fita UBS UBS Financial Services eK
fita UBS UBS Financial Services eK
Create Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
Crw7C030SYSIS1210 x12 Yr 0
Friendly account name: Ind. CashiSaving
Account number.
Your Maancial Advisor.
SC077 STACFMANILVIE CASTS&
Rhone
Questions about your statement?
Call your Financial Advisor or the
RMA Resourctune at 8004,4k- I WO,
account 029023575
1fisitow wubs/te:
www. rincornifnanciakanKes
Items for your attention
. Help protect yourself from fraud and
renew bank, credit card, and brokerage
statements regubdy. Also, gel row Free credit report annually from
www.annualueditreport.cont Resource Management Account December 2018
Value of your account on November 30 (S) on December 31(1I
Your assets 728,867 87 699,954 77
Your liabilities 0 00 0.00
Value of your account S728.867.97
Tracking the value of your account
I Thousands $699,954/7
4.2069
991.4 81]6 Reg 7000
DK 2014 Der i0I5 Dec 12016 Dec 3017 1a0v 3018 DK 2018
Member 510C Sources of your account growth
during 2015
Value of your exeunt
at year end 2017
Net deposits and
wthilliNSS
Your men/went return:
°indeed and
interest income
Change in
Martel viola
Value of your &cora
at Dec 31, 201e 5817,574.86
4131,662.00
$11,031.91
1000
Me9354.77
Page 1 of 8
SDNY_GM_00324939
EFTA_001977I4
EFTA01306980
SUBS Resource Management Account
December 2018
Your account balance sheet
Summary of your assets
V$ueon
December a (I) Percentage of
your aCCOLIM
A Cash and money balances 000 0.00% Your current asset allocation
B Cash alternatives 699,954.77 100.00%
C Equities GC° 0.00%
D fixed income 0.03 0.00%
E Non-traditional (103 0.00%
F Commodities 0.03 0.00%
000 0.00%
Total assets $699,954.77 100.00% B
Value of your account $699,954.77 Account none: GMSLAWE MAXWELL
friendly account manic Ind CashiSaying
Account number.
Eye on the markets
krclex
S&P 500
Russell 3000
MK I - Europe, Australia & Far East
Barclays Capital V.S. Aggregate Bond Index
Interest rates on December 31.2018
3-month Treasury billy 2 42%
One-month LIBOR. 2.50% Your Pleenclei Advisor:
SCOTT STACKMMILTIE CASK!.
Percentage Change
Watt* 2018 Year to date
-9.03% -438%
-9.31% -5.24%
-483% -13.36%
1.84% 0.01%
Per 2 of 8
SDNY_GM_00324940
EFIA_0019771.5
EFTA01306981
*UBS Resource Management Account
December 2018
Change in the value of your account
Opening account value
Withdrawals and fees,
nck4cling investments transferred
out
Dividend and interest nome
dosing account value Account name: GHSLAINE MAXWELL
Friendly account name-Ind CashlSaving
Account number.
December 2018 (SI Year to date (S)
$728,867.87 $817,574.86
-30,29892 -131,652.00
1,385 82 14,031.91
$699,954.77 $690,954.77
Dividend and interest income earned
rot pup:Psof MS SIZreentnt. l(Kablay Cl Inkiest ard Packna Income Ind Pen owerinneo non a Ug
tai lei:bang perspective Based boon the residence or the account hodet. account tae. a DØ We.
MOW intern, anda civOnd parnents mat nol be %tacit lo Ursted Slats (US) anda Porno Rico (PR)
intone ISIS The (lien( moniNy sidemen is rd Intended to be used aid cannot be rend Liam lot lac
panne; clefts shouna mkt to the ~kale is treating twins they te<eht fan UBS snusdy. sigh as
the Form 1099 at the rana no, tot tar repotting inhumane n is the reduce ot un to rii the
«lipase la ceponob fornt with the us internal Rennie Seat ad PR 'reason otpanmene Isd In
such lams actuate), tidily Orders anda interne as lar tamp ot twat& inane. Heave consul yam
nchedual lac prepater
December 2018(i) Year to date (i)
Taxable dividends 1,385 82 14,031 77
Taxable interest 0.00 0.14
Total current year $1,365.82 $14,031.91
Total dividend & internt $1,385.82 $14,031.91 Cash activity summary Your Adana/ Advisor:
SCOTT STACK MAN/LYLE CASRIEL
Su Arrow)? at' Nary Su; ~Ink< Mats 11.1arrn tr. your Sweep Opaorg are naiad in the cpenn; and
diming balances vat* FDIC inturanco drain to &pawl at UBS Bank USA 3,0 dl banks partcpabrq n the
UBS FDIC Mated Deposit nogram. n does na soy 10 ckposis al ties AG. Surnloid Branch SIFC
et Set« andies to money muset swap fund eadinat but ra bank deposits See hopertane inbeinarn
&boy: your :Item.« r theist Mo Pflet d the Odorant Far Ws".
December 2018111 Year to date (1)
Opening balances $0.00 $0.00
Additions
Dividend and interest nome 1,385 82 14,031 91
Proceeds from investment transactions 30,298.92 132,414 63
Total additions $31,684.74 $146,446.54
Subtract;ons
Annual fee -15000 -15000
Other funds debited -30,148.92 -131,502 00
Funds withdrawn for investments
[pour -1,385.82 -14,79454
Total subtractions -$31,684.74 -$146,446.54
dosing balances $0.00 $0.00
Your investment objectives:
You have identified the following investment ~lives for this a«ount. il you have questions
about thee obiectwes.diSo0ree with them, or we5h to change them. please tonatt your
financial Achisor or Branch Manager You Can find a full descript« of the alternative
investment opectinns in Important triformaton about your statement at the end of this
document
Year retard objective:
Current income &captal appreciation
Year risk profile:
Finmagy ~paw
investment eligibility osnsideration - reuse selected
page 3 of 'a
SDNY_GM_00324941
EFTA_G0197716
EFTA01306982
SUBS Resource Management Account
December 2018
Your account instructions
• Your account cost base default close° method is FIFO, First In, reel Out. Account name: GICSLAINE MAXWELL
friendly account nano:Ind:Ca*Sarina
Account number. Your Nnaodd Advisor:
SCOTT STACK MANI.VLE CASPIEL
Pogo 4 of 8
SDNY_GM_00324942
EFTA_00197717
EFTA01306983
UBS Resource Management Account
December 2018
Your assets Account name: GHSLANE MAXWELL
Friendly account name: Ind CasNSorn
Account number.
Sane prodS, «Ode Td «aren waves shown may be ~Smolt As a 'tel. Ord and IOSSet m>I nol
be astintel/ reflected See vs portent odometer afoot >our SS etemen a the end of 1h, Zoomed to,
Iwo intern-omen Veer Fsandd Advisor:
SCOTT STACK MAATLYIECASRIEL
Cash alternatives
Money market funds
mom, Mattered, a e neither domed ros guaranteedCy the Perky, Deposit Insurance Ceram:Mon or any other gcnemment agency institutional pene and Imtn done munk pd funds mud floe I hell net van se urn (NMI
yet share tome neared In COW dared Og, SI COCO Gangrened aid stuf money matbet funds eel continue lo 'Grosz? a a omit SI 03 net met value Naput) money market funds Seek to preserve tn. rand dour
investrnent al 11,03 per 'byes d 2 p:155424 lobs. money by 'nesting on these funds
tutu to:dwarfed n de lot.1 d ál tanned dude Ms n does rod rectude any czh duce lids n It rot a ter
lot to the purposes d onernuang Irking weds or coo bast the that*: )Cu receive each ter* du
tamest claidends Meant a Separate tax Id.
Cos, boom is the tole purcnze rosi of the :cooky, Wruclno tame:led chelen2 The cod ben may
need to be ere cited ter who, et cite pern-eres in orcki to &terrine the Mimedrod bps lot tea
lean r9 Dawes
furchaSe PW«
barber Average Pare CIIem
hicrldno C4 Sheer per Mare (Si
U8S PRIME RESERVES
FUND
ya, tx,3no Xrinerri y-Xl I33%
Your total assets unmated (tar) pm or ba it the Steam/ between IM current rem and the cod baud ad~
gerety be your tootle genre loss if the ,curdy was add on that eat. The unripened Oar) gan orient may
need ID be advsted fOr return Of Galt payment in order to den mine tne reared San or loss for tar
tepOR149CorPOSes
reneged« mum is the omen( value mad ire wool do Amsted I Om not Maude Maces INA ate not
renedeo on your statedere, includ ng shares that nave been naked as ether a Gen a a loss r aso der
not induce cash andends mat Aere not reinvested
CM Filet per Shad
bads (1) on Dec 31 IS) Value On Untedded
De< 3t () con odor 0)
699254 770 • • <flus uniorrnation was unavailable- • 10000 699,954 77
Vice on Dec 31 (5) Percentage d Cost
your zczmi boos (L) hemmed
snare regain, (SI investment /MOM
let Uffi IS) PenC0
adeeded
Ian or loss IS)
Crab alternatives
Total
• Miring cost bads inloonsticn. • Money market funds 195,054.77 100.00% 15,30980
$699,954.77 100.00% $16,309.00
Pyle 5 of 8
SDNY_GM_00324943
EFTA_0O197718
EFTA01306984
*UBS Resource Management Account
December 2018
Account activity this month Account name: 3.1 No rlf rico. idELL
Friendly account name: Ind:
Account number. Your Bigeadel Adviser:
SCOTT STACK MAJILYLE CASRIEL
Dee A(Ihfiy DeSciipirOn AmOunt IS)
Dividend and i flutist income
Tasoble drudereis Dec 12 SI Cap Gain U8S PRIME RESERVES FUND 0.03
SYMBOL UPRXX
Dec 31 Dedene U85 PRIME RESERVES FUND I 385 79
SYMBOL UPRXX
Total taxable dividends 81.38542
Total dividend and interest income 61,39542
Des Atlikl").
Ce< 6 Fee Charge ANNUAL FEE CHARGE .15000
Total anneal fees 4150.00 Deicaption limounl If)
eon
Other funds debited (jet Actbity PriCipbon
Dec 3 Transfer TO
Dec3 Transfer TO 16,00000
Total other fends debited 430.148.92 Arnounl
.14.14892
Investment transactions
for roe atco fie pocanin :harm fa restrrctedwcuntes. see vivorrant nlorrearon thota
Your strtenotro a file entioll tros OCKtinent
Dee eCteety 0...copilot, Disunity vaue(a) price (S) PIMP.% from
Investment
mimeo:end/ ivies
%firearm la At< lue0
in*firrengs Vught (5) onlertSI (5)
Dec3 Sdd IRS PRIME RESERVES FUND
SYMBOL VPRXX .0.920
Dec 3 Sad V135 PRIME RESERVES FUND
SYIV1301.. tRF00( -14.148900 14.14892
Dec3 Sold 185 PRIME RESERVES FUND
SYMBOL VPRXX 46,0:0000 16,00000
Dec 7 Sold 1..185 PRIME RESERVES FUND
SYMBOL UPRXX .150.000 150 00
Dec 12 Rerhestment IRS PRIME RESERVES FUND SHORT TERM
CAPITAL GAIN AT 100 NAV ON 12i 12i 18
SYMBOL 1.1PRXX aceo -003
continued (00Xt pd90
Page 6 of 8
SDNY_GM_00324944
EFFA_00197719
EFTA01306985
Resource Management Account
Decent.- :11 I z'
Account activity this month «Qobnueen
Investment transactions (continued) Account name: GFISLAISE MAXWELL
Friendly account narrw Ind C Sennp
Account number.
Cat tialAty Ott(Iption Outelifty
Dec31 Rein i.estment IRS PRIME RESERVES FUND DIVIDEND
REINVESTED AT I 00 NAV ON 1213 R18
SYMBOL. VPF00( 0.790
Dec31 Renkestrnent 1113S PRIME RESERVES FUND DIvIDEND
REINVESTED AT I.00 NAV ON 1b31118
SYM301.. VPRXX 1.385 000
Total Year Miranda/ Advisor:
SCOTT STACK Mak/LYLE CASRIEL
Pantos Iran Funds
Investment eatficrann tcr Pa mICI
+Mut(%) PRO (1) oansacian (I) Arnim/MS 00411 (I) imtrel (t)
-0.79
Summary of approved payees and recurring payments
Based on your inartacticrA the folAvekg payees and recurring paysnerg: are tonmhyed 'appecved
pastes'. Asa rook Oflott may authors:, suldolicsA0 transfers ro ttesePayeta verbs* ar4 (2) you we no
bont seething indmidoal coadanotons far psymems ro these poses • lies 00
$30.297.92 -61,38522
the payee ant tooting punnet/RiotedWowdo rot include tie Payments (kaftan* fund Transfer. and
(Men Otedr ttelattIS andel., moults at vets. dyad have actbnonal pastes an:Yor reasaring dissociations
pr INA you vacate* separate conhimatkos from sae MOM.; AdASOI
To update°, °Wel any of these rannanS. piste consict your f *Ana& AaVaa,
Payee delolalat Cnburamenl
ansaunt Inelnad Type Eked Frequency Win dale
harem. Off ice of Central Ohio
FIFTH THIRD BANK vaned Federal Funds Payee co file Upon request Na
Soho House New York Inc
WELLS FARGO BANK, NA vnd Federal Rinds Payee co file Upon request Na
Y123576 vaned 'frank, Payee cn file Upon request Na
Y1236% vaned Turks/et Payee on file Won fewest red (ad wad
End elate de
Na May 15, 18
Na lan08 18
Na fan02, IS
Na Ian 18.18
Page 7 of 8
SDNY_GM_00324945
EF1'A_00197720
EFTA01306986
SUBS
Your notes
page 9 of 8
End of statement fel account numbe
SDNY_GM_00324946
EFTA_00197721
EFTA01306987
Important information about your statement
IS Faunas' Sermon H. (the firma UBS 'intros
Stoop. r a muter of al prempal uorty, canna:Sty
and oplcnseahages UBS Ennui Scans and LIBS
Bart USA r edam etociartesct UPS AG ad
ifitalm of WS Scorns U.C. the rims trawl
stainer* it nobble tor request Therein's neaten
°floes we at
BS instil Sabin ex.
1200 Barba Boulevard
Wei-warm W 07086
The narNment t•CP•i•ntc the onsy officialward of )W
tan Ennui Sweets account Ghee records. +**91
*Heel taclocurerts. onlanng coracle., clateshaid
not be relied bagn F you tale* the, 6 react a
now*. pion report it meredately n twang to the
Bergh Manson of der office twin; 'ea oxount
Ara* at town than aw mended lobe accuse&
stainer* data tail not be wed lee Lay pans ray
*Zs" )40-4,14 lOnm1( AO. Form 1099. 5498.
I etc )who ream, You to worn the inn is
reputed by taw tamp:n*1x RS Auntie dralonds.
reportabbrintwabb dnidends ind !scab* Mews
earned °flitting, held n sow anent. net crated,
a+ tie Rental bee. 114 (04 base On (eflan 44441
nuns.
Carmonkartions with the Finn
• 404.4444414 ay oral carenrcabons n wrung
tofurther pant you rant. eob-oln9 'ow Ili
baler the Sawa( V•4114 Protector, An CS A)
• If Me finrcid cacao', on the top 1.n cite Iron
of thw stienere a ant IBS hiring SVW44. (WS
MANI Sows urea your X<Oull at then°
trokw by arramanent •vih the rckird 0414.1 en
We •444141 youload Illo re(444441 Af4M)41
obened rho non n Om case. sou finds and
inudes se located a UBS FnanculSer.kn and rot
Me naoda<ig brcta, ad ycw iron mike a wpm
of sy ma a onbston to both f erns
• At dwabed n de 4=44 aremenIA you ma!
coley us of any corn or baba ereolorm dwelt
ref Lected en sou selha 30 days rot n real
Mikda inid•avAL*4
• Mow dean Gaon*, 4411441. a /Wail to the
fern% Clem Intent Department at 201.752 • 16S9
tol/ree a B00.35.9I03. IIIMA.0 to 600 P PA
IT Mandy though Frilly, a in warmer te5
;IWO .1Strecti 1c.. Cl4r1 IttteMorti Department.
PO. Bo. 766 Iron Cly. In 07087.
• Al stiements shall be deemed cornalete .art atone
it not *bettedto n wring Whin 60 days
• fa TT' wince,. Cal illa412.098Sot from °Aside
the U 0412171.357.149S
• h (Me 01 MOM a 0.141011 imA an eIntra
Ink trier (DM tall parent a WS not detail
cad oansxtin.. cal 804762.1000. or womb UBS
f na-mal Sweet Ic.. ICOO Harbor lithel, 620 flop.
Washita . ter, NI 07084 Ann RMNBSA Seven
Cita mile as soon as SCO can. i1 you Met sou
statement a retept 5 mong or f you need more
Samson abate a tinter a+ tie gantry a
meg The Fern or Cad bluets arolcale)rnatt Mr Morn nano IS.. than CO days after de Cm
car yea to Ira °inn on *rich the Ma or
Problem *Pend
- Prone. yxr name rd =an nun. (it any)
- Damn the error or the wander sco and ware
*out and avian notary as you cab win far
blew nit retro a why you reed more
eionnalen.
- 'made the dollar arnabnt of to expected error.
The Fenn Card barawil nvestore your enplane
and oil correct try error penµly Foe raped areas
mohng LCISVaaockbo erd unactom.l we tie
crone thy. 10 haw day; to da tn, we wend(
yore atcown fee the anent you the* le n mot. so Mei
yeti vol 14A1 the ute of tenon., dun-grain , n
ties x610 complete ow enaction
nen make all chicks payable to Me rem or the
faincial inswaicn edcated an tie from d to
nano In add/ionto agar aCCOunt foes accounts
may be plant to manienrce fees. throat fa late
payment be securt es purchases and charges Ice u-pakl
anions n ash aeons Account thr are roanstand
tootle( memoirs rnay be suttee,* a wryly 44
Svnwp °bibles
CBS often options fa wen n, cash Winn b bark
deposit accorm at ncn-rlioted bats ardaHilated
tares and money Mann Maui lints (Money ruts).
Doan accont at LOS Bari( LISA and nr.iblreed
bards priming n the LICK PDC:mend D
Program at• PDC-nosed n accordance wehr iC rule:
Pot owe riomnbon. please mat wow tabby.. 04fOle
(040011 MUSS AG 5144404 &arch ad tors of
Nasty knit re not ivied by no FOC
Bane dtposits are not Prolt(44 by WC Morey rud
*inn re protected by SIPC Sc. "WS Financial Since
Saari Prolectai below
upon spew...a barna n te brit alum may be
wthdran. and than of a Navy !aril may be
liaadnpd at the vowed, returned to sou cow
SHWA., awful
Fist.. ilfcmaton **be mailable sweep options.
nitaino < untie Intern rues rd o abatable al
www tin ocensweepyielts. Ran yoke Frwn<ul Mesa
a by <atm BCO 767.1000
IMP nontiol Serena account protection
The Fern 6 a member of the Scones nada Prottctcn
Corporation (SVC). *Nth VOICIS ifturenn customers
of as marten rap 1500.000 (nduko 1254000 fa
clam for car) tealanatory brochure nobble yxn
ma", a a www sic or9 The SIPC net CfmlwA0n
grin aapay to if *carts that you hold n a prikular
browny
The rem together at calm *fins, has
aschned supplemental cosine* The manor
thepayable to all Mane clams. coletintb under
the potation 4 1500 m11(041 at of Ceterter 10. 2016
Fenb 10 11w poloo 44(11 nen AM Ant4441. teasel It,.
n, funtof W01.14d ke bp to SI 9 miler in the
aggregate for pc, nor's hake n a probate (101C et A hal copy ddw poly wading is nobble
boon mount
Weber the SIC prawhon roe the ttambrnereal
PC41401 MA/ la
• Caftan 'name, atom enraged by find molded et
)010 140411 Mal tut tad away ROM f Areal
$(4•44 Foe email< trial t)mtvexewooto4,
ncLdro yob* routes. and Osborn a mutat
Ards regiutreel mho nen of the non holder on
the tcces of Me our a trier nee),
• imestment carts a nwsinent nlereSto (a 9.
tinted pannenhps rd prate placements) that re
not rog =wed unite the Stciedn Act of 1931.
• Comnocites <octant W q, firegnathargo and
pecan metal caliaolst ncludeo knees antral
ad GrA.M4t7 OVAIMcomrans. and
• Depose accounts Brno <talkies of depose) at CBS
Bark LISA. UBS AG U S bayed and bras n to
KIK Ivied Daman Proarn
The SIPC protectors and MexppknamaI pronto" do
net apply to these nett Men if they craws< appear
onyx.' tar tenants The SIPC protection and the
supplemental prot«tion donor protect agarot changes
ei the market meat of bar nestrneres (whether as a
mu, of market movement. wen barkngya
othavniel
Dividend Roinvesonen Program DNA
The price **I'S a an enrage era. you may obtan
the aloe, ace Iran aos Inrc,NAdsisCe Only 4641
*wet ate outhamdunde DRIP. paid Owe, mil be
sold Jedthecash WI be &pouted n your acco-nt The
dredged renniment tree upped by the mut, ma
dil•or Ran the make PM* 31 .Yoh 1141 Waal Ohm's
re SOW
Cads-amain
01/ whole ern may be held in you ware d your
10141(4 101 parbaltal as a vestal of a &Mend pawner
or ~roe. the In ill ether sell whet unti al
melee arca a accept IA SWUM determinedby a
rebeAnd csonma perky. ardveda 104.• 140(al
Inannant objectives
The rennet *beams zed nsk bred Ve are Palk to
ear account and may vary hence you xabeet
Pen ante thermprorm wring lbr n wng dsty
011f1a• change 4 pt.-flared cashewa
frailm41 Objechwo Farah account Mkt you
dome ore of Mr Minna imminent <Own
• fad Current Income trentmeras wenn the
generic. of name air
• Arbon CopearAorAwatbo yhminwits mane
growth of amp., fade( ten the geniis", of
nom
• P•rnoop Combnitco of worn. oot CA:44
Apprecasnon lerrestmorns seamy bah the generation
of •-ccme and trorAh of principal
Ovwell risk ;Silo
• Coto* acres. Seem to monan 11411411.
km Mk ad ,chilly to the man °mat men if
to men the none does not generate bonnier* 'went or towns rid may net (WO Pre +a..
• Modern Wing to accept tan me 10 ponce:rat ard
tolerate scme valtley fa sea h•te rant
• Anwat to attoW NO "I` 1° fnrcIF.I ad
Pio totality ro wet horn/en ma tent
• fraltnt•r-tfAgotty ConodwAran t+Ioctod, a
paten or tho patio* for tat wont nuy Mode
earplA. 11111•goa, 141,10A 14udny and Text'
wain!
Statement Imuseholdear
We may ansobtlalt oil feteA0 account itaWorts with
the (one >Sten in the same ernelme. e because
they ham owenn oho abe manten pm account
/alio...hew Mbother clans al the 5444 /Oen 11
>01 prefer to reetwe and ideal statements marled n
apart. enwarapoi, you troy akin hooter:king by
oaten you inroalAdnice
Friendly ocean name
Rte Friendly 4(04011 NOM a a<uifnda8a •nekrarre •
chow, by you to assa you wit+ you recordkeepro t
1w3 ro legal efle0 on row JaCtrit. is not mond to
lento any st. raw. W0414 ,40frimatto140.
mertmentcbjectne a eel pub* asoccuted wit WV
Ma %. and o not a promo a tarriee that wrath
or any Inner mutt aria well be af d. At
44151Maa 4(41,0 teed of lab rebang to na of
loss of the attic enslave* You <an dung. Dew
handy roan mows Omar OrtIne Seances or by
failadeg Ate Frtirx ol Admix
Mean overview
• Vat* Ono ecconerpardotio Net ol asset ad
• Asters Preludes mate* <Oh biros. vales fa
astrined stoma, knead Gobi Ten Dean;
vreind mires to market. and (Mao 06411 not held
by Ow ;cm Dots nol netacle wined seasibeinsets
at the end a dm poor and one pattern *nods. a
wag nennwert anted dock room and
+wagon,. nod *phone
• tabass 141.414 cittn Dairen. atoning nmegn
loam. <real Int, that roan bins
• Casfemoney Warn: Total ol unmoved amiable
cash tAlan:14, OA &poor toLmtet al all Nod and
nom* toted barin. ad moray market mead art
sweep batmen. at the axed the twat prod
Nall Grown, heeded. balances n your 144.01 Se
net seat acted from other Dines ad the rem nay
toe eby d thew le(, n Nr adnry care ol tt
barn Thew first an payable sewn your demrd.
Dm total rs nclaitchn The owlet prod ekes, oboe
Leans inferrneteen
Fa dared ablormabon on thyme" loran; prances
ad &clown refer to yas Clem Ratatecenhp
Ageetnent a A4041Aoreeemi ard te Ginn,
Term and Corti:tons UBS katernent of Credit Pranks
entitle nAreem•nt and C•Cx busts
a low* n4 emlia • es ref ,lo•
SDNYGM_00324947
EFTA_00197722
EFTA01306988
Important information about cour statement (COntinued)
War sta
Vors agenten neme, scones ad atter nuts held
n Me non at the ani of IN 'leeman, po-cd yin
myrd toedeharya fuly pad tantes t gry tree
Yen ni* Wen. Wittnie4 uwe] at ban toegooi nar
palen end bint* dat ontleen Ary new, i el
aandeed »arfirn dog the statement pen:d are
leed at ~at valer Oilhe end of the statement
pentd
• Goot baraio. deze/mono re tost ba» OF IN
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vane toelel be Nina speculatie dat to tnt rare
of tlw money
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prmekd th* vale of dor soony wil be delen
frons at peacNse pree
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opaal, norne ce both
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ral.* promo«, n Me accu« natarwe
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renet arren digeble lor petac sak. LEIS Frincul
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cd th. sant moet as an nyred rata. lor ne
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de enere t ie mini led sen/des se eiginki Ni lelt,
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dinitml ani neemt ras. *ming IN staren ral
be heb la one yta kom eten« date ee uni"
tnat,tcy IN, «ma» o enk, a gudalne accwxy
ni «4,1~ momg n not guaranefed
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inca/wand twen, Welcb ~Idee opinie&
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idool Ocome and Wed mrt, be bote ee heter
eNn estensted amore
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interest) dØ by ten tun meeat
vals lawene balen e~ neen last dodend
ce maast parsent made by the no.or and
~rein w.c,.« br/drost' wil be ned ta ore
>es kan te st dement dec uned mal".
Atoracy ormeed rekt se not daranieed
• Aula not hyld by VIS Finadel Sens. Celen
mets" ey,hebbyPe Enands Manave
1war:potenten or ~nat These meettra
&play«, on wur slate~ lor domstast
pØ urly Poiront and vake< promod se
prordtdby tho mum; bms nes ~ui Snees
not nnprntde Ia ins ~maten a-ddoesne
?naante ti nurey lbew amts, aw rol proreded
byWC or IN Faas tw:pabwentst SIC ~rage
• Retave 'haring andSa:aal compeneatioft
- al *Mijn to coma's." as salts and t .7b. I len
mened ncc/med.:n wel, Ihe clnerbuton oe ~Lol
fundsto~ <Irenes we anale ou stadige reen«
mens dong parne Iran ctstrawbes arde
zinnia tb> mavel hak ral we vol These
mam are tand <n toro Went orrperiner
te non of saki by UBS d a prteolar nugal
lund fata), toar <tent% and list IM aksel rat» of a
>snode ~kul lsd trijs stores tale al fr
firm
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ands procentg ten in consderafien for transfer
neen snees Por ta fresia* to the mede handt
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tem beid and we a hoktdolly urman bured
nMeniet« of scant at to breor-deake
holding nuol linde ol tbr 1vd lam ty
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wie Pt sale ee ~beien ot ~kv connds ad
int ~meel MAR int lo <Ier" we ordt.
ca Wauw retenties!~ ',Win; ~maal
bom ~vol the ovne ~pref tudel anng
th* rnuity «mem reins d tha norm«.
torrpdnos a 'pØ of the tor Il0~44 triest
wedettate
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ardww and tab d Niwneures fint. we ander dr
afnav wo+w ar aswt.based rt~ shorin,
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londrio (or ledinany dodinineni. Ware» ad
*dook:n
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otter oreperenn trem MOMfint and men.
~naartoe etene geodeet ugen destais - Wi. warm conyamato-dreenU3S USA. LeS
AG Suirdoed &inch a-do:n.04.nd brks
oue cash emxporoya-ns the
~sr on mal be a ~kW per scan fa cr
mw ta• a amant/dec/ koog* day &goot
balans
Acenity
adonnalion morde» ornmeecen and ah« tvsot.
~led n <Ome« Kei mei Ine enslatOn 01 bat,
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Cenherroleini prenany 1 verdeed to We& and ell N
prouded to wo pØla n naad
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t you annospd n short wang a tentay, yes may
intet a (har dat lo <sten bermen, oost' l« tva
paloalw seorkr
Opwe orden
tegning open or ga:d talcencekt «datodm
meene renuted by °vingen.« dale, opa.' bus and
set slop «den se redred br be amant ol dada.*
« tres re an Oedr.aØ « tarn date unies
nanarned ~wede blaast ror ae reepornbb lor
cokes INt ae ~Wied due 10 >al /adie 10 treel
~ding open ceders
Irian
To obtan a ton ot ar om« Clan' Privacy Nekt,
dam~ yow nniel Ads., er vee nl «thee
ai ywm oe. romromarroose t
- 1.65 FnexialSenierl è nol tbr* The RMA. Banen
Sences Account BSA and OMA re breien)
accounts ~h vond. Men to bed nqq «raat and
prodzis Ilvan•artinotennts eens "leed bres
ad meer thrdiplrty brult andpeg:n.5es accets
ruince rid anely vod" moed by undideled
ftedParty ener no ornparon tm* muren
serey s..bsdunn of tel Fnantul5enres
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Lei Anno, Sames Inc.
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tramrug ~e dioxinen and eted peda
loenst the LEIS Vr» credit tod, nl thé UEIS Visa
Ø <ad, se moed by 1,15 Sant. USA wals
lerniwas Iran Voa USA N orporaltd Malser
tradrns, reontred tradonseld, snee mets and
regnered tarwe nurk' re of trog respect.*
<omvat».
ILOS Fistel Servicao Int Per 701110
SDNY_GM_00324948
EFTA (N) 197723
EFTA01306989
UBS LIFIS Financial Senices M
Private Wealth Management
299 Park Avenue
26th Fluor
New York NY 10171-0002
CNM]OS7070651118 VI 0
Friendly account name: Ind CashrSaving
Account number.
Your Meandal Advisor.
SCOTT STACKMANLttE CASRIEL
Phone
Questions about your statement?
Call your Financial Advisor ot the
RMA ReSOuf«Une at 8008keln1000, -
a«ount 029023525 Value of your account Resource Management Account November 2018
GHISLAINE MAXWELL
on October 31 (SI on November 30 (1)
Your assets 730,376 33 728,867 87
1Adt our websIte: Your liabilities 0.00 000
WNW ancorranancialsemces
Items for your attention
• Mpip protest yoururf from fraud and
tt‘teW bank, credit card, and brokerage
statements regularly. Also, gel your free
crodit report afnually from
wwwannuakrediereportccen Tracking the value of your account
S Thousands Sources of your account growth
during 2018
Vake Cl put tXCOu tit
atyest end 2017 1817,574 86
6.144.7 Net deposits ad
witchr aegis -SI01.35308
4,2089 Your WInt931.11t !MUM.
Dmdend and
interest ncorne
Change in
marlier value 112,64609
S000 8176 730.4 728.9
Vats of your accent
on Nov 30, 2014 Maar Dec991.4
2014 Dec 2015 Dec 12016 Dec 2017 Cr 7018 Nov 2018 VAMP of your account $730,376.33 $728,867.87
Member SIPC Page 1 of 6
SDNY_GM_00324949
EFTA_00197724
EFTA01306990
*UBS Resource Management Account
November 2018
Your account balance sheet
Summary of your assets
Value on
November 30 (1) Percentage of
you accost
A Cash and money balances 0 03 0.00% Your current asset allocation
B Cash ahematiyes 728,867 87 100.00%
C Equites 003 0.00%
D Fixed income 003 0.00%
E Non-traditional 003 0.00%
F Commoirties 003 0.00%
000 0.00%
Total assets $728,867.87 100.00% B
Value of your account 1728,867.87 Account name: GN StA NE MAXWELE
friendly account name' ind Cash'',ming
Account number.
Eye on the markets
index
S&P S00
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on November 30, 2018
3-month Treasury bills' 2 30%
One-month LIBOR. 2.35% Your riaaaciai Advisor:
SCOTT STACK MANLYLE CASPIEL
Percentage change
November 2018 Tear TO da W
2.0a% 5.11%
2.00% 4.48%
411% -8.96%
0.60% -1,79%
Nee 2 of 6
SDNY_GM_00324950
EFTA_00197725
EFTA01306991
SUBS Resource Management Account
November 2018 Account name: GFISLAINE MAXWELL
Friendly account namerInd CasleSeving
Account number
Change in the value of your account Cash activity summary
November 201801 Year to dale
Opening account value $730,376.33 $817,574.86
Wrthdrawals and fees,
nci.rdinig investments transferred
out -2,82608 -101,353.08
Dividend and interest income 1,317 62 12,646.09
dosing account value $728,867.87 $728,867137
Dividend and interest income earned
for pucostsd InS ftSerntnt. larabley Cl Interest 3rd 000rno Income ha been doewined Iran a US
to setae rig perspective Need ,con the reside rue d the 0C(Glit holder. recount type. a gnaw tew,
sane imered ander defend payments wiry not be %bee to tinted hates (US) ceda Puerto Rico (PR)
in<Orre Ian The client maniNy melemere is rot Intended to be used end henna be relied span for le,
Pul:Oser dents should odes to the aladoIdble to nitating lomt they recent rear UBS annuals sigh a
the Forms 1099 at the rand asp. toe In reportng imarnaten it is the prance dl UBS to rie ttse
eoplicatie la reporting towns with the US imeni Rewrite Service so PR Treasury of panmens ass in
such 10(MS acosatNy <tasty dvdens enact interest a tar twerps or isatee income Rear consul your
nelsodual lac prepactr
November 2018 (1) Year to date IS/
Taxable dividends 1,317 62 12,645 95
Taxable interest 0.00 0.14
Total current year $1,317.62 $12,646.09
Total dividend & interest $1,317.62 $12,646.09 Your Remold Adviser-
SCOTT STACK MANLYLE CASRIEL
See Meade adIelly tag tilOntnIce ant' Ramer on your Sweep Donors xi ondudtd in the openorq and
closing Mantel rig are FDIC troturancesapies to dtpoott at UBS Sant USA and dl banks partuPatne9 n Ire
UBS/Cif nsuced Wait Poerah n does not soy to &seises al UBS AG, Stamford Br WO SWC
orate:ton osSoe: to money market :weep fund haderqs but not bar* &posits Seem:ea-cane tobrmatco
toot your dewed co theist two pane: d IS:daunted Sae deists.
November 2018 (1) Year to date (S)
Opening balances $0.00 $0.00
Additions
Dividend and interest ',come 1,317 62 12,646 09
Prcceeds from nvestment transactions 2,826.08 102,115 71
Total additions $4,143.70 $114,761.80
Subtractions
Other funds debited -2,82608 -101,35308
Funds withdrawn for investments
bought -1,317.62 -13,408 72
Total subtractions -$4,143.70 -$114,761.80
Closing balances $0.00 $0.00
Your investment objectives:
You have dentified the following investment otsectives for th6 account II you have gLestsons
about these objecthen, disagree vnth them, or wish to change them, please contact your
Enancial Advisor a Branch Manager You can find a full dee:Apter , of the alternative
investment °electives in important information about your statement at the end of this
document
Year return objective:
Current maims &capetal appreciation
Veer risk profile:
Primary - Moderate
investment eligibility consideration • Seale 'heisted
Page 3 of 6
SDNY_GM_00324951
EFTA_00197726
EFTA01306992
(*) UBS Resource Management Account
November 2018
Your account instructions
• Your account cost base default closing method is RIO, Kest tn. Fist Out, Account name:
friendly account name- I
Account number: Your eimscial Advisor:
SCOTT STACK SAANLYLE CASFla
Pop 4 of 6
SDNY_GM_00324952
EFTA 00197727
EFTA01306993
$UBS Resource Management Account
November 2018
Your assets Account name: GFISLAPIE MAXWELL
Friendly account name- Ind C ving
Account number.
Dom prem. rote :nil &girl castes :hewn may te amecnimole Assn:sr. gains end losses nut not
be moneele reflected. See importer efoemafron 400 )Our StetemeN a the war of this dxurnert fro
mere int canatiort Year Rwanda Advisor:
SCOTT STACK SAANLYIE CASRIEL
Cash alternatives
money market funds
Motey merles funds are nhther unwed ny cuaraeleed bill* teall Deposit lintairKe CCepOtbliOn or any other gcnemment agenCy IM1evtiOncl pent and InflItutonal Munk pd funds must aost I hell net Ste ,dun (NAY)
per share tots nearest III can ce a cent g. SI OCCO &Demerara and regal money made fund, yell ominut lotravext at a stable SI.00 net eon vim Although malty market funds Seek 10 pester the wawa sots
inwslermit re St 00 per that, It 2 p3SSOk to lose money by investing in thele funds
Wel fomented .s Ihe total of al teinveded dude ndt It does not Meta any each clud)nd: Int real&
lot for the curposes of 0:tenoning hcldng pan= or cost WV: IS that you receive each lime you
etiMett ClUdendS te<OMt a ,coarse Id, ICI
Co:, &so is the total purchase cost of the secunty, rghaing remrested dmeret Tee cos bast: may
need to be aeNnted for return d captS papreret in OFC*1 to detemme the adirnm cos bans for tar
NIxelve3 Deposes
Purchase WO
mortier limage Dice Clitm
Wring re shares per snare (S) investment (Si
UBS PRIME RESERVES
FUND
FA; j r?ri! Hi 220%
Your total assets tinroalced (ta)gam Of WS It the Marrow. between the current .due and the con bags MCIwool,
oenetily be your taupe gam a ton if the security vas sold on teat dace The untodind dad "'noel= mai
need lo be aCluSted for return of caplet parents in order to detemoe the reared gen ce loss for tar
reporting purposes
Imegment revert is the mune unit mnus the errount you illMSted r does not In(lOde ihactt that ere rot
reftecieci on your staterrere, includ ng shares that ham been staked as ether e gen or a IOW I MO Ct.VS
not Inds:Seat diadends that were not reinvested
COP POCe per Share
MIS (5) on NY 30 IS) Visa on
Not 30 IS/
728£67.870 ••-This information was tria,alsble..• 10000 728867.87
Vales m bar 30(1) nercentaged Cost
your acccunt bra: (S) Vniethzed
grin or MSS (9
Ettrnaled
arras income (SI iniestenem NOON
teem IS) pen
UnteSiNd
nano( Iona)
Cash alternatives
Total
• Wien; cost bmis infarnstias. • Money market hinds 728,86727 M00% 16,035.00
Snararg.a7 100.00% $16.035.00
page 5 of 6
SDNY_GM_00324953
EFTA_001 97728
EFTA01306994
SUBS Resource Management Account
November 2018
Account activity this month
Oat At-0AV DeSentitiOn Account name: GIESLAINE MAXWELL
friendly account norm. Ind Cask Casino
Account number Your Pineedai Advisor:
SCOTT STACKMANLYLE CASRIEL
amount ID
Dividend and i stunt income
Toxablednedends Nov30 Dividend U8S PRIME RESERVES FUND 1,317.62
SYMBOL UPRXX
Total taxable dividends 31.317.62
Total dividend and interest income 61.317.62
Ape A(11.15 Or *pion amount DI
-2,826.08 Other funds debited Nov 1 Trans(- 10
Total other funds debited 42.826.011
investment transactions
lot moie intern-aim about tro once rave stony tor reStnaeCI seta rtes. See O, p0rtan7 el A) ItOiltiOil IWO
your state, oaf a the sod of this tamer,.
We 041*y
Nov I Sold OetkitiOn
OBS PRIME RESERVES FUND -0.080
SYMBOL UPRXX Frothed, (ran Funds
ifIbtltrIVIII nIt .w,la Accrued
Outnlity ledue ( 1.) Fria (Si trans:cum, (I) InTTSbrieniS IXncAl (I) inlereS1 (S)
Nov I Sold I145 PRIME RESERVES FUND -2.1326-000 2.826 08
SYMBOL UPR>Ot
Nov30 Ran women' MS PRIME RESERVES PJND DMCEND 0 620 -062
REINVESTED AT LODNAVON 11130118
DRAWL UPROC
Nov30 Remestment UBS PRIME RESERVES FUND DIVIDEND
REINVESTED AT 1.00 NAV ON II/3d le
SYM3OL: UPRXX
Told 1,3 I 7.0E0 -1,317 00
$2226.011 4131742
End of statement fel a«ous I nurnbe ►ege 6 of 6
SDNY_GM_00324954
EFTA 00197729
EFTA01306995
Important information about your statement
LOS Francis' Sewn tic. (the firma UBS 'intros'
Sonnet re a meta of al prnapi tro.nty, cownocity
and options nehahaes LOS rnaexial Samos and LOS
Ban. USA an mind sdasciartesct LOS A6 aid
if thetas of CBS 54cullies1LC Marini rhyme
statement it nobble tor mount therm's neaten
°floes we at
LOS Instil Sleatet he.
1200 era Boulevard
Weehanten h1)02COS
IM Flawnwnt rerecentc the ore, atrial record of you
LOS Faroe noun Gibe. recoolS. 00a
*NO tit, <lawmen. tailsong canclet: shaAd
rot be relied mesa F you bele* there 6 rare a
Pilaw" Own retWt it enneckettlf n reitng to the
Derr Wrote of ho office sen'q rats stare.
Alta* at Man dawn ar• Mended lob* ac(fdalo.
staleniet data tall not be used lee es rowan ray
stcysen).04^4 tar lave, Pe. Form 1099. 54%.
I glc.)whmn ream, Yea' tax morn Its inn is
mound by law to sepal We* RS Aleut. &Week
reportabbortnabb dndends and !nab* Mew
tared on lettings held nyour accent. net Crtett4f
0+ sife !WOW ifet. ad COW Daft On ((Wan cowed
:manes.
Carmonkartiona with the Finn
• nose rtocrdifin ay oaf earensicabons n witng
to Astiner pfcc“I you, roans. rdb-C,M9 you Tit
%wt. the Serve Os traitor Protecttal Act CS A)
• II tat analod cacao', on the up kit of t+ non
of MR SLIWWWI n rot IBS Fnelcia SVW44. IBS
MANI Sews ranee yOur IRCOull at (Wong
teaks by warn evil the rekatsd r61 AA en
We Owned you Cd 11+6 reTWendnia edWn700
Olatne4thoW(ovil h ty weft. feat lade and
twenties se located d UBS frontalSenn and rot
the nod erg brcter, rd pa nee nuke a report
of new a amnion to both Ise
• As devised n the actocal wretwents, you red
rolify vs of any cw; of 1,04 gaoling dwelt
reflected on your statement wow. 30 days late n was
makd<r nude available
• Item dna arsteinef <triplet.. a •WantS to the
em's Clem lelaticaCwinnent at 201.752 • ID*
ce tolls 800.35.9103. PCOA.M 1o600
If Monday though Foley, a in In n3 to LOS
Few( 01SerWel Pre.. Clert IttteMae Department.
PO. Be. 766 Ltrion Cly. ID 07081.
• Al statements shall be deemed cornalete all swore
not <bodedto n wrong wahn CO days
• fa TT' services. Cal lia4412.096Sot from °Aside
theU 041201.357.149S
• h Nye 01 '.7015 a 41151015 *WA netnews
fats transfer (DMbllparent a CBS Vet debit
<ad vanisher; cal NO762.1000. or vent to UBS
f nareal Swots ac.. 1000 Herta OW, 6th lbw.
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