*UBS UBS FMancial Services Inc.

*UBS UBS FMancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP700360577I 1015 srl 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Tina Dag Advisor or t1 :e Resourceline at account 1fisitourwebsite: www.ubSCOMIlinanCiakervi(e5 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Business Services Account October 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Value of your account on September 30 (5) on October 30(5) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 Tracking the value of your account S '.22-3 $5,238.24 S 2382 40 5.238 2 Dec 2014 Sep 2015 Oct 2015 Sources of your account growth during 2015 Value of your account at yea. end 2014 Net deposits end vvithdravaki Your ovestromt return Change in market value Value of your account on Oct 30.2015 $7,238.24 SDNY GM 00025208 -52,000.00 $0.00 8%238.24 Member SIPC ANP70002000605771 NPI000093358 00001 1015 001%00000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA 00135828 EFTA01277061 41aUBS Business Services Account October 2015 Your account balance sheet Summary of your assets Value on October 30 (B) Percentage of your account A Cash and money balances 5,238.24 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 55,238.24 55,238.24 100.00% Account name: Friendly account name:' • Account number: Your current asset allocation A Eye on the markets dex Percentage change October 2015 Year to date S&P 500 a 44% 2.70% Russell 3000 7.90% 2.02% MSC I - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14% Your A asocial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamfogl Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% anC0020C0605772NP70C0058358CCC0I T0I500C03C000 Y12.366ISS0COMpitGitoco2521Ve 2 of 6 CONFIDENTIAL EFTA_00135829 EFTA01277062 UBSBusiness Services Account Change in the value of your account Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. October 2015(Si Year to date (S) Opening account value $5,238.24 Withcfrawals and fees, including investments transferred cut 0 00 $7,238.24 -2,000.W Closing account value Cash activity summary 85,238.24 $5,238.24 See Account activity this month for dna It Balances in your Sweep Don ons are indudedin the cperirq and closing tidances 'glue. FDIC insurance aptlies only to deposits at UBS Bank USA, nor to deposits at UBS AG. swim Branch or bank deposits oared thr000 the LIB'S intemationa Depose Account program. SIPC protection applies to money market sweep fund hdclIngS but ml bank deposits. See Important inbrignotion abOut put Stettnielt On the 1w two pages cir this document for aetals October 2015 (1) Year to date (S) Opening balances 15,238.24 $7,238.24 Subtractions Checks and bill payments 0.00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances 15,238.24 $5,238.24 Your Mandel Advisor: SCOTT STACKMAULYLE CASRa UBS Bank USA Business Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 $5,238.24 Closing UBS Bank USA Business balance Oct 6 $5,238.24 Number of days in nterest period 29 Average daily balance $5,238.24 Interest earned $0 .00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manages You can find a ful description of the alternative investment objectrres in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibility ccosderatan • None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025210 AtIP7C0020C0605773 NV7003059352 C00PI 1015 00C030000 Y12366I 550 000000 Page 3 of 6 CONFIDENTIAL EFTA_00135830 EFTA01277063 *UBS Yournotes rerma...n............,sca....rms."...., ,,,, 0,,02m• a s CONFIDENTIAL EFT,O0133831 EFTA01277064 *UBS Business Services Account October 23! 5 Your assets Account name: MAX FOLR1DA110N Friendly account name: MAX FOUNDATION Account number. sane paces, income and current vaues Sheer(' May be EppiOximale. AS a incur. gains rid losses may ocil be acculalely reflected. Set Aporunt in fosenabon about your statement a the end of the ot cumeM fOr more infornason. Cash Cash and money balances Cash and money balances may include avalrolecah balances, UBS Bant USA cbroat account balances, UBS AG Stallard Branch &pont account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat n applicable limits, but are nor protected by StPC 085 AG Stanford Branch deposit account balances an not insured by FDIC and re not protected by SIPC Money Market sweep balances are protected by SVC bin at. not insured by the FDIC. See the Important information about your statement at the end of this doctrrent for det arts about those trances. Operengtdence Cloung turaxe Pn re per share Average Hddng on Oct I(1) on Oct 30 (1) on Oct 30(S) rate UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 DoldenclIMertsl period Your Financial Advisor: SCOTT STACK MAW LYLE CASRIEL Oafs in period capamount (S) Your total assets Value on Od 30 (5) Perentageol cost FSbmred your aCCOunt basis ($) annual income (Si Unrealized oath Or 1055 (5) Cash Cash and money balances Total $5,238.24 100.00% $5,238.24 5,23824 100.00% 5,238.24 SDNY GM 00025212 ANP7C00201:0605775 NP7003058358 00001 1015 000030000 Y12366155000000) Page 5 of 6 CONFIDENTIAL EFTA_00135832 EFTA01277065 *UBS Your notes ..,,,,,....,,..........,.....,....... G. .ozpme 6 ol 6 End ot ...en,. account numb.' CONFIDENTIAL EFT,00135833 EFTA01277066 Important information about your statement URS Fria/cielSeves flo Oie Fini or URS Finaxial Sarre. 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SP( coverage • Ravenna abating and addkbnalcanyeasatka - ti adlitini lo aminissom oe sake aid 12bil fen nand n merear with the Masan of reaua aids to our dais we mace ma Mir rase mein navg womb f rom datibutors and« arson of tes wawa lads nix el, sell Tate rants am bad on two Warr ompormts the taunt el Sisby La Ma Saab* Mutual IMO lark to madems. ad Id O.e saw vane of a pray mutual find lady% trot Nil a IN Inn - We aid by ant* ab) reCetit retwang and «man/recessing lees in omkirtlen for unto agent sakes mal we peak to the arm fulls TM« fats walk ag pad from Mar snet: in the awl lud sid se a tea dollt anaum based on Me rutter of acmes at a trokadealn holdingmutual leads el eta had Isnik - in al ion ue mamma tar n °mean win the sabot darbutnn et areury comas ad unit Malang Mal units to our deems He alai:four Made rteartrtria slang banana« from maryof me nuance combat indenana mo amuity maxis aniamol sloe harela cowries SpOnSed a the urn navfa adi ma we »tote - Ott Mates also recede trading cominbas ard otnet *apeman from ma/ hads and mate Mahar aose «oats we Madero - Wetter an anal ree from L8S Balk USA a UPS Ad Stanford Balch a up be RS per a:Count sweeping to to harts ede the L85 Bat Weep prograf ASA" Homan desproleg corn-Man aid othr chars., dosed n anneasn Ann the emodiOn 01 valet. Mang cam tramanns has been nied oxfIrMons preadrar lambed to you aid rat aMM to you «yak on Mall Short ailing It you r• agerged en Tort sehg awarityy you may not a Magedue to anal bestowing enis MOO prima Panty Open <Sue 'Waling Open or goodailatelled • ordersthat were not beated by the Sidemen, Ogle. Open boy al tell SIM «den re taxed by the anoint of Wands« rghis on • otdiandsor caddis dato una maned Mara by you YOu se reanable lot orders lal are mated day to )0., faire so umel ersing open «den Tax withaldim on ~ono lean Ised Pinedal SIMMS IRAS FtOistal tat a«regareSIL85 halal Oran remalk encore tat from sois table as aria ned tut you ray *a not Wham madam wean or intomt you nay elect to have lac wettiMel a ara. or gala alas as you Mae Yes Warn tad learn n afeCt untg reeked by you You may realm pair eloction a my Ono by nang a now Mann If you do rol haw croup reosen tai war urom 'Our dartuliOnS. you maybe mamba la the prim of moat tav You may oaf pinata d ve moans vant and your alma la« pawls reret Mal CO YOU' a/cabana Privacy To Øen mopyolosr dam Cars hay aka please contact F data Artor «vino« wane a. kniv inixosmenirseary UBSidascial Sago k not a bark The Rfa. &muss Sown Aaosit BSA ara deMei as OM gage amens era proide axes to barerg sat aid paint «roe* anagrams, who affiliated Daaes ad ova thkdi any balks and prordos aØ to Mace aid snuet' praxis islet by unaffiliated tiled {tarty Mon« mama Hough mart« agency tuba« nar UPI Franca areas et ~ I naiad:tared annulyproaCIS Hot lot Mated • No bat* 9Anifica May lose value P.M fttsmrceSitriaginwo now" %webs ava Mane BSA efMA and mernatnal /moms tiara CONFIDENTIAL rotor as mattered saga mats or llitS Friantial Serena Ira Saar is a ranted sonataof Visa Vararena ronat 1.85 la Samara Mat Cards and UEd Vdd dad cads at issued by UPS Bank USA Mell ammo from Yea USA imarparat UPS Finanal Salvia MC Bey 201407 SDNY_GM_00025215 EFTA 0135835 EFTA01277068 c*UBS UBS Financial Services tic 299 Park Avenue 25th Floor New York NY 101 71.0002 ANP-AX06105.051115Y2 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACKIAANILYLE CASFIEL Phone Questions about your statemeatt Call your Financial Advisor or the Resourcetine at account 14sItour webslte: www.ubscomffinancialsennces Items for your attention Help protect yourself from I rau:l and review bank, credit card, and brokerage statements regularly. Also, get your free credt report annually from www.annuakreditreport.com. Value of your account Business Services Account November 2015 MAX FOUNDATON 116 EAST 65TH STREET NEW YORK NY 10065.7007 on October 30 (1) on November 30 (1) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 Tracking the value of your account '.22-3 • 35238.24 11.'3g 2 • 5.238.2 04( 2014 0(1 2015 145v 2015 Sources of your account growth during 20t5 Vzdue of your account at year end 2014 Net deposits end withdrawals Your 'west:Meat retumc Change in market value Yam of your account on Nov 30, 201S SDNY GM 00025216 $7236.24 -12,000.00 1000 6%23624 Member SIPC ANP700CQ00061053SNPT000060960 00001 it IS 00CC00000v12366ISSOOICOCO Page 1 of 6 CONFIDENTIAL EFTA_DO I 35836 EFTA01277069 SUBS Business Services Account November 2015 Your account balance sheet Summary of your assets Value on November 30 (I) Percentage of your account A Cash and money balances 5,238.24 100 00% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 55,238.24 55,238.24 100.00% Account name: Friendly account name: N:. • Account number: Your current asset allocation A Eye on the markets Index Your R nancial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% Percentage change November 20t 5 year to date 0.30% 3.01% 0.55% 2.58% -1.54% 0.95% -0.26% 0.88% ANP M002003610536 NPMC0060960 C0C0I II IS 000030000 r12.366I SS0ol WaikiyGit00025Age 2 of 6 CONFIDENTIAL EFTA_001 35837 EFTA01277070 *UBS Business Services Account November 2015 Account name: MAX FOUNDATICN Friendly account name: mAx FOUNDATION Account number. Your N nandal Advisor: SCOTT STACKMANLYLE CASRIEL Change in the value of your account November 20 I 5 (V Year to date (1) UBS Bank USA Business Account APY Interest period Oct 7 - Nov 5 Opening UBS Bank USA Business balance Oct 7 $5,238.24 Opening account value $5,238.24 $7,238.24 Withcfrawals and fees, including investments transferred cut 0 00 -2,000.00 Closing UBS Bank USA Business balance Nov 5 $5,238.24 Number of days in nterest period 30 Closing account value Cash activity summary $5,238.24 55,238.24 Average daily balance $5,238.24 Interest earned $0 .00 Annual percentage yield earned 000% See Account activny Ott; month for deals Balances in your Sweep Options are indudedin the qwrirg and closing balances value. MC insurance applies only to deposits at 08$ Bank USA, viol to deposits at 085 AG. %vitro winch or bank (*Poses Placed throucn the UBS inteinationel Depose Account moven. SIPC protection Applies to money market sweep fund hebsling5 but nit bank deposits. See Important inknmation about rout statement on the last two pages cir this document for (*tars. November 2015 (S) Year to date (1) Opening balances $5,238.24 $7,238.24 Subtractions Checks and bill payments 000 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $5,238.24 $5,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change then, please contact your Financial Adnsor or Branch Manage. You can find a ful description of the alternative investment objectrves in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate investment eligIbildy consideration None selected Your account instructions • 'lora a:cc unt cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025218 ANP703020C06105.37 NV7003060960 0000I II'S 000030000 V12366I 550 01 COOD Pegs 3 of 6 CONFIDENTIAL EFTA_00135838 EFTA01277071 *UBS Your notes ...,,......,,,,........ ,,,,..........iy G..0.254,....1 6 CONFIDENTIAL EFT,00135839 EFTA01277072 *UBS Business Services Account November 2015 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some prices, income and current vdues ShOM May be Epproxiirgat. ASS rest. gMtss and tosses ma/ not be ECcurately afkoled. See Smportant informabOn about your gatemen: a the end of the cecumern for more infornalon. Cash Cash and money balances Cash and money balances ma/ include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch ',pow account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vatten appric etre limits, but are not protected by OPC UBS AG Stanford Brans h deposit account barites as not insured by FDIC and re not protected by SiFC Money market sweep balances are protected by SEC but re not 'nailed by the FDIC. See the rmportant information about your statement a the endof this document for deiaas about hose trances. Hddng UBS SANK USA BUS ACCT 5.23824 5238.24 250.000.00 Goering trance Cloung trance on Nov I (I) on Nov 30 (S) Nice per :haze Average on NDV 30 (I) rate Dun:lend Interest period Your Fi medal Advisor: SCOTT STACK MAN/LYLE CASRIEL DSO in period cepmount (S) Your total assets vane on NO., 30 (5) Percenta?? Ol Cost ESSmated your account Oasis (5) annual interne (51 Unita/Red gan or 1055 (5) Cash Cash end money balances Total $5,238.24 100.00% $5,238.24 523824 100.00% 523824 SDNY GM 00025220 .01P71:00201:0610539 NP70000E0960 00031 I 11S 000030000 Y123661SS0010000 Page S of 6 CONFIDENTIAL EFTA_00 I 35840 EFTA01277073 *UBS Yournotes . d a.m... acmun CONFIDENTIAL .,,. — — EFTA,1352.41 EFTA01277074 Important information about your statement U3S Fancial Services M. the F im or UBS Anemia! Scrigesk is a merrter of all orinoical sexily, arrwroily and options exchanges. 1.436 Francial Services and LES Bank USA we rdrect subsidiaries of LOS AG and affiliates of LES Sauritin U.C. The Fines Handal statement is available upon reopen. The Firm's sneaky off ices a a: UBS Sinincul Since, Ix. 1200 Harbor Boulevard Weehawken, N1 07086 This statement represents the city official record of yeti' U3SFancial Services account. Other march, rapt official to documents. containing taillight/data should rot be relied ran If you bate there is an error or mission, please repot h irrniediately n writing to the Branch Manager of the office seining you account. Atemestr al (gores shown are ntendcd to be accurate. statement datashould not be used kr tae purposes Rely sat on yemend lax harnIs. Form 1099, STA 10425, etc.) whin prepargyour tu return. The FM it required by low to report to tie IRS all taxabk di idtnd, report** rentable aidends and tattle infanta end en securities held ripens mark not pmeeds on sit transactors, and cog bags Cacertain covered months. Camanunications with the Finn • Please re-confirm n oral cormitnatats in *Meg to further protect your riggs, incasing your rips ader the Senates Investor traction Ace (9P.4). • II the I inax ial ratitution en the tcp lets of the front of this statement is not LES Enamel Services, LGS Financial Senate caries sox account as clearng brdcer by arra-gerrent will the notated insuknon We irdonned you of tha relgorehiP when you opened this OCCOJII. In ate case, your lads and stakes are located at UBS financial Services and rot the irogaing broker, and you eat mace a capon ol ay ma or omission to both firm. All accent statements shall be domed comae aid accurate f not objected to in wnig within 60 days. • Please divot customer complaint or I-epeesto the Fim's C tem Relations Depavnent at 201-352-1699 or toll-free s SC0954-9103, 8:00 AM. to 6:00 P.M. ET Monday through Fri*, a in wriehg to LES Financial Sates he, Client Relate:ea Dem-tante P.O. Box 766 Unon City, N107087. • h case of errors of qualm about an electronic feuds transfer (13-1). b rS Vaardebit card vansactions, can or wife to UBS Financial Senices le., aim manor Ind, 6th floor, Weehawken 611 07086, Attn FMN8LA Seas. Cal a canto as soon a; you can 4 you Mk your statement or receipt 4 wag aif you need more iffamation abash a transfer on the stamen or reap. The Firm OICard bear (as applmble) must Fie from you no tar tan 60 days titer to inn sent you the fig statement an Mich the error or prcbkin wheat - r nattr s-r ni.nhm t - Mute the error or tie trawler you ere unsure EWA, arldexplah as clay as you can why you ban a is an error a why you need more narration - Fronde the dollar amount of the suspected tmat• The Firm or Card Issuer vAl I-wagger/a arradaire and MI correct any eller prompt,. I we take more tan 10 Wilms days to do chit sm wit oval your account For the mat you thirk 6 ilea, so tat you will haw the use of the money (trig the time h takes us to complete Our Meagan. Pleasemake all checks payable to the FM or the financial Mt:nut:on rdeated on tie front of this statement h addition to requiem accost fees, accounts my be subject to mantenme lees, chasms for late pammt for Naha; purchases and chums kr unpaid arretras ri cash accounts. Accounts that at hardened to other institutions May be subject to a transfer lee. US Swap Optima UM offers options kr nymphg cash balances, balances to bank deposits at UBS Bak USA and UBS AG Stanford branch (Bank Sweep Programs), money market mutual Rods (Money F,nt) and theInternet gnat Depose Assn (CAMS Cuttarierl with an Internatienal Reran. Management Account. Trough tieBank Sweep Programs, cash balances acv swept to IRS Bak USA up to an estigthed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposes at UBS Bank USA are FDIC inured in accordance with FDIC nat. For more hformation pease snit rermfdic sore Deposit at UBS AG StamfordElragn aid than of Money Funds at rot insured by the FDIC. Through the Ok anyilidle bud, balsas are swept to depose accounts at UBS AG New York Wanchaed UBS AGCaoran Brach These deposits are not it by the FOC. Balances held at the LES AG Cayman Branch are tempiganly noosed to the sovereign rah of the Celan bads, and theta is no suararem or offer gigation of CBS AG to repay the balances while tithe LIES Cayman's Brach's books. Deposes at MS Bat USA and each UBS AG Branch are not protected by SIC. Money Fund shays are protected by SIPC See TU35 Financial Services Account ffotecticri- beba Upon ?as reµato, balances in de Bank Sweep Protons or CA mw be withdraws and shares of a Money Fund maymaybe liquidated, and the proceeds retuned to you a your searein account. hasher Hemmen about available sweep options, nailing anent unrest rates and yields, 6 available at maths coin. horn your Facial Advisor or by Cann; Iffnancial Service' man protection The Arnhem*** of to Muria Investor Protection Cowman (51K). which MOM securities marts of is members up to 5500,0:0 (ncloolrg S2`4000 for 'refer cast* The SIPC assel protection limits aPalY To yl accuts that you hold in a panicula- capacity. The FM, together wth certain affiliates, has also purchased n.ppbrnental protection. The macaw mount payable to al *Goble clogs, colitcliak under this protection is 1500 millon as of Decenter 10, 2013. Subact to the poky corditons ad Imitations, cash a the Firm is further protected fa up to tl 9 million el the agg'egae for all 'our amounts heed in a partkular capacity. A Iii copy of tie poky wording is mailable upon request. The SIPC protection and the supplemental protection both irk not eon's' M • Cerlan financial assets controlled by (and induced n your account value) but held away torn U8Sfinvical Services (e.g., certain 0) cash at UBS Bat (i) cash at LOS AG Suimlad branch, (id Mame maim including variable annuities. and 6e shares of Fraud finds where such shares are registered drectbr n the nee of the account holler on tee books ad records of a applicable ismer a Pala er agent). • Omura minima contacts or hatment interests (Aso.. limited partner:hem and private placements) that are rot registered under the Securities Act of I933; ad • Cornnoderes contacts (e.g, loran exchange and pmametal contratM includig futures contracts ard correnod4 option contracts. The SIPC aotecten and the supplemental protection do not apply t0 these asset even 4 Seyothynose appear on your Materna,. he SEC ototecien ad the malarental protection do not protect gang changes in the man vale of you investments (whether a a result of market movement, issuer bankruptcy a otherwise). More information is maid* upon mast Vote may obtain more information about SITC, react* the 51K Brochure, by meaning 51K at /02-3719300a by rang the SIC website arsiow.alpcSig Dividend Reiworbriont Program (DRIP) The oche reflected 6 an average price You may obtan the actual price 1mm your Fnancial Advisor. Orsly Mole dunes re purchased under DRIP; partial shares coil be mill and the each we be deposited h your *coon TM 6videni reinvestment pricesuppled by the issuer may Offer from the market price at rah the partial dares ere sold Caohalieu Cnb, whole urns may be heed in your account. t you a-e mined to a paint unit as a result of a &Wird pwrnent otherwise, the Firm call either sell halal Was at market ;eke a accept an anount detamined by a regneed cleans agency. and credit tar morn Mennen objectives The magma* amines and ask profile ay specie to each account and may ow behveen Please edge the Firm promptly in wring of any sicnilkara change in your franca situation or ntestreere objectives. Foe each CONFIDENTIAL account Mlq you choose one of the following Mesment objection' • Prague Current/mom.. I rimb rin as sang the generation of intone crib.. • Adis* CmOol Approdatan Investment( seeking yowl of prrepal rather than the generation of • Prague Combinaton of Creme anf Capital Apprecinon - Inegments seek both the generation of ncome and goarth of 0 aattell. Overall eiale profiles • Conservatirt Seeks to maroon Mid prix'pti, with bee risk and volatility to the a-cou-n overal. even 4 that means the mote does not generate sipil cant name or ram aid may a keep pace with • Moderate Wiling to accept sane ride to pinctial and tolerate sore snaky to seek higher returns. • Aggressne: Wiling to accept high risk to prrepal and high volatility to seek high returns ow tine. Stotarnant Itouseholdihr We may consolidate at related account statements with U. sane address n the ma envelope. Accosts may be related Ice this purpose became they have owners who also maintain gilt *con relationships with other climb at the ma address. This taxa 6 known a • tougholdrg R you prefer to receive rdinclual statements mated in separate envelope's — you may decline houteholdng by ailing your Fancied Achiser. Friendly account name The Friend& account name reflects al amnion that you entered on the firm's canine services ranee. It a • custorniubl• 'nicIrserny • chosen by you to amid yea rah your recordkeeping t has no legal effect an your account. You Can change your Fnen*account names, thogh Ore me Services a by contactrg you Fina-cial Achisor. ACCiant overview • Vakoe acme account/porta" Net of assets and liabilities. • 4sset Maas sealable cash balances. velars la restricted seat' leg 1, and Global tine Deposits, u-realzed marks to market, and certain assets not hell by tie Fins. Does rot include unpaced wait; assets at the end of the prior and anent statement periods, or prime eveanwits, unrested stock options and exermable stock options • Eigyikes Includes debt balancer ouhlarding Mar Ions, credit lie, 040 account balances. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bak USA deposit beirces,UBS AG Stanford Bench depose balances and money market laud lund sweep balancer, at the axe of the statement period. Norscarrnotity free credit balances in your account at rot segregated from other balances ad the Fern fray use any ol these funds in the ordnay course of its ttainess. These funds the payable upon your domed. This total is included in the <want period dais value. SDNY_GM_00025222 EFTA_00135842 EFTA01277075 important information about your statement (Continued) Lending information Ice dialed informatim on the Fein's lending practices and dockisisei, refer to yam Client Relatcnthip Agreement or Accent Averment and the General Terms ad Corditiont LAS State sent of Creed hal kes available in Agreements and Dortmund at weAt UM. ranilacerwrtrieth caret You sots You start-pent treats tocuritim and other assets held in the account at the end of the statement period. You may as for debreey of Italy paid secureiks at aria time. You may recene seconties used as loan control after any balance due on them. Airy *cooties "Ito the FWDdrip the statement pared are Ikeda maker value as of the end of the statement • Cantinas. In damming the con bans of the feast's included n this statement where indicted with the renter 'I,' 'SS financial Services hes rebid alinformation obtained from sources other than UBS Fin...keel Seeks. exhaling nip:Intim Iran another co that you may have provided to mur Financial Added Tlw Fim does not •IrvaxdultlY War anion the aaur. Cr 1444 of ary information Provided by mines aw than LIBS Fruncial Services h million Though LOS Financial Serous getwalb godates this Mantua:in as it is received. the tint does not provide ay ash...enc.-snit the rfarnahon order "Cost basis' and "Urrealeed gars loss' it acute as oe the date of this statement. As sulk please do not rear on this Motivation to make pushes.« sale decisions, for fik mafiosos« otherwise. Accounts Wrist wiled to the lien may ref lea gad loss Hermann onb for the period of tire they are held a the Firm Morehistorical reormalcn can be added by your ;initial Adm.,* • Unrealised gaist/taams When data is *wattle. evinced «realized gaintbsses are akutaled for ravidual toasty lots. The transaction data for rxkvidral lots mayor may not Mien cormosicro, dungen mcfcr imuity reorganitan evenh. Dildind and other reinvestment lots and systernatk wolves kits are each contded to display one 3Yflard lot The Trade dale- colon's:accents the original transaction trade dale • Callable, securities Bends ant preferred stock that the issuer oats for ea reckerplon wif be selected apartialy by lot Iran among all secunies of that issue held in out nee or n non nee name la as clientt Call hair* Mammon is obtained from third patties and es accoracy is not guaranteed. Other call films may exist which could affect yeekt <ankle ificanalen will be provided upon request • Certificates of deposit (CDs). CDs so FOK inured up to $290.000 in vinegar and accrued interest per deposed rd per depositoryWitt-nen naccordance wM FOIC rules. • Pricervalue Fern displayed for leavens and ogler predicts may be higher a lower than the W. that Au would await nem" n the market Erces we %timed Iran vaned tied piny sources which we befeve to be reliable, but we do not guarantee their accuracy. — We Perm* use the <losing once when avabbh or the mean of the bid rd as prices fa Pissed SeCUritieS and whom or orib bid prices for OTC securities. — Less acheb waded securities maybe priced using a vakution model a the most recent pie we obtained and may not reflect an actual market price of vathe. — Certain positions may appear without a peke and will shows 'prke was not avelable• Awe re unable to obtain a price for a warily — Deposits or sear ties denominated in currencies other than U.S. dollts at refitted at the 4:change rate as of the statement date. - For cede" securities rating in nonconforning dewnintenk price xd quantitY (lace value) may have been adysted to f militate doper uabscion. To obtain tune coax:ors, Mien avaiabk, contact Toth Fnancial Advisor. • Private intsbnants and structured products. Private immanent seosilies (ix Wig drect partieMation program and real estate investment trust securitin)ardsououred products are general& WU, algid. Cohn savored predrces have not been registered wish the Securities and Exchww Commission a Lade' any state securities laws. We provide estimated vas for private neestrrent 'tootles and striated products for intermittent Prpows only. Accuracy is not guaranteed. — These vain may differ substantial, from prices, if any, at *hitt a private Mestrntra secuits or ',dived ;mixt may be «kohl a sold and do not necesuribtepresne the yak* you may recent toaert liquidatiae — Reid palyestinges of yak* re as of a «nab date and are applied to UPS Financial Services en a regular base by in independta vaLiation I km. - Issuer, general panne. Of sponsor estimated values. if any, ar supplied to the Fim by the Cour. gnat partner a sponsor and may be calculated based on &erect infermation thorn that used by third panics to delve their minuted mks. - You can °Min additiorul rionneekin regarding the methodologyused to dettemine the estinaw of value, and the date of the formation that is the basis for the en note by contacting your Financial Ai a. - Thid arty esterad vibes may be reflected as 'Not priced' in several sheatkro: when an independent valuation lire has not soMPhect or is unable to assign a meat when we become awae that a material event has «fined that may call a peeviaidly reported wit into quetion a when a value *mid be bighlr speculatiw due to the metre a the seculty. ▪ When neither an *suer, general palm te sponsor estimated vale net a thrd-perty estimated value is prowled the value of the tensity evil be different Iran as purchase thke — '051*W:ono to date' may het& return of right!. income or both. — 'Cygnetum see' represents the initial «form price pet sent and mayn't reflect you cost basis • Resticted notifies thastrkted stonfin gineralfr are not end? elgible for publk sal. 1135 Financial Sennce, uses the owlet price of th, unrestricted neck of the same issuer as as Mauled value for the restricted stock rot purposes atria anal,* 014 To the &dent that moo-kW securities are *liable to cab, the wake received may be sobstanfialb less than the imputed value shown • Eat (atirnetad) income, cumin! yields and rata. An eninate M anal income is bawd on current dnidend and interest rates, awning the securities will be held fa' one yea ben, statement date or trail maturity. This estimate is a* a guideline, accuracy and continued imam, art not gawked, — Estimated and ixorne and caret MIO for certan types of Seatities could Wade a fella, of Pre-J(931os capital gains n maid case the est income ("clement yek0 would be overstated. — Estimated anal income and Gwent yield and the actual income and yield fright be bwer ex higher than the estmad — An esamate of aualizei income (dinderd ander intermi) &add by the Gwent musket vakiiraymmye balance is based on the an dividend or Moen Permit made by the issuer and nays the seashesfdepouts will be hew for one year Yom the statement dated urrul nuttily. Accuracy and continued yakt are not garaged • Arun not head by UK Financial Services Certain assets au not lield by the Firm and not within the Frm's possession or control. These assets are displayed on your statement for informational paws only. Positions and values presented are provided by the inuing firm. II-65