UBS U8$ FMancial Services tic.

UBS U8$ FMancial Services tic. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNv70056082510719>i Y1 0 Account name: GHISLANE MAXVVEll. IRA Friendly account name: Indio: IRA Account type: Indrodual Retirement Account Account number Your Nnandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the AMA Resourceline at 800-RMA-I000, account - Malt our website: wwwobscomifinanciarervices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report amtelly from www.annuakreditreport.com. Value of your account Retirement Account UBS Strategic Advisor February 2019 GHISLAINE MAXWELL IRA on January 31 (1) on February 28 (t) Your assets 58,260 54 58,378.57 Your liabilities 0.00 0.00 Value of your account S58280.54 Tracking the value of your account S Thousands $58,378.57 570 57.0 572 57.7 933 593 58.4 Dec 2014 Dec 2015 Dec 2016 Oec20I7 Dec 2018 tan ?me Feb zoie Sources of your account growth dudag 2019 Value of your account at year end 2018 Net deposits aid vathdraaals Your rvestment return. DiWdend and interest income Change in market value Value of your extant on rib 28. 2019 558.1 25.23 SONY GM 00026754 4107.49 126907 $91.76 $517378.57 Member SIPC CONFIDENTIAL Page 1 of 8 EFTA_00137374 EFTA01278281 SUBS UBS Strategic Advisor February 2019 Your account balance sheet Summary of your assets Value on February 28 a) Percentage of your account A Cash and money balances 1,197.71 2.05% B Cash alternatives 000 a00% C Equities 0.00 0.00% D Fixed income 57,180.86 97.95% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $58,378.57 f58,378.57 100.00% Account name: GHISLAINE MAXVVEU. IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number. Your current asset allocation D Eye on the markets Index Percentage change February 2019 Year to date 58,8 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Your II asocial Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS roc Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for data is about those balances. Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% CONFIDENTIAL Y_GM_000287 2ae 2 of 8 EFTA_001 37375 EFTA01278282 412, UBS UBS Strategic Advisor February 2019 Change in the value of your account February 2019 (11 Year to date (5) Opening account value $58,260.54 $58,125.23 Withcfrawals and fees, including investments transferred out 0.00 -107.49 Dividend and interest income 1 35.52 269.07 Change in market value -17.49 91.76 Closing account value $58,378.57 $58,378.57 Account name: GHISLAINE MAXVVEU. IRA Friendly account name:Indiv IRA Account type: Induadual Retirement Account Account number Dividend and interest income earned For outposts of Ms statement, tad:My of inkiest and cladend Income has been dettimined lion a US to reporting PersPrettee. Said upon the residence of the account hoider account type, or product type, some Inlefed anon dvdend PaYments mar not be subject to United States (US) &MX Puerto Rico (PR) Income Laces. The dent monthly statement is not Intended to be used and cams be need upon for to purposes. Clients should aim to the wattle tar reporting tons they recast Fran UBS annualy, sub as the Fomis 1099 and the Fan 480, foe to reporting infornabort It Is the prance of U85 to tilt the apt:Bradt ta repotting forms with the u5 intern' Revenue SeMCe and PR Tieasury Depanment. aid in such four,, accurately dainty dondends andlor Interest as tax exempt or ?arable incane. Heat consult your Inladual tar prepare,. February 2019(1) Year to date 14) Dividends 135.22 171.42 Interest 0.30 0.37 Total current year $135.52 $171.79 Prior year adjustment 0.00 97.28 Total dividend & interest $135.52 $269.07 Summary of gains and losses values reported below exclude products for which gam and losses ale not classified. Realized gains and losses Unrealized February 2019($) Year to date (4) gains and losses (4) Short term 0.00 0.00 3.52 Long term 0.00 0.00 -839.70 Total $0.00 $0.00 -$836.18 Your /9nandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash activity summary See ACCOUld act...Ay the MOlgilfor dela Is. Bdances in your Sweep CIA Ord are Ind uded n the cpenng and closing balances wire. FDIC Insurance epodes to deposits at UBS Bank USA and tl banks pankipaUng in the UBS FDIC insured Deposit rrcqa-n. R does not fp* to deposits at UBS AG, Starricnd &arch. SIPC Potation *plies to money modal sweep Paid hddirgs but rot bark deposits. Set Important intorno:On about your statement on the last two pages ri this document for details. February.2019 (5) Year to date (4) Opening balances Additions Dividend and interest income $1,197.41 135.52 $1,304.58 269.07 Total additions 3135.52 3269.07 Subtractions Professional management fees and related services 0.00 -107.49 Funds withdrawn for investments bought -135.22 -268.45 Total subtractions -$135.22 -$375.94 Net cash flow 30,30 -$106.87 Closing balances 51,197.71 41,197.71 SDNY GI.7 00028758 CONFIDENTIAL Pegs 3 of 8 EFTA_00137376 EFTA01278283 UBS UBS Strategic Advisor February 2019 UBS Bank USA Deposit Account APY Interest period Ian 8 - Feb 6 Opening UBS Bank USA Deposit balance Jan 8 $1,304.90 Closing UBS Bank USA Deposit balance Feb 6 $1,197.71 Number of days in interest period 30 Average daily balance S1,254.74 Interest earned $0 .30 Annual percentage yield earnec 0.29% Account name: GHISLAINE MAXWELL IRA Friendly account nama:Indiv IRA Account type: Individual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Franco' Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility conssferatnn None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor: SCOTT STACKMAIN:LYLE CASRIEL CONFIDENTIAL Y_GM_000267tilge 4 of "3 EFTA_00 I 37377 EFTA01278284 *UBS UBS Strategic Advisor February 2019 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indiudual Retirement Account Account number: Some pnces, income and current vdues Shoem may be fpfarOxervale. AS a its uti. gdlns and losses not be &moiety reflected. See Aporunt info:moon Stour your getement a the end of the ducumem to, more Infornalion. Cash Cash and money balances Casbanct money balances ma/ yid avalaile cash balances, UBS Bent USA depoot account balances, UBS FDIC insured Rogan Ectinti Balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the Important information about 'our statement at the endof this document for details about those balances. Hddng UBS BANK USA DEP ACCT cipenng bdance Closing belaxe on Feb I ft/ on Fd)213(S) Your Financial Advisor: scou STACK MAN' LYLE CASHEL US$ Bea USA and al UPS FDIC Mixed Pregame-fink deposit account boraxes are insured by the f DIC within applicable Intl, but ale not protected by 9FC. UBS AG Stanford Branch deposit accoure balances are not insured by MX and are not protected by 51K. Money market sweep balances are protected by 9PC but are not insured by the FDIC PrIct per share on Feb 28 (t) Average rate DrriOend interest Dais n belied period Cep amount (S) Fixed income 1,197 41 1,197.71 Mutual funds Total reinvested is the told ol al reinvested dedends II does not include any cash dUcfends. It is not a tar lot for the purposes Of delermin ng hdding periods or cost tees. The Share you receive each time yer reinvest CI vdendS become 8separate tax Pt. Cost bases is the total purchase cost of the security. Inducing mrwested d Mena The cost basis may need to be agusted for return d cacital payments in order to determine the Oustedcod bass tot tat reporting or MOSel. Hddng Number of shares Pure haw Dreg Avner price per shale ft) Client investment ff) GOODIE LINE TOTAL RETURN FUND INS% Symbol: DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 117169 10.515 EAI: 1706 Current yield 374% Security total 1,810.890 10.623 18,000.00 1P MORGAN SHORT DURATION BOND FUND CLASS i 250,000.00 Unreake4 (ta)gain or las is the dfference between the current value and the cost basis and would generally be your Meet/edam or loss rf the security was sold 'miens dale. The unrealised Wigan Cr loss may need to to agusterd for return of Waal PayMents in order to detemtine the merged pan or loss for tar reporting purposes. Investment return is the current whip mous the amount you invested t does not Include shares that are not reflected on you statement, inductnoshed-5 that hart been referred AS either a gain o atm It 5S0 nd include cash dudends that were not reinvested Cost Price cer 'hat basis (t) on Feb 28(1) Value on unrealizedUm) imestment Hddng Feb 28 es) gWn or loss (5) return (5) Period 18,000 00 10.420 17,644.4,0 -355.60 LT 1236.34 10.420 1225.07 -11.27 19236.34 18,869.47 -366.87 869.47 continued next page SOW GM 00026758 CONFIDENTIAL ►age S of 8 EFTA_00 B7378 EFTA01278285 *UBS UBS Strategic Advisor February 2019 Your assets . Fixed income . Mutual funds (continued) Hddng Symbol: HLLVX Total reinvested EAI: 4361 Current yield 1.83% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 Total reinvested EAI: 1426 Current yield 2.29% Security total Total Total estimated annual income: Your total assets Cash Fixed income Total Account name: GHISLAINE MAXWELL IRA Friendly account norm: Indiv IRA Account type: Individual Retirement Account Account number: Your IR Banda Advisor. SCOTT STACK MAI/ LYLE CASRIEL Nuerbee of shares Purchase pica' Average price per (I) Client investment CS) Cost basis (1) Price per Share on Feb 28 (I) Value on Feb 29 (1) Unrealized Free gain of loss (5) investment Holeing return (5) period 1,833.973 I0.%5 20,147.77 10.740 19,656.87 -450.90 19,696.87 1,789.264 10.060 18.009.00 18.000.00 10.050 17,982.09 -17.91 LT 62.928 10.058 632.93 10.050 632.43 -0.50 1,852.192 10.060 18,000.00 18,632.93 18,614.52 •18.41 614.52 $36,000.00 $58,017.04 657,180.86 -$836.18 621,18026 $1493 Value on Feb 28 CP Percentage of your count Cost bases (1) Estimated annual incort (Si unrealized gain or loss (5) Cash and money balances 1,197.71 2.05% 1,197.71 Mutual funds 57,180.86 97.95% 58,017.04 1,493.00 -836.18 $58,378.57 100.00% $59,214.75 $1,493.00 -$836.18 Account activity this month Dale ACISty DeSCAPIrOn Amount If) Dividend and interest income Dividends Feb 1 Dividend DOUBLE UNE TOTAL RETURN FIND leen. AS OF 01131119 56.51 SYMBOL DBLTX Feb 1 Cavidend PUTNAM SHORT DURATION INCOME FUNDY AS OF 01/31/19 43.30 SYMBOL PSDYX Feb 27 Dividend JP MORGAN SHDRT DURATION BOND FUND CLASS I 35.41 SYMBOL: HLLVX Total dividends $135.22 CONFIDENTIAL GM 000267!W 6 of 8 EFTA_00137379 EFTA01278286 UBS Strategic Advisor *UBS February 2019 Account activity this month (continUed) Date Acthity Description Dividend and interestincome (continued) Interest Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: Indnedual Retirement Account Account number: Your Fl sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Amount LS) Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 02fC619 0.30 Total interest Total dividend and interest income Investment transactions For more information about the ',Mei value shown for restricted securities, see important information about your statement at the end of this Oxunent. Cute Admity Desception Proceeds from investment Ouamity value (S) Prue (rS) transactions (S) Funds withdrawn for Accrued investments bought (S) interest (S) Feb 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DVIDEND REINVESTED AT 10.45 NAV ON 01/31/19 ASCf01/31f19 SYMBOL: DBLTX 5.408 -56.51 Feb 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y CWIDEND REINVESTED AT 10.04 NAV ON 01/31/19 AS OF 01/31/19 SYMBOL: PSDYX 4.313 -43.30 Feb27 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DVIDEND REINVESTED AT 10.74 NAV ON 02/2919 SYMBOL: HLLVX 3.297 -35.41 Total 413922 $0.30 S135.52 Dale Activity Deurtotion Amount CS) Money balance activities San 31 Balance forward S1,197.41 Feb? Deposit LIDS BANK USA DEPOSIT ACCOUNT AS OF 02/0609 0.30 Feb 2I1 Closing UBS Bank USA Deposit Account The UBS Bart USA Deposit Account is your primary sweep colon $1,197.71 SDNY GM 00028760 CONFIDENTIAL Page 7 of .3 EFTA_00I37380 EFTA01278287 *UBS Yournotes CONFIDENTIAL EFTA,B738I EFTA01278288 Important information about your statement U26 Froncial Services hc. (the Firma UBS FnsKias Servies), is a mentor of all pricipal steurhy, canreodity and optint puha-on. UBS Financial Senices rid IRS Bark USA an ...deice sttsidaries of UBS AG and affiliates of WS Durkin LLC. The F inn's li-orkial statement is /nibble upon request. The Firths neon. offices an at: IA35 Fioncial *vies Ix. 1200 Hater Boulevard Wethathen N.I 07096 Ths statement :WOW% the only official record of you LeS Fruncol Services 'Mont. Ocher walk tiCePt olio ol lac Moments. contanng coriliang data shouki not be relied upon II youbedew there is an WV a omission. please report n irentaately in whip to the Branch Manager of the office wing you account. Although el lapies shown me ntended to be accurate, statement &lashould not be wed for tar purposes Rik soak on yovend la( forms, (i.e.Foram 1099. 5198, 1042S. etc ) when prepamg your tax return. The Pon is mowed by low to report to he RS as tmable diadem's reportable nonthecable dividends and taxable interest caned on woke., held it you account, net proceeds •n UM transactine. ad cog bask once:eta-mowed sect diet Othwethications with Mathew • Pleaserem-firm any coil careruncatiom n wait tofurther protect your rights. inclilko your nits utter the Seosities hxestor Protector Act Rink- • If the financial initiation on the top left of the front of this statement is not LES Fnaxiel Serwes,UBS Financial Services caries year acca.nt as during locker by arvangernent both the nekated incaution we Wowed you of this rffaborithb 'Mon you opened this accuse. Is this cast yem kends and secures a* hated al 1.11S f nancol Servos and rot the itociliobroket and you mug make a mewl of ay error or omission to both finis • AS descrbed n the account agreements, you must notifyusof amens or fraud irwohirg checks reflected onyore statement within 30 days after a was mailed a male available. • Please died customer complains et Polies to the Finn's< lent Relations Deparement X 201.352-1699 or tollfree at 800-354-9103, 8:00 A.M. lo 6 AO P.M. ET Monday through Frolay, or in vintirg to UBS Nun.' Stokes bc, Client Relations Depthment, P.O. Box 766 Union C ey, NI 07067. • All se senores shall be deemed caviare and acorn it not objected to in %Wary within 60 days. • For TTY Stines. Call 844412.0986 or from outside the US.: Cal 201.352.1495 • hose of orlon or questions about anelectronic filch transfer (Ent ta payment a LES Vat debit cad kansactions, call B30.762-1000. or write to UBS Inancial Strikes ex., 1000 Harbor Sled, 6th floor, Wethantran De 07086, Mtn RMAI6A Smirk Cal or write as soon as you can, if you hit this statement a recite is bong a if you need mot enormatko about a twofer on the statement or recent The tint a Cad bus (as Clotothle) must hex Iran you to leer than 60 dap after the Frm sent you the fht statement on which the error or Problem appeared. - Donde yeti name a-4 axon number Of any) — Descent the error or the transfer you are unsure toad, an! retain ao <kerb as you can whyyou believe a is an mix a way you need moo ifformalkek — Rothe the dal:remote of the suspected error. The Finn or Card Muer wil investigate you tit/plant and WA correct ary error porptly. For alleged errors inoking UBS Chsa•dent cad transaction if we lake mire than 10 business days to do this, we will credit pas accum la the anoint you Ihnk sin tam, so that you well have the use el the money dreg the ekes* it tan us to complete or Meg:nation. Please make all checks payable to the Fin a to thinCJI nsteuten ideated on the ban of this statement In addition to reg4ar accuse lees mounts essay be abject to mantonance ten charges for bite payment for securgin purchases and charges for urpaid amouris n cash accounts. Accounts that are Ventured to other institutions may be subject to a transfer fee. UBS Sweep Options 1735 offers potion for %wept-encash balances to ban depose arsons at non-affiliated banks and affiliated banks ad mono maker maul lunch (Money Funds). Deposit accords at MS Bark USA and nonaffiliated barks partkipaing in the UBS FPC-rsurod Depotit Pogrom are FDIC-insured n acaniaxe rah SOK rules For more infarnation, please vise wwwfde.9)Y. Dep054 mounts at LAS AG Stardted Branch aid shies of Money Finds are not nosed by the FIX. Bark deposits at not protected by WC. Money Find shares are protected by SIK. See -1.859 nancol Sante, Atcnnt Protection- below. UPcn your repast, balances in the bark deposits may be wandown, and shays of a Money Fred may be kuolated and the proceeds retuned to you a your securities account Funtw inkernation about available sweep options, taIrdeg cumin interest rates and yields, 6 available at wwwwis conysweeprekt from your r mortal Advisor tt ty ealIng 800 7621000. UBS Financial Services account protection the Finn is a member of the Startles twestor Protection Corporation (MPC), which protects securities CLIStCenfiS of Es members w to MORD) (milling 1256000 for dains for cash). folanatay brochure wadable upon ✓etheg a al mew shot org. The SIPC asset protection lints anvil/ to all accounts that you hold in a wolf capaty. The Finn, together with eutan affiliates. has to earehned uppbmeMal instrana. The rindrradn prove payable to all eligble tants. collective* under this protedion is 1600 million as of December 10, 2016. Subject to the polky tandabee and Sacev rash at the Pim it fret ee protected for up to 11.9 mach in the a99regate for all your accuses held in a paetkular capacity. A ha copy of the poky *warp 6 avail ale won request. Nether theSIPC acculion nor the swpkernental protection appey ID: • Certain anemia assets controlled by (and exbokicl n your mount oaks) but hike away Iran 185 Financial Services. For turtle certain (i) Moraine extorts. including nubble a-nuities. arid (ID does of mutual funds registered n the mane of the accord holder on the books of the bauer or transfer art), • tenement romans ce iniesiment infenesIs loot, linked pannthlips and pirate placements) to an not registered under the Seornes AO of 1933; • Cornothits contracts (e.g, foreign exclutte and precazmetal contracts), including futures commas and commodity eolith Contract and • Deposit becomes Incept calif icates of deposit) at LBS Bark USA, UM AG U.S. branches and bans el the FDIC bared Deposit Program. The SIPC protection and the implemental Protector' do not apply to those assets even el they *theorise appear on yCV statements. The WC protection rd the apple rental protection do not protect aganse changes n the market vane of vas inwsbnents (whether as a mut of motet movement issuer bankruptcy a relsmoist) Dividend Reinverenwit Program (DRth) The price reflected is an average pot You may obtain the actual peke Iron wor Financial Advisor. Onag whole than re purchased take DU, panial Woos wiltbe sold ard the cash wit be deposited in yOuf /Muni The dividend rernestment ace anted by the mar cater horn the market price at Vfinh the partial share, we sold Only whole ungs maybe held n you account. If you are dialed to marls wit as result Glades:Send payment a O.114Wne. the km we ether sell partial ma at maid price a accept an morn determined by • renegued Marina agency. and credit tar arcane Inverlanent objectives The inewnere objectives and risk profile av work to each account and may way between you mecum Please advise the Finn prorroffe in wring of ay sinnkant change in your financial situation a invesirrem obactives. Fee each account held. You choose one al the (Wang imestment objectives: • Raba Curenelneoffit enellnlenis Wei) the genital:en of intone wk. • Atha., Capital Appreciate.= kerestrneMs Peking growth of mixt* rather than the generation of 'come. • e.06.00 Combnason of Income and °peal Appreciation: Investments seeking both the generation of ion* wd growth of Diktat Orval risk profile; • Consenethie. Seeks to Maintain vital prixgoal, with low final! roil Key to the accord overall, nu if that means the account does not generate significant CONFIDENTIAL nano a returns and may me keep pace with inflation. • Moderato. Wigan to accept WOW rids to princoal and tolerate sane vale% to seek hither returns. • Aggyessibt! Wiling to accept high risk to pancpal ani high volatility to seek high texas over • imenteier2 fatherkey Consideration: I selected, a portion of the poi tholo for that account may OPP toroth serapes, linked liquidity and greater Stetunant inowaholdne We nuyconsoldate as related account statement with the we* address in the urnt envelope. e g because they have owners who also maintain nrit accord refationtrips wah other Ores X the same ackkess. you peter to mere indiolual statements mailed rt rrinarrte ennkriet. you may Saline Inousthoklinn by calling your Financial Advisor Friendly meow% name The Friendly account name is a othernathle 'in:trunk' chosen by you to assist you whhyos roccedleepo3 has ro legal effect on your account is not intended to reflect *ay strategy, prodxt reciremendaWn. intsthnent objective or rte profile associated wrth your meant and is not aplomb* or gamete that walk a any financial trolls can cie will be achieved. All ineornents insight the risk of Ins, including the risk of loss of the entie irreestment. You can Mange your Menai your' names throughOnline Services a by contacting you Fiuncial Mow Arnaud overview • Veen or par arroontgorttofo. Net of assets and liabdaiei • Assers Includes available cash balances, clan for restricted mourn' fed), and Global Tina Deposits, inroand mats to market andCertain assets not held by the Fie. Don not loathe steeln recut peso at the end of the Woe and arrent atement penods, or pow/ ilY00114.11; invested stock optiom and Cron sod options • tiara* Ircithes debit Waxes, outstared-rip margin loan. credit Inc short aware balances. • Casblrooneybalarxes Total ulineelled available cats balances, plus depose balances at affiliated and noesif iketed barks, and money market mutual Arid sweep baboon. at the cbso of the stament period Nonconmod4 free malt balances in you arrant at not secyegna Iran other balances and the Fiemay use not these funk it the ordinay cotau of its banns. These hot sr• payable won your demand. Mrs total is Oilled in the omen perked <losing wait Lending information For Wiled Alarnaloon on theem's letxfrg practices and Subsumes. refer to you Cahn Rebates/9 Agreement Cr Moore Airetenent and the General Teems and Conditions. UBS Statement of Credit Radices mega:* nagreements and Diatom's Xssw oh, enwisnnoordisnonron SDNY_GM_00026762 EFTA_00137382 EFTA01278289 Important information about your statement (Continued) Your assets Your statement itemizes recoils, and other assets held n the accounl al the end of the Statement reread You may ask for delveny of fully Paid securities al any tire. You may reuse seopties used as loan co/Lowa alter wing any balance de on them. Any securities tranderred to the Frrn ding the stoommt period are led at market value or of the end of the stamen period • Con basis dekonniro the cost basis of the secureies ridded is this itaternent, wbtie indicated wit. the number -I,' LE6 Fluidal Services has relied on information <Maned from sources other than t ernrial Sertices. suluding Humans, born another In or that you may have voided to your Finical kleiser. The Finn does AM indepenistly terdy or guarantee the aCOSaCy or valday c any OM emotion vended by sources other than U3S Financial Senics In addlion, alehouses L6S Fnoxial Senoras gerseralk updates this rdmmatim as it received. the fan does not von* cry entrances dna the domain:el crcler "Coat baler and "Ureealcod give loss" is activate as of the date of this statement. As such. please do not rely en this Manution to retake ruckuses sale decisions fa to pi-poses or othenvise. Mecums transferred to the Fins may reflect ac Homo kin only Ice the period or tire they held at the Fan More bigot:cal (demotion can be Aided by you* Fnarriel Advisor. • Urettalked ganselessits. Wren data 6 availabk, minuted unmated gonsflosses are colculned for indiviidl storey lots The erasion data for -rt.:India, lots may or may rice ref Rot ccrrmissions. charges anokr secuity reogrmal on events. Diedend and other reovestment lots and systematic piths«. lots se each ccmbimed to display we averaged lot 71-e 'Trade date colmn pimento the ongiel transaction trade dale. • Callable securities Bonds and preferred stock that the 6Yier cab for eery rederrpton wit be selected niparbally by lot tram among al scarlet of that :Sue held in OW rum* or in nonente row for our clients Call kaki. riformalkn is obtained from third pities and es away a not guaranteed. Other call leans may pot which me aff ect peld. complete information roll be provided upon request • Price/value Prices displayed for securities and other products may be highs or lower than the price that you would actually recse in the market. Prints ap obeained from ormis Pod party sources which we behave told elabie, kW we dons gaunter this accuracy - We generally use the cbsing price when available or tie mean of the bid and ask prices ler listed recision and options a onk bidpekes Ice OTC wctikes - Less actively traded secohis maybe priced using a valuation model or the most recent pile we obtained and may non reflect an actual market price a vats ▪ Cenail positions may taper wahine a price and wit show as 'once was not available awe are triable to cbtan a price for a wanly. - Deposes ce stiopties denomnated n offences other than U S. doers am reflected at the exchange rate as of the stammere date. - For cenan seesaw racks; in non-conIcemng denomnatont once and wooly (face value) may have been adjusted to facilitate proper vaunt To obtain orient quotations. when available. contact you Fruncol Athos. • Private investment. and structured products. hivate nwstrnent ward*, (IN rag these ParlkiPal an oviseam and real estate inwornent trust securities) and strut bared precious are generally highly Chan south/ad ocelots haw not been roistered with the Socaities and Exchange Commission or tondo. any state securities laws. We provdeedrnated values for {siege investment stokes and structured moods for rdomal crud purposes only Masao 6 not guaranteed - Thew vases may differ abstane bay Rom peXes ay. al which a private' wain, d security a structured product may be boc4nt or sold and do not recession& represent the vacs' you may rearm goon liwidation. - Third pry *strides of value re as gai a <actin date aH are supplied to UPS Foxe sal Services on a repair bass by an rdeperkkrt valuSion lima - tsWer, general partner or sponsor estmated watts, if cob we suppled to the Finn by the issuer, general partner or paws and may be obviated based on deferent informaten from that used by that palm to derive thee minuted mites. — You can obtain additional Herniae's, regarding the methodology used to determine the estimate of value ad the dale of the eicrinatiCel that is the basis la the estimate by contacting your Financial Adv60r. - Turd patty estimated eaten may be reflected as Idol piked' in several leuatienS: Mien an independent valuation fern has not suppled or is unable to assist a value, when we became aware that a maternal event has waned dna my calla pinion/et reported yoke it question, a semen a value would be highly speculate. due to the neve ea the warty — Wren neither an shier, general partner ce sponsor estineled value nor a thed-poty estimated mew 6 gionded the vase of the 'essay wit bedifferent from its potpieprice - 'Distributers to date' may ricks& When of capital name or both. - • °egret IPA size' represents the nitel offering poke pis tout and may not reflect your cost basis - DPP Ind unfilled RErt sorties are not listed co a national securein exchange, and we generally acted ani even if they can be sold the price mowed may be less than the per sere estimated value provided n the septum statement, • Restricted securities Restricted securities Wren* are not wreak eligble for pubk sale. LIBS Financial Services uses the market price of tie urrestixted stock of the Sarre twat as an inflated value lee the restricted stook for purposes of the StOfteltat only. To the extent that restricted von ies are eloble for salt to value received may be stbstantially less tun the awed value shown. • Eat (estimated) interne, current yields and rates. An est male of ainto! r‘diee n bared on (c.o.,' dNidend and intOoKI rates, attuning the securities will be held for one yea- from statement date or until mataity.IT6 estimate is calf a guideline, accuracy and continued income are not guaranteed - Connoted ornwl name zed current yield for torten types of Securities could riflede a return of prikPal on captal gains in which case the ese income (rd current pelo) would be overstated. - Est/noted arrual axone and current yeld and the actual income andyield mght be low on hitter than the esteniked amowts - An estivate of annualized income (dinderd aockr interest) divided by the current market value average balance 6 based on the last divdend or merest payment made by the issuer and Points the seoskiesidepoids will be hell foe one yes from the statement date °curt' maturity. Accuracy and continued yak, re not guaranteed. • Meets net held by WS Financial Services, Certain assets are not held by the Fins and no wethin the Fein's possession or control. These assets are deployed on pots statement IC. nformational purposes only. Positions and valets presented re provided by the Muni fim LISS Financial Sows is not responsble for this iricernaton and awe not gwrantee IS accuracy These assets au rot ordeoled by SK or the f Sat supplemental DK coverage. • Revenue shaeki and adckional compensation. - In addition to comminken on sales and 12b.1 Nos received in connection with the distrixdrn of mutual funds to err dents we ardor our Shame reeve revert* thee° payments from datitums and cr advisors of the mutual hods that so sell Dew amounts re based on two different movements' (4 the snort of sales tyll3S of a particular mutual had family to our dents; and 60 tie asset vats, of a poticular Mutual fund lernals therm held at the fon - We and or affiliate also receive networking and oronbus processing fees in consideration for wander agent services that we preside to to nuual funds These fees generally re pad from investor assets n the mutual fund and are a hied doll. amount based on the nordwir o/ accounts at the broker-dealer holding mutual funds of the fund family - en addition to CCenril6SkinS received in connection with the sate a datibuton of annuity contracts at unit nvestmert bust tones to our clients, we ado as af I hate receive revenue during corrpensaton from Mary of the nsorance companies unckrwriting the onnuity <SNAIL affiliates of the Nuisance cowponies or sprout of the nit nvestment trusts we &oboe — In addom to commissions received from the puthase and sale of NedShares finds, we andor cur athlete receive an asset-based revenue shaming Porno* from NentSharee distrbuscos as well as hider; for technology development training and education. — Our athletes also receive trading coimiisoms and other compensation from mutual funds and entrance «meanie; Mere waits we chtuttne CONFIDENTIAL — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS AG Surrdold Brooch and newaff hoed bads Mout, our cash weep poganl. Isis compensation may be per account fee or may be a percentage of average do,/ &posit toseerxes Activity information regadrig commissions and other chages incurred n correction with the ex:pionof trades, indiSing option tram-stone has been inclded on confirmations previously lionished so you ed will be prodded to )our proudly on request. Short soling ll yet .e engaged n shot sang a wordy. puma/ mut a charge doe to certain borrowing costs for the pan lade-security. Open orders Regaidng open co • roblitcancelee aders that were not evouted by the seamen date, open buy and tel slop orders ere reduced by the ammo* of Modena; argots on an exidividerds a oil:tits date unless nstructect othemise by you. You se response:defer orders that at executed due to yam failure to cancel "ing OW ceders. Privacy To Aeon a copy of as current Client Privacy Notice, please cadet you. Fnancial Adds« or viol as website at >wen gin ensurvivierr,frt. - 185 Financial Dokes is rot a bark. The RMA, Benne« Stokes Account BSA and IRMA are brokerage accounts snhkh provide access to barking senses and products ihroacji alarigernirritS with affiliated banks and other ihid.pamy banks and provides access to minxe and amity Products issued by u-dff had thitl.porty no:oncecompanies through instance agency stbsidants of LEES Financial Sewn Inc — entstmere, inswance, and annuity pred-icts. — Not FDC insured • No ban guarani... May lose vale — tMA Pesaro. Management Account Busyness Servos Secant ESA, IRMA and nteenationil Resource Management Account are registered sense marks of LSI Financial Services Inc. — VKA is a registered vacktirurk owned by Visa Menai:nal Service Association and used under license The LOBS Visa credi cods ad the LeS Visa debt cods are awed by UPS Bank LISA with permission from visa U S. A Incorporated All oho vademarks registered trademarks, strike marks and registered senate nudes are of their respective cormanies IRS Financial Services Inc Rev. 701810 SDNY_GM_OOO26763 EFTA 0[)137383 EFTA01278290 UBS U8S Filancial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York 1W 10171-0002 Account name: GHISIANE MAXWELL IRA Friendly account name: Incite: IRA Account type: Individual Retirement Account Account numbe. Your Finandai Advisor: 5C.L..: I STACK MANLYLE CASRIEL Phon Questions about your statement? Call your Financial Advisor or the AMA Resouiteline at 800-RMA- 1000, 1Rsit our website: www.ubscom/financizaservices Items for your attention Help protect yourself from fraud and review bank, credit ord, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Retirement Account UBS Strategic Advisor March 2019 GHISLAIAE MAXWELL IRA Value of your account on February 28 (1) on March 29(4) Your assets 58,378 57 58,824.95 Your liabilities 0.00 0.00 Value of your account 358,378.57 Tracking the value of your account S Thousands $58,824.95 570 • 57.0 • 572 • 57.7 Ian W.1 581 • San • De< 2014 Oe< 2015 Oec 2016 Dec 2017 Oec 2018 Feb 2019 mai 2019 Sou roes of your account growth during 3019 Value of your account at year end 2018 558,125.23 Net deposits and withdrawals -5107.49 Your iwestment return; MO:lendand interest income 1405.60 Chance in market value 1401.61 Value of your wean on Mar 29, 2019 9541/24,95 SONY GM 00026764 Member SIPC CONFIDENTIAL Pap 1 of 8 EFTA_00137384 EFTA01278291 SUBS UBS Strategic Advisor March 2019 Your account balance sheet Summary of your assets Value on March 29 ($) Percentage of your account A Cash and money balances 1,197.99 2.04% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 57,626.96 97.96% E Non-traditional 0.00 000% F Commodit ies 0.00 000% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: I i IR tirement Account Account number. Total assets Value of your account 558,824.95 100.00% 558,824.95 Your current asset allocation D Eye on the markets Your Knoncial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank USA deposit account. UBS FOC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important in formation about slur statement on the last two pages of this statement for detais about those balances. Index Percentage change March 2019 Year to date SW 500 1.94% 13.65% Russell 3000 1.46% 14.04% MSC I - Europe, Australia & Far East 0.74% 10.13% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% 1.92% 2.94% CONFIDENTIAL 0002676tBe 2 of 8 EFTA_R0 37385 EFTA01278292 UBS UBS Strategic Advisor March 2019 Change in the value of your account March 2019 (3, Year to date (S) Opening account value $58,378.57 $58,125.23 With&awals and fees, including investments transferred cut 0.00 -107.49 Dividend and interest income 136.53 405.60 Change in market value 309.85 401.61 Closing account value $58,824.95 658,824.35 Account name: GHISLAINE MAXWELL IRA Friendly account narrie:Indiv IRA Account type: Indis,dual Retirement Account Account number. Dividend and interest income earned For purposes of leis statement, tematlIty of Interest and cfniclend Income has been determined Iran a US tar repotting perspective. Based upon the residence of the account holder, account hp*, or product type. some Impress ancyor decent, payments may not be subject to United States (UA ardor Puerto Rico (PR) income faces The dent monthly Patemem is not intended to be used and tempt be reked upon for tat purposes. Clients should refer to the aoplictie lax reporting forms they recent from UBS annuals,, such as the Fonts 1099 and the FOrrnt 480. fee tat rePOIMA information It iS the practice 01 UBS to file the applicaue tar reporting forms vAth the US Mterni Revenue SeMce and PR Treasury Department and in such town accurately daso fy clhdends ardor interest as lac exerrpt or tastable interne. Please consult yeur indscdual tax vedette. March 2019 (1) Year to date (S) Dividends 136.25 307.67 Interest 0.28 0.65 Total current year $136.53 $308.32 Prior year adjustment 0.00 97.28 Total dividend & interest $136.53 $405.60 Summary of gains and losses Values reported telcw °Write products for which gam and losses are not classified. Realized gains and losses Unrealized March 2019(4) year to date (1) gains and lasses (I) Shod term 0.00 0.00 12.38 Long terrn 0.00 0.00 -538 71 Total $0.00 $0.00 -$526.33 Your Pi nandal Advisor: SCOTT STACK MANIYLE CASRIEL Cash activity summary See Account activity the month for desalt. Balances In your Sweep Options are induded in the opening and closing Mantes value. FDIC insurance *piles to deposits at UBS Bank LISA and an tanks participating in the UBS FDIC Insured Deposit Regan does not /poly to deposits at UBS AG. stariord parch. UPC protection applies to money market sweep fold hddings but nal bank deposits. about your Statement on the last two pages cf this document for Petals March 2019 IS) Q important inSormation Year to date (S) Opening balances Additions Dividend and interest income $1,197.71 136 53 $1,304.58 405.60 Total additions $136.53 $405.60 Subtractions Professional management fees and related services 0.00 -107.49 Funds withdrawn for investments bought -136 25 -404.70 Total subtractions -$136.25 -$512.19 Net cash flow $0.28 -$106.59 Closing balances $1,197.99 $1,197.99 SDNY GM 00026766 CONFIDENTIAL Page 3 of 8 EFTA_00 137386 EFTA01278293 *UBS UBS Strategic Advisor March 2019 UBS Bank USA Deposit Account APY interest Period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 $1,197.71 Closing UBS Bank USA Deposit balance Mar 6 $1,197.99 Number of days in interest period 28 Average daily balance $1,197.71 Interest earned $0 .28 Annual percentage yield earned 0 31% Account name: GHISLAINE MAXWELL IRA friendly account name:Indiv IRA Account type: Indivrlial Retirement Account Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration • None srkvted Your account instructions • 1)85 Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor SCOTT STACK MANLYLE CASRIEL Retirement services information Beneficiaries you've named for this account The beneficiaries listed betow reflect the information in our records as of the end of this statement period. if this information is not correct, a you wish to change you beneficiaries, please contact your financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00%1 CONFIDENTIAL Y_GM_000267t9ge 4 cif "!' EFTA_00137387 EFTA01278294 *UBS UBS Strategic Advisor March 2019 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Indrudual Retirement Account Account number. Some prices, meanie and current vaues shown may be EpprOxirrVaie. Asa resat. gam dntllosses may not be accurately reflected. See Aportant inforenabon about your statement a the end of ths dxurnem fOr more information. Cash Cash and money balances Cash and morey balances may include avalaile cash balances, UBS Rank USA depost account balances. UBS FDIC insured Progarn Sank Balances, UBS AG Stamford Stanch deposit account barna., and crafty market mutual fund sweep balances. See the Important information tout your statement at the end of this document for details about those balances mcldng U8S BANK USA DEP ACCT 0penng Oriente closing Wax! on Met t (I) on Mar 29 (S) Your Mnandd Advisor: SCOTT STACKMANLYLE CASRIEL UBS Bank USA and al UM FDIC insured Progan Bank deposit accoumtdances are insured by the FDIC within appricatae Isms, but ale not protected by 9PC. U8S AG Stanford Blanc hdepout account balances are not insured by MC and are not protected by 51K. Money market sweep balances are protected by SIPC but est rot insured by the FDIC Prim per share on Mar 29 (I) Average rate Dial:fend Interest Days n period period Cep amount (I) 1,19771 1,197.99 Fixed income mutual funds Total converted is the Iola of al reinvested chedends 8 does rot include any cash dvidends. it is not a tar lot for the purposes Of delerminng hdding periods or Cost Oasis. The shares y0u receive each time you reinvest dvdenCt become a separate tax ICI. Cost basis a the tom purchase cost of the security. Ind udng reinvesteddvdandc The cost basis may need to be a:lusted for return d capital payments in order to &terrine the adustedcost bash for tar retorting purposes. Haring Number of shares Purr hr.o pricer Average price per Share (S) Client rnvestrnent (I) DOUBLE LINE TOTAL RETURN FUND INS% Symbol:. DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 123.104 10.511 EAI: 4708 Current yield 3 70% Security total 1,816.425 10.622 18,000.00 IP MORGAN SHORT DURATION BOND FUND CLASS i 250,000.00 Unneafre4 (tar) gain or las is the dfference between the current value arid the cost basis and would generally be )our tactile gam or loci If the security was sold on this dale The unreaded Pad gain cr loss may need to be Ousted for return of cocoa payments in order TO determine the (rallied grin or loss for tax reporting pupates. InveStment return is the current value mnus the amount you invested tddes not Indult shares that se not reflected on pur statement, indxf ng StialeS that nadt been readed as either a gain or a loss. It also 03t5 not include cash dudends that were not reinvested Cost Price per shag basis (I) on Mar29 (I) Vellye on unrealized Ra) Investment HCaacop Mar29 ft: oain or loss (S) return (5) period 18,000.00 10.530 1294.01 10.530 19294.01 17,830.67 -169.33 LT 12%.28 127 19,126.95 -167.06 1,126.95 coon/sued next page SDNY GM 00026768 CONFIDENTIAL Page S of 8 EFTA_00137388 EFTA01278295 UBS UBS Strategic Advisor March 2019 Your assets . Fixed income . Mutual funds (columned) Number Purchase puce' Average price Client Cost Price per shoe Value en unrealized Gal imestment Hddng Hddng of shires per share (S) innstmmt (S) bask (SI crt Mar 29 (I) Ma 29 (I) gain orlon (I) return (I) period Symbol: HLLVX Total reinvested 1,837.579 10.985 20,186.71 10.800 19,845.85 -340.86 19.84685 EAt $377 Current yield 1.90% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.050 17,982.10 -17.90 LT Total reinvested 66.872 10.057 672.57 10.050 672.06 -0.51 MI: 4442 Current yield 2.37% Security total 1,856.136 10.060 18,000.00 18,672.57 18,654.16 •18.41 654.16 Total $36,000.00 $50,15329 $57,626.96 4526.33 621.626.96 Total estimated annual income: $1,527 Your total assets Percentage cif Cost en mated Unrealized Value on Mat 29 (SI your account ow.: (I) annual income (SI con or loss (S) Cash Cash and money balances 1,197.99 2.04% 1,197.99 Fixed income Mutual funds 57,626.96 97.96% 58,153.29 1,527.00 -526.33 Total $58,824.95 100.00% $59,351.28 $1,527.00 4526.33 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: I i IR 'rernent Account Account number: Your 6 sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Account activity this month Date Atliwity Description Amount If) Dividend rand interest income Pvgfends Mar I Dvdend DOUBLE UNE TOTAL RETURN RAD INS11. AS OF 0212819 57.67 SYMBOL DeLTX Mar I Cividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 02/28/19 39.6d SYMBOL PSDYX Mar 28 Dividend 1P MORGAN SI4DRT DURATION 80ND FUND CLASS I 38.94 SYMBOL: HLLVX Total dividends 6136.25 CONFIDENTIAL .1_000287,1160 6 of 8 EFIA_00137389 EFTA01278296 (SUBS UBS Strategic Advisor March 2019 Account activity this month (continued) Date A(tiuty Account name: GHISLAINE MAXWELL IRA Friendly account narrte:Indiv IRA Account type: Indirndual Retirement Account Account number. Your Pi nandal Advisor: SCOTT STACK MANILYLE CASRIEL Description Anoint IS) Dividend and interestinoome (continued) Interest LCu 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 03/0919 0.28 Total interest Total dividend and interest income Investment transacdons Pot mare informaion about the pricer value shown for restricted securities, see Important information 'boot yOur statement at the end of this document. Date Actnny Desceptoon Proceeds from inwstment Quantity value (S) Pnce (i) transactions (5) Funds withdrawn fa Accrued inwsImentsbcognt (5) interest (S) Mar 1 Reinvestment COUPLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.42 NAV ON 02128r19 AS OF 02/28/19 SYMBOL: DBLTX 5.535 -57 67 Mar 1 Reinvestment PUTNAM SHORT DLRATION INCOME FUND Y DIVIDEND REINVESTED AT 10.05 NAV ON 02128119 AS OF 02/2&19 SYMBOL: PSDYX 3 .94 4 -39 64 Mar 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS ! DIVIDEND REINVESTED AT 10.80 NAV ON 03/27,19 SYMBOL; HLLVX 3.606 -38.94 Total .$13625 $0.28 $136.53 Date Activity OttarptiOn Amount (5) Money balance activities fob 28 Balance fanned 51,197.71 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 03/06f 19 0.28 Mar 29 Closing UPS Bank USA Deposit Account The UBS Sam USA Depost Account is your primary sweep colon $1.197.99 *Ill" GM 00026770 CONFIDENTIAL Page 7 of 8 EFTA 00137390 EFTA01278297 *UP'S Your notes CNP700010006517530NP7000302199 00130t 0319 030575004 0123697550 101461,wGm00026711ige S of 8 End of statement for account number Y1 23697 SO CONFIDENTIAL EFTA_00 137391 EFTA01278298 Important information about your statement LES frunaal Services (lc (the Firma UBS Ft rad Stroked k a mentor of all principal oteurby, commodity and optiancreha -ges. UBS Financial Seinen and UBS Bank USA re ndrec