From: Richard Kahn

EFTA00822495 Dataset 9 6 pages Download original PDF Download as text
From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject: Fwd: goldman bond Date: Tue, 02 Aug 2016 13:30:01 +0000 shall i put order in again on GS bonds to sell at 81.75 current bid ask 81.25 / 82.50 please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 fax cell Begin forwarded message: From: "Atlas, Andrew S" < Subject: RE: goldman bond Date: August 2, 2016 at 9:21:25 AM EDT To: "'Richard Kahn" Good Morning Rich, Present quote for the GS bonds: 81.25 - 82.50 Do you want me to continue working the 2mm bonds for sale with a 81.75 low? Speak soon, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor New York, NY 10104 Tel/Direct: EFTA00822495 NMLS ID: 1326736 Original Message From: Richard Kahn Sent: Monday, August 01, 2016 06:53 PM Eastern Standard Time To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Re: goldman bond Ok thanks. Sent from my iPhone > On Aug 1, 2016, at 4:24 PM, Atlas, Andrew S wrote: > Hi Rich, > Nothing done at 81.75 or better. > I withdrew the tender on the bonds. > I'll touch base in the morning with an updated market. > Speak then. > -Andrew > Andrew S. Atlas > First Vice President > Equity Sales/Middle Markets Group > Financial Advisor > Morgan Stanley Wealth Management > 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 > Tel/Direct: I Fax: > NMLS ID # 1326736 Original Message > From: Richard Kahn fmailto > Sent: Monday, August 01, 2016 3:47 PM > To: Atlas, Andrew S (Wealth Mgmt MS) > Subject: Re: goldman bond > Importance: High > ok > thanks >> On Aug 1, 2016, at 3:42 PM, Atlas, Andrew S < >> >> Nothing done yet w/ a 81.75 low...still working >> >> Andrew S. Atlas >> First Vice President >> Equity Sales/Middle Markets Group >> Financial Advisor >> Morgan Stanley Wealth Management > wrote: EFTA00822496 >> 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 >> Tel/Direct: I Fax: >> NMLS ID # 1326736 >> >> >> Original Message---- >> From: Richard Kahn >> Sent: Monday, August 01, 2016 3:09 PM >> To: Atlas, Andrew S (Wealth Mgmt MS) >> Subject: Re: goldman bond >> Importance: High >> >> yes 81.75 or better >> thank you >> >>> On Aug 1, 2016, at 3:01 PM, Atlas, Andrew S >» >» Desk not showing me an offer. >» >>> Went to 81.25 bid for 2mm...do you want them to work with a limit? >» >» Andrew S. Atlas >» First Vice President >» Equity Sales/Middle Markets Group >» Financial Advisor >» >>> Morgan Stanley Wealth Management >>> 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 >» Tel/Direct: I Fax: >» NMLS ID # 1326736 >» >» >>> Original Message-- >» From: Richard Kahn >>> Sent: Monday, August 01, 2016 2:52 PM >» To: Atlas, Andrew S (Wealth Mgmt MS) >>> Subject: Re: goldman bond >>> Importance: High >» >» what is ask? >>> i am seeing 81.75 vs 82.75 from 2 other desks please ask trades to >» tighten up spread thanks >» >>>> On Aug 1, 2016, at 2:46 PM, Atlas, Andrew S >>» »» Desk just got back to me. >>» >>>> 81 bid for the 2mm bonds, n now we're in there to tender at 83. >>» >>>> Speak soon, »» Andrew >>» >>>> Andrew S. Atlas >>>> First Vice President >>>> Equity Sales/Middle Markets Group >>» Financial Advisor >>» >>» Morgan Stanley Wealth Management >>>> 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 >>» Tel/Direct: Fax: >>» NMLS ID # 1326736 mailto: mailto: wrote: wrote: EFTA00822497 >>>> >>» >>>> ----Original Message >>>> From: Richard Kahn [milt° >>>> Sent: Monday, August 01, 2016 2:43 PM >>>> To: Atlas, Andrew S (Wealth Mgmt MS) >>>> Subject: Re: goldman bond >>>> Importance: High >>» >>>> any update on pricing? >>» >>>>> On Aug 1, 2016, at 2:17 PM, Atlas, Andrew Sc >>>» >>>>> Sure, I'll be rt back >>>» >»» Andrew S. Atlas >>>>> First Vice President >>>» Equity Sales/Middle Markets Group >>>>> Financial Advisor >>>» >>>>> Morgan Stanley Wealth Management >>>>> 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 >»» Tel/Direct: I Fax: >>>» NMLS ID # 1326736 >>>» >>>>> Original Message >>>>> From: Richard Kahn [mailto: >>>>> Sent: Monday, August 01, 2016 2:14 PM >>>>> To: Atlas, Andrew S (Wealth Mgmt MS) >>>>> Subject: goldman bond >>>>> Importance: High >>>» >>>>> i know we mentioned our desire to tender bond however the boss is >>>>> now thinking of selling can you please provide a bid ask to sell >»» bond thank you >>>» >>>» >>>» wrote: >>>>> - »»> - »»> - >>>» >>>» >>>>> NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be, and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. >>» >>» >>» >>» ...... ------ >>» . >>» . >>» >>>> NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be, EFTA00822498 and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. >>> >>> >>> >»..— -------- >» . >» >>> >>> NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be, and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. >> >> >> >> -------- ------- >> >> >> NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be, and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. > ......... > NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be, and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. • 0.0 •••••• 0.0 0.0 ........... NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute. advice within the meaning of Section 975 of the Dodd-Frank War Street Reform and Consumer Protection Act. If you have received this communication in error. please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the r' ht. to the extent •ermined under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access these links. please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. EFTA00822499 EFTA00822500

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[Image 1] The image shows a document with text, which appears to be a letter or a report. The text is partially obscured by a red rectangle, which suggests that the document contains sensitive or confidential information. The visible text includes phrases such as "Morgan Stanley," "Morgan Stanley," "Morgan Stanley," and "Morgan Stanley," indicating that the document is related to this financial institution. [Image 2] The image shows a text document with a series of email messages. The messages are from different individuals and appear to be related to a business or organizational context. The content of the messages includes discussions about products, services, and possibly some legal or compliance matters. The messages are timestamped and indicate the sender's email address and the recipient's email address. [Image 3] The image appears to be a screenshot of a text message conversation. The conversation includes various messages with timestamps, names, and phone numbers. The messages seem to be related to personal or professional matters, possibly discussing appointments, meetings, or events. The text is too small to read in detail, but it includes typical elements such as names, dates, and phone numbers. The co [Image 4] The image shows a document with text, which appears to be a list or a schedule of some sort. The text is too small to read clearly, and the document is partially obscured by a red rectangle, which suggests that it might be a screenshot or a photograph of a printed document. The visible part of the text includes a date and a list of items or events, but the specific details are not legible due to t [Image 5] The image shows a scanned document, which appears to be a letter or an email. The document contains text, and there are visible names, dates, and logos. The visible names include "Richard Kahn," "Kelly," and "Andrew." The dates mentioned are "January 2008" and "January 2009." The logos include "RBC," "RBC Wealth Management," and "RBC Dominion Securities." The text in the document discusses financi [Image 6] The image appears to be a grayscale photograph of a document or a page with text. The text is not clearly legible due to the resolution and the angle at which the photo was taken. The document has a visible watermark or logo in the upper right corner, but the specific details of the text or the logo are not discernible. The document seems to be a standard letter or report, but without clearer text