terry E Epstein

terry E Epstein Sear, Swarm & Co SS Water Street 10041 March 12, 1981 Pa THE EXECUTIVE COMMITTEE: With this letter and accompanying statement, I hereby resign as a Limited Partner of Bear, Stearns & CO., effective immediately. I Sincerely, f /7.2-Aaelcr ey Et Epstein SDNY_GM_02770727 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257535 EFTA01337179 Bear. Stearns & Co. 55 Water Street New York, N.Y. 10041 WRITER'S OIRCCt MAI NUMBER Hr. Bear t-arn Co. 55 Water Street New York, NY 10041 Dear Jeffrey: BEAR STEARNS March 12, 1981 The Executive Committee has fully reviewed the matter referred to herein and after extensive deliberation has decided the following: 1. You have advised us that you made a loan to a customer for the purpose of his buying securities. This constitutes a violation of Regulation T. Taking into consideration your voluntary disclosure and the fact that it was a single in- stance, we find you $2,500.00. 2. For failing to comply with the spirit of the NASD Regulations with respect to new issue distribution, we suspend you from active employment at Bear Stearns for a period of 60 days, effective immediately. Yours very truly, EXECUTIVE COMMITTEE BEAR, STEARNS 6 CO. ' New York/Atlantantoston/Clucaso Dallas/Los Aneetes/San Franciten SDNY_GM_02770728 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257536 EFTA01337180 Bear, Steams & Co. SS Water Street 10041 WRITER'S DIRECT DIAL NWAIER TO ALL NEW EMPLOYEES: BEAR STBCRNS April 8, 1971 Under public law #91-508, "Fair Credit Reporting Act", we are now required to inform you at the time of your hiring that we intend to conduct, through a service agency and through our own inquiries, an investigation as to your character, reputation, mode of living, educational experience, litigations, previous employments, and any public records etc... Upon written request, you, as an employee, now have the right to know the name of the investigative service employed by Bear, Stearns a Co. and the scope of their report should one be used in your particular case. Signature Date rf, New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam/Geneva/Patis SDNY_GM_02770729 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257537 EFTA01337181 STOCK EXCHANGE FIRM EMPLOYEE INFORMATION RECORD izo M completed upOO acceptance of ornoloymfmt) Please answer all questions listed below as completely and accurately as possible. Information disclosed on this form will be held in strictest confidence and will be preserved for three years after termination of employment in accordance with Rules 17a-3 and 17a-4 of the Securities and Exchange Commission and Rule 345.19 of the New York Stock Exchange. • 1. ep >icii pot Nam' 2. (a) Have you ever been bonded? Yes NT)) (b) Have you ever been refused a bond by a surety company? Yes N (c) Has such a bond ever been denied or revoked? Yes (d) Has any surety company paid out any funds on your coverage? Yes No If answer to either (b), (c) or (d) is 'yes,' attach details including name of surety company. 3. Have you ever been a member of any stock exchange, commodity exchange, or registered association of security or commodity brokers, dealers, investment bankers or investment advisors? Yes No If 'yes,' give name (s) and dates. 4. (a) Have you ever been suspended, expelled or otherwise disciplined by any regulatory body or by any such exchange or association; or ever been denied membership therein; or ever withdrawn your application for such membership? Yes (b) Have you ever been associated with any organization, as a director, controlling stockholder, partner, officer, employee or other representative of a broker-dealer which has been, or a principal of which has been, suspended or expelled from any such exchange or registered association, or was denied membership therein, or withdrew an application for membership; or whose registration as a broker-dealer with the S E C or any State or agency has been denied, suspended or revoked? Yes (c) Has any permanent or temporary injunction ever been entered against you? (d) Has any corporation, firm, or association, with which you were associated, been enjoined during the period of your association? Yes (e) If answer to question 4 (a), (b), (c) or (d) is 'yes; attach details including any finding that you were a cause of any disciplinary action or had violated any law. 5. In your previous business connections or employment in any capacity, have transactions under your attention ever been the subject of complaint or legal proceedings? Yes If 'yes,' give names and details. 6. Have you ever been arrested, summoned, arraigned, indicted or convicted of a felony of any kind, or of a misdemeanor except minor traffic offenses? Yes If 'yes,' attach details. 7. Have you ever been known personally by any other name, used an alias, or have you ever conducted business or carried brokerage or bank accounts in any other name than that shown above? If 'yes,' give details and dates of use. NM, Middle, Nam, 69 Yes No I hereby certify that I have read and understand the foregoing statements and that each of my responses thereto is true and complete. I authorize my prior employers to make available to any prospective employer, or to any Federal, State or Municipal agency, any information it may have concerning me, and I hereby release my employers f any and all liability of whatsoever nature by reason of f rnishing such information. , <, ut I 4, sieinxirp45einsonn (Date) 6(14/./..i... Lc.. x Th_ , ..-, 110 (12/75) SDNY_GM_02770730 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257538 EFTA01337182 EMPLOYEE SECURITIES TRANSACTIONS It is the policy of this firm, in compliance with the New York Stock Exchange and Federal Regulations, that no employee may maintain an account with another firm, effect securities transactions through a bank or obtain a loan from a bank collateralized by securities without the permission of the firm. Such permission should be requested in writing directed to the Compliance Department. This restriction applies to the employee, his spouse and minor children and any account in which the employee places orders. PLEASE ATTEST TO THE FOLLOWING; "I have no brokerage accounts other than at Bear, Stearns Co. and I have no bank loans collateralized by securities except: (if none, state NONE, indicate accounts of your spouse, minor children and any account in which you place orders)." , cm l l 6 (DATE) SONY_GM_02770731 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257539 EFTA01337183 EXECUTIVE HEALTH EXAMINERS 777 THIRD •TENUR • new YORK CITY 10017 • 191.91 421 3!S! 19 7 Name 24/2 .1 Company We have examined the above-named applicant for employment. We find him (ter ( ): (4,15-uitable for employment. ( ) Suitable for limited employment. Limitations: Remarks: MAHU - 975-27 S., R.N. SONY_GM_02770732 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA (x1257540 EFTA01337184 Memo BEAR STEARNS To John Duggan From Lewis Rabinowitz Subject Jeff Epstein Please r se Jeff Epstein Date June 3, 1977 CC s annual salary to $24, 000 per year. SONY_GM_02770733 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257541 EFTA01337185 Memo BEAR 5113-WaS To egfeece Lakoff Seymour Dashow From Elliot K. Wolk Subject Date August 4, 1977 CC eaij 1;37O--...411 expenses including salary for ff Epstein to/New York Retail and delete from ment. This should have been done some time ago. Please make sure this is done retroactively to May 1, 1977 ' and is included in the July figures. (71 SDNY_GM_02770734 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257542 EFTA01337186 Memo BEAR STEARNS _137 Steve Laco6 6 Peneonnet DepaAttient From Subject t-3e•79 3 (1/77) James E. Cayne Date June 13, 1979 CC E66ec-tive .today, and itetaoaetive to May 1,1979SaLe______---- -Fat isle/tease the solarty o JeWtey Epatin $42,000./yeatt (2r e Se0.4 ...Cziay '13 6 Soo Pi SDNY_GM_02770735 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257543 EFTA01337187 Bear, Stearns & Co 55 water Street New Yolk N.Y. 10O41 WRITER-5 DIRECT DIAL NUMBER BUR STEARNS YJrcil IS, 1_976 Nier Roofing 4050 Atlantic Avenue, Brooklyn, New York L1224 JEFFREY E. EPSTEIN lAnoticant's Name' ISociat Stony No.) has applied to us for employment. As a previous employer, we would appreciate your comments. We have obtained a signed authorization and indemnification agreement from the applicant to conduct reference checks, a copy of which is enclosed. Should you prefer to respond by telephone, please call our reference section at Dates of Employment: Claimed from 1971 to 1973 Verified from Attendance Punctuality Work Performance Overall Rating to 1 Above Averjge Avva Below Average CI CI To the best of y knowledge, did this applicant have a Securities brokerage account? 0 Yes No Would you heeommwW the applicant for a position of trust involving negotiable securities? yes CI No If your present policy permitted, would you rehire this applicant? LJ Yes CNo Is there anything we should know about this applicant which would help make our relationship a successful one? -4-ilseass‘ GENERAL REMARKS: Name: L2/2- Title: Signature: Date: Formai (10/15) • . /7 7E New York/Atlanta/Boston/Chicago Dallas/los Angeles/San Francisco Amsterdam /Geneva/p..4. SDNY_GM_02770736 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257544 EFTA01337188 FIDEL IFACTS This will supplement our report of 5/3/76. EMPLOYMENT DALTON SCHOOL 108 E. 89TH STREET NEW YORK CITY, N.Y. Applicant: 9/74 to 3/15/76 Reported: 9/74 to 6/11/76 MS. BLACKBURN, Administrative Assistant, furnished the following information from records and personal knowledge: The applicant holds SS# S lived at: 3814 Seagate Avenue, Brooklyn, (confirmed). He said he was a college graduate, but no furhter details were indicated. He was employed as a Physics and Math teacher. He did a good job; had a good attendance and punctuality record and was dependable, cooperative and honest. He has leadership and supervisory ability. He was supervised by Dick Grossman who was not in the school at this time. The applicant was laid off due to a personnel cutback, but is eligible for rehire. The above lead was completed prior to client's cancellation of this case. ma The information contained in this report is for the SOLE AND cowinFKITIAI SDNY_GM_02770737 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257545 EFTA01337189 SEAR. STEARNS 6 Ws PROFIT SHAR INS PIA!: )ISTRI9UT104 REASON: DISMISSAL WITH CAUSE NAME • ADDRESS EPSTEIN JEFFREY RUN DATE 04/30/S1 04/30/t4 EFFECTIVE DATE 04/01/81 DATE OF ENTRY 05/01/76 II CHECK AMOUNT PAYMENT SUMMARY S 3,214.87 --V24c.";z:ViR:Pf•LuescRIPTP:MPIrvt - • --,1:4;:omoutAne•;,•: VALUE ..41 pArAtte. TIVESSIFI E.) FUND :43MPANY ACCOUNT S 725.75 S 3,214.87 S 3 , 214. t' :QM PA NY A CC Cu AT 7:42Ft' ITED* 725.73 5,3,214.86 ;LIND TOTALS • • S 1 , 451.48 S 6,429.73 s 3,2214.L. TOTAL VALUE 0000.0 S 6.429.73 LESS: FORFEITURE S 3.214.86 1 3.214.86 — CASH PAYAIL.,i S 3,214.67 79}7.1 3-81 F_Mr. A, •es SDNY_GM_02770738 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257546 EFTA01337190 NAME EPSTEIN, JEFFREY BORN: 1/20/53 1365-15-8891 This will supplement our report of 4/28/76. Deka OF WORT 5/3/76 At the New York University Bursar's Office, MR. BISOTNA advised the following regarding applicant: Initially a check in the amount of $1,080 was received by the University but it was returned with a notice that there was insufficient funds to cover the amount. The applicant then entered into an agreement with the University, a promissory arrangement was made to pay the amount. When he defaulted the University instituted legal proceedings. Source said that satisfaction papers had been filed. It was suggested we contact CURTIS ETTINGER, the school attorney for further details. MR. CURTIS ETTINGER advised the matter had been settled. The initial payment check, marked as having insufficient funds was not in the applicant's name but in the name of Paula Epstein. When the check did not clear, Mr. Ettinger contacted applicant's brother, Mark Epstein who advised that applicant was in Europe. Further action was delayed and subsequently Mark Epstein made a partial payment of $345. The matter, however, was still not resolved and legal proceedings were instituted in New York County Civil Court in December 1975. The matter was finally resolved in December 1975 when satisfaction paper was filed. cp The information contained in this report is for the SOLE AND CONFIDENTIAL use of the a :. - SONY_GM_02770739 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257547 EFTA01337191 Memo BEAR STUNRNS To Steve Lacoff Personnel Department From James E. Cayne Subject Yepv 1a, Effective immediately, Jeffrey Epstein is to receive a $400./Ma salary increase. SDNY_GM_02770740 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257548 EFTA01337192 February 26, 1979 Mr. Bennett Douglas, Elliman, Gibbons & Eves Dear Mr. Bennett: Please be advised that Mr. Jeffrey Epstein is employed at Bear, Stearns & Co. at a salary of $75,000.00 a year. Should you have any further questions, please do not hesitate to contact me. Sincerely, Stephen A. Lacoff Personnel Director SAL:b1 SDNY_GM_02770741 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257549 EFTA01337193 Near, Stearns & Co. 55 water Street INROAR'S INSECT DIAL NUMBER BEAR STB‘RNS March 16, 1976 Dalton Schools 108 East 89th Street, New York, New York JEFFREY E. EPSTDIN (A0Olicanes Name( \ (Social Security No.) has applied to us for employment As a previous employer, we would appreciate yOur Comments. We have obtained a signed authorization and indemnification agreement from the applicant to conduct reference checks, a copy of )ehich is enclosed. you prefer Data of Employment: Attendance Punctuality Work Performance Overall Rating to respond by Claimed from 9 7 to telephone. please call our reference section at Verified from to Above Ave ci O Avite O BeloSver ci To the best of your knowledge, did this applicant pre a Securities brokerage account? 0 Yes 0 No Would you recommend the applicant for a position of trust involving negotiable securities? ID Ye ED No If your present policy permitted, would you rehire this applicant? 0 s EJNo Is there anything we should know about this applicant which would help successful one? ale our relationship a GENERAL REMARKS: Name: Title: Signature: Date: Foote 267 ( 1 0/7 5) New Yort/Adanta/goston/Chicago Dallas/Los Angeles/San Francisco Arnsteniam/Ceneva/Paris SDNY_GM_02770742 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257550 EFTA01337194 Bear, Steams & Co. SS Water Street N 10041 WRintS DIOCT DIAL NUMICR Cooper Union 4th Avenue & 8th Street New York, New York Attn; Registrar SEAR STEARNS March 16, 1976 RE: JEFFR Y F FTISTFIN S.S.# To Whom It May Concern: Date of Birth 1/20/50 Jeffrey has applied to us for a position claiming attendance at your school from 9/66-6/70 BS degree We shall appreciate your giving us any information you can as to scholastic standing, personality, background, etc., of this applicant. For your convenience in replying, we are enclosing a self-addressed stamped envelope. SAL/keh Thank you in advance for your cooperation. Sincerely, 6‘"161 tephen A. Lacoff Personnel Director The above Jeffrey E. Epstein did not graduate Dates of Attendance: Sept. 1969 to Jan 1972 Date of Birth: ..kany4py , 20, 1953 gti<ift 7C 4%E.-:, Dean of Admi sions & Records New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco ge.a. SDNY_GM_02770743 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257551 EFTA01337195 New York University Graduate School of Arts and Science Recording Office 6 Washington Square North. Room 3 Ncw York. N.Y. 10003 Telephone. March 23, 1976 Mr. Stephen A. Lacoff Bear, Stearns b Company 55 Water Street New York, New York 10041 To Whom It May Concern, This is to certify that Jeffrey E. Epstein whose date of birth is January 20, 1950 was registered as a non-degree student in the Graduate School of Arts and Science, Department of Music from September 1971 to May 1974. Mr. Epstein did not receive a degree from New York University. In the Spring 1974 semester, Mr. Epstein had issued an invalid check to our Bursar's Office. Yours truly, ML/ks (Mrs.) Mavis Lewis Recorder S0NY_GPA_02770744 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257552 EFTA01337196 **PLEASE CHECK EACH WHEN COMPLETED** NAME .4 . DATE OF EMPLOYMENT ag-/.6-- 76) APPLICATION /4.4/ Type "PCA" (one for Payrol l, one dupl icate SENT 3f(6RECD /4f Bonding Application /i4 Stock Exchange Form /Li Security Accounts form /4r Fair Credit form /..4e Locator Card /4., Benefits Enrol lment Card SENT 31I6 /,-C Hospital ization Cards SENT Th lo— /c-r. .) e Waiver Card (if appl icable) , ,-(-1 _4, / / p W 4 form SENT to Payrol l 3‘Ita ✓s..., t , / frr: Card for Telephone Department SENT Card for Mail Room SENT ZW., lb() .:5‘±1. /:.y' 1t. , / V Card for Security P. /-Ir Working Papers for Minors (If appl icable) Enter new employee on Salary Sheet Add new employee to Board - Index file Time card (if applicable) Welcome Letter & Benefits Booklp !I04 SENT Background Letters SEN School Reference SENT Introduction Letter to Sup rvisor SENT Announcements (if appl icable) SENT Send in Bonding Applications SENT -,15EiySend in Fingerprint Cards (get check from Cashiers SENT Newspaper Ads (if appl icable) ENT Dept. first) fa, Orientation Medical Enter in Job Log Book (Blue Book) Index Card (Contains DOE, Dept. Agency, Letters sent etc.) Telephone Verification Put Special Record notice on locator card and appl ication (if appl icable) Fingerprints taken DD2I4 for Veterans File Background check: Letters / t// Other SDNY_GM_02770745 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257553 EFTA01337197 • I raw YORK UNIVERSITY GRADUATZ VAM0421. Of AIRS AND MPH= REg C. 14 .1 16;4 =CORD Of g y,,_segcp4 tp, ••••• simniajj Mel ?WS__ OWN CUNT Ilk Ir Mt __ AmAn I of alik Camla na w *nib fnel mms It. f • ,..I • a . . iI / 41i/Aal i-a ail ii 1 al fr. K. 1 Mil :I 5.441 lii:i _1 ••••• go.e---- -()..7 0.0- 4Y- - gm ammo wb *sr flr a , //- ) . . a - -to - o • 43 . a le . n i • t ft 4 IE: .13. L. N.5 EIrif lila': gli "ION Nan COMDIOW Oitt ji• /4..20 - .53 11 0 a tfa ea IT SONY GM SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257554 EFTA01337198 hilt Clearly —Pee Belt-Point Pea .• • ear al., <Gee • es ***** In span. anent print full name and adarea• 10 Much transcript Is le In Inn . Thla form rill as neat Ina Winder Mead • • ID 1 tete 9 atlendad endee ow elm .area, indicate, =WM 04 N.Y.U. Zelda& o Undenoraduan. 0 Graduar fern and yen of lain attendance . Numbs, of transcript! deeded' If ontently in atterdana do rat rani dm...lot held ler final grades, tea 0 No o • 71. 2 _ a ItiT 1 SDNY_GM_02770747 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257555 EFTA01337199 BEAR,STEARNS&CO. PAYROLL CHANGE ,•'"-•10-% PERSONNEL DEPARTMENT 'Cid; i AUTHORIZATION Dept. or Branch FROM: N.Y.RETAIL SALES Effective Date of Change August 14,1978 Today's Date 0 August 21,1978 Employee Name (La t-Middle-First) EPSTEIN Jeffrey ACCESSIONS Dentate Items SEPARATIONS Complete Items CHANGES Conning Renee LOAN Complete Items 1.6 0 /within." Taped' 11 Wit3.6 II Rationed 1.6 11 Salary 1,2,3.6 AMOUNT S F._ 0 Replacement 3,4.6 II Discharged 1,6 II Title or Position 1.2,3.6 Recent/tot Schedule I I Rehire 2,3,6 0 Released ii 1.6 Departm " or Branchen t 1.2,3,6 I / Pe Pay Day With tifFtreiommtztemeve2,3,6 II Laid Off 1,8 Shift (Day/Nightl 1.2.3.6 Balance From Any Bonus Full I/ Permanent H Time Pall II Temporary Time" Returned II,oSchool (I Deceased (I Retired 1,2,8 1.7,6 I I Total Repayment From Bonus I I Other I /Summer Leen of Absence (I Military File Number . II Maternity (I Exit Interview (I Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade 32E Title Associate Salary $32,000/Yr, 0/T Status Date of Employment 3/15/76 Starting Salary $225.00 Department Of Branch N.Y.Retail Sales Dept. Code No. Dan last increase 4/24/78 Amount Last Increase $8000/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade i 36E t Tide Associate Salary $36,800/Yr.0/T Status Name of Employee Replaced Dow Separated Department or Branch N.Y.Retail Sales Ont. Code No. O1-i Title 5 PART TIME EMPLOYMENT Salary Grade Rate Hours Needed Each Day S /Hour From AM To AM PM PM 6 REASON TO BE EXPLAINED IN ALL CASES Per: J.Cayne (14\.' , • I Employee .e .-•>- .e...—or Department Head Branch Manager Partner Director of Personnel .4 / ;---s.-•• ...// ' 7 ADP CODES CATEGORY 0 I 2 3 4 6 6 7 8 9 • Effective Date 401 Motor Medical 402 Blue Cron 403 Type Employee 404 Birth Date 392 /iird,/7'n Annual Salary 762 Clock Number 330 O7 ; /7//7 4 354 Rev. 10/75 (8/76) PERSONNEL COPY SDNY_GM_02770748 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257556 EFTA01337200 BEAR, STEARNS & CO. PAYROLL CHANGE PERSONNEL DEPARTMENT p .nilli; AUTHORIZATION Dept. or Branch FROM: CUSTOMERS ROOM Effective Date of Change April 24,1978 Today's Data • June 9,1978 Employee Name (LM-Middle-First) EPSTEIN Jeffrey ACCESSIONS Complete Item SEPARATIONS Ceing11." Rem, CHANGES Complete Urn. LOAN Comptine Items 1.6 Addi Staftions II Tu f 3.6Il Qui ionedII Rat 1,8 IkSalary 1.2,3.6 AMOUNT S II Replacement 3.4.6 II Discharged 1.6 II Tide or Position 1.2,3.6 Repayment Schedule II Rehire 2,3.6 II Relined 1.6 II Deportment" or Branch 1.2.3,6 II Per Pay Day With i i FFirmteta ve m lea2.3,8 II Laid Off 1.6 Shift Way/Night) 1.2.3.8 Balance From Any Bonus Full n11 Permanent Time Part II Temporary II Time I, Returned " to School I/ Deceased II Retired 128 ,, 1,2,6 II Total Repayment From Bonus I I Other I ISummer Lave of Abeance 0 Military File Number (1 Maternity 0 Exit Interview o Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade 24E Tide Associate Salary $21,000/Yr.4thmle 0/T Status m* Dine of Employment 3/15/76 Starting Salary $225.00 trepertmen or Branch Customers Room Dept. Code No. I vgv.nv Date Last Increase 4/25/77 Amount Last Increem $8400/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade 32E Title Associate Salary $32 000/Yx.ilete ,v7SOft Status Name of Employee Replaced Cate Separated Oepartment or Branch N.Y.Retail Dept. Code No.; 363 3 ...}. (ti t.Title 5 PART TIME EMPLOYMENT Salary Grade Rate Hours Needed Each Day S /Hour From AM To AM PM PM 8 REASON TO BE EXPLAINED IN ALL CASES i 111-‘' Retro to 4/24/78 1 % " 6 \ /1.4trrtr4 17-5t.r) 1 j Employee Department Head or Branch Manager Administrative Partner Director of Personnel, . ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Date 401 Milk)! Medkal 402 Blue Cress 403 Type Employ,. 404 Birth Date 392 rciAir/fi Annual Salary 762 Clock !lumbar 330 ler/PDX 7401/4 354 Rev. 10/75 (8/76) PERSONNEL COPY SONY_GM_02770749 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257557 EFTA01337201 • BEAR. STEARNS & CO. PAYROLL CHANGE PERSONNEL DEPARTMENT g f(i.sit..7. AUTHORIZATION Dept or Branch FROM: N.Y.RETAIL SALES Effective Dote of Change 3/12/81 Today's Date 3/19/81 Employee Name (La bMiddle-First) EPSTEIN Jeffrey ACCESSIONS Con:44W lteMS SEPARATIONS CanC79/ol• erns CHANGES Complete 'terra LOAN Complete Items 1.6 i i Additaftio fns " To S 3.6 0 DERerioned Quit 1.6 II Salary , 1,2,3,6 AMOUNT S IlReOlecernent 3,4,6 (1 Discharged 1,6 Il Title or Position 1.2.3.6Repayment Schedule ORthiie 2,3,6 II Released 1,6 i DePertment ' i or Branch 1.2.3.6 I 1 Per Pay Day With (1 Reiom nstate2.3,6 II Laid Off 1,8 Still t IDey/Night) 1.2.3.6 Balance From Any Bonus Full i i:)Permanent Time '' Pert Deceased II Temporary Time I/ li Returned " to School II II Retired 1,2,6 1.2.6 I I Total Repayment From Bonus I I Other ()Summer Leen of Absence II Military File Numb*. II Maternity II Exit Interview II Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade 42E Title Ltd . dart . Associate Salary $42,000/Yr. On Stews Date of Employment 3/15/76 Starting Salary 8225.00 Department or Branch N.Y.Ret;ail Sales Dept. Code No. Date Lest Increase 4/30/79 Amount Last Increase $5200/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grads, Title Salary OFT Status Name of Employee Replaced ' Oats Separated Department or Branch Dept. Code No. Title 5 PART TIME EMPLOYMENT Salary Grade Rate Hours Needed Each Day S /Hour From AM To PM AM PM 6 REASON TO BE EXPLAINED IN ALL CASES Resigned Employee Department Heed or Branch Manager Administrative Partner Director of Personnel ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Date 401 : Major Medical 402 Blue Cron 403 Type Employee 404 Birth Date 392 riks74/:74'74 Annual Seery 762 Clock Number 33017777/////0 354 Rev. 10/75 (8/76) PERSONNEL COPY _ SDNY_GM_02770750 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257558 EFTA01337202 BEAR, STEARNS & CO., INC. PAYROLL CHANGE AUTHORIZATION 1PERSONNEL DEPARTMENT •-, • , - Dept. or Brench FROM; FLOOR DEPT. (AMEX) Effective Date of Change Margh 15, 1976 Today's Data March 16, 1976 Employee Name (Le t.Middle-First) EPSTEIN Jeffrey ACCESSIONS Complete items SEPARATIONS COnIPIII. Items CHANGES Complete Items LOAN Com plete Items 1,6 II TAVLtaiclein X o St II 3,6 il Ouit (I Reslorsect 1,6 II Seery 1,2,3.6 AMOUNT S Replacement 3,4,6 II Discharged 1,6 (I Tide or Position 1.2,3.6 Repayment Schedule I I Per Pay Day With II Rehire 2,3,6 II Related 1,6 II or Branch 1,2.3.6 II =Moe ele 2,3,6 II Laid Off 1,6 Shift (Day/Night) 1.2,3,6 Balance From Any Bonus I I Total Repayment From Bonus ( I Other Full (1 Permanent Time I I Part 0 Temporary II Time R II toeturned School II Deceased ., u Retired 1,2,6 1,2,6 IISurnmer Leen of Absence (I Military I) Meternity 0 Exit Interview II Attached File Number 4LIN11 1 PRESENT STATUS 2 SALARY HISTORY Grade Title r Salary I OrT Status Date of Employment Starting Salary Department or Branch Dept. Code No. One Lest Increase Amount Last Increase 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade Title Trainee Salary $225.00 Oa Status Name of Employe* Replaced Date Separated Dena/men or Breech Floor Dept. - Dept. Code"; 570Title 5 PART TIME EMPLOYMENT Salary Grade Rate $ /Hour Hours Needed Each Day From PMAM To AM PM 6 REASON TO BE EXPLAINED IN ALL CASES L Employee Department Head or Branch Manager Administrative Partner Director of Personnel CATEGORY Naive Date alor Medical ue Cross rpa Employs* rth Date ,sues Salary sck Number rm 364 Rev. 10/75 ADP CODES 0 I 2 3 4 6 6 7 8 9 401 402 Lre 403 ✓ 404 392 ri7/zo'' 0 762 (2. 0 330 0 ti PERSONNEL COPY SDNY_GM_0277075i SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257559 EFTA01337203 BEAR, STEARNS & CO., PAYROLL CHANGE AUTHOR] ZATI ON PERSONNEL DEPARTMENT );7C.2.7f Dept. or Branch TO I FROM: FLOOR DEPT. (AMEX) i Effective Date of Today's Date August 19, 1976 Employee Name Ile tiMiddlpFkst) M.Y.OPT ON3 EPSTEIN Jeffrey ACCESSIONS Complete Items SEPARATIONS Complete Items CHANGES Complete Items LOAN Complete Items 1.6 II Additions TO Staff 3.6 II Quit II Resioned 1,6 §t Salary 1.2,3.6 AMOUNTS I❑I Replacement 3,4,6 ll Discharged 1,6 Title or Position 1.2.3,6 Repayment Schedule I I Per Pay Day With II Rehire 2.3,6 II Released 1.6 or Staunch t1.2.3.6 "Ziortitle ft2.3,6 II Laid Off 1,6 Shift May/Night/ 1.2,3,6 Balance From Any Bonus I I Total Repayment From Bonus I I Other Full II Permanent II Tin, Pert II II Temporary Time " Returned II to School 11 Deceased II Retired 1.2.6 1.2.6 I (Summer Leave of Absence 0 Military II Maternity I) Exit Interview II Attached File Number 1 PRESENT STATUS 2 SALARY HISTORY Grade Title Trainee Salary $225.00 ' OFT Status Date of Employment . 3/15/76 Starting Salary $225.00 Depeitmen or Branch Floor Dept. Dept. Code Ny fo Date Last Increase Amount Last Increase 3 NEW EMPLOYEE AND STATUS CHANGE FOR REPLACEMENT ONLY Grade Title Associate Salary $300.00/WX. OFT Status Off Name of EmPl0yee Replaced Date Separated Oepertmen or Branch N.Y.Options DWI. COS NO. 2434 Title 5 PART TIME EMPLOYMENT Salary Grade Rate S /Hour Hours Needed Each Day From AM To AM PM PM 6 REASON TO BE EXPLAINED IN ALL CASES 10-.) Transferred w/increase 0 ,,lFef!' 0 OFF THE CLOCK Per: M.Tennenbaum ./ 0 _ 1.5 Employee Deportment Head Branch Manager or Administrative Partner Director of Personhec , % ADP CODES // CATEGORY 0 1 2 3 4 6 6 7 8 9 Effective Date 401 Major Medical 402 Blue Cron 403 Tyne Employee 404 Birth Date 392 ir,/,,747 ,‘ Annual Salary 761 Clock Number 330 V/7. 74$ rtina:/7 Form 354 Rev. 10/75 PERSONNEL COPY SDNY_GM_02770752 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257560 EFTA01337204 BEAR. STEARNS & CO. PAYROLL CHANGE AUTHORIZATIONa ‘.•-• r • .) La(...st Oil.' PERSONNEL DEPARTMENT • FROM: NEWDeVollitanftlETAIL E8tr'fofitte 5117 1979 Today's Dote OCTOBER 30, 1979 Employee Name llatt.Middle-Firsil EISTEIN, Jeffrey ACCESSIONS 07111P1111Items SEPARATIONS Complete CHANGES Items Complete Items LOAN Con:Witt Items 1,6 II Additions Tar Stall 3M I Oun 0 Haired 1,6 11 Salary 1,2,30 AMOUNTS20,000.00 11 Replacement 3.4.6 II Discharged 1,6 11 Title or Position 1.2.3,8Repayment Schedule II Per Pay Day With (I RehIre 2.3,6 (I Released 1,6 Depertmen t 11 " or Brandt 1.2.3.8 i I Reinstate From Leave 2.3.6 (I Laid Off 1,6 Shift (Day/NiphIl 1,2.3.6 Balance From Any Bonus 173 Total Ftepeyment From Bonus May 80 Other 11 Permanent I I Temporary II Full Time 11 Returned I) to School II 11 Deceased 1 Retired t,2,6 1,2.6 Pert Time Mummer Leave of Absence II Military II Maternity Exit Interview II Attached File Numb. 1(1 1 PRESENT STATUS 2 SALARY HISTORY Grade Title Is Salary 42,000/Yr. OfT Status Dew of Employment 3/15/76 Starting Salary Department or Branch Dept. Code No. Date Last Increase Amount Last increase 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grad. Title Wiry O/T Status Name of Employee Replaced Data Separated Departmen or Branch Dept. Code No. Title 5 PART TIME EMPLOYMENT Salary Grade Rite $ /Hour Hours Needed Each Day From AM To AM PM PM 6 REASON TO BE EXPLAINED IN ALL CASES EmPloyn Administret Part Department Had or 8finth.Monager Director of Perscel ✓ ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Date 401 Meier Medical 402 Blue Cross 403 type Employee 404 31 Date 392OW ./4 Vernal Slant 762 lock Number 330 W 74 1/7/ i 354 Rev. 10/75 (8/76) PERSONNEL COPY SDNY_GM_02770753 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257561 EFTA01337205 BEAR, STEARNS & CO., PAYROLL CHANGE AUTHORIZATION PERSONNEL DEPARTMENT :111,7•L' if'. Dept or Branch FROM: N.Y. OPTIONS Effective One of Change APRIL 25, 1977 Todey's Date JUNE 2, 1977 Employs Nome 8.ist.middimpkitl EPSTEIN Jeffrey ACCESSIONS COmPl414Items SEPARATIONS ComPIMF Items CHANGES ComPete Items LOAN Complete Items 1,6 II To 5uff 3,6 ow n 0 Ration's! 1,6 4Kutery 1.2.3.6 AMOUNT S I I Repleament 3.4,6 II Discharged 1.6 II Title or Position 1,2.3.6 Repayment Schedule I 1 Per Pay CAW With II 2.3.6 II Released I 9 r tmI I Depa " or Brancent h 1,2,3/3 (IFFItZ" th2,3,8 II Laid Off 1,8 Shift (Cley/NIghtl 123,6 Balance From Any Bonus I I Total Repayment From Bonus II Other Full 0 Perinertent rill Part 0 Temporary II Time KOOS II % Sc hool to II Deceased I Retired 1.2.6 1.2,6 ()Summer LSO 01 Absence II Military II Maternity II Exit Interview II Attached File Number 1 PRESENT STATUS 2 SALARY HISTORY Grad* Tide Associate Salary 1 OFT Status $300.00 1 Off Data of Employment 3/15/76 Starting Salary $225.00 Department or Branch N.Y. Options Dept. Cods No. .a •6O Data Last II-cress" 8/16/76 Amount Last IOCCOOIO $75.00 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade 24E nil. Associate Salary $24,000/Yr OTT Status Name of Employee Replaced Date Separated Decrarmem or Branch NY Options Dept. Code No. 6 Title 5 PART TIME EMPLOYMENT Salary Grade Rate S /Hour Hours Needed Each Day From pAtIM To AM PM 6 REASON TO BE EXPLAINED IN ALL CASES Per: L.Rabinowitz 0 e • RETRO TO APRIL 25, 1977 n. - - _..— .. 7.'7 1- Employee Depanment Head or Starch Merger Administrative Partner Director of Personnel ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Data 401 skNor Medical 402 Pt* Cross 403 type Employee 404 lirth Data 392 r z‘,/,,4ufnuel Salary 762 lock Number 330 V /74VV/ 1/%2 corm 354 (4/16) PERSONNEL COPY SDNY_GM_02770754 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257562 EFTA01337206 BEAR, STEARNS & CO. PAYROLL CHANGE AUTHORIZATION op r' ( 49.1d "3 .r :) 4itt.G\w PERSONNEL DEPARTMENT Dept. or Branch fl/ FROM. N V (WI' T mug CUSTOMERS R0041 Effective Data of Chance June 27, 1977 Today's Date June 24, 1977 Employee Name (Lssomodi-First) EPSTEIN Jeffrey ACCESSIONS Complete Items SEPARATIONS CONAN Item, CHANGES Complete Items LOAN Complete Items 1.8 Additions fl To Staff 3.8 II Quit (1 Resionad 1.6 II Salary 1.2.3.6 AMOUNTS IIReplacement 3.4.6 Il Discharged 1.6 II Title or Position 7.2.3.6Repayment Schedule I I Per Pay Day With II Rehire 2.3,8 II Released 1.6 Deptment a A, or Bor ranch 1.2,3.6 i IReinSfa to From Leave 2.3.6 0 Laid Off 1,6 shift May/Night/ 1.2,3.6 Balance From Any Bonus II Total Repayment From Bonus I I Other Full el 11 Permanent Time ' ' II Temporary Part II Tim* " ri Thlturned " to School II Deceased 0 Retired 1.2,6 1.2.8 r ISUMMIlt Lame of Absence II Military II Maternity il Exit Interview II Attached File Number 6. Ph? 1 PRESENT STATUS 2 SALARY HISTORY Grade 24E Title Associate Salem s24.O 0/Yr. 0/7 Smut Dote of Employment 3/15/76 Starting Salary $225.00 Deparmyn or Branch NY Options Dept. Code Net SO" Date Last Incrust 4/25/77 Amount Last Increase 50,400/Yr. 13 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade 24E Title Associate Salary $24,OO0/Yr Off Status Nome of Employee Replaced Date Separated Deportment or Branch Customers Room Dopy/Cods No. 7hT))/J 012, Title 5 PART TIME EMPLOYMENT Salary Grad Rate S /Hour Hours Needed Etch Day From AM PM To AM PM 6 REASON TO BE EXPLAINED IN ALL CASES 1-• m ve, 1-0 LAI,. ,...: 11 !‘• , \ ..., ___-- - Transferred Per: L. Rabinowitz imployee tdrninistratIve Penn Deportment Head or Branch Menem/ Director of P111109MI .."1/ ADP CODES CATEGORY 0 1 2 I 3 4 5 6 7 8 9 / festive Date 401 31Oi Medical 402 ue Cross 403 'Pe Employee 404 'th Data 392 V7,,/ Ae usual Salary 762 /Ck Number 330 ' , CIA 1/2 . 77, 7 . /4 54 Rev. 10/75 (8/76) PERSONNEL COPY SDNY_GM_02770755 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257563 EFTA01337207 BEAR, STEARNS & CO. PAYROLL CHANGE AUTHORIZATION ,. . PERSONNEL DEPARTMENT Cleat. or Branch FROM: N.Y.RETAIL SALES Effective Dew of Change April 30,1979 Today's Date June 20,1979 Employee Name (Last•Middle•FirstI EPSTEIN Jeffre ACCESSIONS CompleteItems SEPARATIONS C°mPlit• Items CHANGES Complete Items LOAN Complete Items 1.6 a I Additions to Stall 3.6 II Quit ti Relined 1,84 Salary 1,Z3.6 AMOUNT S _l_ II Ref)William 3.4,6 II Discharged 1,6 II Title or Position 1,2,3,6 Repayment Schedule I 1 Per Pay Day With I I Rehire 2,3,8 II Released 1,6 1 or Department Branch 1,2,3.8 I 1 f iemstate From Lave 2,3.6 II Laid Ott 1,6 Shift IDay/Night) 1.2,3,8 Balance From Any Bonus I I Total Repayment From Bonus I I Other II Permanent Full il Time " I I Temporary Part Time 0 n Returned " to School Il Deceased D Retired 1,2,6 1,2,8 I ISurnmer Leave of Absence II Military II Maternity II Exit Interview (I Attached File Numb's, 1 PRESENT STATUS 2 SALARY HISTORY Grade 36E Tills Associate Salary $36, 800/Yr. 0/T Soya 0.93. ay Date of Employment 3/15/76 Starting Salary $225.00 Department or Branch N.Y.Retail Sales Deist Code No. Date Last Increase 8/14/78 Amount Lest Income $4800/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade 42E Title Associate Salary $42,000/Y3% OTT Status Name of Employee Replaced Date Separated Department or Branch Y. Retail Sales OWL Code No. r oiy Title N. 5 PART TIME EMPLOYMENT Salary Grade Rate S /Hour Hours Needed Each Day From AM To AM PM P 6 REASON TO BE EXPLAINED IN ALL CASES • t) • Retro to 4/30 79 Per: J Cayne ; _..„, bil 7 A ..) 4 ri. ii l i un i 6 fn. - .5 ....0. 0 ;..) ,_(;W; - LinPloyee Adrninistratim Partner Department Had or Branch Manager 8-7 Perdoz ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 • Etlecilve Date 401 Major Medical 402 Blue Cross 403 Type Employee 404 Birth Date 392 7/.74, { / A Annual Salary 762 'ock Number 330 727/7.774/4/// 354 Rev. 10/75 (8/76) PERSONNEL COPY i SDNY_GM_02770756 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257564 EFTA01337208 BEAR STEARNS VIA OVERNIGHT MAIL. U.S. Department of Justice 500 S. Australian Avenue, 41h Floor West Palm Beach, FL 33401 Attn: A. Marie Villafana Re: FGJ 07-103(WPIH-Tues./No. OLY-71 Dear Ms. BEAR. STEARNS & CO. INC. SHARON D. CERES 320 PARK AVENUE Phone NEW YORK, N Phone Fox September 7, 2007 In response to the Grand Jury Subpoena dated August IS, 2007 with regard to the above- referenced matter, enclosed please find the personnel file for Jeffrey Epstein as well as CD containing account statements for Jeffrey Epstcin as well as the following accounts in which Mr. Epstein has some relationship: Epstein Interests Financial Trust Co. Inc. Institutional Interests Heritage Interests International Charitable Interests Health & Science Interests If I find any other accounts that are responsive to your subpoena, as I continue my search, I will forward the statements to you under separate cover. Should you have any questions or I can be of further assistance to you, please contact me at the number listed above. Encl. Sincerely, BEAR, STEARNS & CO. INC. Sharon D. Ceres Legal Assistant ATLANTA I KUNO I BOSTON I BUF-110S AIRES I CHICAGO I DALLAS I OUBLIN I HOMO KOMORI:MOON LOS MOUES I LUGMO I NEW YORK I PUERTO MO I WI FRANCISCO I SAO MAO I SEOUL I SIUMOIN1 I SINGAPOPE I TOKYO SDNY_GM_027 70757 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257565 EFTA01337209 !OGRESS ~Rine r S°S/Sib _Pta2_1.1.224 re: .l-_ .__ r•i•nt IAST EMPICIIHR Dalton _Schools IRON 9/74 TO 3/76 posneRhys.2221. non $15001 «wan» N.Y.C. MILITARY STATUS ("EKEN, RP/0CA~ SAME Mark Epstein =OROS Above MONO* • Above RELATIONSHIP PROSTRATION OATES GROUP NOSPITALITATION Drat DOM • • C it. OHIO WO F. den, D WOMOUAL Dr =rsra., DATE 3/15/76 ,-/LT • 7 !1-as-7, 2I-1-71 T- S:~ in KO E /1/4POSITION ITTLE Trainee a 7-151- yp m PET: E • FUTP.11341 T • PART I1141 • V • SIIIHOR HOP 0.• Jo Brother TIML7;r- L e 1 fi, CCC C OAK nv no PROMOr mai S T alo n rC.OMM TNT JEPSTEIN, J. GUAM/a cbc Floor Dept.-AMEX $225.00 i1 .Z/ jpro;744d _71 :Lee Jett 0-0 /flog) • ., _if re lad IT • MINT INCREASE S SALARY ADJUSTMENT P • MONOTON 1 S. Olt IMPLORED 3/15/76 PROEM NAME LAS? mutt Hoist EPSTEIN Jeffrey E. ,r;,..>„ Potre _J._ nes _sigtefg T • TRANSFER L LYE OF Alt RELEASED I 'Wino R RESIGNER 0 CHAIR RORRAO ~TN ROC 1/20/50 so Male OIJIMIM. slays Single it CPC 0};;["1- SCMCOINS ItRI I ItS. M tS I A tOI MtT • I /t it 1 se5 I t• I at 1' I 7101 1. SDNY_GM_02770758 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257566 EFTA01337210 -3./ CTS W KIT PCSIT.ON tr. E COARTMIR47 Al a • 41' LIS/ yereAl___,,,Ta o_ F - -FU iCeesAtratrxe44. esigned can, Dip CCMPAPIT wire 447/79•9.74.d-- KEY E• usi. TIME T • ART TM( V • libit•EA Hat PA- NWT DONAU S • SMART Amu mmmmmm P • PRONOTKIN T L • ADD a DA X • AILED= I • DTIRED R • RISICAND DT III H • ittuilitO L S. I OATE ESIPLOTED 3/15/76 MOTH OATS 1/20/50 in Male •MOOTM MIMI TrAns Al. STATUS Married DOC Yfl ildiod IUM Nam DO • DUD 60160%6 EPSTEIN Jeffrey 1a1 I jii"rg•I NA• I A. i t I II I I AN I • • SI• I Oet I 110 IS . • • SONY_GM_02 7 70759 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257567 EFTA01337211 • tin r itrzi.1 I T IASI:RANCE Inn. ion is to be completed by the Stop ***** .) ,cm CONTINENTAL INSURANCE COMPANY KANSAS CITY FIRE AND MARINE INSURANCE COMPANY FIREMEN'S INSURANCE COMPANY OF NEWARK. NEW JERSEY BOSTON OLO COLONY INSURANCE COMPANY COMMERCIAL INSURANCE COMPANY OF NEWARK. N 1 PHOENIX ASSURANCE COMPANY OF NEW YORK NIAGARA FIRE INSURANCE COMPANY SEABOARD FIRE AND MARINE INSURANCE COMPANY IHE FIDELITY AND CASUALTY COMPANY OF NEW YORK NATIONAL-BEN FRANKLIN INSURANCE COMPANY OF ILLINOIS THE BUCKEYE UNION INSURANCE COMPANY PACIFIC INSURANCE COMPANY THE GLENS FALLS INSURANCE COMPANY Branch Office oceelrem f NT Bond No.. Application is hereby made to one of the above named Companies thereinafter called "the Company") otleCled by the Employer. .U,,. (Mrs. or. iss? E • . t.. 000000 (Applicant) ATUlfill of fund s Position TraiXIXTht or Payable ru . Bear, Steasns 44 Co, 5 Water St New 4OTillordni nmewn"' oo '' The Nature of the Employer's Business is FULL NANA OF APPLIC (Please Pant) P g ANT e•C "y•S re I r. SOCIAL SeURITY NUMBER (ridereas et Empieyet in lull, by Number. Stn.t. City) • S.to.ck Brokers Date of Birth 1— Ate you an American citizen? Single? Married? Separated? Divorced? Present residence address: How long have you lived there? State previous addresses in full and length of time you lited a' e ch V43:: during last five (5) years. Ku. glit '' .}.7.9.e. ........ ... Art_ 7vt 01} ''''s„ / 0i. or Ave.). City Siete Fran...... r to No. (St of Ave.) City Some From to Who cotunitue your family? Husband? Wife? No. of Children? Others? Do they reside with you? How long have you been in the continuous service of this employer? In what position? Trainee Do you receive any income beyond that of thip employment? If so, please state amount and sources? Ai? Employed at New York Dat f taking p;esent pwiitnn iring thilyitganee 1 I9 76 Do you receive goods, merchandise or other properly on consignment Of otherwise? ........!- Have ever failed in business or compromised with creditors Al.? If so, when- 19 • shere• • Famines% Name of lint • Assets: S • Liabilities 1, Slat were your banking connections at that time? Do you own your home or hold interest in other real estate? EY.4 In whose name is the title? Location of such realty Description Value I locum/mance Hare you any debts or liabilities other than for current expenisea? r, 11 urn. please Sae aunts amt state how they were incurred. If paid by salary, state annual amount and when payable. .... payable PI— eQs Y Have you ever applied to any company fur a bond? If so, when? Was the hued issued' What company issued the bond? Who was your employer? Ilas any company ever refused to issue or to continue a bond for morn If so. when? 19 Name Of the Company: On what ground was the bond refused? Have you ever been in arrears or in default in your present or previous employment? II ao, plcaac grim parliodaN APPLICANT S PARENTS, IF LIVING, OR OTHER NEARIIS1• RE.LA'l IVF.S VAMP. RELATIONSHIP OCCUPATION I ADDRESS (Street and No. in at hes) ........... SDNYGIvl_02 770760 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257568 EFTA01337212 YOUR OCCUPATIONS THROUGHOUT THE LAST TEN YEARS liIrttishbbelow full particulars of your past occupations or employments 'luring the last ten )ears. as called for ucaler the column headings. If you were at school nithin this period. gi‘e accurate identification and attendance at each school. Begin in the top space with your most recent activity. If the spaces here are insufficient. plea-c conplet. the record on a separate sheet and join together. PLEASE TYPE OR PRINT INFORMATION HELM Front To Full name or exact style (if firm or corporation) of your employer and his business and address. Town and street address of place where you worked. Name and present address of your Superintendent, Nature of your position or occupation. Chy did you leave? Month 1.:ntr11.....— Month . Nix< diace...71.-, sc./riot c. ra y s y<5 " W. /7? ........ ....... y... 4." •I ... 0 .1 • Te"7361",‘"*. — --J'--- VI Cs /-;• =_---- Montb J.Momin • Month t 19 Loath 19 • • ._.-. Month i ........... .... 19 Month ..... .. 19 .. — . ... ...... —......... ........ — .......... --- ................ - - ........ Jlomtb 19......•••• Month 19 Month Month REFERENCES Give as references the names and post-office addresses in full of three or four persons well acquainted with you ailing the past few years and nut related to you. They should be persons of good standing in their respective Lemont. aides. Please do not refer to any officer or fellow-employee in the service in which you are ...... J, nor to any former employer. NAME ... PROFESSION OR yy BUSD ESS M 44e's Ls"' .... - ........ -de.thr--/ .a..... .Sufi".:.._....... _ .... _ .... 19. tennt•RESIDENCE ADDRESS IN FULL (Street No. and City) I Jencks declare that the foregoing statemen s arc true, and I hereby apply to lb Company fur a bond in my behalf oat such kind and in such amount as the employer to be named as beneficiary in the said bond may now or hereafter require. I also hereby agree for myself, my heirs, executors, and adminis rotors, to indemnify the Company ag inst any losses, damages, costs, charges and expenses it may sustain, incur, or become ha le for in consequence of my acts while under the said hood or any renewals thereof, or any new bond issued in continuation thereof us as a substitute therefor; and any roper evidence of the payment by the Company of any such losses, damages costs, charges, or expenses shall, in the absence of fraud out the part of the Company in making such payment, be Conclusive evidence against me, my heirs, executors, and admit ;straws, of the hot and extent of my liahility to the Company tinder this agreement. I hereby Rather agree that the Company shalt have the right to decline to grant the bond applied for: that, in case the bond is granted, the Company shall have the right to withdraw or cancel the bond at any time; that the Company shall not be required to disclose the reasons of g orld,: upon nhicli any action on its part in connection Math the said hind in,,v he based: and that the Company shall not he reSponSOIC fur any loss ta damage that I may suffer 1w reason tit ant such action, any sustutory provisions to the contrary being hereby expressly waived by me. This agueematt may not be changed Of modified orally. No change or modificatiori shall he effective unless made by written endorsement hereon signed by an authorized representative of the Company Dated and signed at (Ten lend Slate) this In the presence of lam day of ... . c I SDNY_GI.1_02 770761 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257569 EFTA01337213 Orme u.stirOity( 4D BEAR, S ARKS & CO. • 55 WATER STREET • NEW YORK, N.Y. 10041 USE A BALL POINT PEN PLEASE PRINT NAL HISTORY FORM jw*" ' °a' m Au OS WOO A ION • SAM CCCCC AL /0416 nee ..... . v. •••••A tome. r filli* Sfe rnj iJereFge)/ Gr . SOOAL 14CINHIT Nadi AMNIA ••• AN 7, lig 5€414.1t-TE, Mt; GOP •100 yaT1 b. Well Air 4. !s.2 Y //2-ty *room vs. os rosooa.•• :o roe 4 Amkro-- - .TINY., CO NM ISINIII at* CM My Ms 2:9 I21,414Aanfa.7,24.:ent, I,! US" tog:0o pile,. 4 ne.,. 4.-> AP- intanemispAagnsviv hi-- .0O A09 al, TAW' *ROI . NANA auto Al 4.4.4ASt-i b{o • arato •stil9" Isir, iistonS Iiilio, A A • AA A"an"CORP* POSITION _ r4 '4ii ill I. too nn alto cooncreo or A 01n01n ow a h. out AilLiTA•A • UHIGHTIZSI TAS ome or *10714 fo ins 1____ EDUCATION (Begin %nth High School/s). Include Correspondence Schools. etc. TYPE OF SCHOOL NAME ARO LOCATION IROICATE IV M. NAPE DECREE OR INPLONA MOVED -01.teransom mn.,,,, TA", me TOO ORAINATRT AS ILA./ C 1. ..._ii4 A. • I - p i., 4 .7."..,15CI #.„kl , oiler. G. as. , kit 1... FK ) secs . IOW 41/ zi .B..... ac.47 Ai •tt , Len cdei - Pt's, loos.( 7/ n, i.0 GI-- AI'l EMPLOYMENT il in below a complete. consecutive statement of your bull s his cry foe the pa ten years. All time, including periods ot unemployment. must n II self employed. show name and address under which business was .conducted. mom OR VASE 101•110. COMIAINI zterf.),„ CtilbOe.....5 POSITIOR 0110 WATS SALA;TAI tea TO OldT AOINICSS -4P )&fi ir OW • INPONSOR HAM. sae, NO AN NO TO /D≤ £.4cr` $1. Az 7 At 1 nu or nu ss r SC a coma loosen* not nor CI 0 4CIAORED %MO •,O 8 CAPIANATION Or *CASON AO* LC IN ..... StO OISGNARGC0 -Mr. ..AL . n , I rid. 0 NCH P ros nom CO" ""sarsif /qt.. Cr P, POSOr•ON MBA S__ ••. Willi SA ,I er ao_ nos To CIAO MAC{{ . 010., /MO