125742 S1 M5 5351 c4591001 interim mth6 discontinued patients

Pfizer Documents (PHMPT/FDA)

Pfizer Bla Submission

Pfizer 16 Plus Documents

232

Document text

16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
16-55 C4591001 
1001 
10011125  1 37 09SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Withdrew consent and decided not to continue in 
study.  
    1 37 09SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  patient withdrew consent  
  C4591001 
1003 
10031140    
04AUG2020  FOLLOW -UP PROTOCOL DEVIATION  Randomized in error.  
  C4591001 
1003 
10031143    
04AUG2020  FOLLOW -UP PROTOCOL DEVIATION  Randomized in error.  
  C4591001 
1005 
10051238  2 65 06JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WAS UNBLINDED AND FOUND OUT 
HE RECEIVED PLACEBO. HE DECIDED TO 
WITHDRAW  
  C4591001 
1005 
10051308  1 1 19OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  busy work schedule  
    1 1 19OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  busy work schedule  
  C4591001 
1005 
10051341  1 2 22OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject tested COVID positive between visits 1 and 2  
  C4591001 
1005 
10051381    
28OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject decided to withdraw consent after 
randomized in IVRS but before given vaccine  
  C4591001 
1005 
10051407  2 16 18DEC2020  VACCINATION  OTHER  subject proceeded to open label prior to V3 in the 
blinded Rx phase  
  C4591001 
1006 
10061078  2 128 15JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Non-study COVID -19 Vaccine  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 1
FDA-CBER-2021-5683-0224790
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1006 
10061109  2 148 08FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Received non -study covid -19 vaccine  
  C4591001 
1006 
10061148  2 93 31DEC2020  FOLLOW -UP WIT HDRAWAL BY 
SUBJECT  withdrew consent to participate in a different 
research study  
  C4591001 
1006 
10061161  2 91 15JAN2021  REPEAT 
SCREENING 1  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Participant is pregnant  
  C4591001 
1006 
10061174  2 113 22FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Inclusion 2  
  C4591001 
1007 
10071108  2 29 24SEP2020  VACCINATION  PROTOCOL DEVIATION  Missed visit 3  
  C4591001 
1007 
10071110  2 155 25JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071179  2 29 01OCT2020  VACCINATION  PROTOCOL DEVIATION  unable to contact subject  
  C4591001 
1007 
10071186  2 182 03MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071212  2 117 02JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071218  2 120 06JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Receip t of non -study COVID vaccine prior to study 
end 
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 2
FDA-CBER-2021-5683-0224791
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1007 
10071225  2 134 19JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071243  2 120 06JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071250  2 174 08MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071266  2 106 30DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071269  2 114 07JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071276  2 105 30DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071286  2 112 06JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071295  2 155 17FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071339  2 100 10FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071380  2 58 06JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 3
FDA-CBER-2021-5683-0224792
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1007 
10071387  2 58 07JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1007 
10071407  1 15 05NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion # 5; Subject has diagnosis of COVID -19 
with positive PCR and symptoms  
  C4591001 
1007 
10071556  2 29 26JAN2021  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion #12; received COVID vaccine outside of 
study 
    2 29 26JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Receipt of non -study COVID vaccine prior to study 
end 
  C4591001 
1008 
10081480  2 115 04FEB2021  FOLLOW -UP LOST TO FOLLOW -UP site unable to make contact with subject despite 
numerous attempts  
  C4591001 
1008 
10081698  2 69 25JAN2021  VACCINATION  LOST TO FOLLOW -UP subject missed V3, no return calls/contact to date 
despite numerous attempts per site  
    2 69 25JAN2021  FOLLOW -UP LOST TO FOLLOW -UP subject missed V3, no return calls/contact to date 
despite numerous attempts per site  
  C4591001 
1008 
10081721  1 13 10NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject tested positive for COVID 19  
  C4591001 
1009 
10091133  2 111 06JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Previously received COVID -19 vaccination on 
1/5/2021  
  C4591001 
1009 
10091185  2 137 22FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Vaccinated outside research study with COVID -19 
Vaccine 
  C4591001 
1009 
10091211  1 19 03NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject tested positive for COVID -19 
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 4
FDA-CBER-2021-5683-0224793
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1009 
10091235  2 107 25FEB2021  REPEAT 
SCREENING 1  OTHER  Visit 101 delayed due to recent vaccination  
  C4591001 
1009 
10091257  1 10 05NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  positive for COVID -19 
  C4591001 
1009 
10091286  2 13 04JAN2021  VACCINATION  OTHER  subject transitioned to open prior to visit 3  
  C4591001 
1011 
10111092  2 142 04FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Withdrew COnsent  
  C4591001 
1012 
10121078  2 66 19NOV2020  VACCINATION  LOST TO FOLLOW -UP Call attempts: 10/20/2020, 10/28/2020 and 
10/30/2020 No response to cert letter delivered 
11/12/2020  
    2 66 19NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Call attempts: 10/20/2020, 10/28/2020 and 
10/30/2020 No response to cert letter delivered 
11/12/2020  
  C4591001 
1012 
10121096  2 65 24NOV2020  VACCINATION  LOST TO FOLLOW -UP 19OCT2020, 27OCT2020 failed attempts to reach. 
Cert letter sent 28OCT2020 returned to site.  
    2 65 24NOV2020  FOLLOW -UP LOST TO FOLLOW -UP 19OCT2020, 27OCT2020 failed attempts to reach. 
Cert letter sent 28OCT2020 returned to site.  
  C4591001 
1012 
10121103  2 2 23SEP2020  VACCINATION  MEDICATION ERROR 
WITHOUT ASSOCIATED 
ADVERSE EVENT  MEDICATION ERROR WITHOUT ASSOCIATED 
ADVERSE EVENT/PRODUCT 
ADMI NISTRATION ERROR  
    2 2 23SEP2020  FOLLOW -UP MEDICATION ERROR 
WITHOUT ASSOCIATED 
ADVERSE EVENT  MEDICATION ERROR WITHOUT ASSOCIATED 
ADVERSE EVENT/PRODUCT 
ADMINISTRATION ERROR  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 5
FDA-CBER-2021-5683-0224794
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1012 
10121119  2 154 23FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Multiple phone calls and certified letter sent; no 
response from subject. Considered LTFU.  
  C4591001 
1012 
10121138  2 137 08FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrawn.  
  C4591001 
1012 
10121163  1 16 24SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/INJECTION SITE 
DERMATITIS  
    1 39 17OCT2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/INJECTION SITE 
DERMATITIS  
  C4591001 
1012 
10121166  2 100 07JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Attempts to reach 23NOV2020, 24NOV20 20 and 
25NOV2020. Certified letter sent 30Nov2020  
  C4591001 
1013 
10131017    
30JUL2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT FROM 
STUDY.  
  C4591001 
1013 
10131046  2 70 27OCT2020  VACCINATION  LOST TO FOLLOW -UP subject is lost to follow up. certified letter sent and 
emailed 10 -02-2020  
    2 70 27OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT IS LOST TO FOLLOW UP.  
  C4591001 
1013 
10131048  2 28 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  New job  
    2 28 17SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  New Job  
  C4591001 
1013 
10131054  2 7 30AUG2020  VACCINATION  LOST TO FOLLOW -UP Attempted contact  
    2 7 30AUG2020  FOLLOW -UP LOST TO FOLLOW -UP Contact attempted  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 6
FDA-CBER-2021-5683-0224795
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1013 
10131116  2 191 11MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT DISTANCE AND AVAILABILITY  
  C4591001 
1013 
10131131  2 36 07OCT2020  VACCINATION  LOST TO FOLLOW -UP Certified letter sent  
    2 36 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent  
  C4591001 
1013 
10131138  1 23 02SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT FROM THE 
STUDY  
    1 23 02SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT.  
  C4591001 
1013 
10131216  1 46 02OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew from study  
    1 46 02OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT DUE TO 
FAMILY SITUATION.  
  C4591001 
1013 
10131332  2 56 09NOV2020  VACCINATION  LOST TO FOLLOW -UP UNKOWN  
    2 56 09NOV2020  FOLLOW -UP LOST TO FOLLOW -UP UNKNOWN  
  C4591001 
1013 
10131395  2 45 04NOV2020  VACCINATION  LOST TO FOLLOW -UP ATTEMPTED TO CONTACT.  
    2 45 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP UNABLE TO CONTACT SUBJECT AFTER 
MULTIPLE ATTEMPTS.  
  C4591001 
1013 
10131426  1 1 03SEP2020  VACCINATION  LOST TO FOLLOW -UP subject has not returned for next visit. is now 
considered lost to follow up  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 7
FDA-CBER-2021-5683-0224796
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1013 
10131550  2 47 20NOV2020  VACCINATION  LOST TO FOLLOW -UP CERTIFIED LETTER SENT.  
    2 47 20NOV2020  FOLLOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT WITHOUT 
RESPONSE.  
  C4591001 
1013 
10131552  2 39 12NOV2020  FOLLOW -UP LOST TO FOLLOW -UP UNABLE TO CONTACT SUBJECT. CERTIFIED 
LETTER SENT WITHOUT RESPONSE.  
    2 131 12FEB2021  VACCINATION  LOST TO FOLLOW -UP MULTIPLE ATTEMPTS TO CONTACT.  
  C4591001 
1013 
10131573  2 1 07OCT2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT HAS ONLY COMPLETED VISIT 2. IS 
NOW CONSIDERED A LOST TO FOLLOW UP.  
    2 45 20NOV2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT IS LOST TO FOLLOW. HAS NOT 
RESPONSED TO CERTIFIED LETTER.  
  C4591001 
1013 
10131592  2 31 11NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent from study.  
    2 31 11NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  MOVED OUT OF STATE NO LONGER 
WANTED TO PARTICIPATE.  
  C4591001 
1013 
10131605  2 1 15OCT2020  VACCINATION  OTHER  SUBJECT DID NOT COMPLETE V3POST VIS IT. 
SUBJECT ENTERED V101VAX3.  
  C4591001 
1013 
10131670†  1 4 11OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  SUBJECT TESTED POSITIVE FOR COVID -19 
  C4591001 
1013 
10131683  2 129 10MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT DID NOT WISH TO CONTINUE IN 
STUDY.  
  C4591001 
1013 
10131701  2 29 01DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT STATED THAT HE NO LONGER 
WANTS TO BE A PART OF STUDY.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 8
FDA-CBER-2021-5683-0224797
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 29 01DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT FROM THE 
STUDY.  
  C4591001 
1013 
10131740    
15OCT2020  FOLLOW -UP OTHER  randomized in error, needed to wait until course of 
antibiotics was done.  
  C4591001 
1013 
10131746  1 22 09NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Currently taking corticosteroids  
    1 22 09NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW FROM THE STUDY.  
  C4591001 
1013 
10131756  2 84 03FEB2021  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject no longer wanted t o travel to the visits.  
    2 84 03FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject no longer wanted to travel to visits.  
  C4591001 
1013 
10131791  2 120 10MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT NO LONGER WANTED TO 
PARTICIPATE IN STUDY.  
  C4591001 
1015 
10151030  2 64 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject lost to follow up after multiple contact 
attempts and reciept of certified letter  
    2 64 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up after multiple contact 
attempts and reciept of certified letter  
  C4591001 
1015 
10151199  1 24 01OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject decided not to continue with study.  
    1 24 01OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
  C4591001 
1016 
10161087  1 22 31AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/INJECTION SITE SWELLING  
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Page 9
FDA-CBER-2021-5683-0224798
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1016 
10161126  1 39 21SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject declined further study vaccines,subject will 
continue with rest of visits and procedures  
    1 194 23FEB2021  FOLLOW -UP OTHER  non-compliance with study  
  C4591001 
1016 
10161280  2 112 21JAN2021  FOLLOW -UP PROTOCOL DEVIATION  subject received covid vaccine outside of the study  
  C4591001 
1016 
10161348  1 10 14NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject had positive pcr covid test  
  C4591001 
1018 
10181009  2 129 28DEC2020  FOLLOW -UP PROTOCOL DEVIATION  reported received vaccine at work.  
  C4591001 
1018 
10181025  1 45 16SEP2020  VACCINATION  LOST TO FOLLOW -UP Follow -up attempts made on 21 -Aug, 1 -Sep, and 4 -
Sep with no response.  
    1 45 16SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Follow -up att empts made on 21 -Aug, 1 -Sep, and 4 -
Sep. Certified letter sent 9 -Sep-2020.  
  C4591001 
1018 
10181027  2 156 26JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received non study covid vaccine  
  C4591001 
1018 
10181036  1 45 16SEP2020  VACCINATION  LOST TO FOLLOW -UP Subject missed V2 and did not respond to 3 Follow -
up attempts.  
    1 45 16SEP2020  FOLLOW -UP LOST TO FOLLOW -UP no response to multiple follow up calls and contact 
attempts  
  C4591001 
1018 
10181039  2 150 18JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received non study covid vaccine  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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FDA-CBER-2021-5683-0224799
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1018 
10181054  1 39 11SEP2020  VACCINATION  LOST TO FOLLOW -UP patient returned to home country, did not respond to 
outreach, certified letter sent  
    1 39 11SEP2020  FOLLOW -UP LOST TO FO LLOW -UP subject returned to home country, according to call to 
emergency contact  
  C4591001 
1018 
10181058  2 114 16DEC2020  FOLLOW -UP PROTOCOL DEVIATION  , 
received vaccine through her workplace.  
  C4591001 
1018 
10181105  2 115 18DEC2020  FOLLOW -UP PROTOCOL DEVIATION  The subject had the vaccination at work prior to 
being unblinded.  
  C4591001 
1018 
10181113  2 108 16DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Will get vaccine from work  
  C4591001 
1018 
10181127  2 96 16DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Will get vaccine from work.  
  C4591001 
1018 
10181141  2 106 16DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  scheduled to get vaccine at work.  
  C4591001 
1018 
10181142  1 33 14SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject did not arrive at scheduled second visit and 
texted no longer wants to participate in study.  
    1 33 14SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject did not arrive at scheduled second visit and 
texted no longer wants to participate in study.  
  C4591001 
1018 
10181151  2 174 23FEB2021  OPEN LABEL 
TREATMENT  WITHDRAWAL BY 
SUBJECT  Subject does not want to continue in study.  
    2 174 23FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject stated she does not want to continue in the 
study.  
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(b) (6)
FDA-CBER-2021-5683-0224800
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1018 
10181164  2 111 23DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject will get vaccine at work.  
  C4591001 
1018 
10181170  2 97 16DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  patient wants to  be vaccinated at her place of work  
  C4591001 
1018 
10181191  2 110 28DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Wanting to get out of study vaccination  
  C4591001 
1018 
10181204  2 102 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Received vaccine at work place.  
  C4591001 
1018 
10181214  2 98 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  she received Pfizer Covid 19 Vaccine at her 
workplace on 18DEC2020  
  C4591001 
1018 
10181223  2 83 16DEC2020  FOLLOW -UP PROTOCOL DEVIATION  informed us he received vaccine at his workplace 
) on 16 -Dec-2020.  
  C4591001 
1018 
10181266  1 41 14OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdraw from study due to work schedule  
    1 41 14OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdraw from study due to work schedule  
  C4591001 
1018 
10181302  2 69 16DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Wanting to get out of study vaccination  
  C4591001 
1018 
10181306  2 95 14JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject re ceived vaccine prior to being unblinded  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 12
(b) (6)
FDA-CBER-2021-5683-0224801
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1018 
10181310  1 57 07DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject is unable to be on site for the following visits 
due to personal reasons.  
    1 57 07DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject is unable to be on site for the following visits 
due to personal reasons.  
  C4591001 
1018 
10181311  1 57 07DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  unable to return to site for the following visits due to 
personal reasons.  
    1 57 07DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject is unable to return to site for the following 
visits due to personal reasons.  
  C4591001 
1018 
10181313  1 57 07DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject was no longer able to comply with study  
    1 57 07DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUB JECT  Was no longer able to comply with study procedures.  
  C4591001 
1018 
10181319  2 44 16DEC2020  REPEAT 
SCREENING 1  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject received COVID vaccine from workplace 
Saturday, 19- DEC -2020  
    2 49 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received COVID vaccine from workplace 
Saturday, 19 -DEC -2020  
  C4591001 
1018 
10181335  2 104 24FEB2021  VACCINATION  PHYSICIAN DECISION  PHYSICIAN DECISION  
    2 104 24FEB2021  FOLLOW -UP PHYSICIAN DECISION  PHYSICIAN DECISION  
  C4591001 
1019 
10191063  2 126 12JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject had Moderna vaccine elsewhere.  
  C4591001 
1019 
10191098  1 18 11SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Pt discontinued due to positive covid test. Will f/u 
with pt 
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 13
FDA-CBER-2021-5683-0224802
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 175 15FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Unable to contact subject  
  C4591001 
1019 
10191166  1 22 25SEP2020  VACCINATION  WITHDRAW AL BY 
SUBJECT  Subject withdrew consent.  
    1 22 25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
  C4591001 
1019 
10191192  2 49 18NOV2020  VACCINATION  LOST TO FOLLOW -UP lost to follow up  
    2 49 18NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
  C4591001 
1021 
10211127  2 88 19DEC2020  FOLLOW -UP DEATH  DEATH/CARDIAC FAILURE CONGESTIVE  
  C4591001 
1021 
10211223  2 82 28DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject requested to withdraw from study and be 
unblinded.  
  C4591001 
1024 
10241026  2 129 15JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  patient withdrew consent  
  C4591001 
1024 
10241036  2 127 14JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew their consent  
  C4591001 
1027 
10271105  1 15 11SEP2020  VACCINATION  ADVERSE EVENT  Subject has discontinued Study Drug. Subject has 
agreed to continue with follow -up visits./DRUG 
HYPERSENSITIVITY  
  C4591001 
1028 
10281003  2 109 21DEC2020  FOLLOW -UP PREGNANCY  PREGNANCY/EXPOSURE DURING 
PREGNANCY  
  C4591001 
1028 
10281072  1 55 20OCT2020  VACCINATION  LOST TO FOLLOW -UP certified letter returned unclaimed 20oct2020  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 14
FDA-CBER-2021-5683-0224803
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 55 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter came back unclaime d on 20Oct2020  
  C4591001 
1028 
10281216  2 66 18DEC2020  VACCINATION  LOST TO FOLLOW -UP multiple attempts made, certified letter signed for, 
but no contact from patient. Lost to follow up  
    2 66 18DEC2020  FOLLOW -UP LOST TO FOLLOW -UP attempted multiple times to contact, certified letter 
sent. Patient lost to follow up  
  C4591001 
1028 
10281 285 1 22 17NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Patient tested positive between visit 1 and visit 2  
  C4591001 
1028 
10281294  1 7 04NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  patient had positive covid test prior to V2  
  C4591001 
1036 
10361011  1 1 20AUG2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up  
    1 1 20AUG2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
  C4591001 
1036 
10361032  2 48 03NOV2020  VACCINATION  LOST TO FOLLOW -UP unreachable  
    2 48 03NOV2020  FOLLOW -UP LOST TO FOLLOW -UP unreachable  
  C4591001 
1036 
10361050    
31AUG2020  FOLLOW -UP OTHER  Subject randomized in error due to prohibitive drug.  
  C4591001 
1036 
10361061  2 155 22FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow -up 
  C4591001 
1036 
10361062  2 136 03FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Subject didn't return for Convalescent visit & 
multiple attempts to contact have been unsuccessful  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 15
FDA-CBER-2021-5683-0224804
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1036 
10361073  2 151 22FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow -up 
  C4591001 
1036 
10361096  2 43 16NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject is incarcerated.  
    2 43 16NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject is incarcerated  
  C4591001 
1036 
10361100  2 143 22FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow -up 
  C4591001 
1036 
10361118  2 113 22FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow -up 
  C4591001 
1036 
10361127  1 61 15DEC2020  VACCINATION  LOST TO FOLLOW -UP Subject didn't return for V2VX2L and didn't respond 
to registered letter.  
    1 61 15DEC2020  FOLLOW -UP LOST TO FOLLOW -UP Subject didn't return for V2VX2L and didn't respond 
to registered letter.  
  C4591001 
1036 
10361128  1 61 15DEC2020  VACCINATION  LOST TO FOLLOW -UP Subject didn't return for V2VX2L and didn't respond 
to registered letter.  
    1 61 15DEC2020  FOLLOW -UP LOST TO  FOLLOW -UP Subject didn't return for V2VX2L and didn't respond 
to registered level.  
  C4591001 
1037 
10371037  2 134 26JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT TO 
PARTICIPATE  
  C4591001 
1037 
10371050  2 173 05MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT RECIEVED VAX IN COMMUNITY  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 16
FDA-CBER-2021-5683-0224805
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1037 
10371077  1 66 30OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SPOKE WITH SUBJECT ON 30 OCT. DUE TO 
SCHEDULE, HE CAN NO LONGER CONTINUE 
WITH STUDY VISITS  
    1 66 30OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SPOKE WITH SUBJECT ON 30 OCT. DUE TO 
SCHEDULE, HE CAN NO LONGER ATTEND 
VISITS  
  C4591001 
1037 
10371078  1 44 08OC T2020  VACCINATION  LOST TO FOLLOW -UP SITE ATTEMPTED CONTACT ON 22 SEP 30 
SEP AND CERTIFIED LETTER SENT 8 OCT NO 
RESPONSE  
    1 44 08OCT2020  FOLLOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT 8 ONT. PT DID NOT 
RESPOND  
  C4591001 
1037 
10371219  2 75 18DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  PT GOT VACCINE IN COMMUNITY. DOES 
NOT WISH TO CONTINUE IN TRIAL. 
  C4591001 
1037 
10371330  2 120 23FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJ ECT  SUBJ WITHDREW CONSENT TO 
PARTICIPATE. PT DOES NOT WANT VACCINE  
  C4591001 
1039 
10391021  1 24 17SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Patient tested positive for COVID -19. 
    1 120 22DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient was able to receive vaccine outside of study 
and withdrew to get vaccine  
  C4591001 
1039 
10391080  1 21 23SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Patient withdrew consent. Patient will not be 
participating in follow -ups. 
    1 21 23SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient withdrew from study and follow up.  
  C4591001 
1039 
10391093  2 137 08FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Contacted multiple times via phone and email, and 
was sent certified letter, all with no resp onse 
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 17
FDA-CBER-2021-5683-0224806
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1039 
10391124  2 97 05JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Patient received COVID vaccine outside of study  
  C4591001 
1039 
10391186  2 62 28DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient had to leave before vaccination and decided 
to discontinue.  
  C4591001 
1039 
10391196  2 69 12JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient withdrew and reports she will be receiving 
the vaccine outside of the study.  
  C4591001 
1039 
10391244  1 13 23NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Patient tested positive for COVID -19. 
  C4591001 
1042 
10421008  2 110 08DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Personal Decision  
  C4591001 
1042 
10421028  2 161 02FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received vaccination outside of study  
  C4591001 
1042 
10421069  1 22 31AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
    1 22 31AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1042 
10421092  2 27 06OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject called the office in withdrew consent -they 
will not be returning to the site for future visi  
    2 27 06OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew from study participation  
  C4591001 
1042 
10421093  2 94 04DEC2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up after unsuccessful attempts to 
make contact.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 18
FDA-CBER-2021-5683-0224807
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 94 04DEC2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up after unsuccessful attempts to 
make contact.  
  C4591001 
1042 
10421106  2 120 30DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Withdrew Consent  
  C4591001 
1042 
10421112  2 111 28DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrew consent  
  C4591001 
1042 
10421129  2 41 19OCT2020  VACCINATION  OTHER  subject was LTFU but re -joined the trial for open 
label phase 
  C4591001 
1042 
10421250  1 58 13NOV2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up  
    1 58 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
  C4591001 
1042 
10421251  1 58 13NOV2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up  
    1 58 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
  C4591001 
1042 
10421262  2 52 23DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Received Vaccine outside of study  
  C4591001 
1044 
10441151  2 67 21DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  discontinued  
  C4591001 
1044 
10441287  1 19 29DEC2020  VACCINATION  OTHER  subject proceeded to open label prior to Vax2 in the 
blinded treatment phase.  
  C4591001 
1046 
10461040  1 15 31AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject chose to discontinue due to personal reasons.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 19
FDA-CBER-2021-5683-0224808
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 15 31AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Decision  
  C4591001 
1046 
10461049  2 31 09OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject Withdrew  
    2 31 09OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject decision  
  C4591001 
1046 
10461099  1 64 27OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject Decision  
    1 64 27OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Decision  
  C4591001 
1046 
10461140  1 22 19SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject Decision  
    1 22 19SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Decision  
  C4591001 
1046 
10461290  2 119 25FEB2021  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject Moved out of State  
    2 119 25FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew due to moving.  
  C4591001 
1047 
10471112  2 1 06OCT2020  VACCINATION  OTHER  Waiting for certified letter return to change staus to 
lost to follow up  
  C4591001 
1047 
10471126  2 103 05JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrew consent  
  C4591001 
1047 
10471166  2 134 10FEB2021  VACCINATION  LOST TO FOLLOW -UP lost to follow up  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 20
FDA-CBER-2021-5683-0224809
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 134 10FEB2021  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up  
  C4591001 
1047 
10471221  1 44 29OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrew consent  
    1 44 29OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew consent  
  C4591001 
1047 
10471234  2 127 11FEB2021  VACCINATION  LOST TO FOLLOW -UP subject is lost to follow up  
    2 127 11FEB2021  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up  
  C4591001 
1047 
10471314  1 36 16NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject is lost to follow up  
    1 36 16NOV2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up  
  C4591001 
1048 
10481027  2 154 16FEB2021  FOLLOW -UP PROTOCOL DEVIATION  protocol deviation non study covid 19 vaccine  
  C4591001 
1048 
10481070  2 144 11FEB2021  FOLLOW -UP PROTOCOL DEVIATION  pt was vaccinated outside of the study.  
  C4591001 
1048 
10481085  2 87 20DEC2020  FOLLOW -UP PROTOCOL DEVIATION  subject re ceived non study vaccination under EUA  
  C4591001 
1048 
10481088  2 49 12NOV2020  VACCINATION  OTHER  out of state at time of visit 3  
  C4591001 
1052 
10521022  2 63 11NOV2020  VACCINATION  LOST TO FOLLOW -UP lost to follow up  
    2 63 11NOV2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 21
FDA-CBER-2021-5683-0224810
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1052 
10521054  1 25 21SEP2020  VACCINATION  LOST TO FOLLOW -UP n/a 
    1 25 21SEP2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up  
  C4591001 
1052 
10521057  1 25 21SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrew consent  
    1 25 21SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrawal by subject  
  C4591001 
1052 
10521058  1 25 21SEP2020  VACCINATION  LOST TO FOLLOW -UP lost to follow up  
    1 25 21SEP2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up  
  C4591001 
1052 
10521064  1 25 24SEP2020  VACCINATION  LOST TO FOLLOW -UP n/a 
    1 25 24SEP2020  FOLLOW -UP LOST TO FOLLOW -UP lost of follow up  
  C4591001 
1052 
10521080  1 28 29SEP2020  VACCINATION  LOST TO FOLLOW -UP lost of follow up  
    1 28 29SEP2020  FOLLOW -UP LOST TO FOLLOW -UP lost of follow up  
  C4591001 
1052 
10521121  2 93 06JAN2021  FOLLOW -UP PROTOCOL DEVIATION  SUBJECT RECEIVED covid -19 VACCINE OUT 
OF STUDY PROTOCOL  
  C4591001 
1052 
10521139  1 34 22OCT2020  VACCINATION  LOST TO FOLLOW -UP lost to follow -up 
    1 34 22OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow -up 
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 22
FDA-CBER-2021-5683-0224811
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1052 
10521155  2 136 24FEB2021  OPEN LABEL 
TREATMENT  WITHDRAWAL BY 
SUBJECT  withdrawal by subject  
    2 136 24FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawal by subject  
  C4591001 
1054 
10541007  2 130 15JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  unblinding of subject occurred due to future non -
study covid -19 vaccination  
  C45910 01 
1054 
10541022  1 64 23OCT2020  VACCINATION  LOST TO FOLLOW -UP Pt deemed LTFU by site.  
    1 64 23OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Pt deemed LTFU by site.  
  C4591001 
1054 
10541023  1 64 23OCT2020  VACCINATION  LOST TO FOLLOW -UP Pt deemed LTFU by site.  
    1 64 23OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Pt deemed LTFU by site.  
  C4591001 
1054 
10541033  1 21 11SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Per sponsor, participant met EXC #5, and should not 
receive VAX2 but may remain in study.  
  C4591001 
1054 
10541055  1 59 23OCT2020  VACCINATION  LOST TO FOLLOW -UP Pt deemed LTFU by site.  
    1 59 23OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Pt deemed LTFU by site.  
  C4591001 
1054 
10541064  1 78 12NOV2020  VACCINATION  LOST TO FOLLOW -UP > 3 attempts at contacting pt via telephone; certified 
letter sent 
    1 78 12NOV2020  FOLLOW -UP LOST TO FOLLOW -UP > 3 attempts at contacting pt via telephone; c ertified 
letter sent  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 23
FDA-CBER-2021-5683-0224812
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1054 
10541076  2 152 19FEB2021  VACCINATION  LOST TO FOLLOW -UP More than 3 phone contacts attempted & certified 
letter was sent.  
    2 152 19FEB2021  FOLLOW -UP LOST TO FOLLOW -UP More than 3 phone contacts attempted & certified 
letter was sent.  
  C4591001 
1054 
10541088  2 123 22JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  unblinding of subject occurred due to future non -
study covid -19 vaccination  
  C4591001 
1054 
10541110  2 96 29DEC2020  FOLLOW -UP PROTOCOL DEVIATION  EXC 12 met: previous vaccination with any 
coronavirus vaccine.  
    2 96 29DEC2020  REPEAT 
SCREENING 1  NO LONGE R MEETS 
ELIGIBILITY CRITERIA  Pt. received non -study vaccination on 18Dec20.  
  C4591001 
1054 
10541138  1 23 02OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject doesn't want to continue in study.  
    1 23 02OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject doesn't want to continue in study.  
  C4591001 
1054 
10541150  1 22 05OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  No longer interested in study, and walked out of 
clinic w/o talking to Investigator.  
    1 22 05OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt is no longer interested in study. Walked out of 
clinic w/o seeing the Investigator.  
  C4591001 
1054 
10541154  2 90 13JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Unblinding of subject occurred due to future non -
study COVID -19 vaccination.  
  C4591001 
1054 
10541161  2 101 15JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received non -study covid -19 vaccination on 
24Dec20.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 24
FDA-CBER-2021-5683-0224813
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1054 
10541165  2 47 24NOV2020  VACCINATION  LOST TO FOLLOW -UP Subj. did not show up for V3, despite sending 
certified letter and contacting pt via phone 3 times.  
    2 47 24NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subj. did not show up for V3, despite sending 
certified letter and contacting pt via phone 3 times.  
  C4591 001 
1054 
10541190  2 90 01FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt withdrew consent.  
  C4591001 
1054 
10541201  2 112 11MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt withdrew consent on 11Mar21 over the phone.  
  C4591001 
1055 
10551152  2 107 05JAN2021  OPEN LABEL 
TREATMENT  PROTOCOL DEVIATION  Subject received the second dose of vaccine (vax 4) 
outside of the study.  
    2 107 05JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew from study to received COVID 
vaccine outside of study  
  C4591001 
1055 
10551176  2 87 18DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew from study prior to Subject 
receiving Covid -19 vaccine outside of study  
  C4591001 
1056 
105610 27 1 35 25SEP2020  VACCINATION  LOST TO FOLLOW -UP Subject couldn't be reached. Caregiver states he left 
the house and nobody knows where he is.  
    1 35 25SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Subject couldn't be reached. Caregiver states he left 
the house and nobody knows where he is.  
  C4591001 
1056 
10561129  1 24 25SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject states he doesn't want to continue in the 
study 
    1 24 25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject states he doesn't want to continue in the 
study  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 25
FDA-CBER-2021-5683-0224814
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1056 
10561152  1 27 29SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT STATED HE DOES NOT WANT TO 
CONTINUE HIS PARTICIPATION IN THE 
STUDY.  
    1 27 29SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT STATED HE DOES NOT WANT TO 
CONTINUE HIS PARTICIPATION IN THE 
STUDY.  
  C4591001 
1056 
10561245  2 93 08JAN2021  VACCINATION  LOST TO FOLLOW -UP After multiple unsuccessful TCs to Pt. and 
emergency contact, and a Certified letter, Pt. was 
D/C.  
    2 93 08JAN2021  FOLLOW -UP LOST TO FOLLOW -UP After multiple unsuccessful TCs to Pt. and 
emergency contact, and a Certified letter, Pt. was 
D/C.  
  C4591001 
1056 
10561253  2 32 05NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT MOVED OUT OF STATE AND HE IS 
UNABLE TO CONTINUE PARTICIPATING IN 
THE STUDY . 
    2 32 05NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT MOVED OUT OF STATE AND HE IS 
UNABLE TO CONTINUE PARTICIPATING IN 
THE STUDY.  
  C4591001 
1056 
10561293  1 50 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
    1 50 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
  C4591001 
1056 
10561361  1 72 09DEC2020  VACCINATION  LOST TO FOLLOW -UP AFTER MANY ATTEMPTS TO CONTACT THIS 
SUBJECT AND A CERTIFIED LETTER SENT, PI 
DECIDED TO D/C PT.  
    1 72 09DEC2020  FOLLOW -UP LOST TO FOLLOW -UP AFTER MANY ATTEMPTS TO CONTACT THIS 
SUBJECT AND A CERTIFIED LETTER SENT, PI 
DECIDED  TO D/C PT.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 26
FDA-CBER-2021-5683-0224815
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1056 
10561372  1 38 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
    1 38 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up after several unsuccessful 
attempts to contact.  
  C4591001 
1056 
10561392  2 73 13JAN2021  VACCINATION  LOST TO FOLLOW -UP Subject was discontinued from study after several 
unsuccessful TC and a Certified Letter.  
    2 73 13JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Subject was discontinued from study after several 
unsuccessful TC and a Certified Letter.  
  C4591001 
1056 
10561395  1 25 29OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT MOVED TO ANOTHER TOWN  
    1 25 29OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject moved out of town.  
  C4591001 
1056 
10561411  2 75 08JAN2021  VACCINATION  LOST TO FOLLOW -UP After multiple unsuccessful TCs to Pt. and 
emergency contact, and a Certified letter, Pt. was 
D/C.  
    2 75 08JAN2021  FOLLOW -UP LOST TO FOLLOW -UP After multiple unsuccessful TCs to Pt. and 
emergency contact, and a Certified letter, Pt. was 
D/C.  
  C4591001 
1056 
10561414  1 65 09DEC2020  VACCINATION  LOST TO FOLLOW -UP AFTER MANY ATTEMPTS TO CONTACT THIS 
SUBJECT AND A CERTIFIED LETTER SENT, PI 
DECIDED TO D/C PT.  
    1 65 09DEC2020  FOLLOW -UP LOST TO FOLLOW -UP AFTER MANY ATTEMPTS TO CONTACT THIS 
SUBJECT AND A CERTIFIED LETTER SENT, PI 
DECIDED TO D/C PT.  
  C4591001 
1056 
10561445  2 136 11MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the subject contacted us by phone to inform us about 
her desire to withdraws her consen t. 
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 27
FDA-CBER-2021-5683-0224816
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1056 
10561452  1 63 09DEC2020  VACCINATION  LOST TO FOLLOW -UP AFTER MANY ATTEMPTS TO CONTACT THIS 
SUBJECT AND A CERTIFIED LETTER SENT, PI 
DECIDED TO D/C PT.  
    1 63 09DEC2020  FOLLOW -UP LOST TO FOLLOW -UP AFTER MANY ATTEMPTS TO CONTACT THIS 
SUBJECT AND A CERTIFIED LETTER SENT, PI 
DECIDED TO D/C PT.  
  C4591001 
1056 
10561477  2 95 04FEB2021  FOLLOW -UP PROTOCOL DEVIATION  SUBJECT RECEIVED A VACCINE OUTSIDE 
THE STUDY.  
  C4591001 
1056 
10561511  2 103 12FEB2021  FOL LOW -UP WITHDRAWAL BY 
SUBJECT  Subject informed us he no longer wanted to continue 
in the study.  
  C4591001 
1056 
10561516  1 87 08JAN2021  VACCINATION  LOST TO FOLLOW -UP After multiple unsuccessful TCs to Pt. and 
emergency contact, and a Certified letter, Pt. was 
D/C.  
    1 87 08JAN2021  FOLLOW -UP LOST TO FOLLOW -UP After multiple unsuccessful TCs to Pt. and 
emergency contact, and a Certified letter, Pt. was 
D/C.  
  C459100 1 
1056 
10561550  1 84 11JAN2021  VACCINATION  LOST TO FOLLOW -UP UNABLE TO CONTACT PT./EMERGENCY 
CONTACT, CERTIFIED LETTER SENT. PI 
DECIDED TO D/C PT AS A LTFU.  
    1 84 11JAN2021  FOLLOW -UP LOST TO FOLLOW -UP UNABLE TO CONTACT PT./EMERGENCY 
CONTACT, CERTIFIED LETTER SENT. PI 
DECIDED TO D/C PT AS A LTFU.  
  C4591001 
1056 
10561554  1 86 13JAN2021  VACCINATION  LOST TO FOLLOW -UP Subject was discontinued from study after several 
unsuccessful TC and a Certified Letter.  
    1 86 13JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Subject was discontinued from study after several 
unsuccessful TC and a Certified Letter.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 28
FDA-CBER-2021-5683-0224817
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1056 
10561569  1 85 13JAN2021  VACCINATION  LOST TO FOLLOW -UP Subject was discontinued from study after several 
unsuccessful TC and a Certified Letter.  
    1 85 13JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Subject was discontinued from study after several 
unsuccessful TC and a Certified Letter.  
  C4591001 
1056 
10561570  2 75 22JAN2021  VACCINATION  LOST TO FOLLOW -UP AFTER SEVERAL UNSUCCESSFUL ATTEMPTS 
TO CONTACT PT VIA T.C. AND CERTIFIED 
LETTER, PI DECIDED TO D/C.  
    2 75 22JAN2021  FOLLOW -UP LOST TO FOLLOW -UP AFTER SEVERAL UNSUCCESS FUL ATTEMPTS 
TO CONTACT PT VIA T.C. AND CERTIFIED 
LETTER, PI DECIDED TO D/C.  
  C4591001 
1056 
10561591  1 73 06JAN2021  VACCINATION  LOST TO FOLLOW -UP After multiple unsuccessful TCs to Pt. and 
emergency contact, and a Certified letter, Pt. was 
D/C.  
    1 73 06JAN2021  FOLLOW -UP LOST TO FOLLOW -UP After multiple unsuccessful TCs to Pt. and 
emergency contact, and a Certified letter, Pt. was 
D/C.  
  C4591001 
1056 
10561592  2 81 18FEB2021  VACCINATION  LOST TO FOLLOW -UP After many attempts to contact subject, Inves tigator 
decided to discontinue Pt. as a LTFU  
    2 81 18FEB2021  FOLLOW -UP LOST TO FOLLOW -UP After many attempts to contact subject, Investigator 
decided to discontinue Pt. as a LTFU  
  C4591001 
1056 
10561601  2 57 11JAN2021  VACCINATION  LOST TO FOLLOW -UP UNABLE TO CONTACT PT./EMERGENCY 
CONTACT, CERTIFIED LETTER SENT. PI 
DECIDED TO D/C PT AS A LTFU.  
    2 57 11JAN2021  FOLLOW -UP LOST TO FOLLOW -UP UNABLE TO CONTACT PT./EMERGENCY 
CONTACT, CERTIFIED LETTER SENT. PI 
DECIDED TO D/C PT AS A LTFU . 
  C4591001 
1056 
10561609  2 74 28JAN2021  VACCINATION  LOST TO FOLLOW -UP SUBJECT WAS DISCONTINUED AS A LTFU 
AFTER MULTIPLE ATTEMPTS TO CONTACT 
HIM.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 29
FDA-CBER-2021-5683-0224818
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 74 28JAN2021  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT WAS DISCONTINUED AS A LTFU 
AFTER MULTIPLE ATTEMPTS TO CONTACT 
HIM.  
  C4591001 
1056 
10561634  2 76 01FEB2021  VACCINATION  LOST TO FOLLOW -UP AFTER MANY UNSUCCESSFUL ATTEMPTS TO 
CONTACT PT. INCLUDING CERTIFIED 
LETTER PI DECIDED TO D/C SUBJECT  
    2 76 01FEB2021  FOLLOW -UP LOST TO FOLLOW -UP AFTER MANY UNSUCCESSFUL ATTEMPTS TO 
CONTACT PT. INCLUDING CERTIFIED 
LETTER PI DECIDED TO D/C SUBJECT  
  C4591001 
1056 
10561636  1 14 11NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject tested positive for COVID -19 during the 
COVID- 19 illness visit (Onsite swab).  
  C4591001 
1057 
10571031    
18AUG2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  met delay criteria, reported by subject after su bject 
was randomized, discontinued prior to vaccine  
  C4591001 
1057 
10571050  2 133 19JAN2021  FOLLOW -UP PROTOCOL DEVIATION  SUBJECT RECEIVED VACCINE OUTSIDE OF 
THE STUDY.  
  C4591001 
1057 
10571177  2 113 25JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1057 
10571198  2 98 13JAN2021  FOLLOW -UP OTHER  patient moved out of state and received Pfizer 
vaccine out in the community  
  C4591001 
1057 
10571201  2 98 19JAN2021  FOLLOW -UP PROTOCOL DEVIATION  SUBJECT RECEIVED VACCINE OUTSIDE OF 
THE STUDY.  
  C4591001 
1057 
10571202  2 145 01MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  MOVING OUT OF STATE  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 30
FDA-CBER-2021-5683-0224819
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1057 
10571211    
18SEP2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject was  randomized but failed to meet entry 
criteria, no vaccine was given  
  C4591001 
1057 
10571212    
18SEP2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject was randomized and then failed to meet 
criteria, no vaccine was administered  
  C4591001 
1057 
10571215    
18SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  refused further study procedures  
  C4591001 
1057 
10571216  2 30 10NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  MOVED TO SAN FRANCISCO  
    2 30 10NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  MOVED TO SAN FRANCISCO  
  C4591001 
1057 
10571227  2 120 08FEB2021  REPEAT 
SCREENING 1  OTHER  PATIENT REFUSED VACCINE AS HE STATED 
HE CHANGED HIS MIND AT TIME OF VISIT  
  C4591001 
1057 
10571230  2 56 23DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  PERSONAL REASONS  
    2 56 23DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  PERSONAL REASONS  
  C4591001 
1057 
10571248  1 36 30OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject refused to return for Visit 2, withdrew 
consent, No adverse events reported  
    1 36 30OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent from further study 
participation  
  C4591001 
1057 
10571268    
06OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  w/d consent  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 31
FDA-CBER-2021-5683-0224820
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1057 
10571279  2 120 22FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  NO LONGER INTERESTED IN PARTICIPATING 
BEIN G UNBLINDED OR ANY OTHER 
VACCINES  
  C4591001 
1057 
10571319  2 47 28DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrew consent due to transportation issues  
    2 47 28DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrew consent due to transportation issues  
  C4591001 
1066 
10661121  2 147 11FEB2021  FOLLOW -UP PROTOCOL DEVIATION  subject received moderna vaccine  
  C4591001 
1066 
10661198  1 107 22DEC2020  VACCINATION  LOST TO FOLLOW -UP unable to reach patient after several attempts and 
certified letter  
    1 107 22DEC2020  FOLLOW -UP LOST TO FOLLOW -UP unable to reach subject after several attempts and 
certified letter  
  C4591001 
1066 
10661332  1 56 08DEC2020  VACCINATION  LOST TO FOLLOW -UP unable to reach subject after several phone attempts 
and certified letter  
    1 56 08DEC2020  FOLLOW -UP LOST TO FOLLOW -UP unable to reach subject after several phone attempts 
and certified letter  
  C4591001 
1066 
10661335    
14OCT2020  FOLL OW-UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent to participate  
  C4591001 
1066 
10661396  1 22 22DEC2020  VACCINATION  OTHER  unblinded to assess eligibility for vaccination  
  C4591001 
1071 
10711021  2 171 17FEB2021  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW UP  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 32
FDA-CBER-2021-5683-0224821
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1071 
10711034  2 193 12MAR2021  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW UP  
  C4591001 
1071 
10711095  1 61 24OCT2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT IS LOST TO FOLLOW UP  
    1 61 24OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT IS LOST TO FOLLOW UP  
  C4591001 
1071 
10711162    
11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1071 
10711164  2 129 11FEB2021  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW UP  
  C4591001 
1071 
10711175  2 114 28JAN2021  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT LOST TO FOLLOW UP  
  C4591001 
1071 
10711185  1 60 16NOV2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT NEVER RETURNED FOR VISIT 2  
    1 60 16NOV2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT LOST TO FOLLOW UP  
  C4591001 
1071 
10711211  1 32 05NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT TO 2ND 
INJECTION BUT WILL RETURN FOR FOLLOW 
UP VST  
    1 43 16NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1071 
10711224  2 106 17FEB2021  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW UP  
  C4591001 
1071 
10711230  2 48 21DEC2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT LOST TO FOLLOW UP  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 33
FDA-CBER-2021-5683-0224822
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 48 21DEC2020  FOLLOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT PER SITE SOP, 
RETURNED AS UNDELIVERABLE  
  C4591001 
1071 
10711234  2 91 09FEB2021  VACCINATION  PROTOCOL DEVIATION  SUBJECT RECEIVED OTHER COVID 
VACCINATION  
    2 118 08MAR2021  FOLLOW -UP PROTOCOL DEV IATION  SUBJECT RECEVIED OTHER COVID VACC  
  C4591001 
1071 
10711235  1 50 08DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT REFUSED SECOND INJECTION AND 
FURTHER STUDY PROCEDURES  
    1 50 08DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT DECLINED SECOND INJECTION 
AND FURTHER STUDY PROCEDURES  
  C4591001 
1071 
10711237  1 40 01DEC2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT LOST TO FOLLOW UP  
    1 40 01DEC2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT LOST TO FOLLOW UP  
  C4591001 
1072 
10721051  1 12 06SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  diagnosis COVID -19 exclusion 5  
  C4591001 
1072 
10721099  2 148 23FEB2021  REPEAT 
SCREENING 1  OTHER  Subject delayed on vaccination due to medication  
  C4591001 
1073 
10731022  2 163 03FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Not willing to continue  
  C4591001 
1073 
10731038  1 37 10SEP2020  VACCINATION  LOST TO FOLLOW -UP Subject was Discontinue  
    1 37 10SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Discontinue  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 34
FDA-CBER-2021-5683-0224823
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1073 
10731067  2 157 05FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Withdrew Consent  
  C4591001 
1073 
10731120  2 94 18DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject in medical field was offer ed vaccine before 
site was able to over IP. Withdrew consent.  
  C4591001 
1077 
10771077  2 119 06JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT   BECAME AN EMPLOYEE AT  
 AND WILL NO LONGER CONTINUE IN 
THE STUDY.  
  C4591001 
1077 
10771243  2 127 11MAR2021  VACCINATION  LOST TO FOLLOW -UP Subject was contacted multiple times to reschedule 
appt 3 with no response.  
    2 127 11MAR2021  FOLL OW-UP LOST TO FOLLOW -UP SUBJECT CONTACTE ATTEMPTED MULTIPLE 
TIMES TO RESCHEDULE APPOINTMENT 3 
WITH NO ANSWER.  
  C4591001 
1079 
10791004  1 23 20AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/ADENOCARCINOMA 
GASTRIC  
    1 30 27AUG2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/ADENOCARCINOMA 
GASTRIC  
  C4591001 
1079 
10791040  2 45 07OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject has not returned calls, emails or letters  
    2 45 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject is lost to follow up  
  C4591001 
1079 
10791109  2 75 16NOV2020  VACCINATION  LOST TO FOLLOW -UP lost to follow up  
    2 75 16NOV2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up  
  C4591001 
1079 
10791130  1 1 17AUG2020  VACCINATION  MEDICATION ERROR 
WITHOUT ASSOCIATED 
ADVERSE EVENT  MEDICATION ERROR WITHOUT ASSOCIATED 
ADVERSE EVENT/WRONG PRODUCT 
ADMINISTERED  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 35
(b) (6)
(b) (6)
(b) (6)
FDA-CBER-2021-5683-0224824
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1079 
10791153  2 175 04MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrawn  
  C4591001 
1079 
10791253  1 67 13NOV2020  VACCINATION  LOST TO FOLLOW -UP patient unresponsive  
    1 67 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP patient unresponsive  
  C4591001 
1080 
10801019  2 155 01FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Patient received vaccine outside of the study.  
  C4591001 
1080 
10801055  2 105 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Patient was vaccinated for COVID by her employer 
prior to being unblinded  
  C4591001 
1080 
10801205  2 139 24FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Patient is a LTFU. He moved to another state  and 
will not contact the site back to transfer.  
  C4591001 
1081 
10811006  2 142 19JAN2021  FOLLOW -UP LOST TO FOLLOW -UP no-showed for V101, never returned calls/emails. 
unk if rec'd outside covid vax  
  C4591001 
1081 
10811071  1 48 05OCT2020  VACCINATION  LOST TO FOLLOW -UP lack of follow -up, does not return calls & had 
multiple no show appointments  
    1 48 05OCT2020  FOLLOW -UP LOST TO FOLLOW -UP unable to reach subj, multiple no -show appts. This 
was the last scheduled visit that was a no -show.  
  C4591001 
1081 
10811087  2 123 15JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  received vax at job & refused to continue. then 
retracted that he rec'd vax.  
  C4591001 
1081 
10811094  2 96 18DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent, via an email, since she 
was offered vax @ work. She would not return calls  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 36
FDA-CBER-2021-5683-0224825
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1081 
10811105    
26AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1081 
10811114  2 94 18DEC2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  Participant met exclusion criterion #16  
  C4591001 
1081 
10811186  2 81 18DEC2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  Participant met exclusion criterion #16  
  C4591001 
1081 
10811194  2 37 04NOV2020  FOLLOW -UP DEATH  DEATH/MYOCARDIAL INFARCTION  
  C4591001 
1082 
10821013    
03AUG2020  FOLLOW -UP PROTOCOL DEVIATION  Subject was randomized but left site prior to 
receiving vaccination.  
  C4591001 
1082 
10821077  1 22 28AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  scheduling conflicts. live out of state.  
    1 22 28AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew co nsent  
  C4591001 
1082 
10821078  1 22 28AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  scheduling conflicts. live out of state.  
    1 22 28AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1082 
10821145  2 30 23OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent due to occupation  
    2 30 23OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent due to occupation  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 37
FDA-CBER-2021-5683-0224826
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1082 
10821149  2 63 24NOV2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/MALIGNANT MELANOMA  
  C4591001 
1082 
10821221  1 21 19NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5  
  C4591001 
1082 
10821224  2 102 01MAR2021  VACCINATION  LOST TO FOLLOW -UP subject did not respond to site contact attempts. 
certified letter returned, unclaimed.  
    2 102 01MAR2021  FOLLOW -UP LOST TO FOLLOW -UP subject did not respond to site contact attempts. 
certified letter returned, unclaimed.  
  C4591001 
1083 
10831029  1 20 23AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/ATRIAL FIBRILLATION  
  C4591001 
1083 
10831060  1 9 14AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/DIVERTICULAR 
PERFORATION  
  C4591001 
1083 
10831068  2 141 18JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Certifie d letter sent and recieved no subject has not 
contacted site  
  C4591001 
1083 
10831141  1 34 23SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject no longers wants to participate in the study 
subject was offered safety F/U Sub Declined  
    1 162 29JAN2021  FOLLOW -UP PHYSICIAN DECISION  PHYSICIAN DECISION  
  C4591001 
1083 
10831154  2 129 20JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject WOC not wanting to wait for his qualifying 
Tier per CDC/ Sponsor Guidelines  
  C4591001 
1083 
10831162  2 164 26FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received outside COVID -19 Vaccine 
21DEC2020  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 38
FDA-CBER-2021-5683-0224827
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1083 
10831187  2 28 22OCT2020  VACCINAT ION WITHDRAWAL BY 
SUBJECT  SUBJECT MOVE OUT OF STATE  
    2 28 22OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  22OCT2020 subject was contacted for V3 
Appointment reminder 23OCT2020 and verbally 
withdrew consent  
  C4591001 
1083 
10831219  2 37 05NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject was contacted to reschedule Visit 3 and he 
withdrew consent  
    2 37 05NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  05NOV2020 After mulitple attempts to contact subj 
to reschedule V3 subj returned call and WC  
  C4591001 
1083 
10831242  2 98 05JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received non -study coronavirus vaccination  
  C4591001 
1083 
10831252  2 85 05JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Recieved outside of the study covid -19 vaccine  
  C4591001 
1083 
10831284  2 111 02MAR2021  OPEN LABEL 
TREATMENT  PROTOCOL DEVIATION  Subjec t did not disclose she had already received 
outside vaccine until after 30min post assessement  
  C4591001 
1084 
10841009  2 112 07DEC2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent, no response from subject  
  C4591001 
1084 
10841017  2 117 18DEC2020  FOLLOW -UP PROTOCOL DEVIATION  subject withdrew due to receiving vaccine at work  
  C4591001 
1084 
10841023  2 149 21JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject state d that she no longer wishes to participate 
in the study.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 39
FDA-CBER-2021-5683-0224828
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1084 
10841035  1 22 24AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject does not want to do study anymore; now 
engaged and wants to start a family  
    1 22 24AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew consent because subject wants to start a 
family  
  C4591001 
1084 
10841057  1 35 08SEP2020  VACCINATION  LOST TO FOLLOW -UP subject never answered phone calls; certified letter 
sent 
    1 35 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP subject never answered phone calls; certified letter 
sent 
  C4591001 
1084 
10841061  2 124 29DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received Moderna vaccination at work.  
  C4591001 
1084 
10841062  2 130 07JAN2021  FOLLOW -UP LOST TO FOLLOW -UP subject has not returned or followed up with site or 
CRC for visits  
  C4591001 
1084 
10841119  2 38 07OCT2020  VACCINATION  LOST TO FOLLOW -UP certified letter sent  
    2 38 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject LTFU; certified letter sent  
  C4591001 
1084 
10841137  2 108 18DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Received vaccine at work on 18Dec2020  
  C4591001 
1084 
10841156  2 130 11JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received Moderna COVID -19 vaccine  
  C4591001 
1084 
10841187  2 65 12NOV2020  VACCINATION  LOST TO FOLLOW -UP not able to reach subject, certifi ed letter went out.  
    2 65 12NOV2020  FOLLOW -UP LOST TO FOLLOW -UP not able to reach subject, certified letter went out.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 40
FDA-CBER-2021-5683-0224829
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1084 
10841241  2 122 08JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received Moderna COVID -19 vaccine on 
24Dec2020  
  C4591001 
1084 
10841272  1 32 22SEP2020  VACCINATION  LOST TO FOLLOW -UP LTFU  
    1 32 22SEP2020  FOLLOW -UP LOST TO FOLLOW -UP LTFU  
  C4591001 
1084 
10841290  2 105 27DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received MODERNA COVID -19 VACCINE  
  C4591001 
1084 
10841333  2 27 28OCT2020  VACCINATION  OTHER  subject was initially thought to be LTFU on this date, 
but rejoined for open label  
  C4591001 
1084 
10841358  2 86 22DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received COVID -19 vaccine outside of study  
  C4591001 
1084 
10841432  2 40 24NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject has not returned calls from CRC, certified 
letter was sent.  
    2 40 24NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject has not returned calls from CRC, certified 
letter was sent.  
  C4591001 
1084 
10841439  2 92 11JAN2021  FOLLOW -UP PROTOCOL DEVIATION  subject received vaccine outside of study  
  C4591001 
1084 
10841450  2 43 25NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject has not returned calls to CRC, certified letter 
will be sent today.  
    2 43 25NOV2020  FOLLOW -UP OTHER  subject is a front line worker at a hospital and was no 
longer able to make it for her visits.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 41
FDA-CBER-2021-5683-0224830
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1084 
10841456  2 84 07JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received Moderna Covid -19 vaccination at 
work.  
  C4591001 
1084 
10841480  2 67 07JAN 2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject prefers to have vaccine through employer 
subject dropped  
  C4591001 
1084 
10841512  2 119 09MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject will not be available for follow -up 
appointments.  
  C4591001 
1085 
10851064  2 152 01FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1085 
10851069  2 110 21DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew consent  
  C4591001 
1085 
10851081  2 87 30NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject no longer interested in the study.  
    2 87 30NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Site received call call from patient stating she was no 
longer intere sted in the study.  
  C4591001 
1085 
10851129  2 168 24FEB2021  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/EXPOSURE DURING 
PREGNANCY  
  C4591001 
1085 
10851137  2 104 23DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew Consent  
  C4591001 
1085 
10851237  2 108 09JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew consent  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 42
FDA-CBER-2021-5683-0224831
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1085 
10851244  2 97 30DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Received vaccine elsewhere  
  C4591001 
1085 
10851286  1 24 02OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion #5  
    1 174 01MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Subject was vaccinated outside of the study.  
  C4591001 
1085 
10851287  2 116 25JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew consent  
  C4591001 
1085 
10851332  1 37 20OCT2020  VACCINATION  LOST TO FOLLOW -UP Contacted multiple times. Sent certified letter on 
16Nov2020. Letter was returned to site last week.  
    1 37 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Patient unreachable. Certified letter mailed.  
  C4591001 
1087 
10871066  2 184 02MAR2021  FOLLOW -UP PROTOCOL DEVIATION  COVID -19 Vaccine Received outside C4591001 
study 
  C4591001 
1087 
10871085  2 13 20SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Pt moved to ano ther State for job. Closest Site 1+ hr 
away from pt's new location. Withdrew consent.  
    2 13 20SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt moved to another State for job. Closest Site 1+ hr 
away from pt's new location. Withdrew consent.  
  C4591001 
1087 
10871089  1 19 04SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion Criteria #5  
  C4591001 
1087 
10871146  2 124 11JAN2021  FOLLOW -UP OTHER  Subject moving to Florida and closest Site < 2 hrs 
away. Subject opted to withdraw from study.  
  C4591001 
1087 
10871209  1 7 31AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject has met exclusion #5  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 43
FDA-CBER-2021-5683-0224832
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 38 01OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject chose to withdraw from study because felt 
no longer necessary due to positive COVID dx.  
  C4591001 
1087 
10871279  2 156 23FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject is unwilling to return for vaccine if in the 
placebo group.  
  C4591001 
1087 
10871336  1 61 02NOV2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up  
    1 61 02NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
  C4591001 
1087 
10871354  1 10 17SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/MYALGIA  
    1 10 17SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/MYALGIA  
  C4591001 
1087 
10871356  1 54 31OCT2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up.  
    1 54 31OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up.  
  C4591001 
1087 
10871363  2 56 23NOV2020  VACCINATION  LOST TO FOLLOW -UP lost to follow up  
    2 56 23NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up.  
  C4591001 
1087 
10871525  2 131 23FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject unwilling to return for vaccination.  
  C4591001 
1087 
10871557  1 23 05NOV2020  VACCINATION  PREGNANCY  PREGNANCY/EXPOSURE DURING 
PREGNANCY  
  C4591001 
1087 
10871562  1 100 21JAN2021  VACCINATION  LOST TO FOLLOW -UP Lost to follow up  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 44
FDA-CBER-2021-5683-0224833
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 100 21JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up.  
  C4591001 
1089 
10891050  2 197 10MAR2021  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
  C4591001 
1089 
10891054  2 60 23OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  patient withdrew consent  
  C4591001 
1089 
10891076  1 22 27AUG2020  VACCINATION  LOST TO FOLLOW -UP 8/25-# out of service, sent email 8/27 -no response, 
sent certified letter  
    1 22 27AUG2020  FOLLOW -UP LOST TO FOLLOW -UP number invaild and sent certified letter. no response  
  C4591001 
1089 
10891158  1 44 02OCT2020  VACCINATION  OTHER  site was notified that subject has been incarcerated 
and will not be able to complete study visit  
    1 44 02OCT2020  FOLLOW -UP OTHER  site was notified that subject has been incarcerated 
and will not be able to complete study visit  
  C4591001 
1089 
1089117 9 2 157 18FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject moved, withdrew consent  
  C4591001 
1089 
10891182  1 91 23NOV2020  VACCINATION  LOST TO FOLLOW -UP patient is lost to follow -up, no response on calls or 
certified letter  
    1 91 23NOV2020  FOLLOW -UP LOST TO FOLLOW -UP subject is lost to follow up, 3 calls and certified letter 
sent 
  C4591001 
1089 
10891186  2 42 29OCT2020  VACCINATION  LOST TO FOLLOW -UP 3 calls-no response, certified letter sent  
  C4591001 
1089 
10891207  2 162 26FEB2021  FOLLOW -UP LOST TO FOLLOW -UP 3 phone call attempts, certified letter sent and 
returned.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 45
FDA-CBER-2021-5683-0224834
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1089 
10891213  2 47 06NOV2020  VACCINATION  LOST TO FOLLOW -UP 3 calls -no response, certified letter sent  
    2 47 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Patient has been contacted via phone 3x and certified 
letter was sent with o response.  
  C4591001 
1089 
10891227  2 155 26FEB2021  FOLLOW -UP LOST TO FOLLOW -UP 3 phone call attempts have ben made, certified letter 
sent and returned to site.  
  C4591001 
1089 
10891231  2 39 29OCT2020  VACCINATION  LOST TO FOLLOW -UP 3 calls -no response, certified letter sent  
    2 39 29OCT2020  FOLLOW -UP LOST TO FOLLO W-UP patient withdrew consent  
  C4591001 
1089 
10891289  2 79 19DEC2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/ACUTE HEPATIC FAILURE  
  C4591001 
1089 
10891294  2 151 01MAR2021  FOLLOW -UP LOST TO FOLLOW -UP 3 phone call attempts and certified letter sent, 
certified letter came back as not deliverable  
  C4591001 
1089 
10891334  2 141 26FEB2021  FOLLOW -UP LOST TO FOLLOW -UP 3 phone call attempts have ben made, certified letter 
sent and returned to site.  
  C4591001 
1089 
10891346    
22SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent prior to receiving vaccine  
  C4591001 
1089 
10891350  2 124 15FEB2021  VACCINATION  LOST TO FOLLOW -UP lm 3x certified letter sent  
    2 124 15FEB2021  FOLLOW -UP LOST TO FOLLOW -UP 3 attempts and certified letter sent LTFU  
  C4591001 
1089 
10891351    
25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent, and left office prior to 
vaccination  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 46
FDA-CBER-2021-5683-0224835
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1090 
10901047  2 45 07OCT2020  VACCINATION  LOST TO FOLLOW -UP Pt was not reachable the last 2 weeks. HE is in prison 
per his sister. Pt will be discontinued.  
    2 45 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP pt in prison  
  C4591001 
1090 
10901052  2 158 28JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  planned to receive a non -study covid -19 vaccine 
outside of study  
  C4591001 
1090 
10901067  2 122 23DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  unblinded per subject request  
  C4591001 
1090 
10901068  1 29 02SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  pt is not willing to come to any m visits  
    1 29 02SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject no longer interested in study  
  C4591001 
1090 
10901073  2 198 09MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  patient not willing to come in for mo 6 or any other 
study visits.  
  C4591001 
1090 
10901328  2 63 25NOV2020  VACCINATION  LOST TO FOLLOW -UP pt did not come for V3 and was unresponsive to calls 
and certified letter  
    2 63 25NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Pt did not come for V3 and not responsive to calls or 
certified letter  
  C4591001 
1090 
10901379  1 54 02NOV2020  VACCINATION  LOST TO FOLLOW -UP pt never contacted us to reschedule V2  
    1 54 02NOV2020  FOLLOW -UP LOST TO FOLLOW -UP unable to contact  
  C4591001 
1090 
10901463  2 63 17DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject requested to be unblinded before eligibl e 
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 47
FDA-CBER-2021-5683-0224836
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1090 
10901507  1 20 04NOV2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/URTICARIA  
  C4591001 
1090 
10901517  2 49 29DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject requested to be unblinded before eligibility  
  C4591001 
1090 
10901539  2 34 16DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject wanted to be unblinded  
  C4591001 
1090 
10901551  2 31 17DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject requested to be unblinded  
  C4591001 
1091 
10911039  1 50 22SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrew consent to future visits  
    1 50 22SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrew consent to further visits  
  C4591001 
1091 
10911077  1 22 27AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Patient agrees to stay in the trial for follow up but 
denied second vaccination.  
  C4591001 
1091 
10911083  1 23 28AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Did not want to come to sche duled visits  
    1 23 28AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject no longer wanted to come to study 
appointments  
  C4591001 
1091 
10911091  2 113 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject was vaccinated outside of study  
  C4591001 
1091 
10911122  2 169 16FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received moderna vaccine  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 48
FDA-CBER-2021-5683-0224837
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1091 
10911215  2 142 10FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Study subject received Moderna Vaccine  
  C4591001 
1091 
10911333  2 29 09NOV2020  VACCINATION  PROTOCOL DEVIATION  Subject was no show for appointment. Site reached 
out several times and no response.  
  C4591001 
1091 
10911352  1 23 28OCT2020  VACCINATION  WITHDRA WAL BY 
SUBJECT  Subject was a NCNS for his V2 today. Stated over 
the phone he would like to withdraw consent  
    1 23 28OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject was a NCNS for his V2. Stated over the 
phone he would like to withdraw consent  
  C4591001 
1092 
10921055  2 138 29JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Subject is lost to follow -up 
  C4591001 
1092 
10921080  1 22 16SEP2020  VACCINATION  OTHER  Incarcerate d 09Sep2020  
    1 22 16SEP2020  FOLLOW -UP OTHER  Incarcerated  
  C4591001 
1092 
10921082  2 35 20OCT2020  VACCINATION  LOST TO FOLLOW -UP unable to make contact with subject  
    2 35 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject is Lost to follow up  
  C4591001 
1092 
10921128    
01SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt withdrew consent due to anxiety of having blood 
drawn  
  C4591001 
1092 
10921188  2 154 08MAR2021  FOLLOW -UP LOST TO FOLLOW -UP Subject canceled V101, site ma de 4 attempts to 
reschedule and sent letter via mail  
  C4591001 
1092 
10921249  1 1 20OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject No Show for V2 and is Lost to Follow Up  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 49
FDA-CBER-2021-5683-0224838
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 1 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject No Show for V2, subject Lost to Follow Up  
  C4591001 
1093 
10931055    
31AUG2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  UNABLE TO OBTAIN BLOOD FROM SUBJECT.  
  C4591001 
1093 
10931058  1 25 18SEP2020  VACCINATION  PREGNANCY  PREGNANCY/EXPOSURE DURING 
PREGNANCY  
    1 77 09NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject was lost to follow up./EXPOSURE 
DURING PREGNANCY  
  C4591001 
1093 
10931065  1 81 14NOV2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT WAS SENT A CERTIFIED LETTER 
AND WAS UNABLE TO BE CONTACTED 
MULTIPLE TIMES.  
    1 81 14NOV2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT WAS SENT A CERTIFIED LETTER 
AND WAS UNABLE TO BE CONTACTED 
MULTIPLE TIMES.  
  C4591001 
1093 
10931072  1 81 14NOV2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT WAS SENT A CERTIFIED LETTER 
AND WAS UNABLE TO BE CONTACTED 
MULTIPLE TIMES.  
    1 81 14NOV2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT WAS SENT A CERTIFIED LETTER 
AND WAS UNABLE TO BE CONTACTED 
MULTIPLE TIMES.  
  C4591001 
1093 
10931094  1 76 14NOV2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT WAS SENT A CERTIFIED LETTER 
AFTER MULTIPLE ATTEMPTS TO CONTACT 
THEM.  
    1 76 14NOV2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT WAS SENT A CERTIFIED LETTER 
AFTER MULTIPLE ATTEMPTS TO CONTACT 
THEM.  
  C4591001 
1093 
10931100  2 79 10DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT STATED THEY WERE NOW TOO 
BUSY WITH WORK TO TRAVEL TO 
APPOINTMENTS.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 50
FDA-CBER-2021-5683-0224839
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 79 10DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT STATED THEY WERE NOW TOO 
BUSY WITH WORK TO TRAVEL TO 
APPOINTMENTS.  
  C4591001 
1093 
10931129  2 68 11DEC2020  VACCINATION  PROTOCOL DEVIATION  Visit 3 was missed.  
  C4591001 
1093 
10931216  2 33 22DEC2020  VACCINATION  PROTOCOL DEVIATION  SUBJECT RECEIVED AN OUTSIDE STUDY 
COVID VACCINATION.  
    2 33 22DEC2020  FOLLOW -UP PROTOCOL DEVIATION  SUBJECT RECEIVED AN OUTSIDE STUDY 
COVID VACCINATION.  
  C4591001 
1094 
10941167  2 124 22FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received the non study  covid 19 vaccine 
before being discontinued or withdrawing from study  
  C4591001 
1094 
10941169  2 120 23FEB2021  FOLLOW -UP PROTOCOL DEVIATION  subject received the non study covid 19 vaccine 
before being discontinued or withdrawing from study  
  C4591001 
1095 
10951031  2 114 15DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Participant received Pfizer COVID -19 vaccine 
through employer  
  C4591001 
1095 
10951056  1 35 08SEP2020  VACCINATION  OTHER  not able to meet study requirements due to work 
schedule  
    1 35 08SEP2020  FOLLOW -UP OTHER  Participant not able to continue in study at this time. 
Participant did not withdraw consent  
  C4591001 
1095 
10951141  1 22 16SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/DIABETIC FOOT  
    1 22 16SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/DIABETIC FOOT  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 51
FDA-CBER-2021-5683-0224840
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1095 
10951144  2 23 22DEC2020  VACCINATION  OTHER  participant proceeded to crossover prior to Vt. 3, 
group 1A  
  C4591001 
1095 
10951177  2 101 01JAN2021  VACCINATION  LOST TO FOLLOW -UP Certified letter sent  
    2 101 01JA N2021  FOLLOW -UP LOST TO FOLLOW -UP certified letter sent  
  C4591001 
1095 
10951270  2 1 28OCT2020  VACCINATION  LOST TO FOLLOW -UP certified letter sent  
    2 1 28OCT2020  FOLLOW -UP LOST TO FOLLOW -UP certified letter sent  
  C4591001 
1095 
10951271  2 1 28OCT2020  VACCINATION  LOST TO FOLLOW -UP certified letter sent  
    2 1 28OCT2020  FOLLOW -UP LOST TO FOLLOW -UP certified letter sent  
  C4591001 
1096 
10961012  2 139 26JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Received monoclonal antibody/placebo treatment 
through clinical trial  
  C4591001 
1096 
10961026  2 110 22DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Covid -19 Vaccination outside of study  
  C4591001 
1096 
10961031  1 22 04SEP2020  VACCINATION  PREGNANCY  PREGNANCY/EXPOSURE DURING 
PREGNANCY  
  C4591001 
1096 
10961036  2 175 02MAR2021  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  inclusion/exclusion criteria not met/DEPRESSION 
SUICIDAL  
  C4591001 
1096 
10961076  2 125 12JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject will receive Covid -19 Vaccination outside of 
the study.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 52
FDA-CBER-2021-5683-0224841
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1096 
10961081  1 54 12OCT2020  VACCINATION  LOST TO FOLLOW -UP LTFU, unresponsive to contact attempts  
    1 54 12OCT2020  FOLLOW -UP LOST TO FOLLOW -UP site unable to contact subject after multiple attempts 
and certified letter sent  
  C4591001 
1096 
10961109  2 103 23DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Covid -19 Vaccination Outside of study  
  C4591001 
1096 
10961141  1 22 16SEP2020  VACCINA TION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criteria #5  
  C4591001 
1096 
10961216  2 92 23DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Covid -19 Vaccination outside of the study  
  C4591001 
1096 
10961256  2 145 16FEB2021  FOLLOW -UP PROTOCOL DEVIATION  subject received COVID vaccine outside of trial  
  C4591001 
1096 
10961276  1 21 25SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  due to moving out of town unexpectedly  
    1 21 25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  due to moving out of town unexpectedly  
  C4591001 
1096 
10961318  2 82 23DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Covid -19 Vaccination outside of study  
  C4591001 
1096 
10961321  1 22 03OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject met exclusi on #1 on visit 2 (suicidal ideation) 
so no vaccine was administered  
  C4591001 
1096 
10961344  1 80 04DEC2020  VACCINATION  LOST TO FOLLOW -UP multiple calls made to subject and certified letter 
sent. 
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 53
FDA-CBER-2021-5683-0224842
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 80 04DEC2020  FOLLOW -UP LOST TO FOLLOW -UP subject was lost to follow up  
  C4591001 
1096 
10961388  1 21 29OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject was diagnosed with COVID between 
vaccination one and vaccination two  
  C4591001 
1098 
10981001  1 31 17SEP2020  VACCINATION  LOST TO FOLLOW -UP Lost to followup  
    1 31 17SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter was sent. Site is unable t o contact the 
subject. Thanks.  
  C4591001 
1098 
10981029  1 22 11SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject wanted to be discontinued from the study for 
unknown reasons.  
    1 22 11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject inform, it is due to wellbeing  
  C4591001 
1098 
10981106  2 163 05MAR2021  FOLLOW -UP LOST TO FOLLOW -UP Discontinued due to loss to follow up.  
  C4591001 
1098 
10981200  1 46 05NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject called multiple times and certified letter was 
sent. No response from subject  
    1 46 05NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject called multiple times and certified letter was 
sent. No response from subject.  
  C4591001 
1098 
10981219  1 43 05NO V2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdraw by subject due to no longer wanting to take 
part in the study.  
    1 43 05NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdraw by subject due to no longer wanting to take 
part in the study.  
  C4591001 
1098 
10981224  2 82 04JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject got Pfizer vaccine at work.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 54
FDA-CBER-2021-5683-0224843
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1098 
10981243  2 139 08MAR2021  FOLLOW -UP LOST TO FOLLOW -UP Disconti nued  
  C4591001 
1098 
10981244  2 84 12JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Subject has been discontinued due to lost of 
followup.  
  C4591001 
1098 
10981266  2 35 16DEC2020  VACCINATION  LOST TO FOLLOW -UP 3 attempts to get hold of the pt. Sent the certified 
letter but subject didnot answer.  
    2 35 16DEC2020  FOLLOW -UP LOST TO FOLLOW -UP 3 attempts to get hold of the pt. Sent the certified 
letter but subject didnot answer.  
  C4591001 
1101 
11011024  1 21 29SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  the subject was diagnoses with COVID between 
vaccination one and vaccination tw o 
  C4591001 
1107 
11071013  2 162 01FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received Moderna vaccine  
  C4591001 
1107 
11071065  2 84 18NOV2020  FOLLOW -UP PHYSICIAN DECISION  PHYSICIAN DECISION  
  C4591001 
1107 
11071074  2 74 12NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT ON 
12NOV2020  
  C4591001 
1109 
11091030  2 37 23SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT CALLED TO WITHDRAW FROM 
TRIAL DUE TO TRANSPORTATION ISSUES AS 
WELL AS BEING TO BUSY.  
    2 37 23SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT CALLED TO WITHDRAW FROM 
TRIAL DUE TO TRANSPORTATION ISSUES AS 
WELL AS BEING TO BUSY.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 55
FDA-CBER-2021-5683-0224844
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1109 
11091041  2 133 29DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject was unblinded by own request not eligible 
for unb linding by EUA  
  C4591001 
1109 
11091059  1 40 08SEP2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT NEVER RETURNED PHONE CALLS 
OR RESPOND TO CERTIFIED LETTER. 
    1 40 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVER RETURNED PHONE CALLS 
OR RESPOND TO CERTIFIED LETTER.  
  C4591001 
1109 
11091066  2 176 10FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject no longer wanted to participate  
  C4591001 
1109 
11091068  1 40 08SEP2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT NEVER RETURNED NUMEROUS 
CALLS OR CERTIFIED LETTER SENT TO HIM.  
    1 40 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO CALLS OR 
CERTIFIED LETTER.  
  C4591001 
1109 
11091126  2 120 22DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdraw by subject  
  C4591001 
1109 
11091127  1 37 08SEP2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO MULTIPLE 
CALLS AND CERTIFIED LETTER SENT TO 
HER  
    1 37 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVE RESPONDED TO CALLS OR 
CERTIFIED LETTER SENT TO HER.  
  C4591001 
1109 
11091148  2 33 26SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT CALLED AND WITHDREW 
CONSENT  
    2 33 26SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT CALLED AND WITHDREW 
CONSENT  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 56
FDA-CBER-2021-5683-0224845
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1109 
11091197  2 129 07JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1109 
11091234  1 25 08SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  WORK HAD GOTTEN TOO BUSY WITH 
OPENING BACK UP AND SHE WAS UNABLE 
TO CONTINUE HER PARTICIPATION.  
    1 25 08SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  WORK HAD GOTTEN TOO BUSY WITH 
OPENING BACK UP AND SHE WAS UNABLE 
TO CONTINUE HER PARTICIPATION.  
  C4591001 
1109 
11091275  2 125 11JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject withdrew due to getting vaccine at another 
location.  
  C4591001 
1109 
11091335  1 43 07OCT2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO MULTIPLE 
CALLS AND CERTIFIED LETTER SENT TO 
HER  
    1 43 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO MULTIPLE 
CALLS AND CERTIFIED LETTER SENT TO 
HER  
  C4591001 
1109 
11091349    
28AUG2020  FOLLOW -UP PROTOCOL DEVIATION  Subject randomized in error.  
  C4591001 
1109 
11091352  2 117 13JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject no longer wanted to participate in study.  
  C4591001 
1109 
11091419  2 40 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject did not respond to multiple phone calls or 
certified letter.  
    2 40 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject did not respond to multiple phone calls or 
certified letter.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 57
FDA-CBER-2021-5683-0224846
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1109 
11091478  1 29 07OCT2020  VACCINATION  LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
    1 29 07OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT NEVER RESPONDED TO MULTIPLE 
CALLS AND CERTIFIED LETTER SENT  
  C4591001 
1109 
11091496  2 88 28DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  No longer wanted to participate  
  C4591001 
1109 
11091515  1 30 14OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject never returned for visit, responded to call or 
certified letter sent.  
    1 30 14OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject never returned for visit, responded to call or 
certified letter sent.  
  C4591001 
1109 
11091547  1 63 01DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
    1 63 01DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject no longer wanted to participate in study  
  C4591001 
1109 
11091556  1 9 12OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5  
  C4591001 
1110 
11101010  2 63 22OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject did not comply with inclusion criteria #2.  
    2 63 22OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject did not comply with inclusion criteria #2.  
  C4591001 
1110 
11101038  1 35 08SEP2020  VACCINATION  LOST TO FOLLOW -UP Subject was contact over the phone 3 times and a 
certified letter was sent. Subject never reply.  
    1 35 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow is status, subject has been withdrawn 
from trial.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 58
FDA-CBER-2021-5683-0224847
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1110 
11101039  1 35 08SEP2020  VACCINATION  LOST TO FOLLOW -UP subject failed to contact site after many calls and 
certified letter.  
    1 35 08SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Subject did not respond to many phones calls from 
site and did not respond to certified letter fromi  
  C4591001 
1110 
11101069  1 59 08OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject was called more the 3 times,was texted 2 
times,email/certified letter were sent 
    1 59 08OCT2020  FOLLOW -UP LOST TO FOLLOW -UP we did more than 3 attempts via phone, 1 text 
message, 4 emails and a certified letter.  
  C4591001 
1110 
11101075  2 97 09DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject states is in his best interest to participate in 
other studies  
  C4591001 
1110 
11101085  1 58 08OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject was tried to contact by phone, text, email 
and certified letter several times.  
    1 58 08OCT2020  FOLLOW -UP LOST TO FOLLOW -UP we did 4 phone call attempts, 1 text message, 1 email 
and a certified letter.  
  C4591001 
1110 
11101102  2 182 08MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject is moving to London in two weeks  
  C4591001 
1110 
11101110  1 22 08SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    1 22 08SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1110 
11101117  2 92 09DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject states is in his best interest not continue in 
the study  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 59
FDA-CBER-2021-5683-0224848
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1110 
11101141  2 56 12NOV2020  VACCINATION  LOST TO FOLLOW -UP 4 attempts via phone call, 1 text message, 1 email 
and 1 certified letter.  
    2 56 12NOV2020  FOLLOW -UP LOST TO FOLLOW -UP 4 attempts via phone call, 1 text message, 1 email 
and 1 certified letter.  
  C4591001 
1110 
11101154  1 21 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject was contacted over the phone because she 
missed visit 2 and subject withdraw consent.  
    1 21 17SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent verbally over the phone.  
  C4591001 
1110 
11101155  1 21 17SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject was contacted over the phone because she 
missed visit 2 and subject withdraw consent.  
    1 21 17SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject verbally withdrew consent.  
  C4591001 
1110 
11101156  1 96 01DEC2020  VACCINATION  LOST TO FOLLOW -UP Subject was attempt to contact by 2 text messages, 1 
certified letter, 1 email and 8 phone call.  
    1 96 01DEC2020  FOLLOW -UP LOST TO FOLLOW -UP Subje ct was attempt to contact by 2 text messages, 1 
certified letter, 1 email and 8 phone call.  
  C4591001 
1110 
11101177  2 156 24FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received Moderna vaccine outside of study 
trial. 
  C4591001 
1110 
11101229  1 21 30SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject meets exclusion criterion #5  
  C4591001 
1110 
11101244  2 122 03FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT Subject do not want to continue in the study  
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FDA-CBER-2021-5683-0224849
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1110 
11101247  1 22 06OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject WICF because he is unable to continue with 
the visit due to work.  
    1 22 06OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject WICF because he is unable to continue with 
the visit due to work.  
  C4591001 
1110 
11101250  1 22 06OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject did not provide a reason to be discontinued 
from the study.  
    1 22 06OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject did not provide a reason to be discontinued 
from the study.  
  C4591001 
1110 
11101326  2 83 12JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject wants to be discontinued from the study 
because she can not comply with the study schedule  
  C4591001 
1110 
11101333  1 35 05NOV2020  VACCINATION  LOST TO FOLLOW -UP we attempt 3 phone calls, 1 text message and 1 
certified letter.  
    1 35 05NOV2020  FOLLOW -UP LOST TO FOLLOW -UP we attempt 3 phone calls, 1 text message and 1 
certified letter.  
  C4591001 
1110 
11101342  1 31 05NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject sent and email, he state he will like to 
withdraw from the study due to a private reason.  
    1 31 05NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject sent and email, he state he will like to 
withdraw from the study due to a private reason.  
  C4591001 
1110 
11101380  2 38 29JAN2021  VACCINATION  WITHDRAWAL BY 
PARENT/GUARDIAN  Parent discontinue subject because he states subject 
is too busy with school.  
    2 38 29JAN2021  FOLLOW -UP WITHDRAWAL BY 
PARENT/GUARDIAN  Parent discontinued subject because he states subject 
is too busy with school.  
  C4591001 
1111 
11111051  2 119 22DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received COVID -19 vaccine at work. As a 
result, the subject is discontinued in the study.  
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1112 
11121054  2 43 07OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  sujbect withdrew consent due to work schedule  
    2 43 07OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew due to busy work schedule  
  C4591001 
1112 
11121058  1 22 25AUG2020  VACCINATION  OTHER   now employed by  
    1 22 25AUG2020  FOLLOW -UP OTHER  now employed by  
  C4591001 
1112 
11121062  2 132 03JAN2021  FOLLOW -UP PROTOCOL DEVIATION  subject rec'd vaccine at her job  
  C4591001 
1112 
11121083  2 118 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received COVID -19 vaccination offered to 
her by employer.  
  C4591001 
1112 
11121135  2 111 28DEC2020  FOLLO W-UP PROTOCOL DEVIATION  Subject rec'd Pfizer Covid vaccine at work on 
12/23/2020  
  C4591001 
1112 
11121190  2 174 08MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject moved out of state, unable to make follow up 
visits  
  C4591001 
1112 
11121192  1 34 30SEP2020  VACCINATION  LOST TO FOLLOW -UP unable to reach subject for missed appts  
    1 34 30SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Unable to contact subject for Vs 2  
  C4591001 
1112 
11121229    
04SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject left clinic after randomization and prior to 
vaccination  
  C4591001 
1112 
11121243  2 97 06JAN2021  FOLLOW -UP PROTOCOL DEVIATION  subject rec'd vaccine outside of the trial  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 62
(b) (6)
(b) (6)
(b) (6)
FDA-CBER-2021-5683-0224851
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C45910 01 
1112 
11121259  2 112 15FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject in for Vacc 3, unwilling to wait required 30 
mins post vaccine, withdrew consent  
  C4591001 
1112 
11121270†  1 1 08OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  unstable viral load and Hepatitis B  
  C4591001 
1112 
11121313  2 93 11FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  not interested in getting active vaccine or 
participation in the study  
  C4591001 
1114 
11141015  2 184 05MAR20 21 FOLLOW -UP PROTOCOL DEVIATION  Subject received vaccine outside study and Requests 
Withdrawal 
  C4591001 
1114 
11141029  2 45 29OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject no show to apt and no response from 
certified letter.  
    2 45 29OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject no show to apt and no response from 
certified letter.  
  C4591001 
1114 
11141037  1 54 09OCT2020  VACCINATION  LOST TO FOLLOW -UP no show to visit 2,two times.subject no responsive to 
calls and voicemails and subjects emerg.contac  
    1 54 09OCT2020  FOLLOW -UP LOST TO FOLLOW -UP no show to visit 2,two times.subject no responsive to 
calls and voicemails and subjects emerg.contac  
  C4591001 
1114 
11141054  2 104 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received COVID -19 vaccine outside the 
protocol.  
  C4591001 
1116 
11161008  2 134 28JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject received emergency use vaccine outside of 
study and does not want to be followed for safety  
  C4591001 
1116 
11161012  2 134 28JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject went to outside source for vaccine.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 63
FDA-CBER-2021-5683-0224852
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1116 
11161015    
26AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent. Left site prior to IP 
administration.  
  C4591001 
1116 
11161143  1 68 14NOV2020  VACCINATION  LOST TO FOLLOW -UP Contact attempts 29SEP 30SEP 2OCT 13OCT 
6NOV 9NOV 
    1 68 14NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Contact attempts 29SEP 30SEP 2OCT 13OCT 
6NOV 9NOV  
  C4591001 
1116 
11161172  1 67 14NOV2020  VACCINATION  LOST TO FOLLOW -UP Contact attempts 2OCT 5OCT 7OCT 9OCT 13OCT 
23OCT 9NOV 
    1 67 14NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Contact attempts 2OCT 5OCT 7OCT 9OCT 13OCT 
23OCT 9NOV  
  C4591001 
1116 
11161217  2 153 03MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject would like to get pregnant, does not want the 
vaccine or to continue in the study  
  C4591001 
1116 
11161292  1 52 14NOV2020  VACCINATION  LOST TO FOLLOW -UP Contact attempts 16OCT 22OCT 23OCT 3NOV 
4NOV 9NOV 10NOV 
    1 52 14NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Contact attempts 16OCT 22OCT 23OCT 3NOV 
4NOV 9NOV 10NOV  
  C4591001 
1116 
11161322  2 55 07DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW FROM STUDY  
    2 55 07DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1116 
11161323  2 136 26FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Attempts to Contact: 26Feb, 4Feb, 3Feb, 22Jan, 
15Dec  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 64
FDA-CBER-2021-5683-0224853
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1116 
11161326  2 122 26FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Attempted contacts: 26Feb, 3Feb, 25Jan , 22Jan, 
19Jan, 7Jan, 28Dec, 21Dec  
  C4591001 
1117 
11171014  2 115 31DEC2020  VACCINATION  LOST TO FOLLOW -UP UNABLE TO CONTACT/SCHEDULE 
PARTICIPANT  
    2 115 31DEC2020  FOLLOW -UP LOST TO FOLLOW -UP UNABLE TO CONTACT AND SCHEDULE  
  C4591001 
1117 
11171015  2 183 10MAR2021  VACCINATION  PROTOCOL DEVIATION  OUT OF COUNTRY, EOT FOLLOW UP DONE 
AT V4 -MONTH 6 VISIT  
  C4591001 
1117 
11171036  2 141 28JAN2021  REPEAT 
SCREENING 1  NO LONGER MEETS 
ELIGIBILITY CRITERIA  INC 3, EXC 1  
  C4591001 
1117 
11171138  2 31 17DEC2020  VACCINATION  PROTOCOL DEVIATION  COULD NOT GET PARTICIPANT SCHEDULED 
FOR V3  
  C4591001 
1117 
11171186  1 21 26OCT2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/SUICIDE ATTEMPT  
    1 119 01FEB2021  REPEAT 
SCREENING 1  NO LONGER MEETS 
ELIGIBILITY CRITERIA  INC3 / EXC1/SUICIDE ATTEMPT  
  C4591001 
1117 
11171190  1 6 13OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject met exclusion 5 at the t ime of Visit 2  
  C4591001 
1118 
11181060  2 124 12JAN2021  FOLLOW -UP LOST TO FOLLOW -UP certified letter sent to subject, returned back to site 
unclaimed. unable to reach subject.  
  C4591001 
1118 
11181062  2 147 04FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Subject did not respond to numerous contact 
attempts made by site staff  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 65
FDA-CBER-2021-5683-0224854
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1118 
11181 064 2 133 21JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew from study  
  C4591001 
1120 
11201013  1 20 18AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject states he no longer wants to be in study  
    1 20 18AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject states he no longer wants to be in study  
  C4591001 
1120 
11201038    
29OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdraw consent  
  C4591001 
1120 
11201058  2 197 11MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdraw from study  
  C4591001 
1120 
11201083  2 71 04NOV2020  VACCINATION  LOST TO FOLLOW -UP certified letter sent and moved to lost to follow up  
    2 71 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up  
  C4591001 
1120 
11201085  1 79 23OCT2020  VACCINATION  LOST TO FOLLOW -UP subject would not come in office for visit  
    1 79 23OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Subject never showed to appointment.  
  C4591001 
1120 
11201096  2 164 04FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Subject was vaccinated outside of study with 
Moderna  
  C4591001 
1120 
11201104  1 50 24SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject states no longer wishes to be in study about 
to have weight lost surgery  
    1 50 24SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject no longer wished to be in study subject is 
about to have weight lost surgery  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 66
FDA-CBER-2021-5683-0224855
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1120 
11201119  2 197 11MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject no longer able to make appointments  
  C4591001 
1120 
11201142  2 154 04FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdraw  
  C4591001 
1120 
11201240  2 163 20FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subje ct is moving out of town  
  C4591001 
1120 
11201252    
09SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Subject was randomized, but had to leave for work. 
Subject never return for next appointment  
  C4591001 
1120 
11201266  2 113 19JAN2021  FOLLOW -UP DEATH  DEATH/LUNG CANCER METASTATIC  
  C4591001 
1120 
11201346  2 81 29JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject moving out of state  
  C4591001 
1121 
11211004  2 125 15JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  due to being a medical worker can no longer wait to 
receive trial vaccine  
  C4591001 
1121 
11211009  2 40 22OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subje ct withdrew due to busy schedule.  
    2 40 22OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent due to busy schedule. 
Does not want to be FU  
  C4591001 
1121 
11211010  2 180 11MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject asked to be withdrawn then hung up. 
Attempted to reach her again, she answered then 
hung up.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 67
FDA-CBER-2021-5683-0224856
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1121 
11211018  2 163 23FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew to receive vaccine elsewhere  
  C4591001 
1121 
11211025  1 22 16SEP2020  VACCINATION  OTHER  Participants significant other notified the site, 
participant is in jail for the foreseeable future  
    1 22 16SEP2020  FOLLOW -UP OTHER  Subject incarcerated. Subject to be dropped from the 
study.  
  C4591001 
1121 
11211057  2 170 10MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject received 2 moderna doses. See non study 
vaccine page.  
  C4591001 
1121 
11211059  2 92 22DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent to receive vaccine at work.  
  C4591001 
1121 
11211061  2 109 08JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Have attempted to contact subject numerous times 
via telephone and certified letter. No response.  
  C4591001 
1121 
11211067  2 100 30DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent to receive vaccine at work.  
  C4591001 
1121 
11211087  2 164 10MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject received Moderna vaccine. 1st dose on non 
study vaccine page. 2nd dose not performed yet  
  C4591001 
1121 
11211096  2 101 08JAN2021  VACCINATION  LOST TO FOLLOW -UP Have attempted to contact subject numerous times 
via telephone and certified letter. No  response.  
    2 101 08JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Have attempted to contact subject numerous times 
via telephone and certified letter. No response.  
  C4591001 
1121 
11211108  2 165 11MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  After trying to schedule subject for 2 weeks, he 
contacted site and asked to "opt out"  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 68
FDA-CBER-2021-5683-0224857
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1122 
11221003  2 84 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  subject received COVID -19 vaccine outside of the 
study 
  C4591001 
1122 
11221006    
03SEP2020  FOLLOW -UP PROTOCOL DEVIATION  Subject randomized in error  
  C4591001 
1122 
11221026    
11SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/PRESYNCOPE  
      
11SEP2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/VOMITING  
  C4591001 
1122 
11221038  2 70 24DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received COVID -19 vaccine outside of the 
study.  
  C4591001 
1123 
11231027    
04AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent after randomization prior 
to vaccination.  
  C4591001 
1123 
1123103 1 2 197 09MAR2021  FOLLOW -UP LOST TO FOLLOW -UP no response to certified letter  
  C4591001 
1123 
11231051  2 43 08OCT2020  VACCINATION  OTHER  moved to hawaii  
    2 43 08OCT2020  FOLLOW -UP OTHER  Moved to Hawaii  
  C4591001 
1123 
11231069  2 190 09MAR2021  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent. Left voicemail with the patient.  
  C4591001 
1123 
11231091  2 146 25JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 69
FDA-CBER-2021-5683-0224858
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1123 
11231104  2 175 24FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Pt. received covid -19 vaccine  
  C4591001 
1123 
11231137  2 1 14SEP2020  VACCINATION  LOST TO FOLLOW -UP subject was lost to follow up after visit 2.  
    2 1 14SEP2020  FOLLOW -UP LOST TO FOLLOW -UP subject was LTF following V2  
  C4591001 
1123 
11231144  1 42 30SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criteria #5.  
  C4591001 
1123 
11231145  2 143 04FEB2021  FOLLOW -UP PROTOCOL DEVIATION  pt received non -study vaccine  
  C4591001 
1123 
11231154  1 73 04NOV2020  VACCINATION  LOST TO FOLLOW -UP no response from subject after certified letter  
    1 73 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP no response from subject after certified letter  
  C4591001 
1123 
11231168  1 72 04NOV2020  VACCINATION  LOST TO FOLLOW -UP Pt is LTF  
    1 72 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Pt is LTF  
  C4591001 
1123 
11231249  2 122 05FEB2021  FOLLOW -UP PROTOCOL DEVIATION  subject received nonstudy covid -19 vaccine  
  C4591001 
1123 
11231290  1 29 21OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subejct withdrew consent.  
    1 29 21OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 70
FDA-CBER-2021-5683-0224859
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1123 
11231301    
24SEP2020  FOLLOW -UP PROTOCOL DEVIATION  subject randomized in error  
  C4591001 
1123 
11231313  1 13 06OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exc. criterion 5 COVID -19 positive  
  C4591001 
1123 
11231386  1 22 09NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  exclusion no. 5 positive covid test  
  C4591001 
1124 
11241001  2 171 17FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject in Israel and not sure when will return to 
United States  
  C4591001 
1124 
11241025  2 161 09FEB2021  FOLLOW -UP PROTOCOL DEVIATION  subject received Moderna vaccine through her work  
  C4591001 
1124 
11241038  2 106 16DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew to receive Covid -19 at workplace  
  C4591001 
1124 
11241049  1 26 11SEP2020  VACCINATION  LOST TO FOLLOW -UP Subject not responding to any phone calls, certified 
letter sent 
    1 26 11SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Subject not responding to any phone calls, certified 
letter sent  
  C4591001 
1124 
11241052  2 128 14JAN2021  FOLLOW -UP PROTOCOL DEVIATION  received additional vaccination outside of study  
  C4591001 
1124 
11241072  2 168 24FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Subject missed appointment on 2/17/21. Several 
attempts were made to contact subject with no 
success  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 71
FDA-CBER-2021-5683-0224860
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1124 
11241084  1 10 02SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Previous clinical or Microbiological COVID 19 
Diagnosis  
    1 18 10SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject not interested in participating any longer  
  C4591001 
1124 
11241103  2 97 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received Pfizer vaccine outside of study  
  C4591001 
1124 
11241120  2 121 15JAN2021  FOLLOW -UP PROTOCOL DEVIATION  received Moderna vaccine outside of study  
  C4591001 
1124 
11241141  2 64 24NOV2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up after multiple calls and certified 
letter sent 
    2 64 24NOV2020  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
  C4591001 
1124 
11241167  2 136 04FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Received Moderna vaccine outside of trial  
  C4591001 
1124 
11241199  2 91 28DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1124 
11241228  2 145 01MAR2021  FOLLOW -UP LOST TO FOLLOW -UP Subject has not returned any phone calls; a certified 
letter has been sent  
  C4591001 
1125 
11251019  1 48 29SEP2020  VACCINATION  LOST TO FOLLOW -UP lost to follow  
    1 48 29SEP2020  FOLLOW -UP LOST TO FOLLOW -UP post to follow  
  C4591001 
1125 
11251022  2 57 28OCT2020  VACCINATION  LOST TO FOLLOW -UP patient is a lost to follow  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 72
FDA-CBER-2021-5683-0224861
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 57 28OCT2020  FOLLOW -UP LOST TO FOLLOW -UP patient was a lost to follow  
  C4591001 
1125 
11251043  2 176 24FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Patient received vaccine elsewhere for COVID  
  C4591001 
1125 
11251059  2 76 24NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject missed appt and diary entries. Multiple 
contact attempts with subject were not returned.  
    2 76 24NOV2020  FOLL OW-UP LOST TO FOLLOW -UP Patient deemed lost to follow  
  C4591001 
1125 
11251142  2 154 24FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  moved from the area no longer able to make visits  
  C4591001 
1125 
11251159  1 1 03SEP2020  VACCINATION  LOST TO FOLLOW -UP attempted to contact patient and sent certified letter 
wih no response back  
    1 1 03SEP2020  FOLLOW -UP LOST TO FOLLOW -UP patient is a lost to follow  
  C4591001 
1125 
11251160  1 33 05OCT2020  VACCINATION  LOST TO FOLLOW -UP Patient is a lost to follow  
    1 33 05OCT2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow  
  C4591001 
1125 
11251162  2 58 24NOV2020  VACCINATION  LOST TO FOLLOW -UP unable to reach patient after multiple attempts and 
certified letter  
    2 58 24NOV2020  FOLLOW -UP LOST TO FOLLOW -UP multiple attempts to schedule visit 3 and certified 
letter sent on 05/NOV/2020 with no resoponse bac  
  C4591001 
1125 
11251238  1 12 02NOV20 20 VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Patient tested positive for Covid -19, EXC #5  
  C4591001 
1125 
11251243  1 2 09DEC2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/HEADACHE  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 73
FDA-CBER-2021-5683-0224862
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 2 09DEC2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/INJECTION SITE PAIN  
  C4591001 
1126 
11261017  2 150 28JAN2021  OPEN LABEL 
TREATMENT  ADVERSE EVENT  ADVERSE EVENT/ALLERGY TO VACCINE  
  C4591001 
1126 
11261045  2 104 23DEC2020  FOLLOW -UP PROTOCOL DEVIATION  SUBJECT RECEIVED PFIZER COVID19 
VACCINE OUTSIDE OF STUDY ON 17DEC2020  
  C4591001 
1126 
11261074    
25AUG2020  FOLLOW -UP PROTOCOL DEVIATION  During enrollment, after consent signed, inc/exc 
criteria reviewed, serology/nasal swab completed  
  C4591001 
1126 
1126 1080  2 112 05JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject got vaccinated with COVID -19 vaccine 
outside of the study.  
  C4591001 
1126 
11261135  2 91 23DEC2020  FOLLOW -UP PROTOCOL DEVIATION  SUBJECGT VACCINATED OUTSIDE OF STUDY 
PROTOCOL DESPITE APPT FOR V101. Pfizer 
BioNTech 23DEC2020  
  C4591001 
1126 
11261151  2 121 28JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received Pfizer BioNTech Covid 19 Vaccine 
outside of study 27JAN2021  
  C4591001 
1127 
11271022  1 62 29SEP2020  FOLLOW -UP LOST TO FOLLOW -UP after multiple TC attempts and certified letter and 
returned 11/10/2020 subject is lost to follow up  
  C4591001 
1127 
11271078  2 137 11JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Lost to followup  
  C4591001 
1127 
11271099  1 22 09SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject tested positive and symptoms for COVID  
  C4591001 
1127 
11271112  2 86 04DEC2020  FOLLOW -UP DEATH  DEATH/CARDIO -RESPIRATORY ARREST  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 74
FDA-CBER-2021-5683-0224863
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1128 
11281026  2 153 19JAN2021  FOLLOW -UP PROTOCOL DEVIATION  DROPPED -SUBJECT RECEIVED COVID -19 
VACCINE OUTSIDE OF STUDY  
  C4591001 
1128 
11281055  2 65 29OCT2020  VACCINATION  LOST TO FOLLOW -UP subject contact attempt ed several times, certified 
letter sent, no response  
    2 65 29OCT2020  FOLLOW -UP LOST TO FOLLOW -UP after several attempts and certified letter, subject has 
not responded  
  C4591001 
1128 
11281083  2 113 22DEC2020  FOLLOW -UP PROTOCOL DEVIATION  SUBJECT RECEIVED COVID -19 VACCINE 
OUTSIDE OF STUDY  
  C4591001 
1128 
11281086  2 43 13OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject wishes to discontinue from study  
    2 43 13OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject wished to discontinue study  
  C4591001 
1128 
11281112  2 129 08JAN2021  FOLLOW -UP PROTOCOL DEVIATION  DROPPED -SUBJECT RECEIVED COVID -19 
VACCINE OUTSIDE OF STUDY  
  C4591001 
1128 
11281146  1 64 21OCT2020  VACCINATION  LOST TO FOLLOW -UP subject is lost to follow up  
    1 64 21OCT2020  FOLLOW -UP LOST TO FOLLOW -UP AFTER SEVERAL ATTEMPTS TO CONTACT, 
CERTIFITED LETTER SENT 16SEP2020  
  C4591001 
1128 
11281159  2 49 29OCT2020  VACCINATION  LOST TO FOLLOW -UP after several attempts  and certified letter sent, subject 
is lost to follow up  
    2 49 29OCT2020  FOLLOW -UP LOST TO FOLLOW -UP after several attempts and certified letter sent, subject 
is lost to follow up  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1128 
11281164  2 61 10NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT, GOT A NEW 
JOB AND CAN'T RETURN FOR VISITS  
    2 61 10NOV2020  FOLLOW -UP WITH DRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT, GOT A NEW 
JOB AND CAN'T RETURN FOR VISITS  
  C4591001 
1128 
11281177  2 113 19JAN2021  FOLLOW -UP PROTOCOL DEVIATION  SUBJECT RECEIVED COVID -19 VACCINE 
OUTSIDE OF STUDY  
  C4591001 
1128 
11281227  2 105 31DEC2020  FOLLOW -UP PROTOCOL DEVIATION  DROPPED -SUBJECT RECEIVED COVID -19 
VACCINE OUTSIDE OF STUDY  
  C4591001 
1128 
11281265  2 114 15JAN2021  FOLLOW -UP PROTOCOL DEVIATION  SUBJECT RECEIVED COVID -19 VACCINE 
OUTSIDE OF STUDY  
  C4591001 
1128 
11281279  2 48 09NOV2020  VACCINATION  LOST TO FOLLOW -UP AFTER SEVERAL ATTEMPTS TO REACH 
SUBJECT, CERTIFIED LETTER WAS SENT 
WITH NO RESPONSE  
    2 48 09NOV2020  FOLLOW -UP LOST TO FOLLOW -UP AFTER SEVERAL ATTEMPTS TO REACH 
SUBJECT, CERTIFIED LETTER WAS SENT 
WITH NO RESPONSE  
  C4591001 
1128 
11281292  2 160 01MAR2021  FOLLOW -UP LOST TO FOLLOW -UP subject is lost to follow up  
  C4591001 
1128 
11281368  1 46 31OCT2020  VACCINATION  LOST TO FOLLOW -UP SUBJECT DID NOT RETURN TO CLINIC FOR 
V2. CERTIFIED LETTER SENT 
    1 46 31OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT DID NOT RETURN TO CLINIC FOR 
V2. CERTIFIED LETTER SENT  
  C4591001 
1129 
11291048    
04AUG2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  screen fail  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 76
FDA-CBER-2021-5683-0224865
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
      
04AUG2020  FOLLOW -UP PROTOCOL DEVIATION  violation exclusion criteria 2.f. 
immunocompromised. randomized but not dosed  
  C4591001 
1129 
11291064  2 118 23DEC2020  FOLLOW -UP PROTOCOL DEVIATION  subject rece ived Covid -19 vaccine outside of trial  
  C4591001 
1129 
11291072  2 111 19DEC2020  FOLLOW -UP PROTOCOL DEVIATION  subject received Covid -19 vaccine outside of trial  
  C4591001 
1129 
11291088  2 52 22OCT2020  VACCINATION  OTHER  no longer LTFU  
  C4591001 
1129 
11291089  2 52 22OCT2020  VACCINATION  OTHER  no longer LTFU  
  C4591001 
1129 
11291249  1 124 24FEB2021  VACCINATION  WITHDRAWAL BY 
SUBJECT  Participant has relocated to another state and is not 
willing to return for follow up  
    1 124 24FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawal of consent, subject moved with no 
intention of transferring to other site.  
  C4591001 
1129 
11291260  2 44 27JAN2021  OPEN LABEL 
TREATMENT  ADVERSE EVENT  ADVERSE EVENT/ANAPHYLACTOID 
REACTION  
  C4591001 
1131 
11311024  1 39 24SEP2020  VACCINATION  LOST TO FOLLOW -UP subject received vax1 (17AUG2020) but no showed 
for vax2. Now LTFU  
    1 39 24SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Multiple attempts made after no -show for V2,no 
response.Certified letter sent. Signed 24SEP2020  
  C4591001 
1131 
11311193  1 32 19OCT2020  VACCINATION  LOST TO FOLLOW -UP subject did not returned office calls for follow up  
    1 32 19OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject did not returned office calls for follow up  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 77
FDA-CBER-2021-5683-0224866
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1133 
11331016  2 179 18FEB2021  FOLLOW -UP WITHDRAWAL B Y 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331023  2 36 25SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    2 36 25SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331037  1 27 26AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
    1 27 26AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331042  1 21 20AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
    1 21 20AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331047  2 8 31AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject does not want to continue in the study  
    2 8 31AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331052  1 10 12AUG2020  VACCINATION  LOST TO FOLLOW -UP Certified Letter sent out Subject Lost to Follow up  
    1 10 12AUG2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter was sent  
  C4591001 
1133 
11331069  2 75 10NOV2020  VACCINATION  LOST TO FOLLOW -UP Unable to contact subject  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 78
FDA-CBER-2021-5683-0224867
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 88 23NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Site sent certified letter on 10Nov2020  
  C4591001 
1133 
11331087  1 7 14AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent.  
    1 7 14AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331105  2 185 04MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331120  2 62 30NOV2020  VACCINATION  LOST TO FOLLOW -UP Certiffied letter was sent.  
    2 62 30NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject never  answered the phone. Certified letter 
was sent  
  C4591001 
1133 
11331122  1 20 31AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject was called because he was not 
complying with the diary. Subject withdrew consent  
    1 20 31AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331129  2 151 01FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT NO LONGER INTERESTED IN 
PARTICIPATING IN STUDY  
  C4591001 
1133 
11331130  2 158 08FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Subject states he received the vaccine already but did 
not provide any information  
  C4591001 
1133 
11331135  2 166 16FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent after unblinding. 
Requested time to think about it. Made decision on 
16/FEB  
  C4591001 
1133 
11331138  1 24 04SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject stated she is not happy with the study 
number of visits, number of vaccines, payments.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 79
FDA-CBER-2021-5683-0224868
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 24 04SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject stated she is not happy with the study 
number of visits, number of vaccines, payments.  
  C4591001 
1133 
11331158  2 176 26FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331162    
14AUG2020  SCREENING  OTHER  DELAY CRITERIA MET  
      
05OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331170  1 67 19OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject did not aswer to any attempts. A certified 
letter was sent.  
    1 67 19OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent  
  C4591001 
1133 
11331177  2 68 10NOV2020  VACCINATION  LOST TO FOLLOW -UP Unable to contact subject  
    2 81 23NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Site sent certified letter on 10Nov2020  
  C4591001 
1133 
11331188  2 162 17FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent. Refused vaccination  
  C4591001 
1133 
11331207  1 43 30SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
    1 43 30SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331209  2 171 26FEB2021  FOLLOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT 19/FEB/21  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 80
FDA-CBER-2021-5683-0224869
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1133 
11331256  2 111 04JAN2021  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  Inclusion #2 - Not compliant with diary  
  C4591001 
1133 
11331278  2 162 26FEB2021  FOLLOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT 19/FEB/2021  
  C4591001 
1133 
11331291  1 47 12OCT2020  VACCINATION  LOST TO FOLLOW -UP Certified letter sent on 12/OCT/2020  
    1 47 12OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent on  12/OCT/2020  
  C4591001 
1133 
11331294  2 51 07NOV2020  VACCINATION  LOST TO FOLLOW -UP Site sent certified letter on 03Nov2020. Received by 
subject on 07Nov2020  
    2 51 07NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Site sent certified letter on 3Nov2020. Subject 
received on 7/NOV/20  
  C4591001 
1133 
11331295  1 44 09OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
    1 44 09OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331338  1 50 17OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    1 50 17OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331340  2 155 26FEB2021  FOLLOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT 19/FEB/2021  
  C4591001 
1133 
11331341  1 45 12OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject is LTF. Certified letter sent 12/OCT/20  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 81
FDA-CBER-2021-5683-0224870
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 45 12OCT2020  FOLLOW -UP LOST TO FOLLOW -UP SUBJECT IS LTF. CERTIFIED LETTER SENT 
12/OCT/20  
  C4591001 
1133 
11331348  2 51 10NOV2020  VACCINATION  LOST TO FOLLOW -UP Site sent certified letter on 10Nov2020  
    2 51 10NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Site sent certified letter on 10Nov2020  
  C45910 01 
1133 
11331354  2 62 23NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331357  2 148 17FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331378  2 157 26FEB2021  FOLLOW -UP OTHER  Subject was dropped due to non -compliance with 
study visits.  
  C4591001 
1133 
11331388  2 169 12MAR2021  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent 26/FEB/2021  
  C4591001 
1133 
11331414  2 157 05MAR2021  FOLLOW -UP PHYSICIAN DECISION  PHYSICIAN DECISION  
  C4591001 
1133 
11331418  2 150 26FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent 19/FEB/21  
  C4591001 
1133 
11331438  2 114 21JAN2021  FOLLOW -UP PROTOCOL DEVIATION  SUBJECT RECEIVED COVID -19 VACCINE AT 
WORK  
  C4591001 
1133 
11331441  2 111 18JAN2021  VACCINATION  OTHER  Subject in Japan. Not compliant with visits.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 82
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 111 18JAN2021  FOLLOW -UP OTHER  Subject is in Japan. He is not able to compliant with 
visits.  
  C4591001 
1133 
11331450  2 53 30NOV2020  VACCINATION  PHYSICIAN DECISION  PHYSICIAN DECISION  
    2 53 30NOV2020  FOLLOW -UP PHYSICIAN DECISION  PHYSICIAN DECISION  
  C4591001 
1133 
11331480  2 127 23FEB2021  FOLLOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT 08/FEB/2021  
  C4591001 
1133 
11331483  2 136 26FEB2021  FOLLOW -UP LOST TO FOLLOW -UP certified letter sent 19/FEB  
  C4591001 
1133 
11331490  2 29 11NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    2 29 11NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew consent. No longer interested in coming 
for Follow -up visits  
  C4591001 
1133 
11331492  2 29 11NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
    2 29 11NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrew consent. No longer interested in coming 
for Follow -up visits  
  C4591001 
1133 
11331499  2 17 30OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject does not wish to continue with study,he 
asked us to please do notcall him again.  
    2 17 30OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject does not want to be contacted anymore  
  C4591001 
1133 
11331509  1 26 20OCT2020  VACCIN ATION  LOST TO FOLLOW -UP Unable to contact subject  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 83
FDA-CBER-2021-5683-0224872
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 26 20OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Unable to contact subject  
  C4591001 
1133 
11331510  1 20 14OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject doesn't feels comfortable receiving the 
second vaccine.  
    1 20 14OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT DOES NOT FEEL COMFORTABLE 
RECEIVING 2ND VACCINE. Subject wishies to no 
longer be contacted.  
  C4591001 
1133 
11331512  1 26 20OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Meets exclusion 5  
  C4591001 
1133 
11331553  2 78 01FEB2021  VACCINA TION  LOST TO FOLLOW -UP CERTIFIED LETTER SENT 22/JAN/2021  
    2 78 01FEB2021  FOLLOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT 22/JAN/2021  
  C4591001 
1133 
11331555  2 36 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received COVID -19 vaccine at Hospital  
  C4591001 
1133 
11331557  2 87 10FEB2021  VACCINATION  LOST TO FOLLOW -UP CERTIFIED LETTER SENT  
    2 87 10FEB2021  FOLLOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT  
  C4591001 
1133 
11331561  2 95 18FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1133 
11331562  1 20 14NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  EXCLUSION CRITERIA 5  
  C4591001 
1133 
11331568  1 24 18NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 84
FDA-CBER-2021-5683-0224873
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 24 18NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject no longer wants to be contacted.  
  C4591001 
1133 
11331583  1 68 04JAN2021  VACCINATION  LOST TO FOLLOW -UP Certified letter sent 15/DEC/2020  
    1 68 04JAN2021  FOLLOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT 15/DEC/2020  
  C4591001 
1133 
11331594  2 84 10FEB2021  VACCINATION  LOST TO FOLLOW -UP Certified letter 17/DEC/20  
    2 84 10FEB2021  FOLLOW -UP LOST TO FOLLOW -UP CERTIFIED LETTER SENT 17/DEC/20  
  C4591001 
1133 
11331598  1 68 04JAN2021  VACCINATION  LOST TO FOLLOW -UP Certified letter sent 15/DEC/2020  
    1 68 04JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent 15/DEC/2020  
  C4591001 
1133 
11331635  1 67 04JAN2021  VACCINATION  LOST TO FOLLOW -UP Certified letter sent 15/DEC/2020  
    1 67 04JAN2021  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent 15/DEC/2020  
  C4591001 
1133 
11331644  2 76 02FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331645  2 76 02FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1133 
11331647  2 31 23DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject leaving and does not want to come in for any 
future visits.  
  C4591001 
1134 
11341033  1 35 14SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Dropped  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 85
FDA-CBER-2021-5683-0224874
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 35 14SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1134 
11341153  1 2 25AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/EYE PAIN  
  C4591001 
1134 
11341174  1 5 30AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/HEADACHE  
  C4591001 
1134 
11341210  2 1 18SEP2020  VACCINATION  LOST TO FOLLOW -UP subject is lost to follow up  
    2 1 18SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Subject has been called 08OCT2020 -23OCT2020 
with no response. A certified letter was sent on 
Nov30.  
  C4591001 
1135 
11351029  2 131 04JAN2021  FOLLOW -UP OTHER  subject moved out of state  
  C4591001 
1135 
11351061  1 57 02OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
    1 57 02OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1135 
11351132  2 38 08OCT2020  VACCINATION  LOST TO FOLLOW -UP subject contact attempted several times, certified 
letter mailed on 08OCT2020.  
    2 38 08OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject lost to follow -up 
  C4591001 
1135 
11351199  1 39 01OCT2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up, certified letter sent to patient.  
    1 39 01OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject lost to follow -up, certified letter sent  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 86
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1135 
11351200  1 54 16OCT2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up, certified letter  sent to patient.  
    1 54 16OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject lost to follow -up, certified letter was sent  
  C4591001 
1135 
11351212  1 35 28SEP2020  VACCINATION  LOST TO FOLLOW -UP patient was lost to follow up. certified letter was 
sent. 
    1 35 28SEP2020  FOLLOW -UP LOST TO FOLLOW -UP subject lost to follow -up, certified letter was sent  
  C4591001 
1135 
11351241  2 148 16FEB2021  FOLLOW -UP PROTOCOL DEVIATION  subject dropped due to receiving Moderna vaccine  
  C4591001 
1135 
11351389    
19SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  during screening visit, subject withdrew consent 
after randomization  
  C4591001 
1135 
11351420  1 27 19OCT2020  VACCINATION  LOST TO FOLLOW -UP subject contact attempted several times and certified 
letter sent 19OCT2020  
    1 27 19OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject contact attempted several times and certified 
letter sent on 19OCT2020  
  C4591001 
1135 
11351428  1 27 19OCT2020  VACCINATION  LOST TO FOLLOW -UP subject contact attempted several times and certified 
letter was sent on 19OCT2020  
    1 27 19OCT2020  FOL LOW -UP LOST TO FOLLOW -UP subject contact attempted several times and certified 
letter was sent on 19OCT2020  
  C4591001 
1135 
11351430  1 26 19OCT2020  VACCINATION  LOST TO FOLLOW -UP subject contact attempted several times and certified 
letter sent on 19OCT2020  
    1 26 19OCT2020  FOLLOW -UP LOST TO FOLLOW -UP subject contact attempted several times and certified 
letter sent on 19OCT2020  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 87
FDA-CBER-2021-5683-0224876
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1135 
11351436  2 37 20NOV2020  VACCINATI ON LOST TO FOLLOW -UP subject LTFU, certified letter was mailed  
    2 37 20NOV2020  FOLLOW -UP LOST TO FOLLOW -UP subject LTFU, certified letter was mailed  
  C4591001 
1135 
11351523  1 18 10NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
    1 18 10NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1135 
11351555  2 61 16JAN2021  FOLLOW -UP PROTOCOL DEVIATION  subject dropped from trial  
  C4591001 
1135 
11351564  2 1 17NOV2020  VACCINATION  OTHER  subject moved out of state, EOT updated with V2 
visit DOV  
  C4591001 
1136 
11361043  1 89 20NOV2020  VACCINATION  LOST TO FOLLOW -UP Certified letter returned unclaimed  
    1 89 20NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject unable to be contacted.  
  C4591001 
1136 
11361045  1 75 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Unable to contact subject after multiple attempts and 
certified letter sent 
    1 75 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Unable to contact subject after multiple attempts and 
certified letter.  
  C4591001 
1139 
11391042  2 156 29JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject decided to receive vaccine elsewhere after 
being unblinded.  
  C4591001 
1139 
11391109  2 44 18DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject decided to get vaccine at place of 
employment after being unblinded  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 88
FDA-CBER-2021-5683-0224877
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1140 
11401176  2 135 23JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received Moderna Vaccine outside of the 
clinical trial. Withdrawn from the study.  
  C4591001 
1140 
11401177  2 155 12FEB2021  VACCINATION  PROTOCOL DEVIATION  Missed Visit 3 as contact with subject could not be 
made and could not return to clinic in ti me. 
  C4591001 
1140 
11401301  1 86 12JAN2021  VACCINATION  WITHDRAWAL BY 
SUBJECT  Contact was made on 12Jan2021 after multiple 
attempts. Subject confirmed to withdraw consent.  
    1 86 12JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject states that he no longer would like to 
participate in trial.  
  C4591001 
1140 
11401306  1 23 13NOV2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/AMNESIA  
    1 125 23FEB2021  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/PARAPARESIS  
    1 125 23FEB2021  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/VISUAL IMPAIRMENT  
  C4591001 
1141 
11411027  2 106 17DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Participant withdrew to receive EUA vaccine outside 
of the study.  
  C4591001 
1141 
11411077  2 118 04JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew to receive EUA vaccine outside of 
the study.  
  C4591001 
1141 
11411193  2 82 21DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew to receive EUA vaccine outside of 
the study.  
  C4591001 
1142 
11421084  2 62 04NOV2020  VACCINATION  NO LON GER MEETS 
ELIGIBILITY CRITERIA  Discontinued d/t medical history discovered after 
enrollment per instructions of CRA  
    2 62 04NOV2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  Discontinued d/t medical history discovered after 
enrollment per instructions of CRA  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 89
FDA-CBER-2021-5683-0224878
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1142 
11421112  2 147 01FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received Moderna vaccine.  
  C4591001 
1142 
11421141  2 111 30DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Discontinued  
  C4591001 
1142 
11421303  2 1 12NOV2020  VACCINATION  OTHER  Subject left on an extended trip out of state and is not 
sure if/when he will return  
  C4591001 
1145 
11451037  2 121 13JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawal of consent  
  C4591001 
1146 
11461140  2 178 13MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew  
  C4591001 
1146 
11461195  2 173 13MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawal by subject  
  C4591001 
1146 
11461240  2 88 01JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Discontinued  
  C4591001 
1147 
11471001  2 173 09FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Non-study COVID -19 Vaccine  
  C4591001 
1147 
11471047  2 178 19FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Non-study COVID -19 Vaccine (Moderna)  
  C4591001 
1147 
11471212  1 21 23SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 90
FDA-CBER-2021-5683-0224879
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    1 21 23SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
  C4591001 
1149 
11491005  1 21 25AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  patient will be out of state for a long period of time 
so unable to return for study visits  
    1 21 25AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  pt withdrew consent from study. unable to return for 
visits due to upcoming scheduling conflicts  
  C4591001 
1149 
11491007  2 18 11SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent and no longer wishes to 
continue in study citing personal r easons  
    2 18 11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent and no longer wishes to 
participate in the study due to personal reasons  
  C4591001 
1149 
11491031  1 68 16OCT2020  VACCINATION  LOST TO FOLLOW -UP Lost to follow up left several VM and certified letter 
send 09oct2020.  
    1 68 16OCT2020  FOLLOW -UP LOST TO FOLLOW -UP patient has been unresponsive to repeated site 
contacts via phone, email and certified letter  
  C4591001 
1149 
11491040  2 169 16FEB2021  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject took non -study covid vaccine.  
  C4591001 
1149 
11491065  1 31 11SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  pt is withdrawing consent from study due to personal 
reasons  
    1 31 11SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent and does not wish to 
continue in study citing personal reasons  
  C4591001 
1149 
11491067  1 21 01SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  patient withdrew consent from the study  
    1 21 01SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent and no longer wishes to 
participate in the study  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 91
FDA-CBER-2021-5683-0224880
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1149 
11491108    
20AUG2020  VACCINATION  REFUSED FURTHER 
STUDY PROCEDURES  REFUSED FURTHER STUDY PROCEDURES  
      
20AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent right before vaccination  
  C4591001 
1149 
11491230  1 60 09NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject sent LTFU certified letter 30OCT2020.  
    1 60 09NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject is non responsive. Certified letter sent 
30OCT2020.  
  C4591001 
1149 
11491285  2 50 03DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject didn't want to participate in study and wished 
to withdraw.  
  C4591001 
1149 
11491332  2 23 03DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject moved out of State and will not be able to 
committee to follow -ups 
    2 23 03DEC2020  FOLLOW -UP WITHDRAW AL BY 
SUBJECT  Subject moved out of state and withdrew from study.  
  C4591001 
1149 
11491344†  1 39 04DEC2020  VACCINATION  LOST TO FOLLOW -UP No response from patient following visit 1. LTFU 
certified letter was sent on 04 -Dec- 2020.  
    1 39 04DEC2020  FOLLOW -UP LOST TO FOLLOW -UP No response from subject following visit 1. LTFU 
certified letter was sent 04 -Dec-2020.  
  C4591001 
1152 
11521030  1 22 02SEP2020  VACCINATION  PHYSICIAN DECISION  PHYSICIAN DECISION  
  C4591001 
1152 
11521034  1 41 21SEP2020  VACCINATION  LOST TO FOLLOW -UP Several phone messages were left for subject. 
Certified letter was sent.  
    1 41 21SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Certified letter sent; return receipt received back 
signed by someone other than the subject.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 92
FDA-CBER-2021-5683-0224881
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1152 
11521043  2 10 10SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Now has 2 jobs and has no time to do study.  
    2 10 10SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Withdrawal by subject due to time constraints.  
  C4591001 
1152 
11521077  2 1 03SEP2020  VACCINATION  OTHER  Subject had both vaccinations and then moved out of 
state. No Visit 3 was or ever will be done.  
    2 33 05OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT MOVED TO ARIZONA  
  C4591001 
1152 
11521085  1 8 26AUG2020  VACCINATION  DEATH  DEATH/DEATH  
    1 8 26AUG2020  FOLLOW -UP DEATH  DEATH/DEATH  
  C4591001 
1152 
11521137  2 103 22DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Received alternative COVID -19 Vaccine, withdrawn 
from study.  
  C4591001 
1152 
11521138  2 78 04DEC2020  VACCINATION  PROTOCOL DEVIATION  Non-compliant with attending study visits.  
    2 78 04DEC2020  FOLLOW -UP PHYSICIAN DECISION  PHYSICIAN DE CISION  
  C4591001 
1152 
11521192  2 180 12MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Received alternative COVID -19 Vaccine, withdrawn 
from study.  
  C4591001 
1152 
11521208  2 81 04DEC2020  VACCINATION  PROTOCOL DEVIATION  Non-compliant with attending study visits.  
    2 115 07JAN2021  FOLLOW -UP PHYSICIAN DECISION  PHYSICIAN DECISION  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 93
FDA-CBER-2021-5683-0224882
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1152 
11521394  2 64 30NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  MOVED TO TEXAS.  
    2 64 30NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  MOVED TO TEXAS.  
  C4591001 
1156 
11561006  1 20 08SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion Criteria 5  
  C4591001 
1156 
11561015  1 39 28SEP2020  VACCINATION  PREGNANCY  PREGNANCY/EXPOSURE DURING 
PREGNANCY  
  C4591001 
1156 
11561033  1 16 10SEP2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion Criteria 5  
  C4591001 
1156 
11561124  2 32 02NOV2020  VACCINATION  DEATH  DEATH/RESPIRATORY ARREST  
    2 32 02NOV2020  FOLLOW -UP DEATH  DEATH/OVERDOSE  
  C4591001 
1157 
11571003  1 56 06OCT2020  VACCINATION  LOST TO FOLLOW -UP All attempts to contact subject have not been 
successful.  
    1 56 06OCT2020  FOLLOW -UP LOST TO FOLLOW -UP All attempts to contact subject have been 
unsuccessful  
  C4591001 
1157 
11571070  1 38 01OCT2020  VACCINATION  LOST TO FOLLOW -UP All attempts to contact subject have been 
unsuccessful  
    1 38 01OCT2020  FOLLOW -UP LOST TO FOLLOW -UP All attempts to contact sub ject have been 
unsuccessful  
  C4591001 
1157 
11571077  2 30 14OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject W/C due to moving  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 94
FDA-CBER-2021-5683-0224883
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 30 14OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Voluntary withdrawal not due to an AE or SAE  
  C4591001 
1157 
11571090  2 162 23FEB2021  FOLLOW -UP LOST TO FOLLOW -UP Multiple attempts to contact subject for Revax, 
certified letter sent. No response  
  C4591001 
1157 
11571092  2 136 28JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  voluntary withdrawal not due to an AE or SAE  
  C4591001 
1157 
11571109  2 94 17DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject could not wait to receive vaccine at the site 
level  
  C4591001 
1157 
11571118  2 87 17DEC2020  FOLLO W-UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent due to imminent receipt of 
Pfizer vaccine at an outside facility  
  C4591001 
1157 
11571121  2 169 08MAR2021  FOLLOW -UP LOST TO FOLLOW -UP multiple attempts to contact regarding scheduling for 
V101. Certified letters sent. No response.  
  C4591001 
1157 
11571135  1 23 24SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Voluntary withdrawal not due to an adverse event  
    1 156 04FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Voluntary withdrawal not due to an AE or SAE  
  C4591001 
1157 
11571174  2 104 23FEB2021  FOLLOW -UP LOST TO FOLLOW -UP multiple attempts to contact subject for vaccination. 
Certified letter sent. No response  
  C4591001 
1161 
11611002  1 85 23OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion 5  
    1 218 05MAR2021  FOLLOW -UP LOST TO FOLLOW -UP 3 unsuccessful contacts and a certified letter sent and 
returned.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 95
FDA-CBER-2021-5683-0224884
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1161 
11611005  1 127 04DEC2020  VACCINATION  PHYSICIAN DECISION  PHYSICIAN DECISION  
    1 183 29JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1161 
11611006  1 111 18NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject chose to withdraw from study  
    1 111 18NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject chose to withdraw from study.  
  C4591001 
1161 
11611007  1 103 10NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  No longer meets an eligibility criteria per exclusion 
#5. VAX2 is not given but FUP will be complete  
    1 146 23DEC2020  FOLLOW -UP LOST TO FOLLOW -UP unable to contact, certified letter was sent and no 
response.  
  C4591001 
1161 
11611008  1 103 10NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5  
  C4591001 
1161 
11611010  1 134 11DEC2020  VACCINATION  PHYSICIAN DECISION  PHYSICIAN DECISION  
    1 216 03MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject stated he did not want to continue in study.  
  C4591001 
1161 
11611018  1 115 23NOV2020  VACCINATION  LOST TO FOLLOW -UP multiple calls and cert. letter sent. No  response from 
subject.  
    1 115 23NOV2020  FOLLOW -UP LOST TO FOLLOW -UP multiple calls and certified letter sent. no response 
from subject  
  C4591001 
1161 
11611020  2 99 01MAR2021  FOLLOW -UP LOST TO FOLLOW -UP unable to contact 3 phone calls and cert. letter sent 
on 08FEB2021  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 96
FDA-CBER-2021-5683-0224885
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1161 
11611023  1 72 13OCT2020  VACCINATION  LOST TO FOLLOW -UP subject had several contact attempts by site along 
with certified letter. Unable to contact subject.  
    1 72 13OCT2020  FOLLOW -UP LOST TO FOLLOW -UP cert. letter sent and signed by subject. unable to 
contact and subject has not called site.  
  C4591001 
1161 
11611024  1 107 17NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  unable to contact subject. certified letter return ed, no 
response from subject  
    1 107 17NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject did not want to continue in study  
  C4591001 
1161 
11611028  2 83 02FEB2021  FOLLOW -UP LOST TO FOLLOW -UP 3 phone call attempts and certified letter sent with no 
response.  
  C4591001 
1162 
11621005  1 32 31AUG2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  The subject prematurely withdrew from study.  
    1 32 31AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject prematurely withdrawn from study.  
  C4591001 
1162 
11621024    
06AUG2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject Randomized in error  
  C4591001 
1162 
11621044  2 194 09MAR2021  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow -up 
  C4591001 
1162 
11621074  2 73 13NOV2020  VACCINATION  LOST TO FOLLOW -UP subject LTFU after multiple contact attempts.  
    2 73 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP subject LTFU after multiple contact attempts.  
  C4591001 
1162 
11621080  2 64 04NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 97
FDA-CBER-2021-5683-0224886
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 64 04NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU  
  C4591001 
1162 
11621118  1 35 16SEP2020  VACCINATION  LOST TO FOLLOW -UP SUBECT WITHDREW,CERTIFIED LETTER 
SENT 9/16/2020  
    1 35 16SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Subject withdrew from study  
  C4591001 
1162 
11621137  2 66 13NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU after multiple contact attempts.  
    2 66 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU after multiple contact attempts.  
  C4591001 
1162 
11621164  2 66 13NOV2020  VACCINATION  LOST TO FOLLOW -UP subject LTFU after multiple contact attempts.  
    2 66 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU after multiple contact attempts.  
  C4591001 
1162 
11621168  2 54 13NOV2020  VACCINATION  LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
    2 54 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
  C4591001 
1162 
11621224  2 70 29NOV2020  VACCINATION  LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
    2 70 29NOV2020  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
  C4591001 
1162 
11621254  2 30 21OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Early termination by subject after visit 2 due to work 
schedule  
    2 30 21OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Early termination by subject after visit 2 due to work 
schedule  
  C4591001 
1162 
11621294  1 60 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU after many contact attempts  
    1 60 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU after many contact attempts  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 98
FDA-CBER-2021-5683-0224887
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1162 
11621308  2 1 29SEP2020  VACCINATION  LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
    2 1 29SEP2020  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
  C4591001 
1162 
11621310  1 60 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU  
    1 60 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU  
  C4591001 
1162 
11621336  2 31 30OCT2020  VACCINATION  OTHER  Subject was initially Lost to Follow -up but rejoined 
the study to receive vaccination 3  
  C4591001 
1162 
11621356  1 61 13NOV2020  VACCINATION  LOST TO FOLLOW -UP subject LTFU; did not return to site  
    1 61 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up  
  C4591001 
1162 
11621374  1 54 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU  
    1 54 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTFU after many contact attempts.  
  C4591001 
1162 
11621381  1 54 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject lost to follow up  
    1 54 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject lost to follow up  
  C4591001 
1162 
11621391  1 51 06NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject Lost to Follow Up after many attempts to 
contact.  
    1 51 06NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject Lost to Follow Up after many attempts to 
contact.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
Page 99
FDA-CBER-2021-5683-0224888
16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1162 
11621393  2 1 09OCT2020  VACCINATION  LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
    2 1 09OCT2020  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
  C4591001 
1162 
11621434  2 1 19OCT2020  VACCINATION  LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
    2 1 19OCT2020  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
  C4591001 
1162 
11621477    
30SEP2020  FOLLOW -UP PROTOCOL DEVIATION  Randomized in error  
  C4591001 
1162 
11621480  2 32 28NOV2020  VACCINATION  LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
    2 32 28NOV2020  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
  C4591001 
1162 
11621514  1 1 15OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
    1 1 15OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1162 
11621515  1 1 15OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
    1 1 15OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent  
  C4591001 
1162 
11621524  1 30 13NOV2020  VACCINATION  LOST TO FOLLOW -UP subject LTFU  
    1 30 13NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject Lost to follow -up 
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1162 
11621540  2 31 11DEC2020  VACCINATION  LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
    2 31 11DEC2020  FOLLOW -UP LOST TO FOLLOW -UP LOST TO FOLLOW -UP 
  C4591001 
1162 
11621566  1 34 24NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU, certified letter sent  
    1 34 24NOV2020  FOLLOW -UP LOST TO FOLLOW -UP LTFU - letter mailed to subject  
  C4591001 
1163 
11631006  1 21 20AUG2020  VACCINATION  MEDICATION ERROR 
WITHOUT ASSOCIATED 
ADVERSE EVENT  MEDICATION ERROR WITHOUT ASSOCIATED 
ADVERSE EVENT/PRODUCT 
ADMINISTRATION ERROR  
  C4591001 
1163 
11631059  1 2 08AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVE NT/DRUG HYPERSENSITIVITY  
  C4591001 
1163 
11631123  2 58 04NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
    2 58 04NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  SUBJECT WITHDREW CONSENT  
  C4591001 
1166 
11661037  2 37 15OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject refused further procedures.  
    2 37 15OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient refused further study procedures. Updated per 
DM. 
  C4591001 
1166 
11661044  2 99 28DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  PT W/D CONSENT DURING V101 (VAX3). 
AFTER ALL PROCEDURES BUT 
IMMEDIATELY BEFORE VACCINE.  
    2 99 28DEC2020  REPEAT 
SCREENING 1  OTHER  PATIENT WITHDREW CONSENT 
IMMEDIATELY PRIOR TO VACCINATION.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1166 
11661047  1 1 31AUG2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/DIZZINESS  
  C4591001 
1166 
11661051  2 92 22DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  PT WITHDREW AFTER CONSENTING TO 
VAX3 ONLY AFTER PROCEDURES, 
IMMEDIATELY PRIOR TO VAX3 ITSELF.  
    2 92 22DEC2020  REPEAT 
SCREENING 1  OTHER  WOC  
  C4591001 
1167 
11671003    
14AUG2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  Did not meet inclusion criteria #3  
  C4591001 
1167 
11671071  2 113 04JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Received COVID vaccine outside the study  
  C4591001 
1167 
11671111  1 38 08OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject is lost to follow up tried multiple calls and 
certified letter  
    1 38 08OCT2020  FOLLOW -UP LOST TO FOLLOW -UP no answer after multiple calls and sent certified letter  
  C4591001 
1167 
11671132  2 98 28DEC2020  FOLLOW -UP PROTOCOL DEVIATION  subject received out of study covid vaccine  
  C4591001 
1168 
11681030    
15AUG2020  VACCINATION  PROTOCOL DEVIATION  randomized in error  
      
15AUG2020  FOLLOW -UP PROTOCOL DEVIATION  subject randomized in error  
  C4591001 
1168 
11681032  2 128 14JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrew consent to receive vaccine at work  
  C4591001 
1168 
11681039  2 106 22DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawal by subject  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1168 
11681070  2 29 02NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Pt. will no longer complete study visits due to her 
schedule and withdrew consent to participate  
    2 29 02NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt would not return for visits as required and chose 
to no longer participate Verbal WOC  
  C4591001 
1168 
11681077  2 28 12OCT2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  PATIENT WITHDREW CONSENT  
    2 28 12OCT2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Patient withdrew consent  
  C4591001 
1168 
11681094  2 117 11JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawal by subject  
  C4591001 
1168 
11681097  2 1 15SEP2020  VACCINATION  OTHER  The subject is unable to complete V3 due to his 
work. Pt will complete the rest of the study visits  
  C4591001 
1168 
11681104  1 70 05NOV2020  VACCINATION  LOST TO FOLLOW -UP multi ple attempts to reach patient for missed Visit 2 
and no response.  
    1 70 05NOV2020  FOLLOW -UP LOST TO FOLLOW -UP multiple attempts to reach patient after missed Visit 
2 and no response.  
  C4591001 
1168 
11681116  2 101 30DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt chose to longer complete any study procedures  
  C4591001 
1168 
11681178  2 34 10NOV2020  VACCINATION  WITHDRA WAL BY 
SUBJECT  The patient chose to no longer participate due to 
distance and an assumption of placebo group  
    2 34 10NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the subject withdrew consent to participate  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1168 
11681212  2 1 15OCT2020  VACCINATION  OTHER  The visit was missed due to pt working out of state. 
The subject will continue on in the study.  
  C4591001 
1168 
11681221  2 54 21DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  subject chose to no longer participate, complete 
study procedures, or respond to follow up requests.  
    2 54 21DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject chose to no longer participate, complete 
study procedures, or respond to follow up requests.  
  C4591001 
1168 
11681227  1 37 17NOV2020  VACCINATION  LOST TO FOLLOW -UP Subject LTF after several attempts to contact and 
certified letter sent 
    1 37 17NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Subject LTF after several attempts to contact and 
certified letter sent  
  C4591001 
1169 
11691014  2 104 04JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject did not want to wait 28 days to receive study 
vaccine after receiving HPV vaccine 12/21/20  
  C4591001 
1169 
11691023  2 93 30DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received covid vaccine outside of the study - 
withdrawn  
  C4591001 
1169 
116910 34 2 113 20JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject withdrew consent, received Covid Vaccine 
outside of Study  
  C4591001 
1169 
11691057  2 84 30DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received covid vaccine outside of the study, 
prior to unblinding - withdrawn from study  
  C4591001 
1169 
11691058  1 17 02OCT2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Covid +  
  C4591001 
1169 
11691060  2 36 17NOV2020  VACCINATION  LOST TO FOLLOW -UP Lost to Follow Up  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
    2 36 17NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Lost to follow up  
  C4591001 
1169 
11691069  2 85 30DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received a covid vaccine outside of the study 
prior to unblinding - withdrawn  
  C4591001 
1170 
11701013  2 119 04JAN2021  FOLLOW -UP PREGNANCY  PREGNANCY/EXPOSURE DURING 
PREGNANCY  
  C4591001 
1170 
11701026  2 101 17DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received vaccine outside of study.  
  C4591001 
1170 
11701045  2 127 14JAN2021  FOLLOW -UP PROTOCOL DEVIATION  subject received vax outside of study  
  C4591001 
1170 
11701048  2 166 23FEB2021  FOLLOW -UP LOST TO FOLLOW -UP multiple attempts have been made to contact subject 
with no response  
  C4591001 
1170 
11701076  2 163 23FEB2021  FOLLOW -UP LOST TO FOLLOW -UP multiple attempts have been made to contact subject 
with no response  
  C4591001 
1170 
11701077  2 163 23FEB2021  FOLLOW -UP LOST TO FOLLOW -UP multiple attempts have been made to contact subject 
with no response  
  C4591001 
1170 
11701081  2 99 22DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject vaccinated outside the study.  
  C4591001 
1170 
11701089  2 161 23FEB2021  FOLLOW -UP LOST TO FOLLOW -UP multiple attempts have been made to contact subject 
with no response  
  C4591001 
1170 
11701110  2 96 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received vaccine outside of study.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1170 
11701146  2 168 09MAR2021  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up subject contacted multiple times for 
scheduling  
  C4591001 
1170 
11701171  2 112 12JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Received vaccine outside of study  
  C4591001 
1170 
11701209  2 141 12FEB2021  OPEN LABEL 
TREATMENT  PROTOCOL DEVIATION  subject got his second vaccine outside the trial  
    2 141 12FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject got his second vaccine outside the trial  
  C4591001 
1170 
11701231  2 84 21DEC2020  FOLLOW -UP PROTOCOL DEVIATION  received vaccine outside of study before 
withdrawing consent  
  C4591001 
1170 
11701296  2 91 31DEC2020  FOLLOW -UP PROTOCOL DEVIATION  received vaccine elsewhere while in study  
  C4591001 
1170 
11701311  1 33 16OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject contacted multiple times, never responded.  
    1 33 16OCT2020  FOLLOW -UP LOST TO FOLLOW -UP lost to follow -up subject s subject didnt come for 
visit.  
  C4591001 
1170 
11701359  2 92 11JAN2021  FOLLOW -UP LOST TO FOLLOW -UP lost to follow up subject contacted a couple times 
and subject didnt contact the site  
  C4591001 
1170 
11701393  2 78 27JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject decided to get vaccine through employer  
  C4591001 
1170 
11701413  2 38 18DEC2020  FOLLOW -UP PROTOCOL DEVIATION  Subject received vaccine outside the study.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1170 
11701427†  1 51 11DEC2020  FOLLOW -UP LOST TO FOLLOW -UP Subject has multiple times rescheduled. Last time did 
not contact and was a no show  
    1 59 19DEC2020  VACCINATION  LOST TO FOLLOW -UP Subject has multiple times rescheduled. Last time did 
not contact and was a no show  
  C4591001 
1170 
11701487  2 99 23FEB2021  FOLLOW -UP LOST TO FOLLOW -UP multiple attempts have been made to contact subject 
with no response  
  C4591001 
1170 
11701494  2 99 23FEB2021  VACCINATION  LOST TO FOLLOW -UP multiple attempts have been made to contact subject 
with no response  
    2 99 23FEB2021  FOLLOW -UP LOST TO FOLLOW -UP multiple attempts have been made to contact subject 
with no response  
  C4591001 
1171 
11711004  2 29 28SEP2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject stated they do not want to participate in the 
study anymore. Subject withdrew consent.  
    2 29 28SEP2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject stated they do not want to participate in the 
study anymore. Subject withdrew consent.  
  C4591001 
1171 
11711023  2 189 09MAR2021  OPEN LABEL 
TREATMENT  ADVERSE EVENT  ADVERSE EVENT/ANGIOEDEMA  
    2 189 09MAR2021  OPEN LABEL 
TREATMENT  ADVERSE EVENT  ADVERSE EVENT/URTICARIA  
  C4591001 
1171 
11711042  1 39 24SEP2020  VACCINATION  LOST TO FOLLOW -UP Per PI instructions subject LTFU  
    1 39 24SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Per PI instructions subject LTFU  
  C4591001 
1171 
11711046  2 171 25FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject was unblinded and is not interested in 
continuing with the study  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1171 
11711071  2 178 12MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received MRNA 1273 outside of study  
  C4591001 
1171 
11711072  1 37 24SEP2020  VACCINATION  LOST TO FOLLOW -UP Per PI instructions subject is LTFU  
    1 37 24SEP2020  FOLLOW -UP LOST TO FOLLOW -UP Per PI instructions subject LTFU  
  C4591001 
1171 
11711077  2 184 12MAR2021  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject moved and will no longer  be able to continue 
with the study  
  C4591001 
1171 
11711131  1 45 09OCT2020  VACCINATION  LOST TO FOLLOW -UP Subject LTFU.  
    1 45 09OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Per PI instructions, subject LTFU.  
  C4591001 
1171 
11711159  1 39 08OCT2020  VACCINATION  LOST TO FOLLOW -UP Per PI, subject LTFU.  
    1 39 08OCT2020  FOLLOW -UP LOST TO FOLLOW -UP Per PI, subject LTFU  
  C4591001 
1171 
11711181  2 171 12MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received MRNA 1273 outside of the study  
  C4591001 
1171 
11711183  2 171 12MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received MRNA 1273 outside of the study  
  C4591001 
1171 
11711186  2 171 12MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received MRNA 1273 outside of the study  
  C4591001 
1171 
11711247  2 165 12MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received MRNA 1273 outside of study  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1171 
11711250  2 165 12MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received a covid -19 vaccine outside of the 
study 
  C4591001 
1171 
11711256  2 158 12MAR2021  OPEN LABEL 
TREATMENT  WITHDRAWAL BY 
SUBJECT  Subject will proceed with v102VAX4 but has 
decided to continue without receiving the vaccine  
  C4591001 
1171 
1171 1261  2 158 12MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received COVID -19 vaccine outside of study 
without informing site - MRNA 1273  
  C4591001 
1171 
11711301  1 62 30NOV2020  VACCINATION  LOST TO FOLLOW -UP Per PI, subject LTFU  
    1 62 30NOV2020  FOLLOW -UP LOST TO FOLLOW -UP Multiple attempts to reschedule subject made,Per 
PI's instructions, this subject is considered LTFU  
  C4591001 
1177 
11771139  1 74 06NOV2020  VACCINATION  OTHER  Subject was initially lost to follow up but then 
rejoined the trial at a later date  
  C4591001 
1177 
11771332  2 144 22FEB2021  FOLLOW -UP OTHER  Subject moved out of state and will no longer be able 
to complete study visits  
  C4591001 
1177 
11771369  2 126 09FEB2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received a non study COVID -19 vaccination 
outside of the study  
  C4591001 
1177 
11771449  2 84 05JAN2021  OPEN LABEL 
TREATMENT  WITHDRAWAL BY 
SUBJECT  Subject withdrew consent on 05 Jan 2021  
    2 84 05JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent on 05 Jan 2021  
  C4591001 
1178 
11781065  2 120 18JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Received Moderna vaccine outside study.  
090177e196af71f7\Final\Final On: 01-Apr-2021 13:33 (GMT) 
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1178 
11781107  1 22 25SEP2020  VACCINATION  ADVERSE EVENT  ADVERSE EVENT/LYMPHADENOPATHY  
  C4591001 
1179 
11791115  2 106 08FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject chose to receive vaccine out of study upon 
learning they received placebo initially.  
  C4591001 
1179 
11791138  1 11 03NOV2020  VACCINATION  NO LON GER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5. VAX2 is not given but FUP 
will be completed.  
  C4591001 
1185 
11851055  2 90 16FEB2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  subject withdrawal informed consent  
  C4591001 
1194 
11941088  2 41 22DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Possibility of regular vaccination was given  
  C4591001 
1195 
11951029  2 78 20JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  the upcoming visits is to stressful for the patient at 
this time.  
  C4591001 
1195 
11951061  1 21 06NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  patient withdrawal consent. she is afraid about the 
second vaccination  
    1 21 06NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  patient is afraid for the second vaccination  
  C4591001 
1204 
12041094  2 95 04JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Participant was vaccinated outside study with Pfizer 
vaccine.  
  C4591001 
1204 
12041197†  1 37 13NOV2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Participant has chosen to withdraw from the study.  
    1 37 13NOV2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Subject withdrew consent  
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1204 
12041280  2 116 08MAR2021  FOLLOW -UP PROTOCOL DEVIATION  Received COVID vaccine outside of study  
  C4591001 
1205 
12051028    
30OCT2020  FOLLOW -UP ADVERSE EVENT  ADVERSE EVENT/BLOOD PRESSURE 
INCREASED  
  C4591001 
1205 
12051078  1 9 18NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Volunteer was diagnosed with Covid -19 illness on 
18Nov2020 then VAX2 can not be performed.  
  C4591001 
1207 
12071045  2 64 26JAN2021  FOLLOW -UP PROTOCOL DEVIATION  Subject received Covid -19 vaccine outside the study  
    2 64 26JAN2021  REPEAT 
SCREENING 1  NO LONGER MEETS 
ELIGIBILITY CRITERIA  RECEIVED CORONAVAC OUTSIDE THE 
STUDY  
  C4591001 
1208 
12081012  2 63 18JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  She voluntarily withdrew her consent because she 
had received a non -study vaccine.  
  C4591001 
1209 
12091013  1 9 10NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5. VAX2 won't given but follow -
up will be completed.  
    1 57 28DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  The subject did not withdraw his consent from the 
study.  
  C4591001 
1210 
12101019  1 17 12NOV2 020 VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Subject is diagnosed with symptomatic COVID19.  
  C4591001 
1210 
12101053  1 18 22NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  subject is diagnosed with symptomatic COVID -19 
  C4591001 
1212 
12121023    
03NOV2020  FOLLOW -UP NO LONGER MEETS 
ELIGIBILITY CRITERIA  After PI judgement, subject was not vaccinated.  
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1212 
12121035  2 30 25DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  Subject didn't want to continue to study, withdrawn 
his consent.  
  C4591001 
1213 
12131002  2 75 26JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawl cosent for no any further contact with 
subject  
  C4591001 
1213 
12131038  2 107 10MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawl consent for no any further contact with 
subject  
  C4591001 
1213 
12131046  1 39 14DEC2020  VACCINATION  WITHDRAWAL BY 
SUBJECT  withdrawl consent for no any further contact With 
subject  
    1 39 14DEC2020  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  withdrawl consent for no any further contact With 
subject  
  C4591001 
1217 
12171031  1 39 07DEC2020  VACCINATION  PREGNANCY  PREGNANCY/EXPOSURE DURING  
PREGNANCY  
  C4591001 
1217 
12171044  1 7 10NOV2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion criterion 5  
    1 121 04MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  He withdrew from the study because he give up 
vaccinated.  
  C4591001 
1218 
12181011  2 99 02MAR2021  VACCINATION  WITHDRAWAL BY 
SUBJECT  We made contact with participant 02MAR2021, she 
was informed of her vaccine status but withdrew.  
    2 99 02MAR2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Participant requested to withdraw from study as they 
have moved out of state  
  C4591001 
1218 
12181018  2 26 29DEC2020  VACCINATION  OTHER  Subject proceeded to open label prior to V3 in the 
blinded Rx phase.  
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C45910 01 
1218 
12181026  2 85 01MAR2021  VACCINATION  LOST TO FOLLOW -UP Participant has missed 4 scheduled VAX 3 visits and 
will not answer nor return our phone calls.  
    2 85 01MAR2021  FOLLOW -UP LOST TO FOLLOW -UP Participant has missed 4 scheduled VAX 3 visits and 
will not answer nor return our phone calls.  
  C4591001 
1218 
12181027  2 22 29DEC2020  VACCINATION  OTHER  Subject proceeded to open label prior to V3 in the 
blinded Rx phase.  
  C4591001 
1218 
12181036  2 5 18DEC2020  VACCINATION  OTHER  Subject proceeded to open label prior to V3 in the 
blinded Rx phase.  
  C4591001 
1218 
12181041  1 22 22DEC2020  VACCINATION  NO LONGER MEETS 
ELIGIBILITY CRITERIA  Exclusion Criterion 5  
  C4591001 
1218 
12181042  1 21 21DEC2020  VACCINATION  OTHER  unblinded at this time for VAX3  
  C4591001 
1218 
12181044  2 7 28DEC2020  VACCINATION  OTHER  Subject proceeded to open label prior to V3 in the 
blinded Rx phase.  
  C4591001 
1218 
12181048  1 20 22DEC2020  VACCINATION  OTHER  Subject proceeded to open label prior to Vax2 in 
blinded treatment phase  
  C4591001 
1218 
12181050  1 21 23DEC2020  VACCINATION  OTHER  Subject proceeded to open label prior to Vax2 in 
blinded treatment phase  
  C4591001 
1218 
12181052  1 21 23DEC2020  VACCINATION  OTHER  Subject proceeded to open label prior to Vax2 in 
blinded treatment phase  
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1218 
12181057  1 46 22JAN2021  VACCINATION  OTHER  VAX 2 delayed due to SAE hospitalization. Then 
unblinded and received placebo, moved to VAX 3  
  C4591001 
1219 
12191024  2 77 25JAN2021  OPEN LABEL 
TREATMENT  LOST TO FOLLOW -UP participant out of country doing medical service 
unable to contact or emergency contact  
  C4591001 
1219 
12191035  2 17 18DEC2020  VACCINATION  OTHER  subject proceeded to open label prior to visit 3  
  C4591001 
1219 
12191048  2 22 06JAN2021  VACCINATION  OTHER  subject proceeded to open label prior to visit 3  
  C4591001 
1219 
12191050  2 23 12JAN2021  VACCINATION  OTHER  subject proceeded to open label prior to  visit 3  
  C4591001 
1219 
12191053  2 25 15JAN2021  VACCINATION  OTHER  subject proceeded to open label prior to visit 3  
  C4591001 
1219 
12191056  1 20 22DEC2020  VACCINATION  OTHER  subject proceeded to open label prior to Vax 2 in the 
blinded treatment phase  
  C4591001 
1219 
12191062  1 11 18DEC2020  VACCINATION  OTHER  subject proceeded to open label prior to vax 2 in the 
blinded treatment phase  
  C4591001 
1220 
12201029  2 58 14JAN2021  OPEN LABEL 
TREATMENT  WITHDRAWAL BY 
SUBJECT  Participant did not want to wait 28 days from oral 
steroid use to receive vax 4.  
    2 58 14JAN2021  FOLLOW -UP WITHDRAWAL BY 
SUBJECT  Pt. wanted to get second vaccine from employer. Pt. 
not willing to continue in study activities.  
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16.2.1.1 Listing of Subjects Discontinued From Vaccination and/or From the Study – All Subjects ≥16 Years of Ag e 
Age 
Group 
(Years)  Subject  Dose  
No.  Rel 
Daya Withdrawal  
Date  Study Phase   Withdrawal Reason        Commentb 
  
  C4591001 
1220 
12201032  2 25 17DEC2020  VACCINATION  OTHER  Participant was unblinded for emergency use 
authorization of COVID vaccine for healthcare 
workers.  
  C4591001 
1220 
12201036  1 44 17DEC2020  VACCINATION  LOST TO FOLLOW -UP unable to contact participant due to multiple attempts  
    1 44 17DEC2020  FOL
…[truncated]