Subject: MD approvals for Hi h Risk ACUs com leted [I]

EFTA01421146 Dataset 10 11 pages Download original PDF Download as text
Subject: MD approvals for Hi h Risk ACUs com leted [I] From: Vaishali-P Mehta Date: Mon, 27 Jun 2016 13:27:47 -0400 To: Andrew Gallivan Cc: Douglas Robertson Stewart Oldfield Leo Bresnahan Paul Morris Classification: For internal use only Dear Andrew, All the below ACUs were completed for High Risk clients showing no material changes to the client's circumstances. Please review the ACU comments, and reply back with your approval. Annual Client Update: ID Customer Owner SILO MD GCIS Customer Number Customer Name Annual Client Update: Created Date A14. A15. Client Status Update Description A16. A17. 75302 Douglas Robertson US-Onshore Andrew Galivan EFTA01421146 00000469532 Millstein & Co. LLC 5/31/2016 Millstein & Co remains a restructuring focused advisory firm based in DC and NY with the emphasis on corporate and sovereigns. The purpose of the meeting was to perform a comprehensive annual review of the personal and corporate accounts. We discussed Millstein & Co's involvement with the Puerto Rico debt restructuring, general muni & market outlooks, and the positioning of various investment accounts. The business accounts are fairly straightforward as they continue to serve as the operating accounts for the business. No No 75240 Douglas Robertson US-Onshore Andrew Galivan 00000113123 Simon, J. Peter 5/24/2016 The client continues to live and work in NJ area, where family office WES & Sons operates. The topic of discussion included the current state of affairs with the family office, market outlook, and a review of certain anticipated transactions. There are no material changes with this client. No No 75819 Leo Bresnahan EFTA01421147 TRUST Andrew Galivan Brett Dylan Bagley Irrevocable Trust 6/14/2016 No changes No changes No No Leo Bresnahan TRUST Andrew Galivan 00000482112 Conor Reynolds Bagley Irrevocable Trust 5/24/2016 No changes No changes No No Leo Bresnahan TRUST Andrew Galivan EFTA01421148 Marital Trust FB0 Elizabeth Bagley 5/24/2016 No changes No changes No No Leo Bresnahan TRUST Andrew Galivan Nicole Ladmer Bagley Irrevocable Trust 5/24/2016 No changes No changes No No Leo Bresnahan TRUST Andrew Galivan Smith Beau Walker Bagley Irrevocable Trust 5/24/2016 EFTA01421149 No changes No changes No No Leo Bresnahan TRUST Andrew Galivan Taylor M. Bagley Irrevocable Trust 5/24/2016 No changes No changes No No 75253 Leo Bresnahan TRUST Andrew Galivan 00000484581 The Conor Bagley Appointive Trust U/W of Smith Bagley 5/24/2016 No change No changes EFTA01421150 No No Leo Bresnahan TRUST Andrew Galivan The Vaughan Bagley Appointive Trust U/W of Smith Bagley 5/24/2016 No changes No changes No No Leo Bresnahan TRUST Andrew Galivan 11111111113 TR FB0 Conor R Bagley UA dtd 10/27/95 by Smith Bagley 5/24/2016 No changes No changes No No EFTA01421151 Leo Bresnahan TRUST Andrew Galivan TR FBO Vaughan E Bagley UA dtd 11/26/90 by Elizabeth F Bagley 5/24/2016 No changes No changes No No Leo Bresnahan TRUST Andrew Galivan Vaughan Elizabeth Bagley Irrevocable Trust 5/24/2016 No changes No changes No No Stewart Oldfield US-Onshore EFTA01421152 Andrew Galivan Southern Trust Company, Inc. 6/14/2016 Southern Trust Company has not changed its nature of business within the past year. it is still a private investment company and has no changed. Southern Trust is still a private investment company and has not had any changes No No Paul Morris US-Onshore Andrew Galivan Black, Leon D. 5/10/2016 client is CEO of Apollo Global management. Family office established in 2014 to manage family wealth. Distributions from APO and other diversified investments. Yes No EFTA01421153 Paul Morris US-Onshore Andrew Galivan J. Epstein Virgin Islands Foundation, Inc 5/10/2016 Private foundation investment income Yes No Paul Morris US-Onshore Andrew Galivan Jeepers, Inc 5/10/2016 Jeepers is sub S managing various investments investment activities, advisory services Yes No Paul Morris US-Onshore Andrew Galivan EFTA01421154 Mort, Inc 5/10/2016 Mort is entity holding shares of private company Jawbone Holds private investment No No Paul Morris US-Onshore Andrew Galivan The Haze Trust 5/10/2016 Investment vehicle No change Yes No Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk EFTA01421155 Deutsche Bank Wealth Management 60 Wall Street, 27th Floor, 10005-2836 New York, NY, USA EFTA01421156

📷 Images in this document (11 detected; 6 largest described)

AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.

[Image 1] The image appears to be a photograph of a printed document, specifically a letter or a report. The document is dated "6/6/2001" and is addressed to "MULTI-STATE COMPANY, LLC." It mentions a meeting with the Puerto Rico debt restructuring team and discusses the performance of the company's investment portfolio. The document includes the names of individuals involved in the meeting, such as "Douglas [Image 2] The image shows a scanned document with text content. The document appears to be an email or a letter, as indicated by the sender's address and recipient's address. The text includes a subject line, a date, and a message body. The visible names include the sender's name and the recipient's name, which are redacted in the image. There are also visible dates and a reference to a customer number. The [Image 3] The image shows a document with text, which appears to be a letter or an email. The document is addressed to "Andrew Selig" and is from "Southern Trust Company, Inc." The text mentions a change in the company's business and advises that Southern Trust Company is not a private investment company. The document also mentions a change in the company's business and advises that Southern Trust Company i [Image 4] The image appears to be a screenshot of a text document, possibly an email or a letter. The document contains text that is too small to read clearly, and the content is not visible. The visible elements include the names "Paul Morris" and "Andrew Galeva" at the top, followed by a series of lines with text that is not legible due to the resolution. The document is structured with headings and parag [Image 5] The image appears to be a screenshot of a text document, possibly an email or a text file. The content of the document is not fully visible due to the resolution and angle of the image. However, we can see that it contains text, which includes names, dates, and possibly other information. The document is not clearly legible due to the quality of the image. [Image 6] The image appears to be a screenshot of a text document or a computer file with a list of names and dates. The list includes names such as "Lee Arrasmith," "Trust," "Andrew Gallagher," "Andrea Gallagher," "Lee Bronson," "Linda Bronson," "Andrew Gallagher," "Andrea Gallagher," "Lee Bronson," "Linda Bronson," "Andrew Gallagher," "Andrea Gallagher," "Lee Bronson," "Linda Bronson," "Andrew Gallagher,"