Deutsche Bank
. .,
Deutsche Bank
Private Wealth Management
,
Option Agreement and Approval Form
Piens Complete All Section,
Account No. Account Name Southern Trust Company Inc
Cash Account Type Account Registration ENTITY
D Managed Account O Discretionary Account
Name(sl of person(s) other than account owner(S) authorized
Jeffrey Epstein, Jeanne Brennan •
to Other
place orders for the account:
Account and Owner Information (Provide requested information for each account owner ((Client"). Attach supplement to this Agreement if
necessary.)
Name Southern Trust Company Inc
Address 6100 Red Hook Quarter, 83, St. Thomas, 00002 Country Virgin Islands
Phone Number of Dependents NIA Marital Status N/A Bulb:late 11/1812011
Employer Business Phone
Business Address
Type of Business Positron Years Held
Present Brokerage Aor-ounts with: JPMorgan
Does the individual or entity that controls this account have the power to control any other Option Accoun(s) with Deutsche Bank Securities Inc.?
O Yes O No If yes, please provide the account number(s). WIN Provide List
Client(s) Financial Information
Approximate Aggregate Annual Intorno
of Account Owners) from All Sources Sources of Income (Approximate) Approximate Aggregate Net Worth
O Less than $50.000 Salary/Bonus so % averaterate Nei wore.
laud NM Won't Eadeclac Forapal Resdence
559000 -599. 999
,,00.0.-$249.999 Interest/Dividends 60 % ❑D Less than $50,000 D Less than $50.000
O550.000 - 599.999 D :scow - $99.999
$25osvo -$499.999 H $500,000 -5999999 Other (specify).
% O sloo,000 -5249.999 O 5100.000- $249.999
0 $2%000 -5499999 O $250,000 - 5499.999
O 51.000.000 - 52.499.999 % EJ 5500.000 - 4999.999 O $500.000 - 5999.999
0 52,500.000 - 54.999,999
0 55.000.000 over % O 51.009000 - $2,499,999
O 52.500,000 - 54.999.999 •
O 51.000.000 - 52.499999
52.500.000 - 54,999.999 and
D 55.000,000 and over 0 55.000.000 and over
Investment Experience of Account Owner(s)
Year First
Traded Average a Trades
Per Year Average Sce of
Trades ins Average See in
Snares /Convects NM Of PrOVIOU'l Optic,, Experience
OPOOns 2011 to 21,000,000.00 1,000 COvered Call Waling
Stocks 2011 10 $1,000,000.00 1,000 ff
Purchased Options
Bonds 2011 10 21000,000.00 1,000 Z*Option Spreads
Commodities .2011 10 51,000,000.00 1 000 q Uncovered Put Writing
Listed Stock Index 2011 to S1,000,000.00 1,000 a Uncovered Call Writing
OTC Derivatives 2011 10 $1 ,000.00000 1,000 O None
Structured Products 2011 ID $1.000,000.00 1,000
Other (Specify)
Ceuta:be Bank Secunties Inc.. a subsidiary of Deutsche Bank AG. Conducts investment banking and securities activities in the United State
III OWPWA-0127 pin 6 ' 1
OM 14 (06111)
00404 052711
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL DB-SDNY-0041137
SDNY_GM_00 187321
EFTA01355848