9. Bernstein, Lisa Barse EXECUTIVE
Page 83
9. Bernstein, Lisa Barse EXECUTIVE
10. Black. Leon D
/ Moderate Risk
it Associated with Other Companies CHAIRMAN
11. Cogut, Pamela G
45 Associated with Other Companies EXECUTIVE
12. Cohen. Barry CHAIRMAN
(09/28/2011 - 08/1672014)
13. Connell. Alice DIRECTOR
14. Dalton. Patrick J
145 Associated with Other Companies EXECUTIVE VICE PRESIDENT
(06/2007)
15. Donnelly, Gene
ADeceased EXECUTIVE
16. Dona, Thomas M EXECUTIVE
17. Du[man, Wendy F
145 Associated with Other Companies EXECUTIVE
18. Falk, Robert H
gb Associated with Other Companies EXECUTIVE
19. Fess, Wofse
145 Associated with Other Companies EXECUTIVE
20. Giarraputo, Barry EXECUTIVE
21. Glatt, Joseph D
145 Associated with Other Companies EXECUTIVE
22. Goldthorpe, Edward J
It Associated with Other Companies PRESIDENT
(02/14/2012 - 11/13/2013)
23. Hannan. John J CHAIRMAN
(06/2007 - 11113/2013)
24. Harris, Joshua J
1 Moderate Risk
145 Associated with Other Companies EXECUTIVE
25. Jhawar, Andrew S EXECUTIVE
26. Jupiter, Michael
/ Moderate Risk
It Associated with Other Companies EXECUTIVE
27. Kelly. Martin B EXECUTIVE
28. Kleinman, Scott M
/ Moderate Risk
Associated with Other Companies PARTNER
(07/10/2012 - 10/08/2013)
29. Kuesel, Bill EXECUTIVE
30. Lane, John EXECUTIVE
31. Lomm, Jessica
Associated with Other Companies EXECUTIVE
32. Malone, Claudine B DIRECTOR
(06/2007)
33. Martin. Kelly CHIEF FINANCIAL OFFICER
34. Martinez. Steve PARTNER
35. Medley. Laurie
litl Associated with Other Companies EXECUTIVE
36. Michel, Cindy
lb Associated with Other Companies EXECUTIVE
37. Modlin. Wendy
ft Associated with Other Companies EXECUTIVE
For internal use only
For internal use only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL DB-SDNY-0046896
SDNY_GM_00193080
EFTA01358918