Subject: RE: SOF IV names [C] [I]
Subject: RE: SOF IV names [C] [I]
From: Nathaniel Morgan
Date: Wed, 02 May 2018 13:09:23 -0400
To: Stewart Oldfield
Cc: Andrew King
William -M Finn
Classification: For internal use only
Hey Stew,
For Willett — you aren't a part of the team in DbForce (Jim Donofrio and
KCP East are) so I can't submit an AIS request. Any guidance would be
helpful.
Gracias,
Nate
From: Stewart Oldfield
Sent: Tuesday, May 01, 2018 6:11 PM
To: Nathaniel Mor an
Cc: Andrew King
Subject: RE: SOF IV names [I] [C]
Always happy to help you help me
From: Nathaniel Morgan
Sent: Tuesday, May 01, 2018 6:10 PM
To: Stewart Oldfield
Cc: Andrew King <
Subject: RE: SOF IV names [I] [C] ; William -M Finn a
; William -M Finn a>
Classification: Confidential
EFTA01422281
Thanks for the time on the phone Stew. We've got all that we need and will
get rolling on the AIS requests.
From: Nathaniel Morgan
Sent: Tuesday, May 01, 2018 5:52 PM
To: Stewart Oldfield
Cc: Andrew King
Subject: RE: SOF IV names [I] [C]
Classification: Confidential
Hi Stew, William -M Finn ‹ >
I've attached the form for the clients in red. Since everyone appears to be
in DB force, we don't need the addresses and all that jazz. Just need the
standard Suitability/Asset Allocation info, as well as phone #'s and emails
if you have them.
Thanks,
Nate
Name
AIS Info on File
Aspen Grove
Yes
Bright
Yes
Dimensional
EFTA01422282
Yes
Dorrance
Yes
Epstein/Southern Financial
Yes
Everwatch
Yes
Forrestal
Yes
Georgetown
Yes
Gerschel
Yes
Highlander
Yes
Yes
Ironsides
Yes
Nicholas
EFTA01422283
Yes
Shamrock
Yes
Slome
Yes
Third Lake
Yes
Tisch
Yes
Warren
Yes
BBR
No
Ford
No
Pacific Life
No
Willett
No
Annandale
No
EFTA01422284
EFTA01422285
📷 Images in this document (5 detected)
AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.
[Image 1] The image shows a printed email with a timestamp indicating it was sent on Wednesday, May 10, 2018, at 2:02:59 AM. The email is addressed to a recipient with the initials "S.F." and is from an individual named "Stephen Giddings." The email contains a subject line that is redacted, and the body of the email is redacted as well, with the exception of a single sentence that reads, "May I help you?" T
[Image 2] The image shows a screenshot of an email conversation. The email is from a sender named "Nathaniel Morgan" to a recipient named "Ashley Williams." The email is dated May 10, 2019, and it appears to be a professional correspondence, possibly related to a request for assistance or information. The content of the email is not fully visible due to the resolution of the image.
[Image 3] The image shows a text-based list with a series of names followed by the word "YES" in capital letters. The list appears to be a record of some sort, possibly related to a survey or a list of participants. The names are presented in a structured format, with each name on a separate line. The text is clear and legible, and the list is presented in a straightforward manner without any additional gra
[Image 4] The image shows a text-based list with a series of questions and answers. The questions are related to personal preferences or opinions, such as "Do you like to read?" and "Do you like to watch movies?" Each question is followed by a corresponding answer, which is either "Yes" or "No." The text is presented in a simple, unformatted manner, with no additional graphics or images. The list is structu
[Image 5] The image appears to be a grayscale photograph or scan of a document with a vertical orientation. The document has a header and a footer, suggesting it might be a letter or a report. The text is too small to read clearly, and there are no visible names, dates, places, or logos that can be discerned from this image. The document seems to be a formal or professional type, but without more context, i