Case: 01082293 - salesforce.com - Unlimited Edition Page 2 of 9
Case: 01082293 - salesforce.com - Unlimited Edition Page 2 of 9
Moderate Risk
High Risk
Relationship Number
Case Owner
DB Pay for Third
party for introduction
Describe, Third party
compensation e 290
Approved KYC
No
Special Client Type (select if applicable)
DB Employee
DB is Trustee/Co-
Trustee
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A. Type of Photo ID Provided
A. U.S. Drivers License; Passport
If Other. Type of
Photo ID Provided Reason for Rush (If
applicable)
Exception Expires
Reason for Exception
Applicable)
Booking Location
How Client Was
Introduced
Introduction Details
Request
Temporary/Permanent
Exception
DB Managed PIC
Bearer Shares? Epstein & Co. as this was a company
started and controlled by Mr. Epstein.
RESOLVED
all issues resolved
Please rush. Client wants to fund
accounts ASAP.
NY
Prospect
Jeffrey Epstein was a client of Paul's ;
JP Morgan. Paul and Jeffrey Epstein
had a mutual fnend/colleague who
introduced them while Paul was at
JPMorgan. Over the course of a few
meetings Paul was able to get Jeffrey
to bring some of his funds over to
JPMorgan
KYC Wizard
Launch Due Diligence
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B. Checklist of names (individuals and/or entities) that were submitted for database searches is
attached
B. Yes
C. Please indicate the results of the database searches performed
RDC searches
complete Yes - Negative Results Found PCR checks
complete Yes - Negative Results Found
OFAC checks
complete Yes - No Negative Results Found BIS searches
complete Yes - No Negative Results Found
Denial Orders checks
complete Yes - No Negative Results Found Martindale -Hubbell
searched Not Applicable
https://dbforcepb.my.salesforce.com/5006000000Qah5L/p?retURL45006000000Qah5L A... 8/28/2015
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0048750
CONFIDENTIAL SDNY_GM_00194934
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