The Journal of lietrosoence. F &nary 17. 2010 • 30(71:2783-2791 • 2783
The Journal of lietrosoence. F &nary 17. 2010 • 30(71:2783-2791 • 2783
BehaviorallSystems/Cognitive
Neuronal Stability and Drift across Periods of Sleep:
Premotor Activity Patterns in a Vocal Control Nucleus of
Adult Zebra Finches
Peter L Rauske,I Zhiyi Chi? Amish S. Dave,' and Daniel Margoliashi
Departments of 'Organismal Biology and Anatomy and 2Statistics, University of Chicago, Chicago, Illinois 60611
How stable are neural activity patterns compared across periods of sleep? We evaluated this question in adult zebra finches, whose
premotor neurons in the nucleus robustus arcopallialis (RA) exhibit sequences of bursts during daytime singing that are characterized by
precise timing relative to song syllables. Each burst has a highly regulated pattern of spikes. We assessed these spike patterns in singing
that occurred before and after periods of sleep. For about half of the neurons, one or more premotor bursts had changed after sleep, an
average of 20% of all bursts across all RA neurons. After sleep, modified bursts were characterized by a discrete, albeit modest, loss of
spikes with compensatory increases in spike intervals, but not changes in timing relative to the syllable. Changes in burst structure
followed both interrupted bouts of sleep (1.5-3 h) and full nights of sleep, implicating sleep and not circadian cycle as mediating these
effects. Changes in burst structure were also observed during the day, but far less frequently. In cases where multiple bursts in the
sequence changed in a single cell, the sequence position of those bursts tended to cluster together. Bursts that did not show discrete
changes in structure also showed changes in spike counts, but not biased toward losses. We hypothesize that changes in burst patterns
during sleep represent active sculpting of the RA network, supporting auditory feedback-mediated song maintenance.
Introduction
Sleep-dependent behavioral plasticity has been observed in a
broad range of perceptual, motor, and higher-level cognitive
tasks in studies in adult humans (Kami et al., 1994; Stickgold et
al., 2000; Fischer et al., 2002; Walker et al., 2002; Fenn et al., 2003;
Wagner et al., 2004; Brawn et al., 2008). Electrophysiological
studies support a role for active processes during sleep affecting
memory consolidation in humans (Maquet et al., 2000; Peigneux
et al., 2004; Reis et al., 2009), and behavioral and electrophysio-
logical studies in animals implicate sleep in plastic mechanisms.
Sleep modulates plastic changes in ocular dominance histograms
in the developing visual cortex of young cats (Frank et al., 2001;
Aton et al., 2009), the emergence of song system neuronal burst-
ing in juvenile birds at the onset of song learning (Shank and
Margoliash, 2009), and experience -dependent changes in the
correlations of activity patterns of rat hippocampal neurons (Poe
et al., 2000).
These results emphasize changes measured in populations of
neurons. Sleep-dependent changes in the individual activity pat-
terns of single neurons during behavior are not well defined,
however, and thus there is little data on the stability of single
neuron activity patterns across periods of sleep. In this study, we
address this issue in the birdsong system. Male zebra finches
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1)01.1015230/151.0050 3112402010
Com6ght 02010 the authors D2706174/10/10/761-12515.000) court females with "directed" singing: precisely structured, regu-
lar songs comprising introductory notes followed by a sequence
of syllables organized into a "motif." Directed songs are even
more highly regulated than the undirected songs males otherwise
sing (Sossinka and Bohner, 1980; Kao et al., 2005; Glaze and
Troyer, 2006).
Associated with directed singing are highly structured bursts
of activity in presumptive projection neurons in the nucleus ro-
bustus arcopallialis (RA) (Yu and Margoliash, 1996). Each spike
burst has submillisecond precision in its timing relative to its
corresponding syllable within the motif (Chi and Margoliash,
2001; Leonardo and Fee, 2005). These bursts have a well-defined
number of spikes in a well-defined temporal pattern, both of
which vary across bursts emitted at different times in the song. A
given burst thus has a specific identity associated with onset time,
number of spikes, and pattern of spikes. RA neurons show highly
regulated oscillatory spontaneous activity, become completely
suppressed about 50 ms before onset of song, and may achieve
instantaneous firing rates of almost 800 Hz during singing. Thus,
the nervous system expresses almost the entire dynamic range
available to precisely modulate the activity of single RA neurons
during singing.
We took advantage of the reliability and precision of this sys-
tem to examine neuronal stability over extended periods of time.
RA extracellular recordings can be stable with high signal-to-
noise ratio (SNR), but the technical challenge of maintaining
high-quality recordings over the required durations and behav-
iors in freely moving animals required by this design limited the
size of the dataset. Nevertheless, we were able to directly compare
premotor activity of the same single neurons before and after
EFTA01076046
2781 • .I. ileurosci., Febuary 17,2010 • 30I71:1783-2791 Rauske et al. • Xeuronal Stability and Mt across Sleep
periods of sleep. To the best of our knowledge, such comparisons
have not been reported in any premotor system.
Materials and Methods
To examine the effects of sleep on the stability of premotor burst patterns
in RA neurons, we recorded neuronal activity in three types of experi-
mental sessions: short-sleep (or interrupted -sleep) sessions, long-sleep
(or normal circadian -sleep) sessions, and awake-only sessions. For both
types of sessions including sleep, we recorded the activity of the same
single RA neurons whilebirdssang or produced learned calls (sec below)
both before and after the period of sleep. We developed algorithms to
identify changes to burst patterns across periods of sleep, as well as sta-
tistical techniques to compare the frequency of such changes with that
observed in the absence of sleep.
Eleetrophysiology and design of the experiments. All animal procedures
were approved by an Institutional Animal Care and Usc Committee.
Adult male zebra finches (n = 13) were habituated to either a 16/8 h or
14/10 h light/dark cycle. We found no systematic differences between the
two conditions, and combine the data for aggregate statistical analyses.
The birds were implanted with microdrives with electrodes targeting PA;
the implant design and surgical procedures have been described in detail
previously (Dave et al., 1999). Briefly, a recording device carrying four
glass-coated Pt-Ir electrodes (impedance, 1.2-2.0 MS/ at 1 kHz) was
implanted under modified Equithesin anesthesia over RA. During re-
cordingsessions starting 2-4 d later, a flexible cable connected the head-
gear to an overhead commutator to allow the bird free movement within
the cage. Differential recordings were used to minimize movement arti-
facts. Recording sites were obtained by audiovisual monitoring of the
recordings while using a drive screw to manually advance the electrodes.
Birds were manually restrained during this procedure, then carefully
released into the cage while trying to maintain unit isolation.
Recording sessions began at various times during the day, and we
recorded only sites with at least one unit that could be well isolated. In all
cases, a conspecific female was introduced into an adjacent half-cage to
elicit directed singing and calling. [In male zebra finches, contact or
so-called "long" calls are learned vocalizations whose production in-
volves PA premotor activity (Zann, 1985; Simpson and Vicario, 1990),
and they are treated equivalently with song syllables in this study.'
After collecting high SNR spike data during vocalizations comprising
at least 10 song motifs and/or contact calls, or in the normal circadian
rhythm depending on experimental design (see below), the cage lights
were doused. After the bird was quiescent for several minutes, activity in
RA entered a characteristic bursting mode. This distinct state was never
observed in an awake bird, and bursting disappeared whenever the bird
was disturbed or became active. Spontaneous bursting in RA and its
efferent sensorimotor control nucleus (HVC) has come to be used as an
assay for sleep. It is reliably associated with the onset of sleep postures and
strong, selective auditory responses (Dave et al., 1998; Dave and Margo-
Hash, 2000; Nick and Konishi, 2001; Hahnloser ct al., 2002, 2006; Cardin
and Schmidt, 2003; Rauske a al., 2003; Shank and Margoliash, 2009)
and has been correlated with EEC measures of sleep (Nick and Kon-
ishi, 2001; Hahnloser et al., 2006; Shank and Margoliash, 2009). Dur-
ing recording sessions including 1.5-3 h darkness (labeled "short sleep";
n = 10 neurons, 4 birds), we recorded continuously from the isolated RA
single units, enabling us to estimate the amount of time birds actually
slept by examining the bursting activity (or lack thereof) during the dark
period. We used a quantitative measure of spontaneous PA bursting as a
sleep assay, described below. During some recording sessions, we also
verified by direct observation (infrared monitoring) that the bird's eyes
were closed and respiration slowed when PA activity indicated sleep
(Dave et al., 1998).
During the short-sleep recording sessions, we also presented playback
of the bird's own song. Recordings of the bird's own song were scaled to
70 dB root-mean-squared amplitude and presented randomly at 10-30 s
intervals beginning immediately after turning out the lights. After 50-
250 repetitions of song playback, we recorded 20-60 min of ongoing
spiking activity while the bird remained asleep. Thereafter, the lights
were then turned back on, rousing the bird, after 1.5-3 h of sleep. Birds
then directed singing toward the adjacent female, and we continued recordings until single-unit isolation was lost. Auditory stimulation en-
abled us to verify the responsiveness to the bird's own song that RA
neurons exhibit exclusively during sleep (Dave et al., 1998). Further-
more, this was a preliminary experiment to test the hypothesis that sleep-
related changes in singing behavior result from drift arising from neural
replay during sleep activity without concomitant auditory feedback
(Deregnaucourt et al., 2005). We hypothesized that playback would pro-
vide structured activity during sleep, possibly preventing sleep-related
changes, but failed to see systematic differences between short-sleep (au-
ditory stimulation) and long-sleep (no stimulation) sessions (see Re-
sults), a null result with respect to the sleep-drift hypothesis. We do not
consider this hypothesis further in this study.
In some additional, exceptional cases = 5 neurons, 3 birds), we
successfully gambled on our ability to maintain stable unit isolation
across a full night of sleep (8 or 10 h), maintaining the normal light/dark
cycle. All but one of these cases involved single-unit isolation, with the
exception being a site in which a pair of units could be reliably distin-
guished from background activity but not from each other; this "double-
unit" site was treated similarly to single units in our analysis. No auditory
stimuli were presented during sleep for these sites, but ongoing activity
was sampled throughout the night to verify the presence of bunting
activity in RA that indicated the bird remained asleep. When the next
day's light cycle began, recordings continued until unit isolation was lost.
Finally, we augmented this data set with additional recordings during
vocalizations in recording sessions that did not indude sleep (see below).
Analysis of deep. Sleep was objectively defined behaviorally (eye clo-
sure, body posture), and we also developed a quantitative measure of
spontaneous bursting in RA neurons to use as an assay for sleep. We first
established a baseline for a neuron's spontaneous spiking activity during
periods before and after darkness when the bird was awake and active,
but not vocalizing. We used 1-4 min segments of neuronal activity both
before and after darkness, dividing the spiking activity into 3 s segments.
For each segment, the distribution of interspike intervals (1S1s) was ap-
proximately Gaussian because of the highly regular spiking activity of RA
neurons in awake, nonvocalizing birds. We cakulated for each segment's
ISI distribution the mean (IS1-MEAN) and standard deviation (1SI-SD).
The resulting range of values across all awake segments for each single
unit provided an estimate of the baseline variability in spiking activity in
the awake bird.
To quantify the amount of sleep during darkness, we similarly divided
spiking activity into 3 s segments, calculating the ISI-MEAN and IS1-SD
for each segment. Any segment whose ISI-MEAN and 151-517 both fell
within a 95% confidence interval as determined by the baseline awake
distributions was labeled "awake"; all other segments were labeled as
`sleep" (for exampk,see supplemental Fig. I, available at unvw.jneurosci.org
as supplemental material). Such labeling agreed well with visual inspec-
tion of spiking activity, with segments including sleep-typical depressed
firing rates and/or bunting reliably labeled as sleep. Video surveillance
under infrared illumination verified that the bird was quiescent with
closed eyelids in >95% of sleep-labeled segments. We had not developed
reliable EEG recording techniques and an understanding of sleep staging
in zebra finches except toward the end of these studies (Low et al., 2008);
nevertheless, our analysis reliably distinguished sleep from wakang.
Song syllables, spike bursts, and a definition of bunt opts. Vocalizations
and onset and offset times for each syllable were identified by manual
inspection of spectrographs. A syllable was defined as a stereotyped vocal
gesture containing no silent interval 710 ms: in addition to the tradition-
ally defined song syllables that comprise song "motifs" (stereotyped se-
quence of syllables), wealso included introductory notes at the beginning
of singing bouts and isolated "long" calls, both of which recruit RA
bunting activity, in our definition of "syllable" for this study. Syllable
onset times and spike times were merged for each site to create a raster
plot of spiking activity associated with each syllable type. For each sylla-
ble, we included the spiking activity beginning 50 ms before syllable onset
and ending with the syllable offset.
We used simple thresholding techniques to identify spike times for
most, extremely well-isolated single units. For a few sites with more
ambiguous isolation, we used theSpiicesort program, which uses a Bayes-
ian approach to identify putative spikes with distinct spike-shape models
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Rauske et al. • Neuronal Stability and Drift across Sleep 1. Neurovi, February 17,2010 .30(71:2783-2794. 278S
(Lewicki, 1994). To confirm single-unit isolation in all cases, we visually
inspected overbid waveforms from all identified spike times to confirm
that spike shapes were consistent throughout our recordings, and we
used ISI distributions to confirm the hallmarks of single-unit isolation in
RA (i.e., an approximately Gaussian distribution of ISIs during behav-
ioral quiescence and a lack of ISIs <1 ms). For the majority of sites (28 of
42 single units), we were able to confidently identify 100% of all spikes
after manual inspection. The remaining single-unit sites, as well as the
"double-unit" site, included a small number of ambiguous spikes, so we
estimate that we achieved 98-99% correct classification. In these cases,
the ambiguities were attributable to either the extreme attenuation of
spike amplitude during bursting (Yu and Margoliash, 19%) or sporadic
background spiking activity that could not be reliably distinguished from
attenuated spikes in the recordings with the lowest SNR. These sites,
however, did not show any greater or lesser stability of temporal patterns
of spike bursts—the principal dependent variable of this study—than did
those sites with completely reliable spike identification.
RA activity during singing is characterized as having high-frequency
bunts of spikes organized into trains of bursts. Each burst in the train of
bunts is distinguished from the others both by the pattern of spikes and
the timing of the bunt relative to the syllable (Yu and Margoliash, 1996;
Dave and Margoliash, 2000; Leonardo and Fee, 2005). In this study, we
defined a bunt as a sequence of consecutive spikes with all interspike
intervals <10 ms. This simple definition reliably identified all bunts of
two or more spikes of an RA neuron during singing. In all cases, we also
could readily identify a canonical sequence of bursts for each syllable (Yu
and Margoliash, 19%). Aligning multiple renditions of the sequences of
bunts relative to the onset of a given syllable (as in a raster plot) created
stacks of bursts, with each "burst stack" associated with a particular time
relative to syllable onset and a particular temporal pattern of spikes. We
identified 2.1 ± 1.3 bursts for each syllable across all the neurons, with
some syllables not eliciting any bunts and one neuron reliably emitting
eight bunts for a particularly long and complex syllable.
The principal data set consisted of 115 distinct burst stacks emitted
during singing both before and after sleep by 15 RA neurons (seven
birds). To compare the stability of temporal structure in premotor activ-
ity in the absence of sleep, we also examined the activity of RA neurons
recorded in periods of singing and/or calling that did not include sleep.
We included in this data set the same 15 neurons used in the sleep
analysis, separating out the pre-sleep activity and postsleep activity into
distinct sessions, each of which did not include sleep (i.e., 115 bunt stacks
from presleep recordings, and 115 burst stacks from postsleep record-
ings, for a total of 230 burst stacks). To expand our data set to include
sessions of longer duration without sleep, we included the additional 28
PA neurons recorded from 10 birds (six new, four that were also repre-
sented in our sleep-inclusive recordings) in experiments where the lights
were not turned out and the birds remained awake throughout, yielding
an additional 321 burst stacks. Thus, this "augmented" data set com-
prised a total of 551 distinct burst stacks recorded from 13 birds.
During one awake-only session, we also briefly recorded one putative
RA interneuron characterized by a low baseline firing rate and an espe-
cially narrow spike width (0.13 ms peak to trough,compared to a range of
0.19-0.41 ms for all other RA neurons we recorded), but we did not
include this unit in our analyses because of insufficient spike isolation
during singing.
Analysis of burst structure and definition of features and structural
changes. To evaluate changes to the temporal structure of premotor
bunts across many renditions, we (I) developed a procedure to align all
presleep or postsleep bunts for a given bunt stack, (2) generated func-
tions that captured the temporal features of the aligned bursts, and (3)
evaluated the significance of any temporal or spike count differences
between presleep and postsleep groups of spikes.
To optimally align bunt renditions within a presleep or postsleep
bunt stack, we used two procedures: /1-distance minimization (l.,-
MIN), as described by Chi and Margoliash (2001), and cross-correlation
maximization (CC-MAX). In both cases, the alignment of spike se-
quences was accomplished by iteratively shifting each burst rendition to
either globally minimize the summed L, distances (L,-MIN) or maxi-
mize summed cross-correlation measures (CC-MAX) across all bunt pain, while preserving each individual burst's interspilce intervals.
Pre-sleep and postsleep burst stacks were then aligned with each other
according to similar procedures, with all of the bunts in each stack
shifted as a whole so that the relative timing within each stack was
preserved.
The L, metric used in the L,-MIN method measures the difference
between two spike sequences obtained by averaging over all spikes the
temporal difference between each spike and its closest corresponding
spike in the other sequence, so that optimal alignment would be achieved
by minimizing this measure. To generate a cross-correlation measure for
the CC-MAX method, we used the biweight kernel F(x) = (I — (W0)2] 2
for all < D, where D is a time window corresponding to the temporal
precision of the cross-correlation measure (set to 1.5 ms, a value chosen
to approximate the apparent temporal precision of RA premotor spike
patterns).The total CC ofspikc trains S,,..., Sk was defined as !,,,,K(S„
S,), where K(S„ = !Rs — t) over s in S, and tin The alignment
maximized the total CC by shifting each spike train S, while preserving
each individual bunt's interspilce intervals.
Once bursts within a stack were aligned, fine temporal structure was
expressed as the tightly aligned spikes across renditions. A "feature"
within a bunt was defined as a canonical spike, i.e.,a spike produced with
reliable timing relative to the other spikes in the bunt across many or all
renditions. To identify and quantify features, we defined for each group
of spike trains an adjusted rate function, R(t) = — t11D), where
s is the time of an individual spike within the spike train S, and G(x) =
(1 — x2) for all Ix] < D and 0 for all Ix] > D with the predefined time
window D = 1.2 ms. (Note that D = 1.2 ms results in a more precise
firing rate estimate than the 1.5 ms time window used for the original
bunt alignment, achieving a coarse-to-fine alignment procedure.) We
then identified peaks in the rate function. This method captures the
changes in features we visually observed but is sensitive to the definition
of peaks in the rate function, for example, slight changes in the temporal
jitter of a given spike.
For a sample of N presleep spike trains, time T was identified as a
feature location if it satisfied four criteria: (1) the averaged adjusted rate
function had a local peak at time Tli.e.,r(7) Z r(s) for s between T ± D,
where r( 7) = mean(R( Mover the sample]; (2) the peak at time Twas of
significantly high amplitude compared with the variability of the rate
function, Ir(T) 2 0.3 + , (0.975) X o (7), where a ( = SD(R( 7))
over the sample, and t,,,_, the inverse s-distribution function with N — I
degrees of freedom]; (3) the variability of spike times within the pre-
defined time window around T was sufficiently low, IsN_ ,(0.975) X a
( 7)5 D, where a (7) = SD (spike times between T ± 0)1; and (4) the
average value of the adjusted rate function on either side of the peak fell
off sufficiently quickly such that If] 5 2 ms, where 1 equals the maximal
interval containing T over which r(s) 2 r(T)13. Under these criteria,
—65% of all spikes in premotor bunts were identified with located fea-
tures (4.8 ± 3.1 total spikes/burst; 3.1 ± 1.8 features/burst).
We judged each burst stack as having a `structural change" across the
sleep interval if three criteria were met. Pint, features in the presleep and
postsleep adjusted rate functions did not align well. Each feature was
evaluated to determine whether we could rule out the existence of a
corresponding spike in the corresponding stack (i.e., presleep vs
postsleep). If for any feature there was no corresponding feature in the
corresponding stack within 0.25 ms, and there was no other peak within
0.5 ms in the opposite stack's rate function with a magnitude statistically
indistinguishable from that of the feature being evaluated, then the burst
stack was judged to meet this criterion. Second, there was a statistically
significant change in mean spike count of at least 0.5 spikes/burst. This
criterion arises from the observed loss (or, rarely, gain) in spikes across
sleep intervals (see Results). Third, to reduce the effect of artifacts in
alignment, structural changes were flagged only when the first two crite-
ria were satisfied under both L,-MIN and CC-MAX alignment proce-
dures. Overall, under both alignment procedures, 37 burst stacks
satisfied the first criterion, and 60 satisfied the second, with 33 satisfying
both. Thus, changes in spike timing typically were associated with
changes in spike rate, but the reverse was not generally the case. Those
bunt stacks found to undergo structural changes under these criteria
EFTA01076048
2786 • 1. Neurosci., February 17,2010 • 3017):2783-2794 Rauske et al. • Neuronal Stability and Drift across Sleep
corresponded well to those burst stacks that appeared to have altered
spiking patterns under visual inspection.
Analysis for separator intern& other than sleep. Sleep is a natural sepa-
rator between groups of vocalizations, but we also explored whether
changes to premotor activity occurred at times other than sleep. To this
end, for each burst stack we sought to identify the interval between con-
secutive renditions of bunts that was most likely to correspond to a
change in burst structure, referring to the interval thus identified as the
`separator interval." We began by measuring the similarity of all possible
pairings of individual bursts within each burst stack, using theL, distance
metric described above; greater L, distance implies less similarity. Then,
we considered each interval between bursts as a candidate separator in-
terval, except that we excluded the first four and last four such intervals to
avoid boundary effects. For each candidate interval, we divided the bursts
into preinterval and postinterval groups, and from the collection of can-
didate intervals we identified the one interval that maximized the differ-
ence between the mean L, distances of across-group comparisons
(preintenel vs postinterval) and within-group comparisons (preinterval
vs preinterval, or postinterval vs postinterval). This procedure tended to
identify two groups of most-similar bursts,one exclusivelybefore and the
other exclusively after the interval, dividing the bunt stack at a moment
in time that often corresponded to a visibly noticeable change in burst
structure (Fig. IA).
We also used a modified procedure better suited to quantify a subset of
the transitions in bunt structure. For these cases there was a distinct
transition between distinct states, but with one of the states exhibiting
less variability than the other. In these cases, the candidate interval that
maximized the difference between mean L, distances did not always
correspond to the visually observed transition. We found that for these
cases, the transition typically coincided with a candidate interval that
maximized the differences comparing L, variances for across-group and
postinterval (or preinterval) candidate intervals as well as maximizing
the differences between L, means for across-group and preinterval (or
postinterval) candidate intervals. Therefine, in these cases, we designated
the interval thus defined as the separator interval; in all other cases, we
simply used the interval maximizing the L,-mean distances between
across-group and within-group comparisons as the separator interval.
Estimating occurrences of sleep-separator comparisons attributable to
chance. Finally, we also developed a statistical procedure to compare the
location of separator intervals in recordings that did and did not include
sleep. To this end, we first identified separator intervals for the awake-
only recording sessions. Then, for each bunt stack, we calculated the
proportion of bursts occurring before the separator to the total number
of bursts. A histogram of the resulting distribution suggested a quadratic
distribution, so we used a quadratic fit to generate a baseline probability
density function (PDF) (Fig. I B).
The PDF estimate allowed us to test the hypothesis that the distribu-
tion of L,-optimized separator intervals was the same in awake-only and
sleep-inclusive recordings. In a bootstrap procedure, we sampled 115
fractions from the PDF and respectively multiplied these by the total
number of renditions for each of the 115 burst stacks in our data set to get
a random separator interval. We repeated this procedure 10,000 times to
obtain a distribution of simulated separator intervals. This distribution
was used to evaluate the likelihood that the number of separator intervals
we observed to correspond with the period of sleep (either exactly or
within one interval) would occur simply by chance.
The quadratic shape of the PDF can be explained as follows. The
greater likelihood of locating separator intervals near the endpoint of an
experiment rather than in the middle is most likely attributable to the
exaggerated effect of outliers on small groups of bunts. Theasymmetrical
shape of the PDF (see Results) may reflect a slightly increased variability
across bunt renditions later in experiments, when more time sometimes
passed between singing bouts as birds became desensitized to the pres-
ence of the adjacent female and tended to sing less frequently.
Results
We recorded from 43 RA single units while birds vocalized (sang
or called; including one "double unit" that we treat equivalently
to the single units in our analyses). Only a subset of these record-A
II•01.
post-sleep
time
B 15
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bursts pre-sleep . post-sleep
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• loss •• • • •• • • • • • x ,•. . • • • . similar
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mean LI
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0.5 across-group
ten roux
10 30
interval
separator interval/
total # burst renditions
Figure 1. Identifying intervals with possible changes to premotor burst patterns. A, Corn-
parisons of pairs of burst renditions for a burst stack recorded before and after a period of sleep,
using the L, distance metric. Each row and column represents a single burst rendition Dem.
seated by rasters to the left of rows a above columns). Each colored box represents Mel,
&stance between the bursts denoted by the given row and column according to a color map
with red indicating the highest distances (less similarity) and blue representing the lowest L,
&stances (more similarity). The sleep Interval is denoted by black dashed Ines. Note that burst
comparisons above and to the left of the sleep.interval Imes (I.e., comparisons between
preskep and postsleep bursts) show less similarity than 63 comparisom between bursts taking
place exclusively before or after sleep. The graph at the bottom right shows the mean L, dis-
tances between all pairs of burst renditions taking place across the separator interval (red line)
&exclusively before& after the separator interval (blue line) for all possibk intervals. The sleep
interval is ¬ed by the dashedline, where thedifferenceinmeanL i &stance between these
twogroupsreaches a <leas peak; such a peak defines the optimized separator interval. 8, Esti-
mated probability distreutem function for the location of the optimized separator interval in
recording sessions that did not include sleep (551 burst sucks). the histogram shows the dia.
tribution ofopeimized separator intervals relative to the total number &burst renditions within
each recording session. A quadratic fit (line) was used to determine thePDF.
ings was maintained through a period of sleep and subsequent
vocalizations (Table I) (see Materials and Methods). It is likely
that all of these cells were projection neurons targeting the brain-
stem, given their fast (>30 Hz), regular baseline spiking activity
and bursting activity during singing (Spiro et al., 1999; Leonardo
and Fee, 2005). Each cell reliably burst with consistent timing
relative to specific vocalizations such as a particular syllable or
call; thus, raster plots of the neuronal activity aligned to vocaliza-
tion onsets produced "stacks" of bursts, which were the basis for
our analysis (see Materials and Methods). In the 37 cells for which
we recorded singing, there were 10.1 ± 4.2 unique burst stacks
EFTA01076049
Rauste et al. • Neuronal Stability and Drift across keep J. Reurovi, February 17, 2010.30(71:2783-2794.2787
Table 1. Distribution of recordings across different experimental conditions
Recording session type Birds Neurons Burst stacks
Sleep inclusive Tall) 7 15 115
Sleep inclusive (shod) 4 lob 83
Sleep inclusive (long) 3 5 32
No sleep° 13 43° 551
'Includesboth the pleserpenbt and pssuletpenls pleas el tit serpent:Mitt sessions as &Una no-slett
moons.
'Includes cee"dothkunt °turned as a snub nese:con outatubsts.
per song, and 1.9 -± 1.1 unique burst stacks per call. For the
remaining six cells for which we only recorded calls, there were
one to two unique burst stacks per call.
We examined the effects of sleep on vocalization -related neu-
ral activity in adult male zebra finches under two protocols: short,
interrupted periods of sleep and full, uninterrupted nights of
sleep. The distribution of recording sessions according to exper-
imental protocol is reported in Table I. Birds in the short-sleep
design (at = 10 neurons in 4 birds) experienced a period of dark-
ness lasting 90-179 min (average, 136 -± 31 min), whereas the
birds in the second design (n = 5 neurons in 3 birds) experienced
a full 8 -10 h of darkness. For all birds, during the first 2-10 min
of darkness, birds typically rapidly transitioned between short
periods of wake and sleep. Initially, in some cases, sudden awak-
enings apparently resulted from playback of the bird's own song
that was presented during short-sleep sessions (see Materials and
Methods), but birds quickly habituated to the song playback and
began to reliably sleep through the stimulus. Birds were judged to
begin an extended period of sleep when a full minute passed with
no two consecutive 3 s intervals classified as "awake" (see Mate-
rials and Methods) (see supplemental Fig. 1, available at www.
jneurosci.org as supplemental material). Based on the measure of
spontaneous activity, the onset of extended periods of sleep began
10.5 -± 8.8 min (range, 1.3-29.5 min) after the start of subjective
night, and represented 78.8 -± 10.5% (range 67.8 —94.9%) of the
total dark phase after sleep onset. Thus, whereas the recording
situation probably disrupted the animal's total sleep and sleep
architecture to some degree, each animal experienced a consid-
erable amount of sleep including extended periods of uninter-
rupted sleep.
Premotor bursts change after sleep
The structure of RA premotor bursts is highly conserved in songs
directed toward females, as a bird repeats the same stereotyped
syllable within and across songs (Yu and Margoliash, 1996). We
frequently observed, however, changes to the structure of these
bursts after sleep. The only systematic change across time de-
scribed previously in RA premotor bursts is the submillisecond
magnitude temporal drift in the timing between bursts (Chi and
Margoliash, 2001). In contrast, in the present data, many clear
and persistent changes in premotor patterns associated with the
sleep interval were apparent by visual inspection beginning with
the first song renditions after sleep; these were marked by the
elimination or, rarely, addition of spikes in the postsleep pattern
(Fig. 2). In cases where bursts had fewer spikes after sleep, the
decrease in spike number was often accompanied by an increase
in interspike interval (Fig. 2A, B). Typically it was difficult or
impossible to identify a specific spike from the presleep bursts
that was eliminated after sleep. Instead we saw a restructuring of
the entire burst.
Once a change occurred, it tended to be stable. Clear changes
to burst structure after full nights of sleep were obvious in many cases. The changes persisted for as long as we could hold the
recording —in one case, for several hours after waking (Fig. 3).
Whatever the cellular or network effects that led to these changes,
they achieved their suprathreshold effects during sleep or imme-
diately after awakening, and persisted thereafter.
To quantitatively assess these changes in burst structure, we
aligned all presleep and postsleep bursts for each of the 115 burst
stacks using two algorithms —Le-distance minimization and
cross-correlation maximization —converted these into probabi-
listic rate functions, located features within those functions, and
identified reliable changes in features, which we call "structural
changes" (see Materials and Methods). Using these criteria, we
found that for recordings spanning a sleep interval, 33 of 115
burst stacks showed structural changes (Fig. 4). These 33 burst
stacks were distributed across 10 of 15 neurons recorded across
sleep, with each neuron exhibiting one (four neurons), two (three
neurons), or six (two neurons) bursts with structural changes,
but with one neuron exhibiting 11 bursts with structural changes.
The statistical significance of all the results that follow was main-
tained even with the neuron with 11 bursts with structural
changes removed.
Considering the sequence of syllables within motifs or the
sequence of bursts within a syllable, there was no apparent ten-
dency for structural changes to be associated with bursts that
occurred in any particular syllable within the motif, or within any
particular burst within a syllable. There was also no clear differ-
ence in the number of changes in burst stacks associated with
contact calls (5 of 21; 24%) compared to those associated with
song syllables (28 of 94; 30%; p = 0.79, Fisher's exact test).
We tested the hypothesis that the two different experimental
designs affected the rate of occurrence of structural changes.
There were no significant differences in the frequency of burst
changes between short-sleep and long-sleep birds. The frequen-
cies of structural changes [27% (22 of 83) short sleep, 34% (1 I of
32) long sleep; p = 0.40; x2 = 0.701 were similar under both
experimental conditions, suggesting that the truncated period of
sleep and the presence of auditory stimulation were not signifi-
cant factors in driving premotor plasticity in RA neurons.
Although rare, there were also examples of structural changes
that occurred during the subjective day. For this analysis, we used
an augmented data set including a number of daytime-only re-
cordings (see Materials and Methods). To quantitatively assess
the rate of structural changes while the birds were awake, we
simply chose the longest vocalization -free interval with a suffi-
cient number of vocalizations (ri a 8) both preceding and follow-
ing the interval, and compared the bursts before and after this
interval. Across 551 distinct burst stacks in the augmented data
set (43 neurons, 13 birds; see Materials and Methods) (see Table
1 ), the rate of structural changes that occurred in recordings that
did not span a sleep interval was much lower (3.3%; 18 of 551)
than the rate of changes across the sleep interval (28.7%; 33 of
115), and this difference was significant ( p < 0.001; 1(2 = 87.0).
Finally, since the recordings that included a period of sleep
were generally the ones of greatest duration, we also tested
whether the more frequent occurrences of changes to burst pat-
terns in these recordings resulted from the additional passage of
time rather than the presence of sleep. We selected the longest
(100-360 min) awake-only recording sessions (n = 8, with 71
distinct burst classes). For each of these recordings, we defined an
artificial separation interval (1.5-3 h) of similar duration to the
dark periods in the shorter-sleep recording sessions and then
compared the two sets of recordings. Even when controlling for
EFTA01076050
27118 • .I. Neurosci., FebnNry 17,2010.3017):2783-2794 Retake et al. • Neuronal Stability and Drift across Sleep
the passage of time, burst patterns under-
went many more changes across sleep
than across wakefulness. During short
sleep-inclusive recording sessions, ap-
proximately one-fourth (22 of 83) of
bursts exhibited structural changes, most of
which were obvious under visual inspec-
tion. In the recordings with the imposed
artificial separation interval, no structural
changes were obvious under visual in-
spection, and a much lower number of
bursts (4 of 71; 6%; p C 0.001, Fisher's
exact test) exhibited structural changes.
Changes in premotor activity occur
across sleep-inclusive intervals
The preceding results show that using
sleep as the separator interval reliably
identifies changes in RA burst patterns,
but this does not rule out the possibility
that the changes actually tended to occur
just before sleep (which could occur if the
bird could anticipate the onset of the sleep
period) or just after sleep. We formulated
this hypothesis rigorously as a test of
whether there are previously undetected
changes to premotor burst patterns ex-
pressed as a transition between distinct
states, in which a previously stable temporal
spiking pattern is replaced with a different
pattern which then persists throughout
the subsequent songs. We then compared
those transitions to the occurrence of
sleep.
To test this hypothesis, for each of the
115 distinct burst stacks associated with
the 15 neurons, we identified a separator
interval using an algorithm designed to
identify the interval most likely to rep-
resent a transition to an altered burst
pattern (see Materials and Methods), ig-
noring when sleep actually occurred. A
large proportion of the separator intervals
thus identified occurred close to sleep: 30
of 115 separator intervals (seven neurons,
four birds) either coincided with sleep or
fell between the last two bursts before
sleep or the first two bursts after sleep. To
assess whether the degree of coincidence
between the separator intervals and sleep
was attributable to chance, we generated
predictions of the underlying distribution
of separator intervals using the premotor
activity of RA neurons recorded in the contiguous periods that
did not include sleep (see Materials and Methods). We then ran-
domly sampled from the predicted distribution 10,000 times for
each of the set of 115 burst stacks to estimate the distributions of
separator intervals predicted by chance if the presence of sleep did
not bias the locations of the separator intervals.
Overall, in the simulated data, the average number of exact
matches between separator intervals and sleep was 2.5 -± 1.6 burst
stacks (of 115 total), with a maximum of 11 such matches—just
half of the 22 exact matches between separator intervals and sleep C
•
before
sleep
after
sleep B
71 1-7
before
sleep ..4.4,44444.wavywo
after I
sleep
i dui lia it 11 Slit
[11110111 11,111! III 111111
r • ECM
144 10
Ron 2. Changestotemporal structure of RA premotor buntsacrossa period of sleep. A, Recordoms from an RA neuron that
produced fewer spikes in premotor bursts associated veith a song syllable alien 2 h skep pftiod. Top, pectrograph of song aligned
with simultaneous recoil of premotor neuronal activity. Middle, Recordings of neuronal activity d ring three renditions of the
song syllable. Bottom, Neuronal activity during three more renditions of the same song viable ahe sleep. The kftmost vertical
dashed hoe follows the fourth spike in al presleep bursts but precedes the fourth spike in all postsleep bursts, and the rightmost
dashed line does the same with the eighth spikes. Note that whereas both weleep and postsleep bursts inconsistently Mdude an
extra spite at the end, the postsleep hunts consistently produce one spike fewer than presleep bursts, oith an accompanying gap
kit the middle of each bwst (arrows). 8, Recordings from another RA neuron that produced fewer premotor spikes during produc-
tion eta contact call after a 2.5 h sleep period. The dashed line separates fourth spikes n each burst as per A.C. Recordings from a
third RA neuron that showed extra spikes in two remoter burstsassodated with a song syllable aftera 2 h sleep period kale bars:
A, top, 250 ms; bottom, 10 ms; I, top, 100 at; bottom, 10 ms; C, top, 300 ms; bottom, 25 at.
we observed in our actual recordings. Furthermore, the same
sampling procedure applied to the 93 burst stacks not showing
exact matches between separator intervals and sleep yielded an
average of 3.8 ± 1.9 examples of separator intervals occurring
within -±1 interval of sleep. In contrast, there were eight such
examples in the actual data, and only 3.7% of the random trials
had eight or more such examples (Fig. 5A). In total, the 30 sleep-
separator coincidences (exact or within one interval) we observed
in the actual data set were much more than was ever observed in
the simulated data (maximum, 17). These distinctions were also
EFTA01076051
Rauske el al. • Neuronal Stability and Drift across Sleep .I.I0eurovi, February 17, 2010 30(7):2783-2794 • 2789
before
sleep
after
sleep
Figure 3. Persistent structural change to premotor bursts in a pair of RA neurons after a full night of sleep. Left, Raster
plots of spiking activity during production of the song motif before(top)and after (middle)sleep. This site was the •double
unit' described in the text, in which the activity of a pair of neurons could reliably be distinguished from the background
activity but not horn each other; the data were treated equivalently to single unit data. Note the stability of the burst
patternswithin the before.sleep and after•sleep groups, even over long periods of time (before sleep, 171 min; after sleep,
459 min). Rasters are aligned within each group using the L rminimizatim method, and the groups are aligned with a
spectrographof the song motif (bottom). Right, Finer temporal detail. The persistent loss of spikes from the middle bursts
is dear, and the temporal pattern of the bursts fails to return to the presleep pattern even after several hours of postsleep
singing. Scale bars: Left, 100 ms; right, 25 ms.
maintained when assessing coincidence between the separator
interval and sleep with a 30 s criterion (Fig. 5B). A similar analysis
comparing short-sleep recording sessions to awake-only record-
ing sessions of similar duration confirmed this result (see supple-
mental material available at www.jneurosci.org). Finally, the
distribution of separator intervals drawn from the actual data
that did not coincide with sleep (i.e., the 85 of 115 separator
intervals differing from sleep by at least two intervals) did not
exhibit significant difference from the corresponding simulated
distribution ( p = 0.14, Kolmogorov—Smirnov test). Considered
together, the overall distribution of separator intervals drawn
from the actual data was significantly different from the simula-
tion distribution ( p C 0.01, Kolmogorov—Smirnov test).
We note that our technique for identifying separator intervals
depends on statistical comparisons of the L, measure across pop-
ulations of bunts, and therefore the estimates of the timing of
putative changes to burst structure will exhibit noise that arises
from rendition -to-rendition variability of premotor bursts in RA
neurons. In fact, simply using sleep as an indicator for possible
changes proved a more effective strategy for identifying structural
changes, as only 27 of 115 bunt classes exhibited such changes
across algorithm -identified separator intervals, compared with
the 33 changes observed across sleep. Since sleep was more reli-
able for locating structural changes than was the algorithmic ap-
proach ignoring sleep, this supports the conclusion that under
the conditions of our experiment, sleep itself induced discrete
changes in premotor activity. Structural changes tend to duster
across song
In those neurons exhibiting structural
changes in multiple burst stacks, we ob-
served that changed bunts had a signifi-
cant tendency to cluster together. Across
the five neurons with changes to more
than one burst stack within the song mo-
tif, the spread of changed bursts (i.e., the
interval between the first and last changed
bursts) covered an average of 61% of the
total number of bursts within each motif.
However, given the number of changed
bursts for each neuron, a random distri-
bution of burst changes (determined
by shuffling the distribution of changes
within each neuron 100,000 times) would
be expected to yield an average spread of
74 -± 7% of the total, and spreads as low as
or lower than the observed 61% occurred
in only 1.9% of the shuffled trials. The
clustering was even more striking when
excluding the neuron in which nearly ev-
ery burst changed: in this restricted data
set, the average spread between the first
and last changed bursts covered 53% of
the total number of bunts. This compares
to an expected coverage of 69 -± 9% in the
corresponding shuffled trials, with only
1.6% of shuffled trials showing coverage
as low as actually observed. Across all neu-
rons with multiple bunt changes, nearly
one-third (6 of 19) of
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