NAME SEARCHED: Karyna Shuliak

NAME SEARCHED: Karyna Shuliak PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC No Hit MI Not Required I. RDC Results No RDC alert (Please sec attached) M Bit PCR El No Hit • Not Requinx1 IL PCR Results No PCR alert (Please sec attached) M Hit BIS Ill. Negative Media There was no information found 0 Yes i No IV. Non-Negative media There was no information found • Not Acquired V. Other Language Media There was no information found D&B Wilt& Not required Results? M Yes 0 No 0 Not Acquired Stnartlinx Results? BI Yes 0 No VU. Smanlinx Result found(Please see attached) • Not Required Court Cases El Review bxtegal May be Required N4 No Results 0 Search not required VIII. Court Cases There was no information found Prepared by: Ankita Shah Da e:07120/2017 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale -Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbefilittp://www.martindale.com/sp/Martindakihome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SONY_GM_00060346 CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0023170 EFTA_00 70884 EFTA01297321 OFAC RESULTS RDC: 11605348 No Match Found KYC 1804531 Karyna Shuliak Date of Country:UNITED STATES Birth: PCR: C20170738320207 Karyna Shuliak 13018219 NCA customised Auto-Closed No- Hit 20/07/2017 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2017 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Date:7/20/2017 Report processed by: DEUTSCHE BANK Aqi Full Name Address County Phone SHULIAK, KARYNA 9 E 71ST ST NEW YORK For internal use only SDNY_GM_00060347 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0023171 EF1'A_00 170885 EFTA01297322 Page 2 Full Name Address NEW YORK, NY 10021-4102 NEW YORK COUNTY ADDITIONAL PERSONAL INFORMATION SSN DOB Subject Summary Name Variations 1: SHULIAK. KARYNA SSNs Summary No. SSN 1: County Gender State Iss. Date Iss. Warnings Most frequent SSN attributed to subject: New York 2009-2011 Possible E-Mail Addresses Others Using SSN - 0 records found Address Summary - 6 records found No. Address 1: 9 E 71ST ST NEW YORK. NY 10021-4102 NEW YORK COUNTY 2: NEW YORK COUNTY 3: 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 ST. THOMAS COUNTY 4: NEW YORK COUNTY 5: KINGS COUNTY NEW YORK COUNTY Address Details 1:9 E 71ST ST NEW YORK, NY 10021-4102 Address 9 E 71ST ST NEW YORK, NY 10021-4102 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age 57 Median Income: $201.878 For internal use only Phone LexID(sm) 188602267903 Dates 7/2015 - 3/2017 SDNY_GM_00060348 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SONY-0023172 EFTA_00 170886 EFTA01297323 Page 3 Median Home Value: $1.000.000 Median Education: 17 years Household Members None Listed Other Associates EPSTEIN, JEFFREY E 2: Address NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 36 Median Income: $156,291 Median Home Value: 6753.989 Median Education: 16 years Household Members None Listed Other Associates None Listed Dates Phone 3: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 Address Dates Phone 6100 RED HOOK QTRS STE 5-3 10/2013 - 4/2017 ST THOMAS, VI 00802-1348 ST. THOMAS COUNTY Household Members None Listed Other Associates EPSTEIN, JEFFREY E 4: Address NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 36 Median Income: $156,291 Median Home Value: $753,989 Median Education: 16 years Household Members None Listed Other Associates None Listed 5: Address KINGS COUNTY Census Data for Geographical Region Median Head of Household Age' 51 Median Income: $92,045 Median Home Value: $761,538 Median Education: 12 years Household Members None Listed Other Associates None Listed For internal use only Dates Phone 4/2013 - 8,2013 Dates Phone SDNY_GM_00060349 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0023173 EFTA_00 170887 EFTA01297324 Page 4 6: Address Dates Phone NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age 39 Median Income: $56,500 Median Home Value: $370,896 Median Education: 13 years Household Members None Listed Other Associates None Listed Voter Registrations - 0 records found Driver Licenses - 0 records found Professional Licenses -1 records found 1: Professional License Licensee Information Name: SHULIAK, KARYNA SSN: Address: 6100 RED HOOK QTRS STE 8-3 ST THOMAS, VI 00802-1348 County: ST. THOMAS License Information Profession or Board: DENTAL BOARD OF CALIFORNIA License Type: DENTIST License Number: 65268 Issue Date: 11/19,2015 Expiration Date: 05/31/2017 Status: VALID UNTIL 05/31/2017 State: California Health Care Providers - 1 records found 1: Health Care Providers Name(s): SHULIAK, KARYNA SHULIAK, KARYNA SHULIAK, KARYNA Gender: FEMALE DOB(s): 05/1989 Business Addresses: 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 358 EL BRILLO WAY PALM BEACH, FL 33480-4730 License Number/State: 21635 / FL 65268 / CA 2230 /VI Medical School/Grad Year: COLUMBIA UNIVERSITY / 2015 Health Care Sanctions - 0 records found Pilot Licenses - 0 records found Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations - 0 records found Boats - 0 records found Aircraft - 0 records found For internal use only SDNY_GM_00060350 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0023174 EFTA_00 I 70888 EFTA01297325 Page 5 Bankruptcy Information - 0 records found Judgments/Liens - 0 records found UCC Liens - 0 records found Fictitious Businesses - 0 records found Notice Of Defaults - 0 records found Potential Relatives -1 records found 1st Degree 1 No. Full Name 1. SHULYAK, DENNIS • AKA SHULIAK. DZIANIS • AKA SHULIAK, DENNIS • AKA SHULAK. DZIANIS • AKA SHULIAK, DZIANIAS • AKA SHULIAK SSN: Business Associates - 0 records found Person Associates -1 records found Address/Phone So (212) 542-3150 No. Full Name Address SSN Phone DOB 1: EPSTEIN. JEFFREY E 9 E 71ST ST 1/1953 EPSTEIN. JEFFERY E NEW YORK, NY 10021- EPSTEIN, JERRERY 4102 EPSTEIN, J EPTSTEIN, JEFFERY 457 MADISON AVE FL 4TH EPSTIEN, JEFFERY NEW YORK. NY 10022- EDWARDS, JEFFERY 6843 49 ZORRO RANCH RD BH STANLEY, NM 87056-9743 49 ZORRO RANCH RD B STANLEY, NM 87056-9743 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802- 1348 Neighbors - 2 records found 9 E 71ST ST NEW YORK, NY 10021-4102 Name RIVERA, MIGUELINA CUBERO LAMBERT. JOEL I LUTNICK, ALLISON L LUTNICK, BRANDON G LUTNICK, HOWARD WILLIAM LUTNICK, KYLE S For internal use only Phone SDNY_GM_00060351 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SONY-0023175 EFTA_00 170889 EFTA01297326 Page 6 Employment Locator - 0 records found Criminal Filings - 0 records found Cellular & Alternate Phones - 0 records found Sources - 31 records found All Sources 31 Source Document(s) Email addresses 5 Source Document(s) Historical Person Locator 3 Source Documents) Person Locator 1 1 Source Document(s) Phone 12 Source Document(s) Professional Licenses 7 Source Document(s) Providers 1 Source Document(s) Utility Locator 2 Source Document(s) Key AHigh Risk Indicator. These symbols may prompt you to investigate further. Moderate Risk Indicator. These symbols may prompt you to investigate further. General Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by the EDA source. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright. 2017 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. D& B: Not required LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00060352 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0023176 EFTA_00 170890 EFTA01297327