fita UBS UBS Financial Services eK

EFTA01306980 Dataset 10 104 pages Download original PDF Download as text
fita UBS UBS Financial Services eK Create Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Crw7C030SYSIS1210 x12 Yr 0 Friendly account name: Ind. CashiSaving Account number. Your Maancial Advisor. SC077 STACFMANILVIE CASTS& Rhone Questions about your statement? Call your Financial Advisor or the RMA Resourctune at 8004,4k- I WO, account 029023575 1fisitow wubs/te: www. rincornifnanciakanKes Items for your attention . Help protect yourself from fraud and renew bank, credit card, and brokerage statements regubdy. Also, gel row Free credit report annually from www.annualueditreport.cont Resource Management Account December 2018 Value of your account on November 30 (S) on December 31(1I Your assets 728,867 87 699,954 77 Your liabilities 0 00 0.00 Value of your account S728.867.97 Tracking the value of your account I Thousands $699,954/7 4.2069 991.4 81]6 Reg 7000 DK 2014 Der i0I5 Dec 12016 Dec 3017 1a0v 3018 DK 2018 Member 510C Sources of your account growth during 2015 Value of your exeunt at year end 2017 Net deposits and wthilliNSS Your men/went return: °indeed and interest income Change in Martel viola Value of your &cora at Dec 31, 201e 5817,574.86 4131,662.00 $11,031.91 1000 Me9354.77 Page 1 of 8 SDNY_GM_00324939 EFTA_001977I4 EFTA01306980 SUBS Resource Management Account December 2018 Your account balance sheet Summary of your assets V$ueon December a (I) Percentage of your aCCOLIM A Cash and money balances 000 0.00% Your current asset allocation B Cash alternatives 699,954.77 100.00% C Equities GC° 0.00% D fixed income 0.03 0.00% E Non-traditional (103 0.00% F Commodities 0.03 0.00% 000 0.00% Total assets $699,954.77 100.00% B Value of your account $699,954.77 Account none: GMSLAWE MAXWELL friendly account manic Ind CashiSaying Account number. Eye on the markets krclex S&P 500 Russell 3000 MK I - Europe, Australia & Far East Barclays Capital V.S. Aggregate Bond Index Interest rates on December 31.2018 3-month Treasury billy 2 42% One-month LIBOR. 2.50% Your Pleenclei Advisor: SCOTT STACKMMILTIE CASK!. Percentage Change Watt* 2018 Year to date -9.03% -438% -9.31% -5.24% -483% -13.36% 1.84% 0.01% Per 2 of 8 SDNY_GM_00324940 EFIA_0019771.5 EFTA01306981 *UBS Resource Management Account December 2018 Change in the value of your account Opening account value Withdrawals and fees, nck4cling investments transferred out Dividend and interest nome dosing account value Account name: GHSLAINE MAXWELL Friendly account name-Ind CashlSaving Account number. December 2018 (SI Year to date (S) $728,867.87 $817,574.86 -30,29892 -131,652.00 1,385 82 14,031.91 $699,954.77 $690,954.77 Dividend and interest income earned rot pup:Psof MS SIZreentnt. l(Kablay Cl Inkiest ard Packna Income Ind Pen owerinneo non a Ug tai lei:bang perspective Based boon the residence or the account hodet. account tae. a DØ We. MOW intern, anda civOnd parnents mat nol be %tacit lo Ursted Slats (US) anda Porno Rico (PR) intone ISIS The (lien( moniNy sidemen is rd Intended to be used aid cannot be rend Liam lot lac panne; clefts shouna mkt to the ~kale is treating twins they te<eht fan UBS snusdy. sigh as the Form 1099 at the rana no, tot tar repotting inhumane n is the reduce ot un to rii the «lipase la ceponob fornt with the us internal Rennie Seat ad PR 'reason otpanmene Isd In such lams actuate), tidily Orders anda interne as lar tamp ot twat& inane. Heave consul yam nchedual lac prepater December 2018(i) Year to date (i) Taxable dividends 1,385 82 14,031 77 Taxable interest 0.00 0.14 Total current year $1,365.82 $14,031.91 Total dividend & internt $1,385.82 $14,031.91 Cash activity summary Your Adana/ Advisor: SCOTT STACK MAN/LYLE CASRIEL Su Arrow)? at' Nary Su; ~Ink< Mats 11.1arrn tr. your Sweep Opaorg are naiad in the cpenn; and diming balances vat* FDIC inturanco drain to &pawl at UBS Bank USA 3,0 dl banks partcpabrq n the UBS FDIC Mated Deposit nogram. n does na soy 10 ckposis al ties AG. Surnloid Branch SIFC et Set« andies to money muset swap fund eadinat but ra bank deposits See hopertane inbeinarn &boy: your :Item.« r theist Mo Pflet d the Odorant Far Ws". December 2018111 Year to date (1) Opening balances $0.00 $0.00 Additions Dividend and interest nome 1,385 82 14,031 91 Proceeds from investment transactions 30,298.92 132,414 63 Total additions $31,684.74 $146,446.54 Subtract;ons Annual fee -15000 -15000 Other funds debited -30,148.92 -131,502 00 Funds withdrawn for investments [pour -1,385.82 -14,79454 Total subtractions -$31,684.74 -$146,446.54 dosing balances $0.00 $0.00 Your investment objectives: You have identified the following investment ~lives for this a«ount. il you have questions about thee obiectwes.diSo0ree with them, or we5h to change them. please tonatt your financial Achisor or Branch Manager You Can find a full descript« of the alternative investment opectinns in Important triformaton about your statement at the end of this document Year retard objective: Current income &captal appreciation Year risk profile: Finmagy ~paw investment eligibility osnsideration - reuse selected page 3 of 'a SDNY_GM_00324941 EFTA_G0197716 EFTA01306982 SUBS Resource Management Account December 2018 Your account instructions • Your account cost base default close° method is FIFO, First In, reel Out. Account name: GICSLAINE MAXWELL friendly account nano:Ind:Ca*Sarina Account number. Your Nnaodd Advisor: SCOTT STACK MANI.VLE CASPIEL Pogo 4 of 8 SDNY_GM_00324942 EFTA_00197717 EFTA01306983 UBS Resource Management Account December 2018 Your assets Account name: GHSLANE MAXWELL Friendly account name: Ind CasNSorn Account number. Sane prodS, «Ode Td «aren waves shown may be ~Smolt As a 'tel. Ord and IOSSet m>I nol be astintel/ reflected See vs portent odometer afoot >our SS etemen a the end of 1h, Zoomed to, Iwo intern-omen Veer Fsandd Advisor: SCOTT STACK MAATLYIECASRIEL Cash alternatives Money market funds mom, Mattered, a e neither domed ros guaranteedCy the Perky, Deposit Insurance Ceram:Mon or any other gcnemment agency institutional pene and Imtn done munk pd funds mud floe I hell net van se urn (NMI yet share tome neared In COW dared Og, SI COCO Gangrened aid stuf money matbet funds eel continue lo 'Grosz? a a omit SI 03 net met value Naput) money market funds Seek to preserve tn. rand dour investrnent al 11,03 per 'byes d 2 p:155424 lobs. money by 'nesting on these funds tutu to:dwarfed n de lot.1 d ál tanned dude Ms n does rod rectude any czh duce lids n It rot a ter lot to the purposes d onernuang Irking weds or coo bast the that*: )Cu receive each ter* du tamest claidends Meant a Separate tax Id. Cos, boom is the tole purcnze rosi of the :cooky, Wruclno tame:led chelen2 The cod ben may need to be ere cited ter who, et cite pern-eres in orcki to &terrine the Mimedrod bps lot tea lean r9 Dawes furchaSe PW« barber Average Pare CIIem hicrldno C4 Sheer per Mare (Si U8S PRIME RESERVES FUND ya, tx,3no Xrinerri y-Xl I33% Your total assets unmated (tar) pm or ba it the Steam/ between IM current rem and the cod baud ad~ gerety be your tootle genre loss if the ,curdy was add on that eat. The unripened Oar) gan orient may need ID be advsted fOr return Of Galt payment in order to den mine tne reared San or loss for tar tepOR149CorPOSes reneged« mum is the omen( value mad ire wool do Amsted I Om not Maude Maces INA ate not renedeo on your statedere, includ ng shares that nave been naked as ether a Gen a a loss r aso der not induce cash andends mat Aere not reinvested CM Filet per Shad bads (1) on Dec 31 IS) Value On Untedded De< 3t () con odor 0) 699254 770 • • <flus uniorrnation was unavailable- • 10000 699,954 77 Vice on Dec 31 (5) Percentage d Cost your zczmi boos (L) hemmed snare regain, (SI investment /MOM let Uffi IS) PenC0 adeeded Ian or loss IS) Crab alternatives Total • Miring cost bads inloonsticn. • Money market funds 195,054.77 100.00% 15,30980 $699,954.77 100.00% $16,309.00 Pyle 5 of 8 SDNY_GM_00324943 EFTA_0O197718 EFTA01306984 *UBS Resource Management Account December 2018 Account activity this month Account name: 3.1 No rlf rico. idELL Friendly account name: Ind: Account number. Your Bigeadel Adviser: SCOTT STACK MAJILYLE CASRIEL Dee A(Ihfiy DeSciipirOn AmOunt IS) Dividend and i flutist income Tasoble drudereis Dec 12 SI Cap Gain U8S PRIME RESERVES FUND 0.03 SYMBOL UPRXX Dec 31 Dedene U85 PRIME RESERVES FUND I 385 79 SYMBOL UPRXX Total taxable dividends 81.38542 Total dividend and interest income 61,39542 Des Atlikl"). Ce< 6 Fee Charge ANNUAL FEE CHARGE .15000 Total anneal fees 4150.00 Deicaption limounl If) eon Other funds debited (jet Actbity PriCipbon Dec 3 Transfer TO Dec3 Transfer TO 16,00000 Total other fends debited 430.148.92 Arnounl .14.14892 Investment transactions for roe atco fie pocanin :harm fa restrrctedwcuntes. see vivorrant nlorrearon thota Your strtenotro a file entioll tros OCKtinent Dee eCteety 0...copilot, Disunity vaue(a) price (S) PIMP.% from Investment mimeo:end/ ivies %firearm la At< lue0 in*firrengs Vught (5) onlertSI (5) Dec3 Sdd IRS PRIME RESERVES FUND SYMBOL VPRXX .0.920 Dec 3 Sad V135 PRIME RESERVES FUND SYIV1301.. tRF00( -14.148900 14.14892 Dec3 Sold 185 PRIME RESERVES FUND SYMBOL VPRXX 46,0:0000 16,00000 Dec 7 Sold 1..185 PRIME RESERVES FUND SYMBOL UPRXX .150.000 150 00 Dec 12 Rerhestment IRS PRIME RESERVES FUND SHORT TERM CAPITAL GAIN AT 100 NAV ON 12i 12i 18 SYMBOL 1.1PRXX aceo -003 continued (00Xt pd90 Page 6 of 8 SDNY_GM_00324944 EFFA_00197719 EFTA01306985 Resource Management Account Decent.- :11 I z' Account activity this month «Qobnueen Investment transactions (continued) Account name: GFISLAISE MAXWELL Friendly account narrw Ind C Sennp Account number. Cat tialAty Ott(Iption Outelifty Dec31 Rein i.estment IRS PRIME RESERVES FUND DIVIDEND REINVESTED AT I 00 NAV ON 1213 R18 SYMBOL. VPF00( 0.790 Dec31 Renkestrnent 1113S PRIME RESERVES FUND DIvIDEND REINVESTED AT I.00 NAV ON 1b31118 SYM301.. VPRXX 1.385 000 Total Year Miranda/ Advisor: SCOTT STACK Mak/LYLE CASRIEL Pantos Iran Funds Investment eatficrann tcr Pa mICI +Mut(%) PRO (1) oansacian (I) Arnim/MS 00411 (I) imtrel (t) -0.79 Summary of approved payees and recurring payments Based on your inartacticrA the folAvekg payees and recurring paysnerg: are tonmhyed 'appecved pastes'. Asa rook Oflott may authors:, suldolicsA0 transfers ro ttesePayeta verbs* ar4 (2) you we no bont seething indmidoal coadanotons far psymems ro these poses • lies 00 $30.297.92 -61,38522 the payee ant tooting punnet/RiotedWowdo rot include tie Payments (kaftan* fund Transfer. and (Men Otedr ttelattIS andel., moults at vets. dyad have actbnonal pastes an:Yor reasaring dissociations pr INA you vacate* separate conhimatkos from sae MOM.; AdASOI To update°, °Wel any of these rannanS. piste consict your f *Ana& AaVaa, Payee delolalat Cnburamenl ansaunt Inelnad Type Eked Frequency Win dale harem. Off ice of Central Ohio FIFTH THIRD BANK vaned Federal Funds Payee co file Upon request Na Soho House New York Inc WELLS FARGO BANK, NA vnd Federal Rinds Payee co file Upon request Na Y123576 vaned 'frank, Payee cn file Upon request Na Y1236% vaned Turks/et Payee on file Won fewest red (ad wad End elate de Na May 15, 18 Na lan08 18 Na fan02, IS Na Ian 18.18 Page 7 of 8 SDNY_GM_00324945 EF1'A_00197720 EFTA01306986 SUBS Your notes page 9 of 8 End of statement fel account numbe SDNY_GM_00324946 EFTA_00197721 EFTA01306987 Important information about your statement IS Faunas' Sermon H. (the firma UBS 'intros Stoop. r a muter of al prempal uorty, canna:Sty and oplcnseahages UBS Ennui Scans and LIBS Bart USA r edam etociartesct UPS AG ad ifitalm of WS Scorns U.C. the rims trawl stainer* it nobble tor request Therein's neaten °floes we at BS instil Sabin ex. 1200 Barba Boulevard Wei-warm W 07086 The narNment t•CP•i•ntc the onsy officialward of )W tan Ennui Sweets account Ghee records. +**91 *Heel taclocurerts. onlanng coracle., clateshaid not be relied bagn F you tale* the, 6 react a now*. pion report it meredately n twang to the Bergh Manson of der office twin; 'ea oxount Ara* at town than aw mended lobe accuse& stainer* data tail not be wed lee Lay pans ray *Zs" )40-4,14 lOnm1( AO. Form 1099. 5498. I etc )who ream, You to worn the inn is reputed by taw tamp:n*1x RS Auntie dralonds. reportabbrintwabb dnidends ind !scab* Mews earned °flitting, held n sow anent. net crated, a+ tie Rental bee. 114 (04 base On (eflan 44441 nuns. Carmonkartions with the Finn • 404.4444414 ay oral carenrcabons n wrung tofurther pant you rant. eob-oln9 'ow Ili baler the Sawa( V•4114 Protector, An CS A) • If Me finrcid cacao', on the top 1.n cite Iron of thw stienere a ant IBS hiring SVW44. (WS MANI Sows urea your X<Oull at then° trokw by arramanent •vih the rckird 0414.1 en We •444141 youload Illo re(444441 Af4M)41 obened rho non n Om case. sou finds and inudes se located a UBS FnanculSer.kn and rot Me naoda<ig brcta, ad ycw iron mike a wpm of sy ma a onbston to both f erns • At dwabed n de 4=44 aremenIA you ma! coley us of any corn or baba ereolorm dwelt ref Lected en sou selha 30 days rot n real Mikda inid•avAL*4 • Mow dean Gaon*, 4411441. a /Wail to the fern% Clem Intent Department at 201.752 • 16S9 tol/ree a B00.35.9I03. IIIMA.0 to 600 P PA IT Mandy though Frilly, a in warmer te5 ;IWO .1Strecti 1c.. Cl4r1 IttteMorti Department. PO. Bo. 766 Iron Cly. In 07087. • Al stiements shall be deemed cornalete .art atone it not *bettedto n wring Whin 60 days • fa TT' wince,. Cal illa412.098Sot from °Aside the U 0412171.357.149S • h (Me 01 MOM a 0.141011 imA an eIntra Ink trier (DM tall parent a WS not detail cad oansxtin.. cal 804762.1000. or womb UBS f na-mal Sweet Ic.. ICOO Harbor lithel, 620 flop. Washita . ter, NI 07084 Ann RMNBSA Seven Cita mile as soon as SCO can. i1 you Met sou statement a retept 5 mong or f you need more Samson abate a tinter a+ tie gantry a meg The Fern or Cad bluets arolcale)rnatt Mr Morn nano IS.. than CO days after de Cm car yea to Ira °inn on *rich the Ma or Problem *Pend - Prone. yxr name rd =an nun. (it any) - Damn the error or the wander sco and ware *out and avian notary as you cab win far blew nit retro a why you reed more eionnalen. - 'made the dollar arnabnt of to expected error. The Fenn Card barawil nvestore your enplane and oil correct try error penµly Foe raped areas mohng LCISVaaockbo erd unactom.l we tie crone thy. 10 haw day; to da tn, we wend( yore atcown fee the anent you the* le n mot. so Mei yeti vol 14A1 the ute of tenon., dun-grain , n ties x610 complete ow enaction nen make all chicks payable to Me rem or the faincial inswaicn edcated an tie from d to nano In add/ionto agar aCCOunt foes accounts may be plant to manienrce fees. throat fa late payment be securt es purchases and charges Ice u-pakl anions n ash aeons Account thr are roanstand tootle( memoirs rnay be suttee,* a wryly 44 Svnwp °bibles CBS often options fa wen n, cash Winn b bark deposit accorm at ncn-rlioted bats ardaHilated tares and money Mann Maui lints (Money ruts). Doan accont at LOS Bari( LISA and nr.iblreed bards priming n the LICK PDC:mend D Program at• PDC-nosed n accordance wehr iC rule: Pot owe riomnbon. please mat wow tabby.. 04fOle (040011 MUSS AG 5144404 &arch ad tors of Nasty knit re not ivied by no FOC Bane dtposits are not Prolt(44 by WC Morey rud *inn re protected by SIPC Sc. "WS Financial Since Saari Prolectai below upon spew...a barna n te brit alum may be wthdran. and than of a Navy !aril may be liaadnpd at the vowed, returned to sou cow SHWA., awful Fist.. ilfcmaton **be mailable sweep options. nitaino < untie Intern rues rd o abatable al www tin ocensweepyielts. Ran yoke Frwn<ul Mesa a by <atm BCO 767.1000 IMP nontiol Serena account protection The Fern 6 a member of the Scones nada Prottctcn Corporation (SVC). *Nth VOICIS ifturenn customers of as marten rap 1500.000 (nduko 1254000 fa clam for car) tealanatory brochure nobble yxn ma", a a www sic or9 The SIPC net CfmlwA0n grin aapay to if *carts that you hold n a prikular browny The rem together at calm *fins, has aschned supplemental cosine* The manor thepayable to all Mane clams. coletintb under the potation 4 1500 m11(041 at of Ceterter 10. 2016 Fenb 10 11w poloo 44(11 nen AM Ant4441. teasel It,. n, funtof W01.14d ke bp to SI 9 miler in the aggregate for pc, nor's hake n a probate (101C et A hal copy ddw poly wading is nobble boon mount Weber the SIC prawhon roe the ttambrnereal PC41401 MA/ la • Caftan 'name, atom enraged by find molded et )010 140411 Mal tut tad away ROM f Areal $(4•44 Foe email< trial t)mtvexewooto4, ncLdro yob* routes. and Osborn a mutat Ards regiutreel mho nen of the non holder on the tcces of Me our a trier nee), • imestment carts a nwsinent nlereSto (a 9. tinted pannenhps rd prate placements) that re not rog =wed unite the Stciedn Act of 1931. • Comnocites <octant W q, firegnathargo and pecan metal caliaolst ncludeo knees antral ad GrA.M4t7 OVAIMcomrans. and • Depose accounts Brno <talkies of depose) at CBS Bark LISA. UBS AG U S bayed and bras n to KIK Ivied Daman Proarn The SIPC protectors and MexppknamaI pronto" do net apply to these nett Men if they craws< appear onyx.' tar tenants The SIPC protection and the supplemental prot«tion donor protect agarot changes ei the market meat of bar nestrneres (whether as a mu, of market movement. wen barkngya othavniel Dividend Roinvesonen Program DNA The price **I'S a an enrage era. you may obtan the aloe, ace Iran aos Inrc,NAdsisCe Only 4641 *wet ate outhamdunde DRIP. paid Owe, mil be sold Jedthecash WI be &pouted n your acco-nt The dredged renniment tree upped by the mut, ma dil•or Ran the make PM* 31 .Yoh 1141 Waal Ohm's re SOW Cads-amain 01/ whole ern may be held in you ware d your 10141(4 101 parbaltal as a vestal of a &Mend pawner or ~roe. the In ill ether sell whet unti al melee arca a accept IA SWUM determinedby a rebeAnd csonma perky. ardveda 104.• 140(al Inannant objectives The rennet *beams zed nsk bred Ve are Palk to ear account and may vary hence you xabeet Pen ante thermprorm wring lbr n wng dsty 011f1a• change 4 pt.-flared cashewa frailm41 Objechwo Farah account Mkt you dome ore of Mr Minna imminent <Own • fad Current Income trentmeras wenn the generic. of name air • Arbon CopearAorAwatbo yhminwits mane growth of amp., fade( ten the geniis", of nom • P•rnoop Combnitco of worn. oot CA:44 Apprecasnon lerrestmorns seamy bah the generation of •-ccme and trorAh of principal Ovwell risk ;Silo • Coto* acres. Seem to monan 11411411. km Mk ad ,chilly to the man °mat men if to men the none does not generate bonnier* 'went or towns rid may net (WO Pre +a.. • Modern Wing to accept tan me 10 ponce:rat ard tolerate scme valtley fa sea h•te rant • Anwat to attoW NO "I` 1° fnrcIF.I ad Pio totality ro wet horn/en ma tent • fraltnt•r-tfAgotty ConodwAran t+Ioctod, a paten or tho patio* for tat wont nuy Mode earplA. 11111•goa, 141,10A 14udny and Text' wain! Statement Imuseholdear We may ansobtlalt oil feteA0 account itaWorts with the (one >Sten in the same ernelme. e because they ham owenn oho abe manten pm account /alio...hew Mbother clans al the 5444 /Oen 11 >01 prefer to reetwe and ideal statements marled n apart. enwarapoi, you troy akin hooter:king by oaten you inroalAdnice Friendly ocean name Rte Friendly 4(04011 NOM a a<uifnda8a •nekrarre • chow, by you to assa you wit+ you recordkeepro t 1w3 ro legal efle0 on row JaCtrit. is not mond to lento any st. raw. W0414 ,40frimatto140. mertmentcbjectne a eel pub* asoccuted wit WV Ma %. and o not a promo a tarriee that wrath or any Inner mutt aria well be af d. At 44151Maa 4(41,0 teed of lab rebang to na of loss of the attic enslave* You <an dung. Dew handy roan mows Omar OrtIne Seances or by failadeg Ate Frtirx ol Admix Mean overview • Vat* Ono ecconerpardotio Net ol asset ad • Asters Preludes mate* <Oh biros. vales fa astrined stoma, knead Gobi Ten Dean; vreind mires to market. and (Mao 06411 not held by Ow ;cm Dots nol netacle wined seasibeinsets at the end a dm poor and one pattern *nods. a wag nennwert anted dock room and +wagon,. nod *phone • tabass 141.414 cittn Dairen. atoning nmegn loam. <real Int, that roan bins • Casfemoney Warn: Total ol unmoved amiable cash tAlan:14, OA &poor toLmtet al all Nod and nom* toted barin. ad moray market mead art sweep batmen. at the axed the twat prod Nall Grown, heeded. balances n your 144.01 Se net seat acted from other Dines ad the rem nay toe eby d thew le(, n Nr adnry care ol tt barn Thew first an payable sewn your demrd. Dm total rs nclaitchn The owlet prod ekes, oboe Leans inferrneteen Fa dared ablormabon on thyme" loran; prances ad &clown refer to yas Clem Ratatecenhp Ageetnent a A4041Aoreeemi ard te Ginn, Term and Corti:tons UBS katernent of Credit Pranks entitle nAreem•nt and C•Cx busts a low* n4 emlia • es ref ,lo• SDNYGM_00324947 EFTA_00197722 EFTA01306988 Important information about cour statement (COntinued) War sta Vors agenten neme, scones ad atter nuts held n Me non at the ani of IN 'leeman, po-cd yin myrd toedeharya fuly pad tantes t gry tree Yen ni* Wen. Wittnie4 uwe] at ban toegooi nar palen end bint* dat ontleen Ary new, i el aandeed »arfirn dog the statement pen:d are leed at ~at valer Oilhe end of the statement pentd • Goot baraio. deze/mono re tost ba» OF IN wo.nles Melddrd ss ten anemel, *here evicred weloha nurrte LeS Francol Sem« hal telad rdormatan Mand hom towon caher INn LeS f nood Seance', rolodrg mannatonben ~thee Irma Mae you mag havo Øselad to yotr tiost« Moor NI arm does not nd•paniody verdy er teeK w acy widty od kny doratáton Øy ~ces other Uur' La Finaal Stavsei. addeert akh000h LeS Fris< al Services genera wiedes Ow ~meen as el o mened de Tem does rot pande any reegoet .hat tee dommaa inice 'Coat Nse a-d • Urnalced garlloss' accurate at ot M Meed els statemare <uch. poredo not rayon tangooio malie ~weer salt deciscns, le tre pnows a othentnet A«oantt aardend tot* hm mal feltt %w al donut« , only lor te perod of line bryst reb at re Fien Mee hetoncal recenron can be ad:ledbar >cue rennol Ader.01 • Unrealired paindlossas teen datais awlable, eseennd inediedgemnosses n olcubeedfd nimetut lecteey han the anno., data for n:bedot bes myg ~non Mint ccernissions dorge ander tiny worganaxion wem Omleid and olher rerw~ lors ani sntemit ~duw bb n erts Ørred to diaLy ons aredagad lot Th. Teade date' <Øn patentt tee aqW Irawarlon rade date • ealtable muffin Boards anamlned dak Mat IN ^weg ah lor earYtederrthon wal be '<Smeed ~Mg by lot trom mono dl none' d dut mus bed n oer name or n nomen« name lot ar doe«, Cal kan ~tonus °bind tremel-red pain ed es rong, rs nol yaranteed °Ps <dl %arts nor ton wen:hcola affect velt ~plee Mormartn wel to rionted koon «gum • Intatraluo Peg., elqatayed lor searist adels« pendant maa te hpriir or boer dun die we that would waag,. non? n IN makel Pren deaned hom varovs eed Party ~(es *bah ne bete., to be retable. taft we do nol ~arme Oer smaad. - Wt genen* we te <heng pek* ween ~tabla or IN men ot the bel and ot linten la bied 5~444 and opeen, ce crdy bd wees k« OTC wardot - Lee adralr traded wan« nuy be pnced verg a vals ton eentil « thema, neem price we ettaned edsvy nat nakan actual makst pige eva»? - <aften posilkes mar speer ~out a pikt and wilshow as 'pct wand salade' d we oe knotste toch». t race lor i 3eisney- - OtOO:ti w KOSnien deriOninded in arrecCen Othec !han U.S. dokt; werelleed at the ~hang* rate ord tas stramien date - Por clan 'Kweel frodno ee nontwtormna demoroens, pree aM cantey duce «be) may Hor been zjusted to *rurale peper ralualen. To Mao porem quota'," when nota*. waad res Fnaiml A&toe • Potage investmenta and Iemand ~Ouds. Private ~wei setinbes (rclOrg deed Witpen Mora" and waf mirt nonharer* inal watt) ni gryaredtroiati ae asway highy Baai Cri n a uc ode huw not been maand web the Senaten and Technoe Commotie. a udte ay tule ~nes ben We ecode *slaand via" tor padie radetnitnt sectnes ard ~Leed pacelacts nlormmenot yupart rek LUI/WI 4 no gwaránteed - These wants,* OOI« stbstint" kan raget d any, awtch a prent rentment Sent Or «indut& prOdad mal btboata ce gddo not natoste reet-sera the vals avo mw rearve uPon Soudanion. - lhed party temet, of Ma re af el *colon d» and re »pol«, lo UBSTnnot Snoes en a mala base by n rdependent 'Marion firn - kauw. ~ai palmt cr »amor earnoud reu«. d ry, af* swøidtata Fnnbythe munt waal panne' or spon», and may be oblated hasedo «krt« Manna' km Nl rad byted nalees to dien, thee tswnsted 'wan - reu cm clean adStinal nformabanregordrd dor ...thi~ wed to dement the eenste cl vel.* ard the Me ot te nicernatinthat n the buis sa the anneoby <ende» ras Frahcal Acbcor - med party esimaled vakes rrwy be mixed as 'Na pased' In ~al InuatOrt Ween al .deordre Maan lam toi rot n:0d or knakte to esspn vair eken we bncene dal a maleMd toet hus storred hat ~odia ~V ~led war men eueston, ce .hen a vane toelel be Nina speculatie dat to tnt rare of tlw money - Manast an lur, genard patina oe cproce Moraled aas tor a tedany .etnid rag rt prmekd th* vale of dor soony wil be delen frons at peacNse pree - 'Omreed ons to date* mag «kade reilen ol opaal, norne ce both ▪ 'Ordeui unk We' nynot dor nial daarin pakt ps usa and myrte rellen Sots «ni base - DOP and Wreed KIT meutes re ne Inladen a nstienol "enen ~om and re omnaai dics.rd and eend ten; cas be soli, the pme restwed mar be les ~to pee share teint«, ral.* promo«, n Me accu« natarwe • Raerided ~ida Peanned <wam "way renet arren digeble lor petac sak. LEIS Frincul Sexes won the mave ome ol tra urcesirtled stock cd th. sant moet as an nyred rata. lor ne resi sled slcd. harp«Øn cl ffidstetementoody. To de enere t ie mini led sen/des se eiginki Ni lelt, the vake ree-NSmag be ii-bSiernidly kof No te inputed vale Pon" • kl (estanartai) inmat. went yieleb endemie. An temde ot nut mem is badm torent dinitml ani neemt ras. *ming IN staren ral be heb la one yta kom eten« date ee uni" tnat,tcy IN, «ma» o enk, a gudalne accwxy ni «4,1~ momg n not guaranefed Estrneed maal none and turnen, waad lor ~ante» , Of ~ton <cad melde aren" of Preccol ce opaal gare n whitin Me die ell inca/wand twen, Welcb ~Idee opinie& - Eenwted toal none ard turml yeld and Ine idool Ocome and Wed mrt, be bote ee heter eNn estensted amore - An omsla» ol a-rwated ',coma (dvdord ~or interest) dØ by ten tun meeat vals lawene balen e~ neen last dodend ce maast parsent made by the no.or and ~rein w.c,.« br/drost' wil be ned ta ore >es kan te st dement dec uned mal". Atoracy ormeed rekt se not daranieed • Aula not hyld by VIS Finadel Sens. Celen mets" ey,hebbyPe Enands Manave 1war:potenten or ~nat These meettra &play«, on wur slate~ lor domstast pØ urly Poiront and vake< promod se prordtdby tho mum; bms nes ~ui Snees not nnprntde Ia ins ~maten a-ddoesne ?naante ti nurey lbew amts, aw rol proreded byWC or IN Faas tw:pabwentst SIC ~rage • Retave 'haring andSa:aal compeneatioft - al *Mijn to coma's." as salts and t .7b. I len mened ncc/med.:n wel, Ihe clnerbuton oe ~Lol fundsto~ <Irenes we anale ou stadige reen« mens dong parne Iran ctstrawbes arde zinnia tb> mavel hak ral we vol These mam are tand <n toro Went orrperiner te non of saki by UBS d a prteolar nugal lund fata), toar <tent% and list IM aksel rat» of a >snode ~kul lsd trijs stores tale al fr firm - We ad ar penuk also recew ne, werd.ig and ands procentg ten in consderafien for transfer neen snees Por ta fresia* to the mede handt Peso boes genet" n pad from ~nee ett tem beid and we a hoktdolly urman bured nMeniet« of scant at to breor-deake holding nuol linde ol tbr 1vd lam ty - In eldtOn te onrnissonsrecened n marchen wie Pt sale ee ~beien ot ~kv connds ad int ~meel MAR int lo <Ier" we ordt. ca Wauw retenties!~ ',Win; ~maal bom ~vol the ovne ~pref tudel anng th* rnuity «mem reins d tha norm«. torrpdnos a 'pØ of the tor Il0~44 triest wedettate - h addeiri to (ternwitanSrettMd trens the ardww and tab d Niwneures fint. we ander dr afnav wo+w ar aswt.based rt~ shorin, >samen, kom NedShires deriaulort as wed as londrio (or ledinany dodinineni. Ware» ad *dook:n - 0.• Mikten the rere we traden comnswen ad otter oreperenn trem MOMfint and men. ~naartoe etene geodeet ugen destais - Wi. warm conyamato-dreenU3S USA. LeS AG Suirdoed &inch a-do:n.04.nd brks oue cash emxporoya-ns the ~sr on mal be a ~kW per scan fa cr mw ta• a amant/dec/ koog* day &goot balans Acenity adonnalion morde» ornmeecen and ah« tvsot. ~led n <Ome« Kei mei Ine enslatOn 01 bat, ""."9 goten várcactons hat been ndudtd en Cenherroleini prenany 1 verdeed to We& and ell N prouded to wo pØla n naad Short plag t you annospd n short wang a tentay, yes may intet a (har dat lo <sten bermen, oost' l« tva paloalw seorkr Opwe orden tegning open or ga:d talcencekt «datodm meene renuted by °vingen.« dale, opa.' bus and set slop «den se redred br be amant ol dada.* « tres re an Oedr.aØ « tarn date unies nanarned ~wede blaast ror ae reepornbb lor cokes INt ae ~Wied due 10 >al /adie 10 treel ~ding open ceders Irian To obtan a ton ot ar om« Clan' Privacy Nekt, dam~ yow nniel Ads., er vee nl «thee ai ywm oe. romromarroose t - 1.65 FnexialSenierl è nol tbr* The RMA. Banen Sences Account BSA and OMA re breien) accounts ~h vond. Men to bed nqq «raat and prodzis Ilvan•artinotennts eens "leed bres ad meer thrdiplrty brult andpeg:n.5es accets ruince rid anely vod" moed by undideled ftedParty ener no ornparon tm* muren serey s..bsdunn of tel Fnantul5enres - ~merk ~ne. ani amuky weden - Not FeK rond • No bant gastnee Mal los* wi.* - MIA Reso.rw Ma agement kaant Business Sneces Atoom BS& leadA and nternatand hoon* Llanaement ~ne nagrond snee mads Lei Anno, Sames Inc. - VISA o a restend Vadamart wad by Vita tramrug ~e dioxinen and eted peda loenst the LEIS Vr» credit tod, nl thé UEIS Visa Ø <ad, se moed by 1,15 Sant. USA wals lerniwas Iran Voa USA N orporaltd Malser tradrns, reontred tradonseld, snee mets and regnered tarwe nurk' re of trog respect.* <omvat». ILOS Fistel Servicao Int Per 701110 SDNY_GM_00324948 EFTA (N) 197723 EFTA01306989 UBS LIFIS Financial Senices M Private Wealth Management 299 Park Avenue 26th Fluor New York NY 10171-0002 CNM]OS7070651118 VI 0 Friendly account name: Ind CashrSaving Account number. Your Meandal Advisor. SCOTT STACKMANLttE CASRIEL Phone Questions about your statement? Call your Financial Advisor ot the RMA ReSOuf«Une at 8008keln1000, - a«ount 029023525 Value of your account Resource Management Account November 2018 GHISLAINE MAXWELL on October 31 (SI on November 30 (1) Your assets 730,376 33 728,867 87 1Adt our websIte: Your liabilities 0.00 000 WNW ancorranancialsemces Items for your attention • Mpip protest yoururf from fraud and tt‘teW bank, credit card, and brokerage statements regularly. Also, gel your free crodit report afnually from wwwannuakrediereportccen Tracking the value of your account S Thousands Sources of your account growth during 2018 Vake Cl put tXCOu tit atyest end 2017 1817,574 86 6.144.7 Net deposits ad witchr aegis -SI01.35308 4,2089 Your WInt931.11t !MUM. Dmdend and interest ncorne Change in marlier value 112,64609 S000 8176 730.4 728.9 Vats of your accent on Nov 30, 2014 Maar Dec991.4 2014 Dec 2015 Dec 12016 Dec 2017 Cr 7018 Nov 2018 VAMP of your account $730,376.33 $728,867.87 Member SIPC Page 1 of 6 SDNY_GM_00324949 EFTA_00197724 EFTA01306990 *UBS Resource Management Account November 2018 Your account balance sheet Summary of your assets Value on November 30 (1) Percentage of you accost A Cash and money balances 0 03 0.00% Your current asset allocation B Cash ahematiyes 728,867 87 100.00% C Equites 003 0.00% D Fixed income 003 0.00% E Non-traditional 003 0.00% F Commoirties 003 0.00% 000 0.00% Total assets $728,867.87 100.00% B Value of your account 1728,867.87 Account name: GN StA NE MAXWELE friendly account name' ind Cash'',ming Account number. Eye on the markets index S&P S00 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2018 3-month Treasury bills' 2 30% One-month LIBOR. 2.35% Your riaaaciai Advisor: SCOTT STACK MANLYLE CASPIEL Percentage change November 2018 Tear TO da W 2.0a% 5.11% 2.00% 4.48% 411% -8.96% 0.60% -1,79% Nee 2 of 6 SDNY_GM_00324950 EFTA_00197725 EFTA01306991 SUBS Resource Management Account November 2018 Account name: GFISLAINE MAXWELL Friendly account namerInd CasleSeving Account number Change in the value of your account Cash activity summary November 201801 Year to dale Opening account value $730,376.33 $817,574.86 Wrthdrawals and fees, nci.rdinig investments transferred out -2,82608 -101,353.08 Dividend and interest income 1,317 62 12,646.09 dosing account value $728,867.87 $728,867137 Dividend and interest income earned for pucostsd InS ftSerntnt. larabley Cl Interest 3rd 000rno Income ha been doewined Iran a US to setae rig perspective Need ,con the reside rue d the 0C(Glit holder. recount type. a gnaw tew, sane imered ander defend payments wiry not be %bee to tinted hates (US) ceda Puerto Rico (PR) in<Orre Ian The client maniNy melemere is rot Intended to be used end henna be relied span for le, Pul:Oser dents should odes to the aladoIdble to nitating lomt they recent rear UBS annuals sigh a the Forms 1099 at the rand asp. toe In reportng imarnaten it is the prance dl UBS to rie ttse eoplicatie la reporting towns with the US imeni Rewrite Service so PR Treasury of panmens ass in such 10(MS acosatNy <tasty dvdens enact interest a tar twerps or isatee income Rear consul your nelsodual lac prepactr November 2018 (1) Year to date IS/ Taxable dividends 1,317 62 12,645 95 Taxable interest 0.00 0.14 Total current year $1,317.62 $12,646.09 Total dividend & interest $1,317.62 $12,646.09 Your Remold Adviser- SCOTT STACK MANLYLE CASRIEL See Meade adIelly tag tilOntnIce ant' Ramer on your Sweep Donors xi ondudtd in the openorq and closing Mantel rig are FDIC troturancesapies to dtpoott at UBS Sant USA and dl banks partuPatne9 n Ire UBS/Cif nsuced Wait Poerah n does not soy to &seises al UBS AG, Stamford Br WO SWC orate:ton osSoe: to money market :weep fund haderqs but not bar* &posits Seem:ea-cane tobrmatco toot your dewed co theist two pane: d IS:daunted Sae deists. November 2018 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Dividend and interest ',come 1,317 62 12,646 09 Prcceeds from nvestment transactions 2,826.08 102,115 71 Total additions $4,143.70 $114,761.80 Subtractions Other funds debited -2,82608 -101,35308 Funds withdrawn for investments bought -1,317.62 -13,408 72 Total subtractions -$4,143.70 -$114,761.80 Closing balances $0.00 $0.00 Your investment objectives: You have dentified the following investment otsectives for th6 account II you have gLestsons about these objecthen, disagree vnth them, or wish to change them, please contact your Enancial Advisor a Branch Manager You can find a full dee:Apter , of the alternative investment °electives in important information about your statement at the end of this document Year return objective: Current maims &capetal appreciation Veer risk profile: Primary - Moderate investment eligibility consideration • Seale 'heisted Page 3 of 6 SDNY_GM_00324951 EFTA_00197726 EFTA01306992 (*) UBS Resource Management Account November 2018 Your account instructions • Your account cost base default closing method is RIO, Kest tn. Fist Out, Account name: friendly account name- I Account number: Your eimscial Advisor: SCOTT STACK SAANLYLE CASFla Pop 4 of 6 SDNY_GM_00324952 EFTA 00197727 EFTA01306993 $UBS Resource Management Account November 2018 Your assets Account name: GFISLAPIE MAXWELL Friendly account name- Ind C ving Account number. Dom prem. rote :nil &girl castes :hewn may te amecnimole Assn:sr. gains end losses nut not be moneele reflected. See importer efoemafron 400 )Our StetemeN a the war of this dxurnert fro mere int canatiort Year Rwanda Advisor: SCOTT STACK SAANLYIE CASRIEL Cash alternatives money market funds Motey merles funds are nhther unwed ny cuaraeleed bill* teall Deposit lintairKe CCepOtbliOn or any other gcnemment agenCy IM1evtiOncl pent and InflItutonal Munk pd funds must aost I hell net Ste ,dun (NAY) per share tots nearest III can ce a cent g. SI OCCO &Demerara and regal money made fund, yell ominut lotravext at a stable SI.00 net eon vim Although malty market funds Seek 10 pester the wawa sots inwslermit re St 00 per that, It 2 p3SSOk to lose money by investing in thele funds Wel fomented .s Ihe total of al teinveded dude ndt It does not Meta any each clud)nd: Int real& lot for the curposes of 0:tenoning hcldng pan= or cost WV: IS that you receive each lime you etiMett ClUdendS te<OMt a ,coarse Id, ICI Co:, &so is the total purchase cost of the secunty, rghaing remrested dmeret Tee cos bast: may need to be aeNnted for return d captS papreret in OFC*1 to detemme the adirnm cos bans for tar NIxelve3 Deposes Purchase WO mortier limage Dice Clitm Wring re shares per snare (S) investment (Si UBS PRIME RESERVES FUND FA; j r?ri! Hi 220% Your total assets tinroalced (ta)gam Of WS It the Marrow. between the current .due and the con bags MCIwool, oenetily be your taupe gam a ton if the security vas sold on teat dace The untodind dad "'noel= mai need lo be aCluSted for return of caplet parents in order to detemoe the reared gen ce loss for tar reporting purposes Imegment revert is the mune unit mnus the errount you illMSted r does not In(lOde ihactt that ere rot reftecieci on your staterrere, includ ng shares that ham been staked as ether e gen or a IOW I MO Ct.VS not Inds:Seat diadends that were not reinvested COP POCe per Share MIS (5) on NY 30 IS) Visa on Not 30 IS/ 728£67.870 ••-This information was tria,alsble..• 10000 728867.87 Vales m bar 30(1) nercentaged Cost your acccunt bra: (S) Vniethzed grin or MSS (9 Ettrnaled arras income (SI iniestenem NOON teem IS) pen UnteSiNd nano( Iona) Cash alternatives Total • Wien; cost bmis infarnstias. • Money market hinds 728,86727 M00% 16,035.00 Snararg.a7 100.00% $16.035.00 page 5 of 6 SDNY_GM_00324953 EFTA_001 97728 EFTA01306994 SUBS Resource Management Account November 2018 Account activity this month Oat At-0AV DeSentitiOn Account name: GIESLAINE MAXWELL friendly account norm. Ind Cask Casino Account number Your Pineedai Advisor: SCOTT STACKMANLYLE CASRIEL amount ID Dividend and i stunt income Toxablednedends Nov30 Dividend U8S PRIME RESERVES FUND 1,317.62 SYMBOL UPRXX Total taxable dividends 31.317.62 Total dividend and interest income 61.317.62 Ape A(11.15 Or *pion amount DI -2,826.08 Other funds debited Nov 1 Trans(- 10 Total other funds debited 42.826.011 investment transactions lot moie intern-aim about tro once rave stony tor reStnaeCI seta rtes. See O, p0rtan7 el A) ItOiltiOil IWO your state, oaf a the sod of this tamer,. We 041*y Nov I Sold OetkitiOn OBS PRIME RESERVES FUND -0.080 SYMBOL UPRXX Frothed, (ran Funds ifIbtltrIVIII nIt .w,la Accrued Outnlity ledue ( 1.) Fria (Si trans:cum, (I) InTTSbrieniS IXncAl (I) inlereS1 (S) Nov I Sold I145 PRIME RESERVES FUND -2.1326-000 2.826 08 SYMBOL UPR>Ot Nov30 Ran women' MS PRIME RESERVES PJND DMCEND 0 620 -062 REINVESTED AT LODNAVON 11130118 DRAWL UPROC Nov30 Remestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON II/3d le SYM3OL: UPRXX Told 1,3 I 7.0E0 -1,317 00 $2226.011 4131742 End of statement fel a«ous I nurnbe ►ege 6 of 6 SDNY_GM_00324954 EFTA 00197729 EFTA01306995 Important information about your statement LOS Francis' Sewn tic. (the firma UBS 'intros' Sonnet re a meta of al prnapi tro.nty, cownocity and options nehahaes LOS rnaexial Samos and LOS Ban. USA an mind sdasciartesct LOS A6 aid if thetas of CBS 54cullies1LC Marini rhyme statement it nobble tor mount therm's neaten °floes we at LOS Instil Sleatet he. 1200 era Boulevard Weehanten h1)02COS IM Flawnwnt rerecentc the ore, atrial record of you LOS Faroe noun Gibe. recoolS. 00a *NO tit, <lawmen. tailsong canclet: shaAd rot be relied mesa F you bele* there 6 rare a Pilaw" Own retWt it enneckettlf n reitng to the Derr Wrote of ho office sen'q rats stare. Alta* at Man dawn ar• Mended lob* ac(fdalo. staleniet data tall not be used lee es rowan ray stcysen).04^4 tar lave, Pe. Form 1099. 54%. I glc.)whmn ream, Yea' tax morn Its inn is mound by law to sepal We* RS Aleut. &Week reportabbortnabb dndends and !nab* Mew tared on lettings held nyour accent. net Crtett4f 0+ sife !WOW ifet. ad COW Daft On ((Wan cowed :manes. Carmonkartiona with the Finn • nose rtocrdifin ay oaf earensicabons n witng to Astiner pfcc“I you, roans. rdb-C,M9 you Tit %wt. the Serve Os traitor Protecttal Act CS A) • II tat analod cacao', on the up kit of t+ non of MR SLIWWWI n rot IBS Fnelcia SVW44. IBS MANI Sews ranee yOur IRCOull at (Wong teaks by warn evil the rekatsd r61 AA en We Owned you Cd 11+6 reTWendnia edWn700 Olatne4thoW(ovil h ty weft. feat lade and twenties se located d UBS frontalSenn and rot the nod erg brcter, rd pa nee nuke a report of new a amnion to both Ise • As devised n the actocal wretwents, you red rolify vs of any cw; of 1,04 gaoling dwelt reflected on your statement wow. 30 days late n was makd<r nude available • Item dna arsteinef <triplet.. a •WantS to the em's Clem lelaticaCwinnent at 201.752 • ID* ce tolls 800.35.9103. PCOA.M 1o600 If Monday though Foley, a in In n3 to LOS Few( 01SerWel Pre.. Clert IttteMae Department. PO. Be. 766 Ltrion Cly. ID 07081. • Al statements shall be deemed cornalete all swore not <bodedto n wrong wahn CO days • fa TT' services. Cal lia4412.096Sot from °Aside theU 041201.357.149S • h Nye 01 '.7015 a 41151015 *WA netnews fats transfer (DMbllparent a CBS Vet debit <ad vanisher; cal NO762.1000. or vent to UBS f nareal Swots ac.. 1000 Herta OW, 6th lbw. Wernantar, NI 07086, Ann RMNBSA Sewn Cita die n soon as )0.• <an. 6 you dark pt statement a inept rs wrong or f you need more ntarnson abate a transfer cn tie ismer+ ce retept. The Fan or Cod bar fat soluble) mei Mr Morn year no Its thine° days rite to Fon cont yea eve fed amens* on *rich the erect or Problem *Pend - hood. ear nano rid scare numb. (et any) - Dna lae the woe or the transfer you a* snare *out and *vim eider/as yarer whir Yco toles n K an era a why you need inn rionnahm - treads the dollar arnawit of to weeded error. The Ann or Cod ben rail nvestore yes <emplane rd a cornea any error premptb• For aged won masa? Voaockbo cad useacto -o. me tie mane then 10 berms days to do Ita, we melded( yore accent fa Ilw swan you the* Is n mot. so thi wind tote We use of hemoney durrc te Imo n tales into complete at nmeroatran Rene make all tracks payable tote rem or lee faincial insittaien rdcatedon he Inca of Ma tatement In addition to ....web, ocean toe., accounts may be 9.bptct toman:mance fees. charger to Ire pasmern fa secure.; purchases and charges Ice ;paid ricers dash teams. AcC0nft Mr ire roansternd to other rowan nay be sahaelle a &flier Fes WS ven* Oplkew LOS often orations fa weepro cash berm to bark deposit aces rte at ronellated bats and attired tants and navy market mai lint (Money cede) Depose accosts at LOS Br* CIA and 4:n4 dyad Wits pifliqueng n the LOS r -eased Dpgn Program at• PDC-nand n accordance went( rule: For wee nomiabon, please est wow 'Stye. 04cOlt acorns MUDS AG Stroked arch ad 'hors of Nasty heck se not hand by the FOC. Barn deposits1n net protected by SIPC Monty raid ram re protected by SIPC See "LOS Inmost Services Saari Prolectai below wen yag masa bison riteban doper may bi wradram. and sham a a limey !aril may be liaadnd rd *emcee& returned to '<yap./ Wulf?, sewn FLOM ncnnaton tout tradable sweep options. nclang <untie interest reef rid yields- is nettled wow all cansweepneles. Man yoke peanut Minw a by <aim BCO 762-1040 UK financial Sagekes account protection The Fan is a member of the Sasser nada Pramcn Capceation (SSC). which protects writer customen olds worker, an to 1500.000 (rschadna 1254000 fa clams fa cash) &planetary brochure nobble sea ma", a a wow sop 09 The 51K asset bastion liras amply to if scorn tat you hold ha praxis <sonny The ran together with mien athirst has abo Pedwwd supplemental coerce The meta at. payable to all earateacleers. eolecrob under the prOtecbOn 1500 mllat at 01 tworter 10. 2016 Sabo° to Me ['ploy condi." and Irntirons. Orb et Me Ferns Ambit vast.* Ice ap to St 9 miler in the aareCei fa ail you scants held in a prickle .cansea. Aka <C•py a t, poky wading bailable WOn fteedeft. Wetter We SIC peen-Ion roe the stoplantetal VOICIOn fewly 10: • Celan Inanael nun roweled by find molded et yOre a00011 vaLel hi heti away ROM Len financial SOW., Foe enwole eaten CO inerexe yodels, neLdrs, yob* anutes. and (iOsharts of nulaal Ant regard nth, name of the soave holder on the becks of the oar a Vanier flat), • Investment railrots a rwesiment invests le 9. kneed patnenhps »I whale placements) he are not moosed under the Se:antes Act of 1931. • Connocitrot<critacit (o s. fanannahaego and we< ofs metal condaoldf. whedewliettes contracts and tammadte gator comraas; and • Depose accounts Incept ecetekates of deposit) al LOS Bre LISA. UBS AG U S branches and bras n It* KIK keyed Davos/ Proosn rhe SIPC wanton and the appetmenial pronto" do net *pat to these asseh err if they ahem< afaanif onyx.' sidenienk. The SIPC protection and the supplemental protection eh not protect again* changes die market robe of yo ewestrneres (whether as a mu, of market movement. nue barknpoa othewital Dividend Reinvestment Program DNA The price tglin144 tan enrage tea. You may obtain the must ace IfOn yokr Imncal&chaser Only stick *WM err puthamdunde DRIP. partial 'hoes tell be sold Jedthecash WI be &pouted is your icon lye dadendraweiment woe Roofed by the issue my dine ban the market (We as shah to palm. 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