Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and

EFTA01422395 Dataset 10 7 pages Download original PDF Download as text
Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP From: Vijay-A Sawant <MIE > Date: Tue, 04 Sep 2018 06:19:35 -0400 To: Stewart Oldfield Cc: Richard Iarossi Mayur Rathod Bradley Gillin Hi Stewart, We have separated Mort Inc from this case (01977700), as requested so you can approve Gratitude today. We have completed all the searches and assigning this case to you for your review. Advise if any changes required, or else, please forward to the AML team for final approval, thanks. Kind Regards, (cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile From: Stewart Oldfield Sent: Friday, August 31, 2018 6:33 PM To: Vijay-A Sawant < Cc: Richard Iarossi Bradley Gillin Ma ur Rathod EFTA01422395 Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Please separate the cases, then. We need Gratitude taken care of to open a new account. Mort does not have that same urgency. I'm here if you want to call. Thanks From: Vijay-A Sawant Sent: Friday, August 31, 2018 8:38 AM To: Stewart Oldfield Cc: Richard Iarossi Ma ur Rathod < >; Bradley Gillin Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart, Because both accounts Mort & Gratitude are part of the same KYC (01977700), we require Mort COGS or SoS, so this case can be submitted. SoS is the screenshot of this entities registration confirmation from the state registry website. Alternatively you can provide us the COGS dated within the last 6 months for Mort. This is the only pending item for this case, thanks. Kind Regards, fcid:1 [email protected] EFTA01422396 Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile + From: Stewart Oldfield Sent: Friday, August 31, 2018 5:52 PM To: Vijay-A Sawant Cc: Richard Iarossi Ma ur Rathod <Ma Bradley Gillin Subject: Re: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Do we need Mort to complete Gratitude? Also, what is SOS? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. EFTA01422397 Mobile Email Securities offered through Deutsche Bank Securities Inc. On Aug 31, 2018, at 6:59 AM, Vijay-A Sawant a wrote: Good Morning Stewart, After receipt of the COGS for Gratitude America in attached email, we confirm that only the following items are pending for KYC Case#01977700 SOS & COGS for Mort Inc dated in last 6 months. Entity domiciled in US Virgin Islands. Once the above item is received, we will submit this case to the AML team for approval, thanks. Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management EFTA01422398 B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile + From: Vijay-A Sawant Sent: Wednesday, August 01, 2018 5:37 PM To: Bradley Gillin Cc: Mayur Rathod Subject: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High ; Stewart Oldfield Hello Brad/Stewart, This review relates to review of above high-risked accounts due for remediation 8/31/2018. Upon review of the docs available from repositories, we have completed attached checklists, identifying RP's below. List of pending items listed below — Acct Holder — Mort, Inc Director, Sole Shareholder & Authorized Signatory — Jeffrey Epstein Director, Vice President & Authorized Signatory — Darren Indyke Director & Treasurer — Richard Kahn Please confirm material changes to this account and whether RP's identified above are correct or not? We were unable to locate COI for this entity. Additionally we were EFTA01422399 unable to extract SoS from the US Virgin Islands registry website. Alternatively, kindly provide COGS for this entity, dated within the last 6 months. Acct Holder — Gratitude America Ltd President & Authorized Signatory — Jeffrey Epstein Director & Authorized Signatory — Richard Kahn Director, Treasurer & Authorized Signatory — Darren Indyke Please confirm material changes to this account and whether RP's identified above are correct or not? Please note that in some docs, Richard Kahn reflects in Self Certification form (signed in 2016) and Form 990 (also from 2016), both attached for reference. However Richard does not appear in the DB Non Profit Resolution signed in 2015. I have attached this doc as well for reference. Additionally from the last approved KYC 01790739 (from Aug 2017), Richard does not appear as an RP for this entity. Hence checking, kindly advise accordingly. We were unable to locate COI for this entity. Additionally we were unable to extract SoS from the US Virgin Islands registry website. Alternatively, kindly provide COGS for this entity, dated within the last 6 months. We will proceed to launch this case upon your confirmation of the material changes onabove accounts, thanks. Kind Regards, <image001.gif> Vijay Sawant EFTA01422400 KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile <mime-attachment> EFTA01422401

📷 Images in this document (7 detected; 6 largest described)

AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.

[Image 1] The image shows a printed email with a subject line that reads "Re: 2018 R&D Review." The sender's name is redacted, and the recipient's name is visible as "Stewart." The email body contains a message from "Vijay Kumar" to "Stewart," thanking him for his team's assistance in a case. The message includes a reference to a case number and a date. The email also contains a signature block with the nam [Image 2] The image shows a text document with a header that reads "CRAFTED AMERICA LTD." Below the header, there is a list of names, titles, and contact information, which appears to be a directory or a list of personnel associated with the company. The document includes fields such as "Name," "Title," "Email," and "Phone Number." The text is in English, and the document is a digital scan or a photograph o [Image 3] The image shows a screenshot of an email. The email is from a sender named "Greg" to a recipient named "Sean." The subject line of the email reads "Subject: 2018 Retro Review of Actos." The body of the email contains a message thanking the recipient for their assistance and mentioning a case number. There is also a reference to a "Greg Gillin" and a "Susan." The email includes a signature at the b [Image 4] The image shows a scanned document, which appears to be a review or report. The document contains text and a table with columns labeled "Date," "Name," "Title," "Review," and "Rating." The visible text includes a salutation "Dear Dr. Stewart," followed by a review of a class or course. The visible text also includes the names "Jeffrey A. Stewart," "Stephen A. Swartz," and "Richard Kahn." The docum [Image 5] The image shows a document that appears to be a letter or an email. The sender's name is visible at the top, followed by the recipient's name. The document contains text that seems to be a professional communication, possibly related to work or business matters. There are visible sections of text that mention names, dates, and possibly a reference to a review or a project. The document is partiall [Image 6] The image shows a digital document, which appears to be an email. The sender's name is visible at the top, but it is redacted. The recipient's name is also visible at the bottom, but it is redacted. The email contains text that discusses a case number and a reference to a "Gift" from a company named "Deutsche Bank Securities LLC." There are also mentions of "US Treasury" and "US Customs." The docu