO - 32 

6. Diode Capacitance versus Reverse Voltage 33 

7. Schematic Diagram of the FM VCO 36 

8. The Transfer Characteristics of the FM VCO - 37 

9. VCO Internal Noise 39 

10. Loop Response to the VCO Noise 39 

11. Block Diagram of the MM 55110 40 

12. Voltage-Phase Characteristic of the Phase 

Detector 42 

13. Divide-by-20 Prescaler Circuit 42 

14 . Normalized Transient Response of the Phase- 

Lag-Lead Filter 45 

15. Switch Debouncing Circuitry 49 

16. Timing Circuitry 49 

17. Timing Diagram for Circuitry of Fig. 16 51 

18. The Encoder and Latch Circuitry 52 

19. PROM Circuitry 54 

20 . Complete Block Diagram of the PLL 

Frequency Synthesizer 56 



7 



21. Schematic Diagram of the Synthesizer 

22. Schematic Diagram of the Programming 

Circuit 

23. Schematic Diagram of the Display Circuit 

24. Output of the Phase Detector at Lock 

25. Output of the AM VCO 

26. Output of the FM VCO 

27. Output of the MC 12012 shown in Fig. 13 

28. Output of the MC 3060 shown in Fig. 13 

29. Spectrum of the AM VCO Output 

30. Spectrum of the FM VCO Output 

31. The Breadboard System of the Synthesizer 

A1 . Basic Block Diagram of the Phase-Locked 

Loop 

A2. Phase-Lag-Lead Lowpass Filter 



57 

58 

59 

61 

62 

63 

65 

65 

72 

73 

76 

79 

80 



8 



LIST OF SYMBOLS 



IN 

f ^ 
out 

^ref 

Af 

AGO 

AM 

BCD 



T 

CMOS 

ECL 

FM 



Hex 

IC 



IF 



^0 

L 

LO 

LPF 

LSI 

M 



Programmable divider input frequency 

Synthesizer output frequency 

Reference frequency 

Total frequency variation 

Settling time 

Automatic gain control 

Amplitude modulation 

Binary coded decimal 

Input capacitance of the MC 1648 

Variable capacitance of the varactor diode 

Complementary metal-oxide semiconductor 

Emitter coupled logic 

Frequency modulation 

Hexadecimal 

Integrated circuit 

Intermediate frequency 

Gain constant of the phase detector 

Gain constant of the VCO 

Reference frequency division ratio 

Local oscillator 

Lowpass filter 

Large-scale integrated circuit 

Variable modulus of the programmable counter 



9 



MSB 

N 

P 

PD 

PLL 

RF 

PROM 

TTL 

^2 

vco 

c 



^e(t) 



Most significant bit 

Total division ratio 

Modulus of prescaler 

Phase detector 

Phase-Locked loop 

Radio frequency 

Programmable read only memory 

Transistor to transistor logic 

Filter coefficient of the lowpass filter 

Filter coefficient of the lowpass filter 

Voltage controlled oscillator 

Damping ratio 

Input frequency to the PLL 
Natural frequency 
Output frequency of the PLL 
Input phase angle to the PLL 
Error phase angle of the PLL 
Output phase angle of the PLL 



10 



ACKNOWLEDGEMENT 



The authors wish to express their sincere appreciation 
to Professor Glen A. Myers for his guidance and assistance. 



11 



I. 



INTRODUCTION 



A. OBJECTIVE 

Of interest is the design and construction of a frequency 
synthesizer for a commercial AM/FM radio, which uses inte- 
grated circuits to minimize size and cost and which provides 
the user with precise and versatile electronic programming 
of the desired station's frequency. 

B . BACKGROUND 

In conventional AM/FM radio receivers, it is necessary 
to turn a knob for station or channel tuning. This 
electromechanical system generates the appropriate frequency 
of a local oscillator by means of an inductance-capacitance 
oscillator. The problems involved in "knob- tuning" are; 

1. Accurate tuning depends on the user's hearing 
capability . 

2. The output of a continuously tunable local oscillator 
(LO) is subject to frequency drift which means occasional 
retuning may be necessary. 

Stable, rapid and accurate frequency selection is 
available today using frequency synthesizers. In general, 
all devices generating frequencies which are rational 
multiples (or nearly rational multiples , in the case of 
interpolation, etc.) of a' standard input frequency are 



12 



-rtjjg.l* ■ .' -.- 








called frequency synthesizers, irrespective of the actual 
frequency changing process involved. 

The frequency synthesizer is a tunable oscillator 
having exceptional qualities such as: 

1. Long-term stability equal to that of one or a few 
reference signals (which can be very stable) . 

2. Perfect resettability . 

3. An extremely large frequency range (decade 
synthesizers) . 

4. Incremental tuning independent of the value of the 
output frequency. 

Frequency synthesizers, therefore, function as oscil- 
lators and in many respects perform better than continuously 
tuned oscillators. An outstanding advantage of frequency 
synthesizers, in these times of automation, is their 
adaptability to remote and digital tuning and compatibility 
with computer control. 

Because they are able to generate a large number of 
frequencies in a broad frequency band with considerable 
precision, frequency synthesizers are used in many 
measuring applications (frequency comparison, phase 
measurement, etc.). And they form an indispensable part 
of the instrumentation in standard frequency and time 
laboratories . 

In ‘radio communications, the use of frequency synthe- 
sizers in transmitters is a well established technique. 



13 




I 



The introduction of digital synthesizers and integrated 
circuit (IC) technology in the mid-1960’s paved the way 
for their widespread use in receivers. With the present 
state of the art, use of a coininunications system in which 
all the carrier and heterodyning frequencies used in the 
transmitter and receiver are derived from primary (atomic) 
standard is conceivable. 

Today, many commercial television receivers have 
pushbutton tuning which is possible through use of a 
frequency synthesizer. 

C. SUMMARY OF THE RESULTS 

A frequency synthesizer having the following charac- 
teristics was designed, built and tested. 

(1) Tuning range: 955 kHz to 2055 kHz for AM 

77.4 MHz to 97.2 MHz for FM 

(2) Electronic tunable in 10 kHz steps (111 channels) 
for AM and 200 kHz steps (100 channels) for FM. 

(3) Frequency stability of + 30 Hz or 0.0042% for AM 
and of + 400 Hz or 0.00082% for FM. 

(4) Spurious outputs better than -30 db for AM and 
-48 db for FM. 

(5) Estimated volume of final package that contains 
five LSI's is 75 cm^ . 

(6) Estimated cost of the synthesizer in mass production 
is $30. 



14 



Results of this research clearly show that a PLL, in 
conjunction with a programmable divider, can be used as a 
frequency synthesizer and maintain frequency stability. 



15 



II. FREQUENCY SYNTHESIS 



A. FREQUENCY SYNTHESIS TECHNIQUES 

Frequency synthesis techniques can be identified as 
either 

1. Incoherent synthesis 

2. Coherent direct synthesis 

3. Coherent indirect synthesis 

1 . Incoherent Synthesis 

Incoherent synthesis utilizes essentially the 
method of successive heterodyning. The exact manner in 
which output frequencies are generated from input fre- 
quencies in incoherent synthesis varies depending on the 
application. Output frequency range, value of the smallest 
frequency increment, frequency stability and accuracy, 
level of the spurious outputs, size, cost and power 
consximption are factors governing the choice of design. 

The main goal of this technique, though, remains the same 
in all cases — to minimize the number of crystal and basic 
building blocks such as oscillators, mixers, and filters. 

2 . Coherent Direct Synthesis 

The main difference between incoherent and coherent 
synthesis is the number of frequency sources utilized in 
the process of frequency generation. In the incoherent 
synthesis approach there are numerous crystal-controlled 



16 



oscillators; in the coherent direct synthesis approach, 
only one reference source is used. Hence, the stability 
and accuracy of the output frequency in this method are 
the same as the stability and accuracy of the reference 
source . This feature makes coherent direct synthesis 
attractive. 

3 . Coherent Indirect Synthesis 

Coherent indirect synthesis utilizes the principle 
of feedback to generate frequencies in increments. The 
technique, known as phase-locking, differs from coherent 
direct synthesis in many respects. The system analysis 
of coherent indirect synthesis centers on an investigation 
of phase-locked loop (PLL) stability and acquisition. 
.Mixers, multipliers, dividers, and filters are used in 
synthesis, but so also are voltage-controlled oscillators 
(VCO's), programmable dividers, phase detectors and 
frequency discriminators. The main problem associated 
with coherent indirect synthesis techniques is dynamics 
of the feedback network (loop stability and acquisition) . 
By providing small-size, light-weight equipment that 
consumes little power, these techniques exhibit many 
advantages not offered by coherent direct synthesis. 
Coherent indirect synthesis techniques can be grouped as: 

a. Analog phase-locked loop synthesis 

b. Digital phase-locked loop synthesis 



17 



a. Analog phase-locked loop synthesis 

Fig. 1 is a block diagram of an analog PLL 

^2 

frequency synthesizer where the expression I 



m=x. 



describes an input signal with a high harmonic Content . 

The harmonics of the signal that are passed by the filter 
one at a time are through ^2^ref* rest of the 

harmonics suppressed by the filter are denoted as R. The 
frequency of the VCO, ^out' downconverted and compared 
to the reference frequency, When the difference 

between these two frequencies is small, the phase detector 
generates a slowly varying AC voltage, which is passed by 
the lowpass filter, and pulls the VCO into lock. Under 
locked condition, the output of the phase detector is a 
DC voltage whose amplitude and polarity are determined by 
the amount and direction of phase displacement between the 
reference and downconverted VCO signals. The lowpass 
filter (often a combination of a lowpass filter and lag- 
lead network) changes the amplitude and phase of individual 
signals passing through it as a function of the working 
frequency to achieve stable loop performance. 

b. Digital phase-locked loop synthesis 

A technique which is of considerable current 
interest is the digital phase-locked loop synthesis. The 
basic form of a digital PLL is shown in Fig. 2. The loop 
consists of a VCO, variable-ratio frequency divider, phase 
comparator, and lowpass filter. The VCO output is divided 



18 



GENERATOR 




04 r 
X X 

II II 

C2 S 



19 



Fig. 1. ANALOG PHASE-LOCKED LOOP SYNTHESIS 




DETECTOR 



<D 



•z 

II 

4J 

3 

0 



U 



o 

o 

> 







20 



Fig. 2. DIGITAL PHASE-LOCKED LOOP SYNTHESIS 



and compared with a stable reference. Error voltages 
derived from the phase comparator maintain the VCO on 
frequency. Frequency selection is accomplished by a 
channel selector (the control panel) , which varies the 
division ratio of the frequency divider. For locking to 
occur, 



f 



out 



N 



■ref 



( 2 . 1 ) 



where N is an integer. 

Eq. (2.1) indicates that the smallest frequency 
increment generated by the loop is equal to the reference 
frequency, The important characteristics offered 

by a digital PLL are small size and low DC power consump- 
tion. At low frequencies, when slow-speed integrated 
circuits are used, DC power drain is very small, making 
the digital synthesizer suitable for battery operation. 

B. AM/FM RADIO FREQUENCY SYNTHESIZER REQUIREMENTS 

The synthesizer of interest must generate the required 
local oscillator frequencies for AM and FM broadcast bands 
which are about 88 MHz apart. 

The AM broadcast band consists of channels 10 kHz wide 
starting at 500 kHz. Therefore, the carrier for the first 
channel is at 500 kHz, and the carrier for the last channel 
is at 1600 kHz. The- receiver local oscillator must 
generate frequencies separated by 455 kHz from the broadcast 



21 



frequencies to accommodate the receiver intermediate 
frequency (IF) amplifier. Therefore, the local oscillator 
frequencies required are 955 kHz to 2055 kHz with 10 kHz 
channel spacing. A list of all the required frequencies 
for all the stations in the AM broadcast band is a part 
of Table I in section IV. A. 

The FM broadcast band occupies 20 MHz between 88 MHz 
and 108 MHz. There are 100 channels which are spaced 
200 kHz apart. The carrier for the first channel is at 

88.1 MHz and the last carrier for the last channel is 
107.9 MHz. Again, to keep the IF frequency at 10.7 MHz, 
the local oscillator frequency should be 10.7 MHz from 
the carrier frequency. If the lower band is chosen, the 
local oscillator frequencies required are 77.4 MHz to 

97.2 MHz with 200 kHz channel spacing. A list of all the 
required frequencies for all the stations in the FM 
broadcast band is a part of Table II in section IV. A. 



22 



III. SYSTEM DESIGN 



A. CONSIDERATIONS LEADING TO A BLOCK DIAGRAM 

It is first necessary to choose the proper technique 
for the desired frequency synthesizer among the frequency 
synthesis techniques mentioned in Chapter I. Initially, 
the techniques which utilize a single reference source were 
considered, in order to rely on the stability and accuracy 
of a single crystal oscillator. Between the choices of 
direct synthesis and coherent indirect synthesis, both of 
which met initial requirement, the latter was chosen because 
of its advantages such as phase noise, switching speed, fre- 
quency increments, small size and light weight [Ref. 1]. 

Once the PLL technique is chosen, the question of having 
a single loop for both AM and FM bands arises. In that case, 
every part of the PLL loop shown in Fig. 3 is to function 
in the same way for AM and FM, under the constraint of 
operating in two different frequency bands which are about 
88 MHz apart. The problems associated with the frequency 
requirement are discussed in the following paragraphs for 
all the parts of the loop. 

1 . Reference Frequency 

As pointed out in section II.A.3.b of this report, 
in order for locking to occur. 



f 



out 



N 



’ref 



( 2 . 1 ) 



23 




(a) 




(b) 



Fig. 3. EVOLUTION OF THE DIGITAL AM/FM FREQUENCY SYNTHESIZER 



24 




which means that frequencies may be generated which are 
integer multiples of the reference frequency. Hence, the 
same reference frequency should be able to generate the 
AM and FM local oscillator frequencies. A 5 kHz frequency 
is the largest possible reference which will generate the 
AM local oscillator frequencies from 955 kHz to 2055 kHz 
with 10 kHz channel spacing and the FM local oscillator 
frequencies from 77.4 MHz to 97.2 MHz with 200 kHz channel 
spacing. This is so because 5 kHz is the least common integer 
factor of 955 kHz, 965 kHz ... 2055 kHz. 

2 . Phase Detector 

Phase comparison is accomplished at a reference 
frequency There are many reasons for making the phase 

detector frequency as large as possible. Phase noise, 
switching time, and spurious frequency modulation (FM) at 
f^g^ are among the most important considerations [Ref. 1] . 
Group loop currents, which present a problem below approxi- 
mately 5 kHz, are another reason for making large. 

In the design of this particular synthesizer, the 
largest possible reference frequency of 100 kHz for FM was 
lowered to the largest reference frequency of 5 kHz for AM 
to utilize the same phase detector as shown in Fig. 3b. 

3 . Voltage Controlled Oscillator (VCO) 

The most severe constraint on the single loop AM/ 

FM frequency synthesizer is the VCO due to its tuning range 
and linearity. If a single VCO were to be used in the loop, 
it would require linear operation over a 100 MHz tuning 



25 



range. Such a VCO would have a conversion gain of 10^ Hz/volt 
where 



K 



0 



Conversion Gain = ^and in the linear region 

Oontrol voltage range that provides 
the linear operation 



100 MHz 

10 V (Assumed) 



10^ Hz/volt 



This means that the control voltage step required between 
any two adjacent channels in AT4 would be 10 voltes which 
is very difficult to control. There are two ways to have 
different tuning ranges for each broadcast band — by elec- 
tronic switching of the elements of the VCO or by using two 
separate VCO's. It was decided to use two VCO ' s because 
of circuit simplicity and reliability of operation. The 
synthesizer involving two VCO's is shown in Fig. 3b. 

4 . Lowpass Filter 

The transient performance and the frequency response 
of the PLL is dependent upon the phase detector conversion 
gain K^, the VCO conversion gain Kq and the choice of the 
filter [Ref. 2]. As shown in Fig. 3b, there is one phase 
detector and there are two VCO's with different conversion 
gains (AM) , Kq(FM) . What happens in the performance of 
the loop with two separate ' s is that one of the two 
calc\ilations using each Kq gives poorer performance for the 
loop. The Kq which causes that performance is taken into 
account in determining the elements of the loop filter which 
are considered in section 3.4 of this chapter. 



26 



5 . Programmable Divider 



The required division ratios, to achieve the AM and 
FM local oscillator frequencies using a 5 kHz reference 
frequency, are given below: 

AM: Local oscillator frequencies = 955 kHz to 2055 kHz 
Division ratios = 191 to 411 

FM: Local oscillator frequencies = 77.4 MHz to 97.2 MHz 

Division ratios = 15,480 tO 19,940 

The maximum division ratio is less than 2^^. Using four 
four-bit programmable dividers, division by any integer up 
to 2^^ is possible. Hence, the desired division ratios are 
easy to implement, providing programmable frequency dividers 
are available at frequencies up to 100 MHz. Since this is 
not the case, then for FM it is necessary to down convert 
the signal between the FM VCO and programmable dividers. 

The approach to down conversion used here is prescaling of 
the FM VCO output frequency by a fixed high speed divider 
until the programmable divider range is reached. In this 
project, frequency division by P = 20 is used to keep the 
200 kHz channel spacing compatible with the 10 kHz AM channel 
spacing. The block diagram of the synthesizer design at this 
point is shown in Fig. 3c. 

6 . Construction and Operation 

The required reference frequency is 5 kHz. Since 
the crystal oscillator design is somewhat difficult and 
expensive at low frequencies, a high frequency crystal 



27 




(c) 




(d) 



Fig. 3. EVOLUTION OF THE DIGITAL AM/FM FREQUENCY SYNTHESIZER 



28 





oscillator followed by a divider circuit should be used. 

In order to generate the reference signal to be used in 
the phase detector, the output of the crystal oscillator 
is divided by L. 

The next step in the design of the PLL is selection 
of the specific IC's. After all of the available PLL inte- 
grated circuits were taken into consideration, only a large- 
scale integrated circuit (LSI) , which contained a reference 
oscillator, a reference frequency divider, a phase detector, 
and a programmable divider, was chosen because of its rela- 
tively small size and low cost. 

The design of the electronic programming part of 
the system is a straightforward digital process whereby a 
column of channel selection switches set by the operator 
controls the programmable divider. 

Design and circuit of each part of the system are 
given in the next section. 

B. SUBSYSTEM DESIGN 

In this section the design and performance of the sub- 
systems of the digitally tuned AM/FM radio synthesizer of 
Fig. 3d are presented. 

1. Voltage Controlled Oscillator (VCO) 

The MC 1648 is an emitter-coupled oscillator, con- 
structed on a single monolithic silicon chip. The oscillator 
requires an external parallel tank circuit consisting of 
an inductor (L) and capacitor (C) . 



29 



A varactor diode. Motorola MV 1404, is incorporated 
into the tank circuit to provide a voltage variable input 
for the oscillator. The connection of the varactor diode 
and other circuitry external to the MC 1648 differs for the 
AM VCO and FM VCO . 

a . AM VCO 

Fig. 4 is the schematic diagram, and Fig. 5 is 
the transfer characteristic of the AM VCO. The VCO is in- 
tended to operate from 955 kHz to 2055 kHz. The actual 
operating range has to be determined by considering the worst 
case transition from one frequency to another. In this de- 
sign, an acceptable frequency overshoot of 25% was chosen. 
This now places the AM frequency band for the LO in the 
range 716 kHz to 2568 kHz. 

The VCO design in the range of 716 kHz to 
2568 kHz starts with the resonant frequency formula [Ref. 3] 

f = — (3.1) 

2tt/LC 

In the VCO circuit of Fig. 4, the value of the 
tank circuit capacitance C is Cq + C^ where 

Cq = 6 pF, input capacitance of the MC 1648 and 

C = the varactor diode capacitance. 

T 

The value of C^ changes according to the voltage applied. 

Fig. 6 shows the variation of C^ with voltage. 



30 



+ 5V 




D : MV 1404 VARACTOR DIODE 

L : ADJUSTABLE RF COIL (200uH-400uH) 



Fig. 4. SCHEMATIC DIAGRAM OF THE AM VCO 



31 



2.2 



OUTPUT FREQUENCY (MHz ) 




* • ' ■ I ■ T ■ » ■ I. -■■■ I. I , I . , 

1,5 2.0 2,5 3.0 3.5 4.0 4.5 5.0 5.5 6.0 



Fig. 5. THE TRANSFER CHARACTERISTIC OF THE AM VCO 



32 





I 





Ct. capacitance (pf) 




10 2 ” 3 0 ") 7 '* 

Vr REVF'^^F ri tagt 



Fig. 6. DIODE CAPACITANCE VERSUS REVERSE VOLTAGE 



From Eq. (3.1), 



LC 



2 2 
47T^f^ 



where; 



716 kHz < f < 2568 kHz. 



Solution for LC gives 



3.841 (mH) (pF) 1 LC < 49.402 (,nH) (pF) . 

Picking L = 0.3 mH gives 



12.8 (pF) 1 C < 164.6 (pF) 



6.8 (pF) 1 1 158.6 (pF) 



The limits of the capacitance, C^, correspond to the reverse 
bias voltage of the MV 1404 from 1 volt to 7.5 volts which 
are found by means of the varactor diode's voltage-capaci- 
tance characteristic (Fig. 6) . To obtain a sine wave at 
the output, a resistor is added from the AGC circuit (pin 5) 
to ground (Fig. 4) . 

The conversion gain, K^, which is simply the 
slope of the transfer characteristic, can be calculated as 



K, 



2tt ( f^-f^) 



2tt(2-1) xlO 
6 - 1.6 



= 1,427,998 Rad/volt-sec. 



34 




■'i-ir* 




b. FM VCO 



The schematic diagram and the transfer character- 
istic of the FM VCO are shown in Fig. 7 and Fig. 8 respectively. 

The frequency range is the only difference in 
the design of the FM VCO from that of the AM VCO. The LO 
frequency range for FM is 58.05 MHz to 121.5 MHz when 25% 
overshoot values are included. From Eq. (3.1) 



LC 



4it 




where : 



58.05 MHz 1 f <. 121.5 MHz. 

Solution for LC gives 

I. 716 (yH) (pF) 1 LC < 7.516 (yH) (pF) 

Picking L = 0.1 yH gives 

17.16 (pF) 1 C < 75.16 (pF) 

II. 16 (pF) 1 1 69.16 (pF) 

From Fig. 6, it is necessary for the reverse bias voltage of 
the varactor diodes to vary from 3.1 volts to 7.5 volts in 
order to obtain C^ within the limits given above. To extend 
the useful frequency range of the device a 1 kohm resistor 
is added to the AGC circuit at pin 5 as in Fig. 7. 



35 



+ 5V 




D : MV 1404 VARACTOR DIODE 

L : MICRO METAL TOROIDAL CORE # T30-22 

5 TURNS OF NO. 20 COPPER WIRE 

Fig. 7. SCHEMATIC DIAGRAM OF THE FM VCO 



36 



96 

94 

92 

90 

38 

36 

34 

82 

30 

78 



OUTPUT FREQUENCY (MHz) 



(VOLTS) 



5.8 5.9 6.0 6.1 6.2 6.3 6.4 6.5 6.6 6.7 

Fig. 8. THE TRANSFER CHARACTERISTIC OF THE FM VCO 



37 



The conversion gain, , is calculated from 



Fig. 8 as: 



K 



0 




2tt (92-82) xio 
6.56-6.02 



6 



116.3x10^ Rad. /volt- sec. 



There is a variation of the output frequency 



due to internal noise of the MC 1648. The plot of this 
variation is given in Fig. 9. The analysis of the frequency 
response of the closed loop shows that the noise component 
in the VCO above the loop natural frequency, oj^, will pass 
unattenuated and those below will have the same degree of 
suppression as seen in Fig. 10. Therefore, the VCO internal 
noise must be considered when the loop natural frequency is 
chosen. 

2 . Reference Oscillator, Phase Detector, Programmable 

Divider 

The PLL frequency synthesizer used in this project 
is a monolithic metal gate CMOS integrated circuit identi- 
fied as MM 55110. Fig. 11 shows the circuit functions and 
pin connections. The device operates from a single power 
supply and contains an oscillator with feedback resistor, 
divider chian, a binary input programmable divider with con- 
trol logic for transmit mode [-|- (M+91) ] or receive mode 
[-f-M] and the necessary phase detector logic. (The device 
can be used in double IF or single IF systems.) 



38 



Af FRfcQatKlCY KMS (h/» 




1 0 '0 100 

f, opeaAxiwo FftjEQuencY, (mht) 



Fig. 9. VCO INTERNAL NOISE 




1-00 FpeauCNCY 



Fig. 10. LOOP RESPONSE TO THE VCO NOISE 



39 



5.12 10.24 

MHZ MHz FI1.TER FILTER <l>VCO 

OUT OUT FS IN OUT OUT 



Q 

a 

N N a u: 

=: a a u 

X M p: X o 




X 

X 

a 



40 



Fig. 11. BLOCK DIAGRAM OF THE MM 55110 



I 





The MM 55110 uses a 10.24 MHz quartz crystal to 
determine the reference frequency, and it has a selectable 
2^^ or 2^^ divider chain which gives either a 10 kHz or 
5 kHz reference frequency. The selection of reference fre- 
quency is made by use of the FS (Frequency Select) pin. 

Signal level at pin 2 in Fig. 11 may be 1 volt peak- 
to-peak. An internal amplifier adjusts the input signal 
level to that required by the programmable divider circuit. 
The divider circuit divides the input frequency by M £ 1023 
in the receive mode (M £ 1114 in the transmit mode) . Selec- 
tion of M and hence station selection is accomplished by 
mechanical switches or by external electronic programming 
of the programmable divider which is done in this project 
using a PROM (Programmable Read Only Memory) . 

Inputs to the programmable divider are binary sig- 
nals having a high level above 6 volts . Operational ampli- 
fiers were used to amplify the 4.3 volts high level voltage 
of the PROM outputs to the 7.5 volts high level voltage of 
the programmable divider inputs . 

The phase detector output voltage is inversely re- 
lated to the frequency of the input signal. This output 
has a high impedance state when in the lock mode. The Lock 
Detector output (LD) also goes to a high statae under lock 
condition. From the phase detector's voltage-phase charac- 
teristic shown as Fig. 12, the phase detector conversion 
gain K , is calculated as ; 



41 




Fig. 12. VOLTAGE-PHASE CHARACTERISTIC OF THE PHASE DETECTOR 




42 



7.19 - 0.29 
4tt 



0.549 volt/Rad. 



K 



~ \ 

4tt 



3 . Prescaler 

An ECL integrated circuit chip MC 12012 and a TTL 
integrated circuit chip MC 3060 (-^ 2 circuit) are used as 
a fixed, divide-by-20 prescaler to accomplish the down con- 
version of the FM VCO output to the range from 3.87 MHz to 
4.68 MHz. The MC 12012 alone could have been used as a 
fixed divide-by-10 prescaler, if the practical upper limit 
(7 MHz) of the working range of the programmable divider 
in the MM 55110 would have been close to its theoretical 
limit 10.23 MHz. The prescaler circuit is shown in Fig. 13. 

4 . Lowpass Filter 

As mentioned in Appendix A, the transfer function 
of the loop filter used in this project is 



F(S) 



ItST^ 
1 + ST^ 



(A-3) 



The loop transient response, whose psecif ications 
are settling time and maximum overshoot, determine the filter 
coefficient T^ and T 2 . Reasonable values for the transient 
response are assumed to be 

Maximum overshoot < 25% 

Settling time (t^) = 10 msec 

Formulas developed in Appendix A are used to calculate the 
filter elements R^^, R 2 and C: 



43 



^0 ^ N 



CNo.2 ■ 



(A-12) 



R = ^ N 

2 " 



(A-11) 



C = 



2 ? 



N 



''2% ^2V0 



(A-13) 



The values to be used in the above formulas are; 



Kq - 1,427,998 Rad/ volt-sec for the AM VCO 

g 

Kq = 116.3x10 Rad/volt-sec for the FM VCO 

= 0.549 Volt/Rad 

N = N =411 for the AM loop 

max ^ 

N = N = 19,440 for the FM loop 

max '■ 

C, are obtained from Fig. 14 using the response 

specifications . 



It is apparent that there are two different sets of 
values (Kq,N) to be used in the calculations of the filter 
element values which should be the same for both of the loops. 
The procedure uses filter element values calculated by 
choosing and N values for one loop. Then, these values 
are used to determine the transient response (settling time 
and maximum overshoot) of the other loop. A result is that 
the AM loop provides slower response with higher overshoot 



44 



Normalized Output Response 




Fig. 14. NORMALIZED TRANSIENT RESPONSE OF THE 
PHASE-LAG-LEAD FILTER 



45 



than the FM loop. Therefore, the worst-case design requires 

use of the AM VCO conversion gain and maximum division ratio. 

From Fig. 14 it is seen that a damping ratio C = 0.8 

will produce a peak overshoot less than 25% and will settle 

to within 5%atut =4.6 radians. Since the required 

ns 

settling time (t^)is 10 msec, then the natural frequency 

(u ) is 
n 

“ ^ d f, 

u = = 460 Rad/sec 

n t 0.01 

s 

With assumed = 10 kohm, solving Eqs . (A. 12) and (A. 13) 

for R^ and C gives 

R^ = 20.5 kohm 

C = 0.2954 F 

To check if the calculated filter elements above 
satisfy the transient response for the FM loop, we first 
solve Eqs. (A. 7) and (A. 8) for and c to obtain 

CO = 603 Rad/sec 

n 

5 = 0.983. 

Then, from Fig. 14, the 

Maximum overshoot = 18% 

Settling time (t^) = 7.63 msec. 



46 



Obviously , the initial requirements of the transient 
response are met also for the FM loop. 

5 • Station Programming Circuit 

As mentioned in the specifications of the MM 55110, 
selection of a channel can be accomplished by external 
electronic programming of the programmable divider. The 
main consideration in designing the programming circuitry 
is to obtain a fast and correct response from the channel 
selection switches with a division number provided at the 
inputs of the MM 55110. The station programming circuitry 
consists of six parts. 

a. Selection Switches 

Switches provide appropriate logic levels to 
IC's for the desired loop (AM and FM) and channel number. 

An array of ten pushbutton switches represents the decimal 
numbers 0 through 9. Selection of one channel from the 
100 possible channels in FM or 111 channels in AM is accom- 
plished by first resetting the channel to 000 with the push- 
button station reset switch, and then by pressing in sequence 
the pushbutton switches representing the digits of the de- 
sired 3 digit channel number. For example, to select station 
59, press switch labeled 0, then that labeled 5 and then the 
one labeled 9 . An AM/FM switch selects either the AM or the 
FM loop. 

b. Switch Debouncing 

Unpredictable outputs of the switches due to 
switch bouncing are avoided by using RS latches to debounce 



47 



the switches electronically. Each time a switch gets pressed, 
the debouncing circuit gives only one high-to-low pulse to 
the encoder. The RS latch debouncing circuit is shown in 
Fig. 15. 

c . Encoder 

The encoder transforms the decimal value of the 
channel selection switch to a four bit BCD number and passes 
the 3 decimal digit channel number through 3 latches where 
it is used as an address to the PROM. 

d. Shift Register and NAND Gate 

To select the 3 digit channel nxamber, the same 
channel selection switches and the ecnoder are used three 
consecutive times. After every digit, the output of the 
encoder is stored in a different latch to allow the next 
digit to be transferred to the encoder. Enabling only one 
latch at a time is accomplished by the shift register and 
the NAND gate. The NAND gate gets four inputs from the 
encoder and one input from the channel selection switch "0". 

Its output is the clock signal to the shift register. Also, 
serial data to the shift register is always "1". The shift 
register can be cleared by the station reset switch. The 
enable lines to the latches are taken from the first three 
outputs through inverters. Fig. 16 represents this circuitry. 
First, the shift register is cleared and that enables all 
the latches. . Secondly, whenever one of the channel selection 
switches is pressed, the NAND gate activates the shift register 



48 



+ 5V 



1 .IK 




Fig. 15. SWITCH DEBOUNCING CIRCUITRY 



TO THE ENABLES OF THE LATCHES 




reset switch 

Fig. 16. TIMING CIRCUITRY 



49 



so that the data "1" is applied to the shift register. 
Although the first decimal digit of a channel number is 
taken as data to all altches, as soon as the switch is 
released, the first latch retains the data while the others 
are returning to the decimal digit "0". The next time, the 
second and third latches take the second digit determined by 
the pressed switch, but only the second latch holds the data 
Finally, the third digit is received by only the third latch 
Latch enabling order and the system timing diagram are shown 
in Fig. 17. 

e. Latches 

Latches are used to hold the BCD value of each 
channel number digit until another channel is selected. 

The encoder and latch circuitry are shown in Fig. 18. 

f. Programmable Read Only Memory (PROM — 1024x8) 

The PROM serves as a Table Look-up, and it has 

the outputs of the latches as an address . It converts the 
channel number in BCD to the corresponding division number. 
The product of that number and the reference frequency is 
the AM output frequency corresponding to that particular 
channel number. In FM, the multiplication also includes the 
fixed modulus P which is 20. 

The channel numbers used for AM and FM are the 
same. With the use of the same reference frequency, the 
division numbers out of the PROM must be different for the 
AM and FM frequencies. That distinction is achieved by 



50 




Fig. 17. TIMING DIAGRAM FOR CIRCUITRY OF FIG. 16 



51 



vD 



CO 




CQ 

< 

2 

&3 



o: 

u 

8h 

M 

:s Eh 
cn H 
D 

W U 

Eh M 
U 

2 

O U 
^ 2 
&4 M 

a 



cn 

Eh 

D 

01 

2 



>• 

cci 

H 

D 

CJ 

0^ 

H 

CJ 

n: 

u 

Eh 

< 

Q 

3 

< 

a; 

w 

Q 

o 

u 

3 

w 



52 



Fig. 18. THE 



applying "1" for FM and "0" for AM to the most significant 
bit of the PROM address. That makes the first 512 addresses 
available to AMand the second 512 addresses to FM. The 
block diagram of the PROM (2708) is shown in Fig. 19. 

g. BCD/7 — Segment Decoder/Drivers and Displays 

There are three decoder /driver and display groups. 
They display the three digit channel number chosen by the 
channel selection switches. The first display group is 
designed in a way such that it can display either the digit 
zero or one, which is all that is needed for the first digit 
of the channel number. The second and third groups are 
capable of displaying the niombers 0 through 9. 



53 



TO THIi PROGRAMMABLE DIVIDER 



o 
0* o 

< m 



04 ^ 

o \ ^ 

r-l O 




CN 



tn 

w 

ac 

o 

w 

ac 

Eh 

S 

o 

Pu 

cn 

D 

04 

5 

H 



o s 

o: 04 
04 \ 

S ac 

Eh < U 
D 

0 » W M 
2 E :2 
H Eh cn 



>< 

CEJ 

Eh 

M 

D 

O 

»: 

H 

a 

:s 

o 

ce; 

04 



ON 



•H 

04 



54 



IV. SUMMARY OF OPERATION AND PERFORMANCE CHARACTERISTICS 



A. SYSTEM OPERATION 

In this section, the operation of the synthesizer is 
discussed. The subsystems are described in the preceding 
chapter. Fig. 20 is a block diagram of the complete fre- 
quency synthesizer with the programming circuit. Fig. 21 
and Fig. 22 are the complete schematic diagrams of the syn- 
thesizer and the programming circuit respectively. 

In operation, programming the desired output frequency 
is accomplished by setting the selection switches to the 
appropriate channel number. The channel number is read 
directly on the LED displays. Fig. 23 is a schematic dia- 
gram of the display circuit. The variable division ratio N 
is equal to .M for AM and equal to M.P for FM. 

The synthesizer loop oerates as follows. The phase 
detector compares the phase of the input signal with 

that of the VCO signal divider output. The output voltage 
of the phase detector, shwon in Fig. 24, passes through the 
loop filter, which suppresses the high frequency components, 
and then to the control element of the VCO which changes 
its frequency in such a way that the phase difference be- 
tween the input signal and the local oscillator output when 
frequency divided by N is reduced. The synthesizer output 
frequency is shown at various frequencies in Fig. 25 and 
Fig. 26. 



55 



o 




Fig. 20. COMPLETE BLOCK DIAGRAM OF THE PLL FREQUENCY 
SYNTHESIZER 



56 



mm Ni '^A A injino n? 




57 



Fig. 21. SCHEMATIC DIAGRAM OF THE SYNTHESIZER 




58 



22. SCHEMATIC DIAGRAM OF THE PROGRAMMING CIRCUIT 













■DH — |l' 






59 



Fig. 23. SCHEMATIC DIAGRAM OF THE DISPLAY CIRCUIT 



LIST OF COMPONENTS 



s 






: 5 


kfi 


s 






: 1 


kfi 


^3 






: 51 


kfl 








:500 




R. 

0 






:500 


n 


h 






: 10 


kn 


s 






: 20 


.5 kQ 


^8 


through 


R^7 


:500 


fi 


^18 


through 


^21 


: 2 


kfi 


^22 


through 


^25 


: 1 


kfi 


Ss 


through 


^29 


: 2 


kft 


^30 


through 


^33 


: 1 


kfi 


^34 






: 2 


kfi 


^35 






: 2 


kfi 


Se 






: 1 


kfi 


^37 






: 1 


kfi 


‘"^38 


through 


^57 


: 1 


. 1 kO. 


CO 

in 






; 1 


kfi 


‘^59 






: 1 


kQ 



: 0.001 liF 

: 0 . 1 ]iF 

: 4.7 uF 

; 0.001 UF 

: 0 J. yF 

Cg : 5 yF 

: 0.1 yF 

C„ : 0.001 yF 

o 

Cg : 0.1 yF 

So = pF 

: 0.3 yF 

: MV 1404 

: MV 1404 

: MV 1404 

: RF coil (200 yH - 400 yH) 

L_ : Micro Metal Toraidal 
^ Core #T30-22 

5 turns of #20 copper 
wire 



60 




Fig. 24. 



OUTPUT OF THE PHASE DETECTOR AT LOCK 

(Ch. Ill AM, Horizontal: 0.1 ms/div. , 

Vertical: 2 V/div.) 



61 





Channel 001 
Frequency = 
Horizontal ■ 
Vertical = 




Channel 055 
Frequency = 
Horizontal 
Vertical = 




Channel 110 
Frequency = 
Horizontal 
Vertical = 



Fig. 25. OUTPUT OF THE AM VCO 



955 kHz 
1 usec/div. 
.2 V/div. 



1495 kHz 
1 psec/div. 
.2 V/div. 



2055 kHz 
1 usec/div. 
.2 V/div. 



62 







^ A, 


T. 

■^> ■ 4. . .'H 




r 


■ - ■¥ 

- 




• 






• 






M V 


V >, V 


V 






f 



I I I i i ' \ I I r 



Channel 001 
Frequency = 77 
Horizontal = 0 
Vertical = 0.5 




Channel 050 
Frequency = 87 
Horizontal = 0 
Vertical = 0.5 




T \ ♦ I I I I <■ I 



Channel 100 
Frequency = 97 
Horizontal = 0 
Vertical = 0.5 



Fig. 26, OUTPUT OF THE FM VCO 



4 MHz 

01 usec/div 
V/div. 



2 MHz 

01 psec/div 
V/div. 



2 MHz 

01 psec/div 
V/div. 



63 






The FM VCO signal at is divided by a fixed modulus 

P and downconverted before it is applied to the variable- 
ratio divider. This operation is shown in Fig. 27 and Fig. 28. 

AM and FM station local oscillator (LO) frequencies are 
given in Table I and Table II respectively. 

B . EXPERIMENTAL RESULTS 

The performance characteristics of the digital phase- 
locked loop frequency synthesizer are summarized in Table III. 

As shown in the output frequency section of Table III, 
the output frequencies are off of the desired frequencies 
in proportion to the accuracy of the center frequency of the 
reference. However, that much difference does not cause 
any problem in the IF amplifier bandwidths of 10 kHz for 
AM and 200 kHz for FM. Stability of the output was deter- 
mined only in short time intervals (less than two hours) , and 
was found to be r30 Hz for AM and ±400 Hz for FM for the 
breadboard circuit. 

The second harmonic of the AM output frequency is 30 db 
down from the fundamental as seen in Fig. 29. The presence 
of this second harmonic can result in the reception of un- 
desired strong stations especially in the first eight 
channels (up to 1025 kHz) . In conventional AM radio re- 
ceivers, a radio frequency filter precedes the mixer. The 
filter center frequency is shifted as the receiver is tuned 
in order to avoid reception of "image" stations. Such radio 
frequency filtering will also suppress reception of unintentional 



64 




Channel 001 FM 
Frequency = 7.74 MHz 
Horizontal = 0.1 ysec/div 
Vertical = 1 V/div. 



Fig. 27. OUTPUT OF THE MC 12012 SHOWN IN FIG. 13 




Fig. 28. OUTPUT OF THE MC 3060 SHOWN IN FIG. 13. 



65 





_A 

0 

1 

2 

3 

4 

5 

6 

7 

8 

9 

10 

11 

12 

13 

14 

15 

16 

17 

18 

19 

20 

21 

22 

23 

24 

25 



D_ 

120 5 

1215 

1225 

1235 

1245 

1255 

1265 

1275 

1285 

1295 

1305 

1315 

1325 

1335 

1345 

1355 

1365 

1375 

1385 

1395 

1405 

1415 

1425 

1435 

1445 

1455 



TABLE I 



AM STATION LO FREQUENCY GENERATION 



Table Contents : 

A. Channel Number 
3 . Address to the PROM (Hex) 

C. Memory Content (Hex) 

D. Output Frequency ()<Hz) 



B 


C 


D 


A 


B 


C 


000 


CF 


2075 


26 


026 


78 


001 


5F 


955 


27 


027 


79 


002 


60 


965 


28 


028 


7A 


003 


61 


975 


29 


029 


7B 


004 


62 


985 


30 


030 


7C 


005 


63 


995 


31 


031 


7D 


006 


64 


1005 


32 


0 32 


7E 


007 


65 


1015 


33 


033 


7F 


008 


66 


1025 


34 


034 


80 


009 


67 


1035 


35 


035 


81 


010 


68 


1045 


36 


036 


82 


Oil 


69 


1055 


37 


037 


83 


012 


6A 


1065 


38 


038 


84 


013 


6B 


1075 


39 


0 39 


85 


014 


6C 


1085 


40 


040 


86 


015 


6D 


1095 


41 


041 


87 


016 


6E 


1105 


42 


042 


88 


017 


6F 


1115 


43 


043 


89 


018 


70 


1125 


44 


044 


8A 


019 


71 


1135 


45 


045 


8B 


020 


72 


1145 


46 


046 


8C 


021 


73 


1155 


47 


047 


8D 


022 


74 


1165 


48 


048 


8E 


023 


75 


1175 


49 


049 


8F 


024 


76 


1185 


50 


050 


90 


025 


77 


1195 


51 


051 


91 



66 



A 

52 

53 

54 

55 

56 

57 

58 

59 

60 

61 

62 

63 

64 

65 

66 

67 

68 

69 

70 

71 

72 

73 

74 

75 

76 

77 



TABLE KCont.) 



B 


C 


D 


A 


B 


C 


D 


052 


92 


1465 


78 


078 


AC 


1725 


053 


93 


1475 


79 


079 


AD 


1735 


054 


94 


1485 


80 


080 


AE 


1745 


055 


95 


1495 


81 


081 


AT 


1755 


056 


96 


1505 


82 


082 


BO 


1765 


057 


97 


1515 


83 


083 


B1 


1775 


058 


98 


1525 


84 


084 


B2 


1785 


059 


99 


1535 


85 


085 


B3 


1795 


060 


9A 


1545 


86 


086 


B4 


1805 


061 


9B 


1555 


87 


087 


B5 


1815 


062 


9C 


1565 


88 


088 


B6 


1825 


063 


9D 


1575 


89 


089 


B7 


1835 


064 


9E 


1585 


90 


090 


B8 


1845 


065 


9F 


1595 


91 


091 


B9 


1855 


066 


AO 


1606 


92 


09 2 


BA 


1865 


067 


A1 


1615 


93 


093 


BB 


1875 


068 


A2 


1626 


94 


094 


BC 


1885 


069 


A3 


1635 


9 5 


09 5 


BD 


1895 


070 


A4 


1645 


96 


096 


BE 


1905 


071 


A5 


1655 


97 


097 


BE 


1915 


072 


A6 


1665 


98 


098 


CO 


1925 


073 


A7 


1675 


99 


09 9 


Cl 


1935 


074 


A8 


1685 


100 


100 


C2 


1945 


075 


A9 


1695 


101 


101 


C3 


19 55 


076 


AA 


1705 


102 


102 


C4 


19 6 5 


077 


AB 


1715 


103 


103 


C5 


1975 








104 


104 


C6 


1985 








105 


105 


C7 


1995 








106 


106 


C8 


2005 








107 


107 


C9 


2015 








108 


108 


CA 


2025 








109 


109 


CB 


2035 








110 


110 


CC 


2045 








111 


111 


CD 


2055 



67 



_A 

0 

1 

2 

3 

4 

5 

6 

7 

9 

9 

10 

11 

12 

13 

14 

15 

16 

17 

10 

19 

20 

21 

22 

23 

24 



TABLE II 



FM STATION LO FREQUENCY GENERATION 
Table Contents: 



A 

B 

C 

D 

B 


Channel Number 

Address to the PROM (Hex) 

Memory Content (Hex) 

Output Frequency (MHz) 

CD A B 


C 


D 


200 


82 


77.2 




25 


225 


9B 


82. 


. 2 


201 


83 


77.4 




26 


226 


9C 


82. 


. 4 


202 


84 


77.6 




27 


227 


9D 


82. 


. 6 


203 


85 


77.8 




28 


228 


9E 


82 . 


.8 


204 


86 


78.0 




29 


229 


9F 


83, 


.0 


205 


87 


78.2 




30 


230 


AO 


83, 


. 2 


206 


88 


78.4 




31 


231 


A1 


83. 


. 4 


207 


89 


78.6 




32 


232 


A2 


83. 


. 6 


208 


8A 


78.8 




33 


233 


A3 


83. 


.8 


209 


8B 


79 .0 




34 


234 


A4 


84, 


.0 


210 


8C 


79.2 




35 


235 


A5 


84 , 


. 2 


211 


8D 


79.4 




36 


236 


A6 


84. 


. 4 


212 


8E 


79.6 




37 


237 


A7 


84 . 


.6 


213 


8F 


79.8 




38 


238 


A8 


84 , 


.8 


214 


90 


80.0 




39 


239 


A9 


85, 


.0 


215 


91 


80.2 




40 


240 


AA 


85. 


, 2 


216 


92 


80.4 




41 


241 


AB 


85. 


. 4 


217 


93 


80.6 




42 


242 


AC 


85. 


,6 


218 


94 


80.8 




43 


243 


AD 


85. 


.8 


219 


95 


81.0 




44 


244 


AE 


86. 


,0 


220 


96 


81.2 




45 


245 


AF 


86. 


,2 


221 


97 


81.4 




46 


246 


BO 


86. 


,4 


222 


98 


81.6 




47 


247 


B1 


86. 


.6 


223 


99 


81.8 




48 


248 


B2 


86 , 


.8 


224 


9A 


82.0 




49 


249 


B3 


87, 


.0 



68 



A 

50 

51 

52 

53 

54 

55 

56 

57 

58 

59 

60 

61 

62 

63 

64 

65 

66 

67 

68 

69 

70 

71 

72 

73 

74 

75 



TABLE II (Cont.) 



B 


C 


D 


A 


B 


C 


D 


250 


B4 


87.2 


76 


276 


CE 


92.4 


251 


B5 


87.4 


77 


277 


CF 


92.6 


252 


B6 


87.6 


78 


278 


.DO 


92 . 8 


253 


B7 


87.8 


79 


279 


D1 


93.0 


254 


B8 


88.0 


80 


280 


D2 


93.2 


255 


B9 


88.2 


81 


281 


D3 


93.4 


256 


BA 


88.4 


82 


282 


D4 


93.6 


257 


BB 


88.6 


83 


283 


D5 


93.8 


258 


BC 


88 . 8 


84 


284 


D6 


94.0 


259 


BD 


89.0 


85 


285 


D7 


94.2 


260 


BE 


89 . 2 


86 


286 


D8 


94.4 


261 


BF 


89.4 


87 


287 


D9 


94.6 


262 


CO 


89.6 


88 


288 


DA 


94.8 


263 


Cl 


89.8 


89 


289 


DB 


95.0 


264 


C2 


90.0 


90 


290 


DC 


95.2 


26 5 


C3 


90.2 


91 


291 


DD 


95.4 


266 


C4 


90.4 


92 


292 


DE 


95.6 


267 


C5 


90.6 


93 


293 


DF 


95.8 


268 


C6 


90.8 


94 


294 


EO 


96.0 


269 


C7 


91.0 


95 


295 


El 


96 . 2 


270 


C8 


91.2 


96 


29 6 


E2 


96.4 


271 


C9 


91.4 


97 


297 


E3 


96.6 


272 


CA 


91.6 


98 


298 


E4 


96.8 


273 


CB 


91.8 


99 


299 


E5 


97.0 


274 


CC 


92.0 


100 


300 


E6 


97.2 


275 


CD 


92.2 











69 



TABLE III 



CHARACTERISTICS OF THE SYNTHESIZER 



Characteristics 



Remarks 



1 . Frequency Range ; 

955 kHz to 2055 kHz (AM) 
77.4 MHz to 97.2 MHz (FM) 



1. Tunable in 10 kHz steps in 
AM and 200 kHz steps in 
FM. 



2. Frequency Selection: 
Electronically tuned 



3. Output Waveform: 
Sine wave 



4. Reference Frequency: 

f , = 5.00011 kHz 
ref 



2. The synthesizer is tuned 
by an electronic pro- 
gramming circuit actuated 
by pushbutton switches. 

3. Output voltage (AM)^ 0.8 
volts peak-to-peak 
(Fig. 25) . Output 
voltage (FM)^ 1.5 volts 
peak-to-peak (Fig. 26) . 

4 . Center frequency of the 
crystal oscillator is 
10.240255 MHz (measured). 
The crystal temperature 
coefficient is 10 ^ 
parts/°C . 



5. Output Frequency: 

Ch.OOl (AM) = 955.321 >Hz ± 20 Hz 
Ch.055 (AM) = 1495.032 kHz ± 30 Hz 
Ch.in (AM) = 2055.045 kHz ± 25 Hz 

Ch.OOl (EM) = 77.40169 MHz ± 300 Hz 

Ch.050 (FM) = 87.20197 MHz ± 350 Hz 

Ch.lOO (EM) = 97.20214 MHz ± 400 Hz 



5. 



The AM output frequency 
is given by: 



f ^ = N X f 

out ref 



= M X 5 . 0011 kHz 



The FM output frequency 
is given by: 



f ^ = N X f 

out ref 



= M X p X f 



ref 



= M X 20 X 5.00011 kHz 



70 



TABLE III (Cont.) 



6. Short Term Stability: 
Ch.OOl (AM) = 0.0042% 
Ch.055 (AM) = 0.0040% 
Ch.11,1 (AM) = 0.0024% 
Ch.OOl (FM) = 0.00077% 
Ch.050 (FM) = 0.00080% 
Ch.lOO (FM) = 0.00082% 

7. Power Requirements: 

Vcl = +5 volts 

Vc2 = +8 volts 
Vc3 = +5 volts 
Vc4 = -5 volts 
Vc5 = +12 volts 



6. The short term stability 

is given by: ^ 

of output frequency where 
Af is defined as total 
variation of the output 
frequency 

7. See Fig. 21, Fig. 22 
and Fig. 23. 



8 . 



Spurious Level: 



Ch.OOl (AM) = -30 db 

Ch.055 (AM) = -30 db 

Ch.lll (AM) = -38 db 

Ch.OOl (FM) = -48 db 

Ch.50 (FM) = -45 db 
Ch.lOO (FM) = -46 db 



(second harmonic) 

(second harmonic) 

(second harmonic) 

(3.87 MHz off of the f , ) 

out 

4.36 MHz off of the f J 

out 

(4.86 MHz off Of the f ^) 
. out 



Photographs of the output spectrum at various channels 
are shown in Fig. 29 and Fig. 30. They are taken from a 
Hewlett Packard Spectrum Analyzer model 141A with plug-in 
units 8553 B RF section, 8552 A IF section, and 141S 
display section. 



71 




r I f I * 1 T f 



Channel 001 
Frequency = 955 kHz 
Scan Width = 0.5 MHz/div 
Bandwidth = 100 kHz 
Vertical = 10 db/div. 




Channel 055 
Frequency = 1495 kHz 
Scan Width = 0.5 MHz/div 
Bandwidth = 100 kHz 
Vertical = 10 db/div. 




1 4 I I < 1 J 



Channel 110 
Frequency = 2055 kHz 
Scan Width = 0.5 MHz/div 
Bandwidth = 100 kHz 
Vertical = 10 db/div. 



Fig. 29. SPECTRUM OF THE AM VCO OUTPUT 



72 







Channel 001 
Frequency = 77.4 MHz 
Scan Width = 2 MHz/div 
Bandwidth = 300 kHz 
Vertical = 10 db/div. 




Channel 050 
Frequency = 87.2 MHz 
Scan Width = 2 MHz/div 
Bandwidth = 300 kHz 
Vertical = 10 db/div. 




Channel 100 
Frequency = 97.2 MHz 
Scan Width = 2 MHZ/div 
Bandwidth = 300 kHz 
Vertical = 10 db/div. 



Fig. 30. SPECTRUM OF THE FM VCO 



73 





stations caused by the second harmonic of the frequency 
synthesizer output. 

In conventional AM radio receivers, to shift the center 
frequency of the radio frequency (RF) filter, the capaci- 
tance of the filter is varied by turning the shaft of the 
tuning knob. In the receiver which utilizes a PLL frequency 
synthesizer, the voltage out of the phase detector can 
replace the tuning knob to provide a control voltage to 
vary the capacitance or resistance of a radio frequency 
filter . 



74 



V. CONCLUSIONS 



The proposed design of the system was successfully 
implemented. Individual blocks of the system were designed 
and built on a breadboard. The AM and FM synthesizer 
operated as intended. A picture of the breadboard system 
is shown in Fig. 31. 

The use of integrated circuits is important. These IC 
chips provide for system portability due to their small 
sizes and power requirements . The circuit power can be 
supplied by batteries. The ruggedness of IC's reduces 
susceptibility to damage, and their low cost keeps the 
overall system price low. The VCO ' s have exceptional 
stability, and the digital PLL provides a means of frequency 
synthesis with a higher degree of stability than can be 
obtained with the use of some other frequency synthesizers. 

It was found that using an LSI chip was very useful, 
because the reference frequency divider and the programmable 
divider in the MM 55110 did not introduce phase noise into 
the loop because they are contained in a shielded package. 

The spurious outputs at the FM VCO output are caused 
by interference from the output of the MC 3060 -7 2 IC. 

This interference can be reduced with shielding. Overall, 
the fabrication of this synthesizer should have the following 
features : 



75 




Fig. 31. THE BREADBOARD SYSTEM OF THE SYNTHESIZER 



76 



(1) Shielding of internal circuits to prevent inter- 
ference with other circuits and to prevent energy leakage 
to the outside environment. 

(2) Isolation of various circuit stages to prevent 
undesirable feedback and coupling. 

(3) Power line filtering to attenuate propagation of 
RF signals . 

(4) Using a separate ground bus for digital and analog 
circuits . 

(5) Well regulated power supplies with filtering 
to remove AC signals from the power bus. 



77 



APPENDIX A 



DESIGN THEORY 



Basically, a digital frequency synthesizer is a frequency 
source whose output is an integer multiple of an input 
reference frequency. A phase- locked loop (PLL) circuit 
provides stable operation. The basic components of a phase- 
locked loop frequency synthesizer, shown schematically in 
Fig. Al, are the voltage controlled oscillator (VCO) , phase 
detector (PD) , lowpass filter and programmable divider. 

In Fig. Al, 

= Conversion gain of the phase detector (Volts/Rad. ) 
Kq = Conversion gain of the VCO (Rad./Volts-sec) 

= Input signal frequency (Rad. /sec) 

*^(S) = Input signal phase (Radians) 

<5^(S) = Error signal phase (Radians) 

= Output signal frequency (Rad. /sec) 

4>^(S) = Output signal phase (Radians) 

F(S) = Transfer function of the loop filter 

The transfer function of the system shown in Fig. Al 



IS 




H(S) 



S + F(S) 



KoKdF(S) 



(A-1) 



78 



PHASE 

DETECTOEI LOOP FILTER VCO 



^ hn -H 




a. 

o 

o 

Q 

w 

u 

0 

1 

w 

c/3 

< 

pr{ 

o. 

? 

[I4 

O 



CD 

<C 

M 

Q 

u 

O 

h-:} 

CQ 

U 



CO 

< 

a 



< 

t 

•H 

C14 



79 



Further, 




1 - H(S) 



S + K^KqF(S) [i-D 



(A- 2) 




Before proceeding further, it is necessary to specify 
the loop filter F(S) . Its task is to attenuate fast changes 
in phase error due to noise in the input signal; it also 
helps to smooth out the high-frequency components of the 
phase detector output and feeds DC control voltage into VCO. 
A high degree of attenuation on high frequency components is 
possible by making the lowpass filter bandwidth narrow. The 
narrow bandwidth also reduces the noise fed into the VCO, 
resulting in a good spectral purity at the VCO output. 
However, if the bandwidth becomes too small, the loop will 
not be able to acquire lock. A trade-off should be done to 
satisfy these conditions. In this project a phase-lag-lead 
filter was used, as shown in Fig. A2 , 



A/VV 




c 



Fig. A2. PHASE-LAG-LEAD LOWPASS FILTER 



80 



The transfer function of this filter is: 



F(S) 



l+STj 

1 + ST, 



where 



(A- 3) 



Ti = C(R^ + R^) (A-4) 

= CR^ (A- 5) 



When substituting in Eq. (A-1) , the loop transfer function 
becomes 



K-K. 

(ST^ + 1) 



H(S) 



9 1 Vn 

-I — ^ r 1 + ^ ^ T 1 s + ^ ^ 

^ N ^2 ^ NT^ 



(A- 6) 



Because the highest power of S in the denominator of the 

transfer function is two, the loop is a second-order loop. 

In this transfer function K, and K_ are fixed numbers asso- 

d 0 

ciated with the phase detector and VCO, and N is variable 

between N . and N determined by the desired output fre- 

quency. The system characteristics then will be determined 

by the filter coefficients T, and T_ as usual. Both co , 

natural frequency, and Q, dampling factor, are particularly 

important in determining the transient response and stability . 

Comparing the denominator of the transfer function with the 

normalized standard second-order characteristic equation, 

2 2 

S + 2?w S + oo , cj and Q can be found in terms of system 
n n n 

variables as: 



81 



(A- 7) 



= /K-K./NT, (Rad. /sec) 

n a U 1 

? - i/N/T^K^K^U+T^ ^^1 (A-8) 



From Eq. (A- 7) and Eq. (A-8) , and T 2 are found to 



oe ; 



Vo 

N 0 ? 
n 



(A- 9) 



= ^ - 



2> 

u 



N 



n 



^d^O 



(A-10) 



In transient response, the desired overshoot and the 
settling time between channels determine the damping ratio 
and natural frequency respectively. Type two second-order 
step response curves (Fig. 14) are used to specify and 
;; . Each response is plotted as a function of normalized 
time oj t. Once oj and ; are found, synthesis of the filter 
is relatively straight-forward. Since = C(Rj^ + R 2 ) and 
= CR 2 from Eqs . (A-9) and (A-10) , actual capacitor and 

resistor values may be computed as: 



R 



R 



C 



2 



1 



2C 



N 



Coo CK,K_ 
n d 0 



^d^O N _ 2c 

2 CK .K,, Coj 
CNoj d 0 n 

n 



N 



R_0J R-KjK,, 

2 n 2 d 0 



(A-11) 

(A-12) 

(A-13) 



82 



must be used, since it 



In these equations, N = N 

^ max 

represents the worst case (Maximum overshoot occurs at 



N which is minimum loop gain) . 
max ^ ^ 



83 



s. 



LIST OF REFERENCES 



1. Manassewitsch , V., Frequency Synthesizer Theory and 
Design , Wiley, 1976. 

2. Signetics Corporation, Analog Applications Manual , 
Uniplar . 

3. Motorola Semiconductor, Epicap Tuning Diode Theory 
and Applications, Technical Information Note AN. 178 A. 



84 



BIBLIOGRAPHY 



Berlin, H.M., Design of Phase-Locked Loop Circuits with 
Experiments , Sams, 1978. 

Gorski, Popiel, J., Frequency Synthesis; Techniques and 
Applications , IEEE, 1975. 

Kroupa, V.F., Frequency Synthesis , Wiley, 1973. 

Manassewitsch, V. , Frequency Synthesizer Theory and Design 
Wiley, 1976. 

Motoryla Semiconductor, Epicap Tuning Diode Theory and 
Applications , Technical Information Note AN. 178 A. 

Motorola Semiconductor, MC 12012 Data Sheet . 

Motorola Semiconductor, MC 1648 Data Sheet . 

National Semiconductor, MM 55110 Data Sheet . 

Signetics Corporation, Analog Applications Manual , Uniplar 



85 



INITIAL DISTRIBUTION LIST 

No. Copies 

1. Defense Technical Information Center 2 

Cameron Station 

Alexandria, Virginia 22314 

2. Library, Code 0142 2 

Naval Postgraduate School 

Monterey, California 93940 

3. Department Chairman, Code 52 2 

Department of Electrical Engineering 

Naval Postgraduate School 
Monterey, California 93940 

4. Assoc. Professor G.A. Myers, Code 62Mv 10 

Department of Electrical Engineering 

Naval Postgraduate School 
Monterey, California 93940 

5. Assoc. Professor G.D. Ewing, Code 62Ew 1 

Department of Electrical Engineering 

Naval Postgraduate School 
Monterey, California 93940 

6. Deniz Yuzbasi Nurettin Bal 1 

Oyak Sitesi Blok; 36/8 

Yenilevent - Istanbul - TURKEY 

7. Deniz Yuzbasi Dogan Ozdemir 2 

Dr. Fazil Gokceoren Sok. Lale Apt. 

No: 20/7 

Gdztepe, Istanbul, TURKEY 

8. Deniz Kuvvetleri Komutanlugi 2 

Egitim Dairesi 

Ankara, TURKEY 

9. Istanbul Teknik Universitesi 1 

Elektrik Fakiiltesi 

Gumiissuyu, Istanbul, TURKEY 

10. Bogazici Universitesi 1 

P. K. 2 Bebek, Istanbul, TURKEY 

11. Orta Dogu Teknik Universitesi 1 

Ankara, TURKEY 



86 






IS as as a^4 
.^sasasal^ 
■~*ifsasasasa' 
' sasasasasi. 
.#asasasasa 
t*isasa-i|+ 



I 






f ■ 

■k 

w »■ 



s' ■' 







Thesis 

09955 Ozdemir 

c.l A digitally tuned 

AM/FM radio. 




191196 



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