125742 S1 M5 5351 c4591001 fa interim excluded patients sensitive

Pfizer Documents (PHMPT/FDA)

Pfizer Bla Submission

Pfizer 16 Plus Documents

1448

Document text

16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
BNT162b2 (30 
μg) 12-15 C4591001 1007 10071409  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
  16-55 C4591001 1001 10011125  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1003 10031143  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1).  
    C4591001 1005 10051369  Dose 2 all -available 
efficacy  Did not receive  2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as ra ndomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1005 10051371  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 1
FDA-CBER-2021-5683-0017934
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1005 10051378  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1005 10051381  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive  all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1005 10051385  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1005 10051393  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 2
FDA-CBER-2021-5683-0017935
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1005 10051396  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1005 10051400  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1005 10051408  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1006 10061180  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1007 10071431  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 3
FDA-CBER-2021-5683-0017936
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1007 10071434  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1007 10071438  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1007 10071439  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1007 10071440  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1007 10071445  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 4
FDA-CBER-2021-5683-0017937
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1007 10071447  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1007 10071450  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1007 10071451  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1007 10071452  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1007 10071454  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 5
FDA-CBER-2021-5683-0017938
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1008 10081492  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1008 10081529  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1008 10081629  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1008 10081688  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1008 10081693  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1008 10081695  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 6
FDA-CBER-2021-5683-0017939
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1008 10081703  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1008 10081704  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1008 10081710  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1008 10081715  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1008 10081717  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 7
FDA-CBER-2021-5683-0017940
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1008 10081719  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1008 10081722  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1008 10081727  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1008 10081731  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1008 10081736  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 8
FDA-CBER-2021-5683-0017941
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1008 10081737  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1008 10081741  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1008 10081743  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1008 10081745  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1009 10091210  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 9
FDA-CBER-2021-5683-0017942
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1009 10091230  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1009 10091244  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1009 10091254  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1009 10091256  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1009 10091258  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 10
FDA-CBER-2021-5683-0017943
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1009 10091260  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1011 10111039  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1011 10111232  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1011 10111235  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1011 10111236  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 11
FDA-CBER-2021-5683-0017944
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1011 10111237  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1012 10121001  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1012 10121103  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1); 
had other important protocol deviations on or prior to 7 days after 
Dose 2.  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1); 
had other importan t protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1012 10121163  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1013 10131138  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 12
FDA-CBER-2021-5683-0017945
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1013 10131544  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1013 10131670†  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1013 10131809  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1015 10151199  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1015 10151259  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 13
FDA-CBER-2021-5683-0017946
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1015 10151261  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1015 10151262  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1015 10151265  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1015 10151266  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1016 10161047  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 14
FDA-CBER-2021-5683-0017947
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1016 10161087  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1016 10161341  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1016 10161345  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1016 10161347  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1016 10161349  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 15
FDA-CBER-2021-5683-0017948
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1018 10181025  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1018 10181028  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1018 10181054  Dose  2 all-available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1018 10181142  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1018 10181165  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1018 10181186  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 16
FDA-CBER-2021-5683-0017949
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1018 10181266  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1018 10181310  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1018 10181311  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1018 10181353  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1019 10191166  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 17
FDA-CBER-2021-5683-0017950
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1019 10191254  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1019 10191318  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1019 10191321  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1024 10241002  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241004  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241006  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 18
FDA-CBER-2021-5683-0017951
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241009  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241014  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241015  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241021  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241023  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241032  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241033  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy ( 14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 19
FDA-CBER-2021-5683-0017952
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1024 10241039  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241040  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241042  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241044  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241046  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241054  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241055  Evaluable efficacy ( 7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241061  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 20
FDA-CBER-2021-5683-0017953
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241066  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241067  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241071  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241072  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241074  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy ( 14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241078  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241084  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 21
FDA-CBER-2021-5683-0017954
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1024 10241085  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241091  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1 024 10241094  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241100  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241102  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241104  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1024 10241108  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1028 10281072  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 22
FDA-CBER-2021-5683-0017955
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vacc inations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1028 10281267  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1028 10281282  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1028 10281286  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1028 10281287  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1028 10281291  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 23
FDA-CBER-2021-5683-0017956
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1036 10361011  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1036 10361050  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Randomized but did not meet all eligibility criteria; did not 
receive all vaccinat ions as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receiv e Dose 2 
within the predefined window (19 -42 days after Dose 1).  
    C4591001 1036 10361127  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1036 10361135  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 24
FDA-CBER-2021-5683-0017957
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1036 10361144  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1036 10361145  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1037 10371068  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1037 10371078  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1037 10371337  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 25
FDA-CBER-2021-5683-0017958
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1037 10371349  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1038 10381061  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dos e 2. 
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1039 10391224  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1039 10391226  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1039 10391233  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1039 10391234†  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 26
FDA-CBER-2021-5683-0017959
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1039 10391240  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1039 10391241  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1042 10421069  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1042 10421251  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1044 10441001  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dos e 2. 
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 27
FDA-CBER-2021-5683-0017960
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441015  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441028  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluab le efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441029  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441031  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441034  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441037  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441045  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 28
FDA-CBER-2021-5683-0017961
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1044 10441048  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1 044 10441050  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 104410 52 Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441054  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441060  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441063  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441068  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441071  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 29
FDA-CBER-2021-5683-0017962
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441076  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441079  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441088  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy ( 14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1044 10441089  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1046 10461285  Evaluable efficacy (7 
days)  Did not re ceive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined windo w (19 -42 days after Dose 1).  
    C4591001 1046 10461319  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1046 10461324  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 30
FDA-CBER-2021-5683-0017963
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1046 10461327  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1046 10461329  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1046 10461331  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1046 10461333  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1046 10461337  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 31
FDA-CBER-2021-5683-0017964
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1046 10461338  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1052 10521064  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1052 10521080  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1052 10521139  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1052 10521143  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 32
FDA-CBER-2021-5683-0017965
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1054 10541022  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1054 10541033  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1); had 
other important protocol deviations on or prior to 7 days after 
Dose 2. 
      Evaluable efficacy (14 
days)   Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1); had 
other important protocol devi ations on or prior to 14 days after 
Dose 2.  
    C4591001 1054 10541055  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the pre defined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1054 10541064  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 33
FDA-CBER-2021-5683-0017966
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1054 10541138  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1054 10541204†  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefi ned window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1054 10541206  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1054 10541207  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1056 10561013  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 34
FDA-CBER-2021-5683-0017967
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1056 10561027  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vac cinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561097  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined  window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561146  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561193  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561195  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561271  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561293  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 35
FDA-CBER-2021-5683-0017968
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1056 10561300  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561316  Evaluable efficacy (7 
days)  Did not receive all vaccinations as rando mized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561317  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561352  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561361  Dose  2 all-available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561402  Evaluable efficacy (7 
days)  Did not receive all vaccinations as rando mized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561452  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 36
FDA-CBER-2021-5683-0017969
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1056 10561516  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561550  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1056 10561569  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1056 10561576  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561579  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 37
FDA-CBER-2021-5683-0017970
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561587  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1056 10561588  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561590  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561593  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561594  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 38
FDA-CBER-2021-5683-0017971
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561599  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1056 10561600  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1056 10561606  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561608  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1056 10561612  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 39
FDA-CBER-2021-5683-0017972
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1056 10561613  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561614  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1056 10561618  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1056 10561622  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1056 10561626  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 40
FDA-CBER-2021-5683-0017973
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561633  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561634  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rec eive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561635  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not recei ve 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or d id not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561639  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did  not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1056 10561643  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 41
FDA-CBER-2021-5683-0017974
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1057 10571129  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1057 10571212  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 day s after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1057 10571279  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1057 10571331  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1057 10571357  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1066 10661198  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 42
FDA-CBER-2021-5683-0017975
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not re ceive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1066 10661203  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1066 10661321  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1066 10661332  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1066 10661335  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within th e predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1066 10661358  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 43
FDA-CBER-2021-5683-0017976
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1066 10661386  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1066 10661388  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1066 10661391  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1068 10681002  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681006  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 44
FDA-CBER-2021-5683-0017977
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1068 10681011  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681016  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681021  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy ( 14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681024  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681027  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681034  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681035  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681042  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 45
FDA-CBER-2021-5683-0017978
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681046  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681053  Evaluable efficacy ( 7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681058  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681060  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681061  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681072  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681073  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 46
FDA-CBER-2021-5683-0017979
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1068 10681077  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy ( 14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1068 10681081  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1071 10711008  Evaluable efficacy (7 
days)  Did not re ceive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined windo w (19 -42 days after Dose 1).  
    C4591001 1071 10711095  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1071 10711235  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1071 10711244  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 47
FDA-CBER-2021-5683-0017980
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1071 10711250  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1073 10731038  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1079 10791004  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1079 10791058  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1079 10791079  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1079 10791135  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 48
FDA-CBER-2021-5683-0017981
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1079 10791252  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1079 10791315  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1081 10811071  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1081 10811105  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive  all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1082 10821078  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 49
FDA-CBER-2021-5683-0017982
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1082 10821211  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1082 10821215  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1082 10821216  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1082 10821218  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1082 10821220  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 50
FDA-CBER-2021-5683-0017983
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1083 10831141  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1083 10831152  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1083 10831197  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1084 10841035  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1084 10841118  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1084 10841272  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 51
FDA-CBER-2021-5683-0017984
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1084 10841533  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1084 10841537  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1084 10841538  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1085 10851245  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1085 10851332  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1085 10851373  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 52
FDA-CBER-2021-5683-0017985
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1087 10871209  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1087 10871336  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1087 10871557  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1); 
had other important protocol deviations on or prior to 7 days after 
Dose 2.  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1); 
had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1087 10871562  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 53
FDA-CBER-2021-5683-0017986
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1087 10871582  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days) Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1087 10871586  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1087 10871594  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1087 10871595  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1087 10871596  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 54
FDA-CBER-2021-5683-0017987
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1087 10871597  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1088 10881045  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1088 10881077  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1); 
had other important protocol deviations on or prior to 7 days after 
Dose 2.  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the p redefined window (19 -42 days after Dose 1); 
had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1089 10891158  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1089 10891182  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 55
FDA-CBER-2021-5683-0017988
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1089 10891311  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as ran domized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1089 10891346  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1089 10891351  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1090 10901136  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1090 10901510  Evaluable efficacy (7 
days)  Did not receive all vaccinations as ra ndomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 56
FDA-CBER-2021-5683-0017989
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1090 10901547  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1090 10901548  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1090 10901557  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1090 10901558  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1090 10901559  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 57
FDA-CBER-2021-5683-0017990
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1091 10911005  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1091 10911008  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1091 10911015  Evaluable efficacy (7 
days)  Had other important protocol deviations on or prior to 7 days 
after Dose 2.  
      Evaluable efficacy (14 
days)   Had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1091 10911039  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1091 10911077  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1091 10911130  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1091 10911232  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 58
FDA-CBER-2021-5683-0017991
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1091 10911358  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1091 10911380  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1091 10911382  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1091 10911384  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1091 10911386  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 59
FDA-CBER-2021-5683-0017992
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1091 10911387  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1092 10921128  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1092 10921249  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1092 10921271  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1092 10921272  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 60
FDA-CBER-2021-5683-0017993
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1093 10931055  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1).  
    C4591001 1093 10931058  Dose 2 all -available 
efficacy  Did not receive  2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1); 
had other important protocol deviations on or prior to 7 days after 
Dose 2.  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1); 
had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1093 10931065  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1093 10931209  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 61
FDA-CBER-2021-5683-0017994
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1093 10931211  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1093 10931214  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1093 10931218  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rec eive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1093 10931219  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not recei ve 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1093 10931223  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 62
FDA-CBER-2021-5683-0017995
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1093 10931224  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1094 10941186  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1094 10941188  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1094 10941192  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1095 10951110  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 63
FDA-CBER-2021-5683-0017996
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1095 10951124  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1095 10951141  Dose  2 all-available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1095 10951168  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1095 10951173  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1095 10951208  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 64
FDA-CBER-2021-5683-0017997
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1095 10951307  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1096 10961141  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1096 10961287  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1096 10961288  Evaluable efficacy (7 
days)  Did not receive all vaccinations as rando mized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1096 10961344  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1098 10981029  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 65
FDA-CBER-2021-5683-0017998
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1098 10981169†  Evaluable efficacy (7 
days)  Randomized but did not meet all eligibility criteria; had other 
important protocol deviations on or prior to 7 days after Dose 2.  
      Evaluable efficacy (14 
days)   Randomized but did not meet all eligibility criteria; had other 
important protocol deviat ions on or prior to 14 days after Dose 2.  
    C4591001 1098 10981189  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the prede fined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1098 10981200  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1101 11011021  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1107 11071018  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1107 11071162  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 66
FDA-CBER-2021-5683-0017999
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1109 11091059  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1109 11091234  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1109 11091349  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Randomiz ed but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1).  
    C4591001 1109 11091391  Evaluable efficacy (7 
days)  Did not receive all vacci nations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days a fter Dose 1).  
    C4591001 1109 11091406  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 67
FDA-CBER-2021-5683-0018000
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1109 11091414  Evaluable efficacy (7 
days)  Did not receive all vaccinations as rando mized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1109 11091417  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1109 11091422  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1109 11091522  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1110 11101006  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1110 11101039  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1110 11101069  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 68
FDA-CBER-2021-5683-0018001
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1110 11101154  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1110 11101333  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1110 11101374  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rece ive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1110 11101379  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receiv e 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1111 11111064  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 69
FDA-CBER-2021-5683-0018002
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1111 11111099  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1111 11111105  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1112 11121058  Dose  2 all-available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1); had 
other important protocol deviations on or prior to 7 days after 
Dose 2. 
      Evaluable efficacy (14 
days)   Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1); had 
other important protocol devi ations on or prior to 14 days after 
Dose 2.  
    C4591001 1112 11121101  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy ( 14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1112 11121192  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 70
FDA-CBER-2021-5683-0018003
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vac cinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1112 11121229  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive  2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1112 11121270†  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as r andomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1); had 
other important protocol deviations on or prior to 7 days after 
Dose 2.  
      Evaluable efficacy (14 
days)   Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1); had 
other important protocol deviations on or prior to 14 days after 
Dose  2. 
    C4591001 1112 11121331  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1) . 
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 71
FDA-CBER-2021-5683-0018004
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1114 11141037  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vac cinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1116 11161015  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive  2 vaccinations.  
      Evaluable efficacy (7 
days)  Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Randomized but did not meet all elig ibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1).  
    C4591001 1116 11161143  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable ef ficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1116 11161172  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1116 11161226  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1); 
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 72
FDA-CBER-2021-5683-0018005
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
had other important protocol deviations on or prior to 7 days after 
Dose 2.  
      Evaluable efficacy (14 
days)   Did not receiv e all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1); 
had other important protocol deviations on or prior to 14 days 
after Dose 2.  
    C4591001 1117 11171070  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined win dow (19 -42 days after Dose 1).  
    C4591001 1120 11201299  Dose 1 all -available 
efficacy  Did not provide informed consent.  
      Dose 2 all -available 
efficacy  Did not provide informed consent.  
      Evaluable efficacy (7 
days)  Did not provide informed consent; had other important protocol 
deviations on or prior to 7 days after Dose 2.  
      Evaluable efficacy (14 
days)   Did not provide informed consent; had other important protocol 
deviations on or prior to 14 days after Dose 2 . 
    C4591001 1120 11201320  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1120 11201363  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 73
FDA-CBER-2021-5683-0018006
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1120 11201388  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1120 11201398  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1120 11201404  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1120 11201407  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1120 11201409  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 74
FDA-CBER-2021-5683-0018007
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1120 11201417  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1120 11201418  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1120 11201430  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1120 11201431  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1121 11211025  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 75
FDA-CBER-2021-5683-0018008
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1122 11221026  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within th e predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1123 11231027  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not r eceive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1123 1 1231144  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1123 11231154  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1123 11231168  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 76
FDA-CBER-2021-5683-0018009
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1123 11231208  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1123 11231263  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1123 11231301  Dose 1 all -available 
efficacy  Did not receive at least 1 vaccination.  
      Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1) . 
      Evaluable efficacy (14 
days)   Randomized but did not meet all eligibility criteria; did not 
receive all vaccinations as randomized or did not receive Dose 2 
within the predefined window (19 -42 days after Dose 1).  
    C4591001 1123 11231386  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 77
FDA-CBER-2021-5683-0018010
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1123 11231403  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not rec eive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1123 11231405  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not recei ve 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1123 11231408  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1123 11231410  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1123 11231411  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
090177e1959af310\Final\Final On: 24-Nov-2020 13:48 (GMT) 
Page 78
FDA-CBER-2021-5683-0018011
16.2.3.1 Listing of Subjects Excluded From All -Available and Evaluable Efficacy Population s 
Vaccine Group  
(as 
Randomized)        Age 
Group  
(Years)                      Subject                                 Population                   Reason for Exclusion        
  
    C4591001 1124 11241049  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
    C4591001 1124 11241100  Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predef ined window (19 -42 days after Dose 1).  
    C4591001 1125 11251148  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefin ed window (19 -42 days after Dose 1).  
      Evaluable efficacy (14 
days)   Did not receive all vaccinations as randomized or did not receive 
Dose 2 within the predefined window (19 -42 days after Dose 1).  
    C4591001 1125 11251159  Dose 2 all -available 
efficacy  Did not receive 2 vaccinations.  
      Evaluable efficacy (7 
days)  Did not receive all vaccinations as randomized or did not rece
…[truncated]