Subject: Re: SOF IV names [C] [I]
Subject: Re: SOF IV names [C] [I]
From: Stewart Oldfield ‹ >
Date: Fri, 04 May 20
To: Nathaniel Morgan
Cc: Andrew King
William -M Finn
Sure, that works. Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
On May 4, 2018, at 3:02 PM, Nathaniel Morgan <[email protected]> wrote:
Classification: For internal use only
Hi Stew — We've submitted 20 and received docs for 19 of your prospects.
2 quick updates/questions:
We asked Davide from KCP to submit the request for Southern
Should KCP also submit Willett? Financial.
Thanks!
Nate
EFTA01421388
From: Stewart Oldfield
Sent: Wednesday, May
To: Nathaniel Mor an
Cc: Andrew King William -M Finn
Subject: Re: SOF IV names [C] [I]
Ah. That's complicated.
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
EFTA01421389
On May 2, 2018, at 1:09 PM, Nathaniel Morgan wrote:
Classification: For internal use only
Hey Stew,
For Willett — you aren't a part of the team in DbForce (Jim Donofrio and
KCP East are) so I can't submit an AIS request. Any guidance would be
helpful.
Gracias,
Nate
From: Stewart Oldfield
Sent: Tuesday, May 01, 2018 6:11 PM
To: Nathaniel Morgan
Cc: Andrew King
Subject: RE: SOF IV names [I] [C]
Always happy to help you help me
From: Nathaniel Morgan
Sent: Tuesday, May 01, 2018 6:10 PM
To: Stewart Oldfi
Cc: Andrew King
Subject: RE: SOF IV names [I] [C]
Classification: Confidential William -M Finn
William -M Finn
Thanks for the time on the phone Stew. We've got all that we need and will
get rolling on the AIS requests.
EFTA01421390
From: Nathaniel Morgan
Sent: Tuesday, May 01, 2018 5:52 PM
To: Stewart Oldfield
Cc: Andrew King
Subject: RE: SOF IV names [I] [C]
Classification: Confidential
Hi Stew, William -M Finn
I've attached the form for the clients in red. Since everyone appears to be
in DB force, we don't need the addresses and all that jazz. Just need the
standard Suitability/Asset Allocation info, as well as phone #'s and emails
if you have them.
Thanks,
Nate
Name
AIS Info on File
Aspen Grove
Yes
Bright
Yes
Dimension
Yes
Dorrance
EFTA01421391
Yes
Epstein/Southern Financial
Yes
Everwatch
Yes
Forrestal
Yes
Georgetown
Yes
Gerschel
Yes
Highlander
Yes
Yes
Ironsides
Yes
Nicholas
Yes
Shamrock
EFTA01421392
Yes
Slome
Yes
Third Lake
Yes
Tisch
Yes
Warren
Yes
BBR
No
Ford
No
Pacific Life
No
Willett
No
Annandale
No
EFTA01421393
EFTA01421394
📷 Images in this document (7 detected; 6 largest described)
AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.
[Image 1] The image appears to be a screenshot of an email conversation. The email is from Nathaniel Morrison to Steve, and it contains a message with a subject line that reads "Classification for internal use only." The email body includes a statement about not being part of the team in Facebook and a request for help. There are also several lines of text that are redacted, indicating that the email contai
[Image 2] The image shows a scanned document, which appears to be a letter or email. The document contains text, and there are visible names, dates, and a logo. The visible text includes a salutation, a subject line, a date, and a closing. The logo is partially visible at the top of the document. The document is addressed to someone named "Steven," and it mentions a company named "Deutsche Bank." The visibl
[Image 3] The image shows a digital document, which appears to be an email. The sender's name is visible at the top, followed by the recipient's name, and the subject line of the email. The body of the email contains a message that includes a form for the clients to fill out, along with instructions and a link to a secure website for the clients to access the form. The form is titled "Asset Allocation Infor
[Image 4] The image shows a document with text and a redacted section. The visible text includes a subject line, a sender's name, a recipient's name, and a date. The redacted section appears to be a message or a paragraph of text, but the content is obscured. The document appears to be a form of correspondence, possibly a letter or an email, but the exact type of document is not clear due to the redacted co
[Image 5] The image shows a text-based list with a series of names followed by the word "YES" in capital letters. The list appears to be a record of some sort, possibly related to a survey or a list of participants. The names are presented in a structured format, with each name on a separate line. The text is clear and legible, and the list is presented in a straightforward manner without any additional gra
[Image 6] The image shows a text-based list with a series of questions followed by answers. The questions appear to be related to personal preferences or lifestyle choices, such as "Do you smoke?" and "Do you have a pet?" Each question is followed by a "YES" or "NO" answer. The text is presented in a simple, unadorned format, suggesting it could be from a survey or questionnaire. The background is plain and